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GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 401k Plan overview

Plan NameGATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN
Plan identification number 001

GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GATES, HUDSON & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:GATES, HUDSON & ASSOCIATES, INC.
Employer identification number (EIN):541150334
NAIC Classification:531310

Additional information about GATES, HUDSON & ASSOCIATES, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1980-10-20
Company Identification Number: 0210773
Legal Registered Office Address: 3020 HAMAKER COURT, SUITE 301

FAIRFAX
United States of America (USA)
22031

More information about GATES, HUDSON & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01VIVIAN ZEGARRA VIVIAN ZEGARRA2018-10-15
0012016-01-01VIVIAN ZEGARRA VIVIAN ZEGARRA2017-10-13
0012015-01-01JENNIFER PARKER JENNIFER PARKER2016-10-12
0012014-01-01JENNIE PARKER JENNIE PARKER2015-10-13
0012013-01-01JENNIE PARKER JENNIE PARKER2014-08-14
0012012-01-01JENNIFER PARKER JENNIFER PARKER2013-10-15
0012011-01-01JENNIFER PARKER JENNIFER PARKER2012-10-15
0012009-01-01KIM DONAVANT KIM DONAVANT2010-10-06
0012006-01-01DIANE KAPLON
0012005-01-01DIANE KAPLON
0012004-01-01DIANE KAPLON
0012003-01-01DIANE KAPLON
0012002-01-01DIANE KAPLON

Plan Statistics for GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN

401k plan membership statisitcs for GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN

Measure Date Value
2022: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,496
Total number of active participants reported on line 7a of the Form 55002022-01-01676
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01295
Total of all active and inactive participants2022-01-01971
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01973
Number of participants with account balances2022-01-01958
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01281
2021: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,051
Total number of active participants reported on line 7a of the Form 55002021-01-01660
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01239
Total of all active and inactive participants2021-01-01899
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01903
Number of participants with account balances2021-01-01859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01248
2020: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,055
Total number of active participants reported on line 7a of the Form 55002020-01-01902
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01131
Total of all active and inactive participants2020-01-011,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,035
Number of participants with account balances2020-01-01990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01240
2019: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01845
Total number of active participants reported on line 7a of the Form 55002019-01-01864
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01153
Total of all active and inactive participants2019-01-011,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,018
Number of participants with account balances2019-01-01966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01185
2018: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01667
Total number of active participants reported on line 7a of the Form 55002018-01-01740
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01102
Total of all active and inactive participants2018-01-01842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01843
Number of participants with account balances2018-01-01784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01139
2017: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01571
Total number of active participants reported on line 7a of the Form 55002017-01-01554
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0168
Total of all active and inactive participants2017-01-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01623
Number of participants with account balances2017-01-01551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0172
2016: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01530
Total number of active participants reported on line 7a of the Form 55002016-01-01485
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0169
Total of all active and inactive participants2016-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01555
Number of participants with account balances2016-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0163
2015: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01451
Total number of active participants reported on line 7a of the Form 55002015-01-01440
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0145
Total of all active and inactive participants2015-01-01485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01486
Number of participants with account balances2015-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0150
2014: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01453
Total number of active participants reported on line 7a of the Form 55002014-01-01371
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01411
Number of participants with account balances2014-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0156
2013: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01353
Total number of active participants reported on line 7a of the Form 55002013-01-01355
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01386
Number of participants with account balances2013-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0142
2012: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01319
Total number of active participants reported on line 7a of the Form 55002012-01-01304
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01326
Number of participants with account balances2012-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0149
2011: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01309
Total number of active participants reported on line 7a of the Form 55002011-01-01275
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0120
Total of all active and inactive participants2011-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01295
Number of participants with account balances2011-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0125
2009: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01257
Total number of active participants reported on line 7a of the Form 55002009-01-01227
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0164
Total of all active and inactive participants2009-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01291
Number of participants with account balances2009-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0134
2006: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2006 401k membership
Total participants, beginning-of-year2006-01-01162
Total number of active participants reported on line 7a of the Form 55002006-01-01159
Number of other retired or separated participants entitled to future benefits2006-01-0112
Total of all active and inactive participants2006-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-01-012
Total participants2006-01-01173
Number of participants with account balances2006-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-01-0123
2005: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year2005-01-01163
Total number of active participants reported on line 7a of the Form 55002005-01-01140
Number of other retired or separated participants entitled to future benefits2005-01-0112
Total of all active and inactive participants2005-01-01152
Total participants2005-01-01152
Number of participants with account balances2005-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-01-013
2004: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2004 401k membership
Total participants, beginning-of-year2004-01-01157
Total number of active participants reported on line 7a of the Form 55002004-01-01132
Number of other retired or separated participants entitled to future benefits2004-01-0125
Total of all active and inactive participants2004-01-01157
Total participants2004-01-01157
Number of participants with account balances2004-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-01-0135
2003: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2003 401k membership
Total participants, beginning-of-year2003-01-01158
Total number of active participants reported on line 7a of the Form 55002003-01-01138
Number of other retired or separated participants entitled to future benefits2003-01-0111
Total of all active and inactive participants2003-01-01149
Total participants2003-01-01149
Number of participants with account balances2003-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2003-01-0163
2002: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2002 401k membership
Total participants, beginning-of-year2002-01-01116
Total number of active participants reported on line 7a of the Form 55002002-01-01140
Number of other retired or separated participants entitled to future benefits2002-01-0118
Total of all active and inactive participants2002-01-01158
Total participants2002-01-01158
Number of participants with account balances2002-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2002-01-0119

