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WILLIS-FALKENBERG EYE CARE 401(K) PLAN 401k Plan overview

Plan NameWILLIS-FALKENBERG EYE CARE 401(K) PLAN
Plan identification number 001

WILLIS-FALKENBERG EYE CARE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMOS J. WILLIS, M.D., P.C. D/B/A WILLIS-FALKENBERG EYE CARE has sponsored the creation of one or more 401k plans.

Company Name:AMOS J. WILLIS, M.D., P.C. D/B/A WILLIS-FALKENBERG EYE CARE
Employer identification number (EIN):541124780
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIS-FALKENBERG EYE CARE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01THOMAS FALKENBERG, MD
0012015-01-01THOMAS FALKENBERG, MD
0012014-01-01THOMAS FALKENBERG, MD
0012013-01-01THOMAS FALKENBERG, MD
0012012-01-01THOMAS FALKENBERG, MD
0012011-01-01THOMAS FALKENBERG, MD
0012009-01-01ANA LEMBERT

Financial Data on WILLIS-FALKENBERG EYE CARE 401(K) PLAN

Measure Date Value
2024 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2024 401k financial data
Total liabilities as of the end of the plan year2024-06-240
Total liabilities as of the beginning of the plan year2024-06-240
Total expenses incurred by plan in this plan year2024-06-2426537
Net assets as of the end of the plan year2024-06-240
Total assets as of the beginning of the plan year2024-06-2425627
Value of plan covered by a fidelity bond2024-06-2425000
Participant contributions to plan in this plan year2024-06-240
Other expenses paid from plan in this plan year2024-06-246320
Other contributions to plan in this plan year2024-06-240
Other income to plan in this plan year2024-06-24910
Plan net income in this plan year2024-06-24-25627
Net assets as of the end of the plan year2024-06-240
Net assets as of the beginning of the plan year2024-06-2425627
Employer contributions to plan in this plan year2024-06-240
Expensese paid to adminstrative service provicers from plan in this plan year2024-06-240
Total liabilities as of the end of the plan year2024-03-270
Total liabilities as of the beginning of the plan year2024-03-270
Total expenses incurred by plan in this plan year2024-03-27718012
Net assets as of the end of the plan year2024-03-2725627
Total assets as of the beginning of the plan year2024-03-27681351
Value of plan covered by a fidelity bond2024-03-2725000
Participant contributions to plan in this plan year2024-03-270
Other expenses paid from plan in this plan year2024-03-2714155
Other contributions to plan in this plan year2024-03-270
Other income to plan in this plan year2024-03-2762288
Plan net income in this plan year2024-03-27-655724
Net assets as of the end of the plan year2024-03-2725627
Net assets as of the beginning of the plan year2024-03-27681351
Employer contributions to plan in this plan year2024-03-270
Expensese paid to adminstrative service provicers from plan in this plan year2024-03-270
2022 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2022 401k financial data
Total liabilities as of the end of the plan year2022-07-070
Total liabilities as of the beginning of the plan year2022-07-070
Total expenses incurred by plan in this plan year2022-07-0726991
Net assets as of the end of the plan year2022-07-071054890
Total assets as of the beginning of the plan year2022-07-07896638
Value of plan covered by a fidelity bond2022-07-0725000
Participant contributions to plan in this plan year2022-07-0752492
Value of participant loans at end of plan year2022-07-075522
Other expenses paid from plan in this plan year2022-07-070
Other contributions to plan in this plan year2022-07-070
Other income to plan in this plan year2022-07-07106505
Plan net income in this plan year2022-07-07158252
Net assets as of the end of the plan year2022-07-071054890
Net assets as of the beginning of the plan year2022-07-07896638
Employer contributions to plan in this plan year2022-07-0726246
Expensese paid to adminstrative service provicers from plan in this plan year2022-07-070
2016 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$168,010
Expenses. Total of all expenses incurred2016-12-31$72,150
Benefits paid (including direct rollovers)2016-12-31$71,825
Total plan assets at end of year2016-12-31$1,065,654
Total plan assets at beginning of year2016-12-31$969,794
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$54,243
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$89,550
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$95,860
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,065,654
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$969,794
Assets. Value of participant loans2016-12-31$8,810
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$4,596
Total contributions received or receivable from employer(s)2016-12-31$24,217
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$325
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$-137,996
Expenses. Total of all expenses incurred2015-12-31$34,255
Benefits paid (including direct rollovers)2015-12-31$33,905
Total plan assets at end of year2015-12-31$969,794
Total plan assets at beginning of year2015-12-31$1,142,045
