401k Plan data: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN plan

UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 401k Plan overview

Plan Name	UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN
Plan identification number	008

UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSAL LEAF TOBACCO COMPANY, INC has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSAL LEAF TOBACCO COMPANY, INC

Employer identification number (EIN): 540741848

NAIC Classification: 424940
NAIC Description: Tobacco and Tobacco Product Merchant Wholesalers

Additional information about UNIVERSAL LEAF TOBACCO COMPANY, INC

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1922-04-21

Company Identification Number: 0023196

Legal Registered Office Address: 9201 FOREST HILL AVENUE
SUITE 1400
RICHMOND
United States of America (USA)
23235

More information about UNIVERSAL LEAF TOBACCO COMPANY, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
008 2014-01-01 LAUREANN DIXON
008 2013-01-01 LAUREANN DIXON
008 2012-01-01 BETTY B. GRANT BETTY B. GRANT 2014-07-15
008 2011-01-01 WILMA S. MILAM WILMA S. MILAM 2012-10-15
008 2010-01-01 WILMA S. MILAM WILMA S. MILAM 2011-10-14
008 2009-01-01 THERESA C. KINLAW, DEF. CONT. SPEC. THERESA C. KINLAW, DEF. CONT. SPEC. 2010-10-19
008 2009-01-01 THERESA C. KINLAW, DEF. CONT. SPEC. THERESA C. KINLAW, DEF. CONT. SPEC. 2010-10-19
008 2009-01-01 THERESA C. KINLAW, DEF. CONT. SPEC. THERESA C. KINLAW, DEF. CONT. SPEC. 2010-10-15
008 2009-01-01 THERESA C. KINLAW, DEF. CONT. SPEC. THERESA C. KINLAW, DEF. CONT. SPEC. 2010-10-19
008 2009-01-01 THERESA C. KINLAW, DEF. CONT. SPEC. THERESA C. KINLAW, DEF. CONT. SPEC. 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
008	2014-01-01	LAUREANN DIXON
008	2013-01-01	LAUREANN DIXON
008	2012-01-01	BETTY B. GRANT	BETTY B. GRANT	2014-07-15
008	2011-01-01	WILMA S. MILAM	WILMA S. MILAM	2012-10-15
008	2010-01-01	WILMA S. MILAM	WILMA S. MILAM	2011-10-14
008	2009-01-01	THERESA C. KINLAW, DEF. CONT. SPEC.	THERESA C. KINLAW, DEF. CONT. SPEC.	2010-10-19
008	2009-01-01	THERESA C. KINLAW, DEF. CONT. SPEC.	THERESA C. KINLAW, DEF. CONT. SPEC.	2010-10-19
008	2009-01-01	THERESA C. KINLAW, DEF. CONT. SPEC.	THERESA C. KINLAW, DEF. CONT. SPEC.	2010-10-15
008	2009-01-01	THERESA C. KINLAW, DEF. CONT. SPEC.	THERESA C. KINLAW, DEF. CONT. SPEC.	2010-10-19
008	2009-01-01	THERESA C. KINLAW, DEF. CONT. SPEC.	THERESA C. KINLAW, DEF. CONT. SPEC.	2010-10-15

Plan Statistics for UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN

401k plan membership statisitcs for UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN

Measure Date Value
2014: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,754
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,035
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 905
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 835
Total of all active and inactive participants 2013-01-01 1,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 14
Total participants 2013-01-01 1,754
Number of participants with account balances 2013-01-01 1,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 69
2012: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,089
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 726
Number of other retired or separated participants entitled to future benefits 2012-01-01 301
Total of all active and inactive participants 2012-01-01 1,027
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 8
Total participants 2012-01-01 1,035
Number of participants with account balances 2012-01-01 1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 97
2011: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,591
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 826
Number of retired or separated participants receiving benefits 2011-01-01 257
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 1,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 5
Total participants 2011-01-01 1,088
Number of participants with account balances 2011-01-01 1,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 204
2010: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,706
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,592
Number of other retired or separated participants entitled to future benefits 2010-01-01 104
Total of all active and inactive participants 2010-01-01 1,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 5
Total participants 2010-01-01 1,701
Number of participants with account balances 2010-01-01 1,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 112
2009: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,570
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 135
Total of all active and inactive participants 2009-01-01 1,705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,706
Number of participants with account balances 2009-01-01 1,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 32

Measure	Date	Value
2014: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,754
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,035
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	905
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	835
Total of all active and inactive participants	2013-01-01	1,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	14
Total participants	2013-01-01	1,754
Number of participants with account balances	2013-01-01	1,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	69
2012: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,089
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	726
Number of other retired or separated participants entitled to future benefits	2012-01-01	301
Total of all active and inactive participants	2012-01-01	1,027
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	8
Total participants	2012-01-01	1,035
Number of participants with account balances	2012-01-01	1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	97
2011: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,591
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	826
Number of retired or separated participants receiving benefits	2011-01-01	257
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	1,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	5
Total participants	2011-01-01	1,088
Number of participants with account balances	2011-01-01	1,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	204
2010: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,706
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,592
Number of other retired or separated participants entitled to future benefits	2010-01-01	104
Total of all active and inactive participants	2010-01-01	1,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	5
Total participants	2010-01-01	1,701
Number of participants with account balances	2010-01-01	1,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	112
2009: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,570
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	135
Total of all active and inactive participants	2009-01-01	1,705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,706
Number of participants with account balances	2009-01-01	1,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	32

