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FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FAIRFAX NEONATAL ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:FAIRFAX NEONATAL ASSOCIATES, P.C.
Employer identification number (EIN):541110106
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about FAIRFAX NEONATAL ASSOCIATES, P.C.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1979-07-02
Company Identification Number: 0196712
Legal Registered Office Address: 2730-B PROSPERITY AVE

FAIRFAX
United States of America (USA)
22031

More information about FAIRFAX NEONATAL ASSOCIATES, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01GREGORY E. BENGSTON2023-08-09 GREGORY E. BENGSTON2023-08-09
0012021-01-01
0012020-01-01GREGORY E. BENGSTON2021-10-11
0012019-01-01
0012019-01-01GREGORY E. BENGSTON2020-08-31
0012018-01-01GREGORY E. BENGSTON2019-09-24
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MARGARET SNYDER
0012013-01-01MARGARET SNYDER
0012012-01-01MARGARET SNYDER
0012011-01-01MARGARET SNYDER
0012010-01-01MARGARET SNYDER
0012009-01-01MARGARET SNYDER

Plan Statistics for FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01172
Total number of active participants reported on line 7a of the Form 55002022-01-0165
Number of retired or separated participants receiving benefits2022-01-0115
Number of other retired or separated participants entitled to future benefits2022-01-0192
Total of all active and inactive participants2022-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01172
Number of participants with account balances2022-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111
2021: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01169
Total number of active participants reported on line 7a of the Form 55002021-01-0186
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0180
Total of all active and inactive participants2021-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01169
Number of participants with account balances2021-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-018
2020: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01170
Total number of active participants reported on line 7a of the Form 55002020-01-01109
Number of other retired or separated participants entitled to future benefits2020-01-0160
Total of all active and inactive participants2020-01-01169
Total participants2020-01-01169
Number of participants with account balances2020-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01166
Total number of active participants reported on line 7a of the Form 55002019-01-01111
Number of retired or separated participants receiving benefits2019-01-0114
Number of other retired or separated participants entitled to future benefits2019-01-0139
Total of all active and inactive participants2019-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01164
Number of participants with account balances2019-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01158
Total number of active participants reported on line 7a of the Form 55002018-01-01117
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01158
Number of participants with account balances2018-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01170
Total number of active participants reported on line 7a of the Form 55002017-01-01123
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0126
Total of all active and inactive participants2017-01-01154
Total participants2017-01-01154
Number of participants with account balances2017-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01160
Total number of active participants reported on line 7a of the Form 55002016-01-01123
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01161
Number of participants with account balances2016-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01170
Total number of active participants reported on line 7a of the Form 55002015-01-01128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-01158
Total participants2015-01-01158
Number of participants with account balances2015-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01160
Total number of active participants reported on line 7a of the Form 55002014-01-01125
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01160
Number of participants with account balances2014-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01155
Total number of active participants reported on line 7a of the Form 55002013-01-01138
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01153
Number of participants with account balances2013-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01145
Total number of active participants reported on line 7a of the Form 55002012-01-01126
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01147
Number of participants with account balances2012-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01135
Total number of active participants reported on line 7a of the Form 55002011-01-01115
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01137
Number of participants with account balances2011-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2010: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01123
Total number of active participants reported on line 7a of the Form 55002010-01-01115
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01126
Number of participants with account balances2010-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01109
Total number of active participants reported on line 7a of the Form 55002009-01-0199
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01112
Number of participants with account balances2009-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-8,475,088
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,006,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,953,652
Expenses. Certain deemed distributions of participant loans2022-12-31$21,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,014,427
Value of total assets at end of year2022-12-31$46,202,453
Value of total assets at beginning of year2022-12-31$60,684,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$31,265
Total interest from all sources2022-12-31$29,520
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,264,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,264,287
Administrative expenses professional fees incurred2022-12-31$20,944
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,027,401
Participant contributions at end of year2022-12-31$43,477
Participant contributions at beginning of year2022-12-31$59,833
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,030
Other income not declared elsewhere2022-12-31$22,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,481,603
Value of net assets at end of year (total assets less liabilities)2022-12-31$46,202,453
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$60,684,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$10,321
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$42,117,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$56,821,009
Interest on participant loans2022-12-31$4,304