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$61,716
Other income received2015-12-31$-230,677
Net income (gross income less expenses)2015-12-31$-172,251
Net plan assets at end of year (total assets less liabilities)2015-12-31$969,794
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,142,045
Assets. Value of participant loans2015-12-31$13,797
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$2,211
Total contributions received or receivable from employer(s)2015-12-31$30,965
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$350
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$136,471
Expenses. Total of all expenses incurred2014-12-31$64,824
Benefits paid (including direct rollovers)2014-12-31$64,594
Total plan assets at end of year2014-12-31$1,142,045
Total plan assets at beginning of year2014-12-31$1,070,398
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$37,333
Other income received2014-12-31$81,856
Net income (gross income less expenses)2014-12-31$71,647
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,142,045
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,070,398
Assets. Value of participant loans2014-12-31$7,392
Total contributions received or receivable from employer(s)2014-12-31$17,282
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$230
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$162,379
Expenses. Total of all expenses incurred2013-12-31$32,117
Benefits paid (including direct rollovers)2013-12-31$31,788
Total plan assets at end of year2013-12-31$1,070,398
Total plan assets at beginning of year2013-12-31$940,136
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$39,163
Other income received2013-12-31$103,899
Net income (gross income less expenses)2013-12-31$130,262
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,070,398
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$940,136
Assets. Value of participant loans2013-12-31$7,735
Total contributions received or receivable from employer(s)2013-12-31$19,317
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$329
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$151,788
Expenses. Total of all expenses incurred2012-12-31$141,076
Benefits paid (including direct rollovers)2012-12-31$140,826
Total plan assets at end of year2012-12-31$940,136
Total plan assets at beginning of year2012-12-31$929,424
Value of fidelity bond covering the plan2012-12-31$400,000
Total contributions received or receivable from participants2012-12-31$54,130
Other income received2012-12-31$71,288
Net income (gross income less expenses)2012-12-31$10,712
Net plan assets at end of year (total assets less liabilities)2012-12-31$940,136
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$929,424
Assets. Value of participant loans2012-12-31$7,646
Total contributions received or receivable from employer(s)2012-12-31$26,370
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$49,793
Expenses. Total of all expenses incurred2011-12-31$65,033
Benefits paid (including direct rollovers)2011-12-31$64,825
Total plan assets at end of year2011-12-31$929,424
Total plan assets at beginning of year2011-12-31$944,664
Value of fidelity bond covering the plan2011-12-31$400,000
Total contributions received or receivable from participants2011-12-31$44,070
Other income received2011-12-31$-15,499
Net income (gross income less expenses)2011-12-31$-15,240
Net plan assets at end of year (total assets less liabilities)2011-12-31$929,424
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$944,664
Assets. Value of participant loans2011-12-31$7,028
Total contributions received or receivable from employer(s)2011-12-31$21,222
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$208
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$172,256
Expenses. Total of all expenses incurred2010-12-31$759,641
Benefits paid (including direct rollovers)2010-12-31$759,541
Total plan assets at end of year2010-12-31$944,664
Total plan assets at beginning of year2010-12-31$1,532,049
Value of fidelity bond covering the plan2010-12-31$400,000
Total contributions received or receivable from participants2010-12-31$47,630
Other income received2010-12-31$102,828
Net income (gross income less expenses)2010-12-31$-587,385
Net plan assets at end of year (total assets less liabilities)2010-12-31$944,664
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,532,049
Assets. Value of participant loans2010-12-31$5,868
Total contributions received or receivable from employer(s)2010-12-31$21,798
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WILLIS-FALKENBERG EYE CARE 401(K) PLAN

2016: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WILLIS-FALKENBERG EYE CARE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3872
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3872
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3872
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3872
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3872
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3872
Policy instance 1

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