Financial Data on UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN

Measure	Date	Value
2014 : UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-01-31	$0
Total transfer of assets from this plan	2014-01-31	$5,788,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-31	$0
Total income from all sources (including contributions)	2014-01-31	$-16,770
Total loss/gain on sale of assets	2014-01-31	$0
Total of all expenses incurred	2014-01-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-01-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-01-31	$17,889
Value of total assets at end of year	2014-01-31	$0
Value of total assets at beginning of year	2014-01-31	$5,804,930
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-01-31	$0
Total interest from all sources	2014-01-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-01-31	$0
Was this plan covered by a fidelity bond	2014-01-31	Yes
Value of fidelity bond cover	2014-01-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-01-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-01-31	No
Contributions received from participants	2014-01-31	$7,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Value of net income/loss	2014-01-31	$-16,770
Value of net assets at end of year (total assets less liabilities)	2014-01-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-01-31	$5,804,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-01-31	No
Were any leases to which the plan was party in default or uncollectible	2014-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-01-31	$126,135
Value of interest in common/collective trusts at end of year	2014-01-31	$0
Value of interest in common/collective trusts at beginning of year	2014-01-31	$5,678,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-01-31	$-158
Net investment gain or loss from common/collective trusts	2014-01-31	$-34,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-01-31	No
Was there a failure to transmit to the plan any participant contributions	2014-01-31	No
Has the plan failed to provide any benefit when due under the plan	2014-01-31	No
Contributions received in cash from employer	2014-01-31	$10,748
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-01-31	Yes
Did the plan have assets held for investment	2014-01-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-01-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-01-31	Disclaimer
Accountancy firm name	2014-01-31	PBMARES, LLP
Accountancy firm EIN	2014-01-31	540737372
2013 : UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,417,602
Total loss/gain on sale of assets	2013-12-31	$759
Total of all expenses incurred	2013-12-31	$404,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$404,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$713,671
Value of total assets at end of year	2013-12-31	$5,804,930
Value of total assets at beginning of year	2013-12-31	$4,791,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$220
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$9,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$9,064
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$269,463
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$6,517
Administrative expenses (other) incurred	2013-12-31	$220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,013,100
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,804,930
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,791,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$33,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,361,945
Value of interest in common/collective trusts at end of year	2013-12-31	$5,771,203
Value of interest in common/collective trusts at beginning of year	2013-12-31	$195,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$270,977
Net investment gain or loss from common/collective trusts	2013-12-31	$423,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$444,208
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$228,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$404,282
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$215,281
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$214,522
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PBMARES, LLP
Accountancy firm EIN	2013-12-31	540737372
2012 : UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,481,315
Total loss/gain on sale of assets	2012-12-31	$468,962
Total of all expenses incurred	2012-12-31	$240,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$235,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$956,722
Value of total assets at end of year	2012-12-31	$4,791,830
Value of total assets at beginning of year	2012-12-31	$3,546,449
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,612
Total interest from all sources	2012-12-31	$55,631
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$4,612
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$283,820
Participant contributions at end of year	2012-12-31	$6,517
Participant contributions at beginning of year	2012-12-31	$8,020
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,240,710
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,791,830
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,546,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,361,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,121,668
Value of interest in common/collective trusts at end of year	2012-12-31	$195,355
Value of interest in common/collective trusts at beginning of year	2012-12-31	$162,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$55,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$672,902
Employer contributions (assets) at end of year	2012-12-31	$228,013
Employer contributions (assets) at beginning of year	2012-12-31	$254,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$235,993
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$468,962
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PBMARES, LLP
Accountancy firm EIN	2012-12-31	540737372
2011 : UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-118,450
Total unrealized appreciation/depreciation of assets	2011-12-31	$-118,450
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$998,520
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$234,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$234,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,081,946
Value of total assets at end of year	2011-12-31	$3,546,449
Value of total assets at beginning of year	2011-12-31	$2,782,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$35,024
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$35,024
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$340,033
Participant contributions at end of year	2011-12-31	$8,020
Participant contributions at beginning of year	2011-12-31	$7,356
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$4,043
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$59
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$764,074
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,546,449
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,782,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,121,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,603,681
Value of interest in common/collective trusts at end of year	2011-12-31	$162,664
Value of interest in common/collective trusts at beginning of year	2011-12-31	$117,813
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$741,913
Employer contributions (assets) at end of year	2011-12-31	$254,097
Employer contributions (assets) at beginning of year	2011-12-31	$53,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$230,403
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WITT MARES, PLC
Accountancy firm EIN	2011-12-31	541184709
2010 : UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$256,456
Total unrealized appreciation/depreciation of assets	2010-12-31	$256,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,281,946
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$141,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$141,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$999,484
Value of total assets at end of year	2010-12-31	$2,782,375
Value of total assets at beginning of year	2010-12-31	$1,641,510
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$26,006
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$300,967
Participant contributions at end of year	2010-12-31	$7,356
Participant contributions at beginning of year	2010-12-31	$30,905
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$6,095
Total non interest bearing cash at end of year	2010-12-31	$59
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,140,865
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,782,375
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,641,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,603,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,453,633
Value of interest in common/collective trusts at end of year	2010-12-31	$117,813
Value of interest in common/collective trusts at beginning of year	2010-12-31	$103,862
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$26,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$698,517
Employer contributions (assets) at end of year	2010-12-31	$53,466
Employer contributions (assets) at beginning of year	2010-12-31	$53,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$134,986
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WITT MARES, PLC
Accountancy firm EIN	2010-12-31	541184709
2009 : UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN

2014: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSAL LEAF TOBACCO CO., HOURLY EMPLOYEES' 401( K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSAL LEAF TOBACCO COMPANY, INC
Employer identification number (EIN):	540741848
NAIC Classification:	424940
NAIC Description:	Tobacco and Tobacco Product Merchant Wholesalers

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1922-04-21
Company Identification Number:	0023196
Legal Registered Office Address:	9201 FOREST HILL AVENUE SUITE 1400 RICHMOND United States of America (USA) 23235