Financial Data on GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN

Measure Date Value
2022 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$22,595
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,074,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,949,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,998,257
Value of total assets at end of year2022-12-31$23,755,816
Value of total assets at beginning of year2022-12-31$26,807,584
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$124,787
Total interest from all sources2022-12-31$112,164
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$195,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$195,352
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,753,240
Participant contributions at end of year2022-12-31$656,777
Participant contributions at beginning of year2022-12-31$706,195
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$688,536
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$498
Other income not declared elsewhere2022-12-31$-12,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,051,768
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,755,816
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$26,807,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$31,825
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,823,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,770,868
Interest on participant loans2022-12-31$33,604
Interest earned on other investments2022-12-31$78,560
Value of interest in common/collective trusts at end of year2022-12-31$6,074,771
Value of interest in common/collective trusts at beginning of year2022-12-31$7,268,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$5,200,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$5,062,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,888,462
Net investment gain or loss from common/collective trusts2022-12-31$-1,382,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$556,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,949,078
Contract administrator fees2022-12-31$92,962
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2022-12-31560574444
2021 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,006,853
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,613,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,422,656
Value of total corrective distributions2021-12-31$32,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,197,742
Value of total assets at end of year2021-12-31$26,807,584
Value of total assets at beginning of year2021-12-31$26,414,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$158,451
Total interest from all sources2021-12-31$114,215
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$196,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$196,962
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,493,918
Participant contributions at end of year2021-12-31$706,195
Participant contributions at beginning of year2021-12-31$758,406
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$171,940
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$222
Other income not declared elsewhere2021-12-31$226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$393,308
Value of net assets at end of year (total assets less liabilities)2021-12-31$26,807,584
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$26,414,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$40,882
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,770,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,983,455
Interest on participant loans2021-12-31$33,811
Interest earned on other investments2021-12-31$80,404
Value of interest in common/collective trusts at end of year2021-12-31$7,268,130
Value of interest in common/collective trusts at beginning of year2021-12-31$4,174,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,062,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,498,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,146,417
Net investment gain or loss from common/collective trusts2021-12-31$351,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$531,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,422,434
Contract administrator fees2021-12-31$117,569
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2021-12-31560574444
2020 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,740,162
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,210,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,065,999
Expenses. Certain deemed distributions of participant loans2020-12-31$4,005
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,831,111
Value of total assets at end of year2020-12-31$26,414,276
Value of total assets at beginning of year2020-12-31$21,884,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$140,710
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$136,683
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$216,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$216,543
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$2,978,620
Participant contributions at end of year2020-12-31$758,406
Participant contributions at beginning of year2020-12-31$794,540
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$107,202
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$193,929
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,529,448
Value of net assets at end of year (total assets less liabilities)2020-12-31$26,414,276
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,884,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$36,610
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,983,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,050,860
Interest on participant loans2020-12-31$41,436
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$95,247
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$4,174,210
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,498,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,908,695
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,125,033
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$430,792
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$658,562
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$23,531
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,065,999
Contract administrator fees2020-12-31$104,100
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Qualified
Accountancy firm name2020-12-31CHERRY BEKAERT
Accountancy firm EIN2020-12-31560574444
2019 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,089,002
Total income from all sources (including contributions)2019-12-31$7,089,002
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,685,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,552,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,552,165
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$7,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,863,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,863,428
Value of total assets at end of year2019-12-31$21,884,828
Value of total assets at end of year2019-12-31$21,884,828
Value of total assets at beginning of year2019-12-31$16,480,863
Value of total assets at beginning of year2019-12-31$16,480,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$124,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$124,926
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$120,010
Total interest from all sources2019-12-31$120,010
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$286,832
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$286,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$286,832
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$286,832
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$2,659,372
Contributions received from participants2019-12-31$2,659,372
Participant contributions at end of year2019-12-31$794,540
Participant contributions at end of year2019-12-31$794,540
Participant contributions at beginning of year2019-12-31$734,636
Participant contributions at beginning of year2019-12-31$734,636
Participant contributions at end of year2019-12-31$107,202
Participant contributions at end of year2019-12-31$107,202
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$606,198
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$606,198
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,403,965
Value of net income/loss2019-12-31$5,403,965
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,884,828
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,884,828
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,480,863
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,480,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,050,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,050,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,292,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,292,729
Interest on participant loans2019-12-31$48,113
Interest on participant loans2019-12-31$48,113
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$71,897
Interest earned on other investments2019-12-31$71,897
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,908,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,908,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,453,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,453,498
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,818,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,818,732
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$597,858
Contributions received in cash from employer2019-12-31$597,858
Employer contributions (assets) at end of year2019-12-31$23,531
Employer contributions (assets) at end of year2019-12-31$23,531
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,552,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,552,165
Contract administrator fees2019-12-31$124,926
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CHERRY BEKAERT
Accountancy firm name2019-12-31CHERRY BEKAERT
Accountancy firm EIN2019-12-31560574444
Accountancy firm EIN2019-12-31560574444
2018 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,152,728
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,027,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$898,206
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$23,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,841,360