Interest earned on other investments2022-12-31$25,216
Value of interest in common/collective trusts at end of year2022-12-31$2,405,407
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,636,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,007,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,713,695
Net investment gain or loss from common/collective trusts2022-12-31$-92,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$-14,004
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$1,795,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,953,652
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,096,366
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,779,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,776,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,490,873
Value of total assets at end of year2021-12-31$60,684,056
Value of total assets at beginning of year2021-12-31$54,367,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$3,371
Total interest from all sources2021-12-31$4,709
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,292,129
Participant contributions at end of year2021-12-31$59,833
Participant contributions at beginning of year2021-12-31$89,842
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$402,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,316,440
Value of net assets at end of year (total assets less liabilities)2021-12-31$60,684,056
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$54,367,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,371
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$56,821,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$52,504,753
Interest on participant loans2021-12-31$4,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,007,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,600,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,795,892
Employer contributions (assets) at end of year2021-12-31$1,795,892
Employer contributions (assets) at beginning of year2021-12-31$1,773,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,776,555
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$8,983,526
Total of all expenses incurred2020-12-31$6,366,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,348,613
Expenses. Certain deemed distributions of participant loans2020-12-31$8,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,361,933
Value of total assets at end of year2020-12-31$54,367,616
Value of total assets at beginning of year2020-12-31$51,750,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,023
Total interest from all sources2020-12-31$5,621,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,227,855
Participant contributions at end of year2020-12-31$89,842
Participant contributions at beginning of year2020-12-31$55,214
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$361,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,616,823
Value of net assets at end of year (total assets less liabilities)2020-12-31$54,367,616
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$51,750,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$10,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$52,504,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$49,916,332
Interest on participant loans2020-12-31$5,108
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$5,616,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,773,021
Employer contributions (assets) at end of year2020-12-31$1,773,021
Employer contributions (assets) at beginning of year2020-12-31$1,779,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,348,613
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DIXON HUGHES GOODMAN
Accountancy firm EIN2020-12-31560747981
2019 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,288,932
Total unrealized appreciation/depreciation of assets2019-12-31$7,288,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,774,885
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,072,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,059,439
Expenses. Certain deemed distributions of participant loans2019-12-31$9,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,074,435
Value of total assets at end of year2019-12-31$51,750,793
Value of total assets at beginning of year2019-12-31$44,048,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,769
Total interest from all sources2019-12-31$1,411,518
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,271,646
Participant contributions at end of year2019-12-31$55,214
Participant contributions at beginning of year2019-12-31$105,212
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$23,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,701,942
Value of net assets at end of year (total assets less liabilities)2019-12-31$51,750,793
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,048,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,769
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$49,916,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$42,344,855
Interest on participant loans2019-12-31$5,858
Interest earned on other investments2019-12-31$187
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,405,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,779,247
Employer contributions (assets) at end of year2019-12-31$1,779,247
Employer contributions (assets) at beginning of year2019-12-31$1,598,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,059,439
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
2018 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-5,015,114
Total unrealized appreciation/depreciation of assets2018-12-31$-5,015,114
Total income from all sources (including contributions)2018-12-31$-864,188
Total loss/gain on sale of assets2018-12-31$-283,962
Total of all expenses incurred2018-12-31$6,256,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,252,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,024,988
Value of total assets at end of year2018-12-31$44,048,851
Value of total assets at beginning of year2018-12-31$51,169,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,344
Total interest from all sources2018-12-31$24,853
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,385,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,377,207
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,216,378
Participant contributions at end of year2018-12-31$105,212
Participant contributions at beginning of year2018-12-31$72,017
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$209,437
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,273
Total non interest bearing cash at beginning of year2018-12-31$115,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,120,530
Value of net assets at end of year (total assets less liabilities)2018-12-31$44,048,851
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$51,169,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,344
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$42,344,855
Interest on participant loans2018-12-31$5,118
Interest earned on other investments2018-12-31$5,973
Income. Interest from corporate debt instruments2018-12-31$111
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$49,352,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$49,352,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$13,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,599,173
Employer contributions (assets) at end of year2018-12-31$1,598,784
Employer contributions (assets) at beginning of year2018-12-31$1,617,785
Income. Dividends from common stock2018-12-31$7,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,252,998
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$7,416
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$15,110,024
Aggregate carrying amount (costs) on sale of assets2018-12-31$15,393,986
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2018-12-31560747981
2017 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$8,236,373
Total loss/gain on sale of assets2017-12-31$4,433,401
Total of all expenses incurred2017-12-31$4,531,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,184,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,742,473
Value of total assets at end of year2017-12-31$51,169,381
Value of total assets at beginning of year2017-12-31$47,464,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$347,105
Total interest from all sources2017-12-31$312,292
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$748,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$92,820
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$846,714
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,124,688
Participant contributions at end of year2017-12-31$72,017
Participant contributions at beginning of year2017-12-31$126,107
Participant contributions at beginning of year2017-12-31$40,571
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$35,123
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,273
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,384
Other income not declared elsewhere2017-12-31$63
Administrative expenses (other) incurred2017-12-31$38,456
Total non interest bearing cash at end of year2017-12-31$115,009
Total non interest bearing cash at beginning of year2017-12-31$138,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,704,581
Value of net assets at end of year (total assets less liabilities)2017-12-31$51,169,381
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,464,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$308,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,204,533
Interest on participant loans2017-12-31$4,485
Income. Interest from US Government securities2017-12-31$243,883
Income. Interest from corporate debt instruments2017-12-31$48,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$49,352,881
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,320,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,320,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$15,242
Asset value of US Government securities at beginning of year2017-12-31$7,832,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,617,785
Employer contributions (assets) at end of year2017-12-31$1,617,785
Employer contributions (assets) at beginning of year2017-12-31$1,548,055
Income. Dividends from preferred stock2017-12-31$11,354
Income. Dividends from common stock2017-12-31$643,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,184,687
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$2,644,898
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$7,416
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$28,725,715
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$127,757,091
Aggregate carrying amount (costs) on sale of assets2017-12-31$123,323,690
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2017-12-31521659352
2016 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$964,907
Total unrealized appreciation/depreciation of assets2016-12-31$964,907
Total income from all sources (including contributions)2016-12-31$6,380,746
Total loss/gain on sale of assets2016-12-31$1,436,505
Total of all expenses incurred2016-12-31$6,021,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,621,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,705,802
Value of total assets at end of year2016-12-31$47,464,800
Value of total assets at beginning of year2016-12-31$47,105,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$400,729
Total interest from all sources2016-12-31$256,293
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$998,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$74,785
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$846,714
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$1,081,426
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,142,222
Participant contributions at end of year2016-12-31$126,107
Participant contributions at beginning of year2016-12-31$102,710
Participant contributions at end of year2016-12-31$40,571
Participant contributions at beginning of year2016-12-31$7,197
Assets. Other investments not covered elsewhere at end of year2016-12-31$35,123
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$40,941
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$15,525
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,010
Other income not declared elsewhere2016-12-31$18,790
Administrative expenses (other) incurred2016-12-31$39,225
Total non interest bearing cash at end of year2016-12-31$138,088
Total non interest bearing cash at beginning of year2016-12-31$28,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$358,986
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,464,800
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,105,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$361,504
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,204,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,749,817
Interest on participant loans2016-12-31$4,665
Income. Interest from US Government securities2016-12-31$196,564
Income. Interest from corporate debt instruments2016-12-31$54,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,320,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,657,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,657,770
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$379
Asset value of US Government securities at end of year2016-12-31$7,832,486
Asset value of US Government securities at beginning of year2016-12-31$8,067,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,548,055
Employer contributions (assets) at end of year2016-12-31$1,548,055
Employer contributions (assets) at beginning of year2016-12-31$1,663,232
Income. Dividends from preferred stock2016-12-31$48,130
Income. Dividends from common stock2016-12-31$875,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,621,031
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$2,644,898
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$2,015,565
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$207,750
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$28,725,715
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$27,482,024
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$45,537,487
Aggregate carrying amount (costs) on sale of assets2016-12-31$44,100,982
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2016-12-31521659352
2015 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,659,146
Total unrealized appreciation/depreciation of assets2015-12-31$-1,659,146
Total income from all sources (including contributions)2015-12-31$2,481,030
Total loss/gain on sale of assets2015-12-31$262,302
Total of all expenses incurred2015-12-31$9,687,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,270,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,883,942
Value of total assets at end of year2015-12-31$47,105,814
Value of total assets at beginning of year2015-12-31$54,312,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$417,075
Total interest from all sources2015-12-31$289,083
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,022,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$281,954
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$1,081,426
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$634,386
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,169,967
Participant contributions at end of year2015-12-31$102,710
Participant contributions at beginning of year2015-12-31$127,196
Participant contributions at end of year2015-12-31$7,197
Assets. Other investments not covered elsewhere at end of year2015-12-31$40,941
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$87,540
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$50,743
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,010
Other income not declared elsewhere2015-12-31$6,677
Administrative expenses (other) incurred2015-12-31$29,724
Total non interest bearing cash at end of year2015-12-31$28,877
Total non interest bearing cash at beginning of year2015-12-31$27,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-7,206,389
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,105,814
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$54,312,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$387,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,749,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,035,634
Interest on participant loans2015-12-31$4,743
Income. Interest from US Government securities2015-12-31$217,469
Income. Interest from corporate debt instruments2015-12-31$66,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,657,770
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,494,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,494,740
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$552
Asset value of US Government securities at end of year2015-12-31$8,067,495
Asset value of US Government securities at beginning of year2015-12-31$8,834,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-324,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,663,232
Employer contributions (assets) at end of year2015-12-31$1,663,232
Employer contributions (assets) at beginning of year2015-12-31$1,771,205
Income. Dividends from preferred stock2015-12-31$27,541
Income. Dividends from common stock2015-12-31$713,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,270,344
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$2,015,565
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$207,750
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$3,167,123
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$27,482,024
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$32,132,741
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$30,987,053
Aggregate carrying amount (costs) on sale of assets2015-12-31$30,724,751
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2015-12-31521659352
2014 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$1,286,648
Total unrealized appreciation/depreciation of assets2014-12-31$1,286,648
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,433,422
Total loss/gain on sale of assets2014-12-31$1,070,772
Total of all expenses incurred2014-12-31$3,063,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,627,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,904,897
Value of total assets at end of year2014-12-31$54,312,203
Value of total assets at beginning of year2014-12-31$50,942,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$435,518
Total interest from all sources2014-12-31$308,983
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$862,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$120,046
Administrative expenses professional fees incurred2014-12-31$125
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$634,386
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$468,200
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,133,692
Participant contributions at end of year2014-12-31$127,196
Participant contributions at beginning of year2014-12-31$157,329
Assets. Other investments not covered elsewhere at end of year2014-12-31$87,540
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$56,739
Administrative expenses (other) incurred2014-12-31$30,834
Total non interest bearing cash at end of year2014-12-31$27,183
Total non interest bearing cash at beginning of year2014-12-31$14,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,370,076
Value of net assets at end of year (total assets less liabilities)2014-12-31$54,312,203
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$50,942,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$404,559
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,035,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,235,732
Interest on participant loans2014-12-31$5,898
Interest earned on other investments2014-12-31$60,246
Income. Interest from US Government securities2014-12-31$173,033
Income. Interest from corporate debt instruments2014-12-31$69,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,494,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,104,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,104,745
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$563
Asset value of US Government securities at end of year2014-12-31$8,834,455
Asset value of US Government securities at beginning of year2014-12-31$8,218,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,771,205
Employer contributions (assets) at end of year2014-12-31$1,771,205
Employer contributions (assets) at beginning of year2014-12-31$1,683,041
Income. Dividends from preferred stock2014-12-31$18,867
Income. Dividends from common stock2014-12-31$723,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,627,828
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$3,167,123
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$3,227,780
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$32,132,741
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$30,775,829
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$21,985,486
Aggregate carrying amount (costs) on sale of assets2014-12-31$20,914,714
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2014-12-31521659352
2013 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,541,348
Total unrealized appreciation/depreciation of assets2013-12-31$4,541,348
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,509,352
Total loss/gain on sale of assets2013-12-31$2,017,734
Total of all expenses incurred2013-12-31$1,003,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$606,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,955,280
Value of total assets at end of year2013-12-31$50,942,127
Value of total assets at beginning of year2013-12-31$41,436,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$397,321
Total interest from all sources2013-12-31$293,848
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$603,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$125
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$468,200
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,272,238
Participant contributions at end of year2013-12-31$157,329
Participant contributions at beginning of year2013-12-31$102,425
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$43,585
Assets. Other investments not covered elsewhere at end of year2013-12-31$56,739
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$53,068
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$362
Other income not declared elsewhere2013-12-31$1,779
Administrative expenses (other) incurred2013-12-31$26,383
Total non interest bearing cash at end of year2013-12-31$14,393
Total non interest bearing cash at beginning of year2013-12-31$20,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,505,739
Value of net assets at end of year (total assets less liabilities)2013-12-31$50,942,127
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$41,436,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$370,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,235,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,181,364
Interest on participant loans2013-12-31$4,541
Interest earned on other investments2013-12-31$51,344
Income. Interest from US Government securities2013-12-31$159,447
Income. Interest from corporate debt instruments2013-12-31$77,618
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,104,745
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,093,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,093,152
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$898
Asset value of US Government securities at end of year2013-12-31$8,218,339
Asset value of US Government securities at beginning of year2013-12-31$6,760,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$96,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,683,042
Employer contributions (assets) at end of year2013-12-31$1,683,041
Employer contributions (assets) at beginning of year2013-12-31$1,833,396
Income. Dividends from preferred stock2013-12-31$17,105
Income. Dividends from common stock2013-12-31$585,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$606,292
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$3,227,780
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$4,284,390
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$30,775,829
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$22,063,545
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$29,142,188
Aggregate carrying amount (costs) on sale of assets2013-12-31$27,124,454
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2013-12-31521659352
2012 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,861,842
Total unrealized appreciation/depreciation of assets2012-12-31$1,861,842
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,697,380
Total loss/gain on sale of assets2012-12-31$653,704
Total of all expenses incurred2012-12-31$446,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$89,511
Expenses. Certain deemed distributions of participant loans2012-12-31$4,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,113,047
Value of total assets at end of year2012-12-31$41,436,388
Value of total assets at beginning of year2012-12-31$35,185,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$351,718
Total interest from all sources2012-12-31$346,501
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$714,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$41,848
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,240,985
Participant contributions at end of year2012-12-31$102,425
Participant contributions at beginning of year2012-12-31$146,574
Participant contributions at end of year2012-12-31$43,585
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$53,068
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$47,312
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$655
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$362
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$8,142
Administrative expenses (other) incurred2012-12-31$29,673
Total non interest bearing cash at end of year2012-12-31$20,877
Total non interest bearing cash at beginning of year2012-12-31$20,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,251,241
Value of net assets at end of year (total assets less liabilities)2012-12-31$41,436,388
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$35,185,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$322,045
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,181,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,856,678
Interest on participant loans2012-12-31$5,868
Interest earned on other investments2012-12-31$47,333
Income. Interest from US Government securities2012-12-31$204,926
Income. Interest from corporate debt instruments2012-12-31$86,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,093,152
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,441,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,441,118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,896
Asset value of US Government securities at end of year2012-12-31$6,760,224
Asset value of US Government securities at beginning of year2012-12-31$5,835,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,871,407
Employer contributions (assets) at end of year2012-12-31$1,833,396
Employer contributions (assets) at beginning of year2012-12-31$1,748,420
Income. Dividends from preferred stock2012-12-31$21,129
Income. Dividends from common stock2012-12-31$651,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$89,511
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$4,284,390
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$3,749,627
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$22,063,545
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$19,339,338
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$18,269,955
Aggregate carrying amount (costs) on sale of assets2012-12-31$17,616,251
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2012-12-31521659352
2011 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-438,825
Total unrealized appreciation/depreciation of assets2011-12-31$-438,825
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,636,065
Total loss/gain on sale of assets2011-12-31$-673,578
Total of all expenses incurred2011-12-31$900,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$564,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,902,915
Value of total assets at end of year2011-12-31$35,185,147
Value of total assets at beginning of year2011-12-31$33,449,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$336,598
Total interest from all sources2011-12-31$300,260
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$616,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$98,940
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,154,495
Participant contributions at end of year2011-12-31$146,574
Participant contributions at beginning of year2011-12-31$43,411
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$29,626
Assets. Other investments not covered elsewhere at end of year2011-12-31$47,312
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$58,019
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$3,502
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,584
Other income not declared elsewhere2011-12-31$95
Administrative expenses (other) incurred2011-12-31$28,926
Total non interest bearing cash at end of year2011-12-31$20,807
Total non interest bearing cash at beginning of year2011-12-31$11,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,735,427
Value of net assets at end of year (total assets less liabilities)2011-12-31$35,185,147
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$33,449,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,856,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,658,296
Interest on participant loans2011-12-31$4,096
Interest earned on other investments2011-12-31$47,312
Income. Interest from US Government securities2011-12-31$188,416
Income. Interest from corporate debt instruments2011-12-31$59,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,441,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,363,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,363,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,377
Asset value of US Government securities at end of year2011-12-31$5,835,273
Asset value of US Government securities at beginning of year2011-12-31$5,066,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-70,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,748,420
Employer contributions (assets) at end of year2011-12-31$1,748,420
Employer contributions (assets) at beginning of year2011-12-31$1,604,995
Income. Dividends from common stock2011-12-31$517,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$560,538
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$3,749,627
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$4,122,735
Contract administrator fees2011-12-31$307,672
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$19,339,338
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$19,489,948
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$30,352,952
Aggregate carrying amount (costs) on sale of assets2011-12-31$31,026,530
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2011-12-31521659352
2010 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,217,333
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$716,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$445,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,654,238
Value of total assets at end of year2010-12-31$33,449,720
Value of total assets at beginning of year2010-12-31$27,948,921
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$271,158
Total interest from all sources2010-12-31$302,781
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$535,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$134,005
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,049,318
Participant contributions at end of year2010-12-31$43,411
Participant contributions at beginning of year2010-12-31$60,292
Participant contributions at end of year2010-12-31$29,626
Participant contributions at beginning of year2010-12-31$5,765
Assets. Other investments not covered elsewhere at end of year2010-12-31$58,019
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$55,876
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$391
Other income not declared elsewhere2010-12-31$496
Administrative expenses (other) incurred2010-12-31$17,895
Total non interest bearing cash at end of year2010-12-31$11,244
Total non interest bearing cash at beginning of year2010-12-31$10,701
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,500,799
Value of net assets at end of year (total assets less liabilities)2010-12-31$33,449,720
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$27,948,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$253,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,658,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,444,398
Interest on participant loans2010-12-31$3,236
Interest earned on other investments2010-12-31$2,143
Income. Interest from US Government securities2010-12-31$99,134
Income. Interest from corporate debt instruments2010-12-31$197,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,363,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,309,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,309,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$842
Asset value of US Government securities at end of year2010-12-31$5,066,081
Asset value of US Government securities at beginning of year2010-12-31$4,286,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,724,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,604,920
Employer contributions (assets) at end of year2010-12-31$1,604,995
Employer contributions (assets) at beginning of year2010-12-31$1,502,969
Income. Dividends from common stock2010-12-31$401,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$445,376
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$4,122,735
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$4,218,275
Contract administrator fees2010-12-31$253,263
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$19,489,948
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$15,054,031
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31SANTOS, POSTAL & COMPANY, P.C.
Accountancy firm EIN2010-12-31521659352
2009 : FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

2022: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FAIRFAX NEONATAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503168-01
Policy instance 1
Insurance contract or identification number503168-01
Number of Individuals Covered23
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503168-01
Policy instance 1
Insurance contract or identification number503168-01
Number of Individuals Covered24
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503168-01
Policy instance 1
Insurance contract or identification number503168-01
Number of Individuals Covered25
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503168-01
Policy instance 1
Insurance contract or identification number503168-01
Number of Individuals Covered23
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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