Value of total assets at end of year2018-12-31$16,480,863
Value of total assets at beginning of year2018-12-31$15,356,029
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$105,847
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$92,996
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$249,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$249,423
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$2,220,187
Participant contributions at end of year2018-12-31$734,636
Participant contributions at beginning of year2018-12-31$615,567
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$120,394
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$252
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$67
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,124,834
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,480,863
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,356,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,292,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,812,523
Interest on participant loans2018-12-31$41,925
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$51,071
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,453,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,921,726
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,031,118
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$500,779
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$6,213
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$897,954
Contract administrator fees2018-12-31$105,847
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHERRY BEKAERT, LLP
Accountancy firm EIN2018-12-31521367749
2017 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,077,382
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,145,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,032,422
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$25,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,183,193
Value of total assets at end of year2017-12-31$15,356,029
Value of total assets at beginning of year2017-12-31$12,423,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$87,586
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$76,572
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$187,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$187,200
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$1,678,448
Participant contributions at end of year2017-12-31$615,567
Participant contributions at beginning of year2017-12-31$458,406
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$54,000
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$127,062
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,932,353
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,356,029
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,423,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,812,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,094,609
Interest on participant loans2017-12-31$28,833
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$47,739
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,921,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,801,860
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,630,417
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$377,683
Employer contributions (assets) at end of year2017-12-31$6,213
Employer contributions (assets) at beginning of year2017-12-31$14,801
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,032,422
Contract administrator fees2017-12-31$87,586
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2017-12-31521367749
2016 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,678,793
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,013,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$944,238
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$1,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,981,073
Value of total assets at end of year2016-12-31$12,423,676
Value of total assets at beginning of year2016-12-31$10,758,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$67,302
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$70,385
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$155,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$155,503
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$1,478,658
Participant contributions at end of year2016-12-31$458,406
Participant contributions at beginning of year2016-12-31$429,450
Participant contributions at end of year2016-12-31$54,000
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$166,891
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$32
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,665,260
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,423,676
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,758,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,094,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,361,939
Interest on participant loans2016-12-31$25,895
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$44,490
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$4,494,258
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,801,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,472,769
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$648,292
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$-176,492
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$335,524
Employer contributions (assets) at end of year2016-12-31$14,801
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$944,238
Contract administrator fees2016-12-31$67,302
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERLIN, RAMOS & COMPANY
Accountancy firm EIN2016-12-31521367749
2015 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,576,706
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$581,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$565,970
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$3,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,638,035
Value of total assets at end of year2015-12-31$10,758,416
Value of total assets at beginning of year2015-12-31$9,763,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,330
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$38,140
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$48,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$48,947
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$1,100,084
Participant contributions at end of year2015-12-31$429,450
Participant contributions at beginning of year2015-12-31$348,129
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$300,674
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$27
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$994,715
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,758,416
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,763,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,361,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,015,780
Interest on participant loans2015-12-31$19,394
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$18,746
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$4,494,258
Value of interest in common/collective trusts at beginning of year2015-12-31$3,974,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,472,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,425,611
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-88,539
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-59,904
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$237,277
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$565,970
Contract administrator fees2015-12-31$12,330
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERLIN, RAMOS AND COMPANY
Accountancy firm EIN2015-12-31521367749
2014 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,858,932
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$382,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$364,510
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$9,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,295,368
Value of total assets at end of year2014-12-31$9,763,701
Value of total assets at beginning of year2014-12-31$8,287,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,181
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$34,742
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$35,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$35,335
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$948,079
Participant contributions at end of year2014-12-31$348,129
Participant contributions at beginning of year2014-12-31$291,406
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$19,021
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$144,703
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$1,435
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$457
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,476,207
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,763,701
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,287,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,015,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,545,602
Interest on participant loans2014-12-31$16,901
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$17,841
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$3,974,181
Value of interest in common/collective trusts at beginning of year2014-12-31$3,147,703
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,425,611
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,283,762
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$270,252
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$222,778
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$202,586
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$363,075
Contract administrator fees2014-12-31$9,181
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERLIN, RAMOS & COMPANY
Accountancy firm EIN2014-12-31521367749
2013 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,231,991
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$404,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$383,756
Expenses. Certain deemed distributions of participant loans2013-12-31$945
Value of total corrective distributions2013-12-31$5,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,126,314
Value of total assets at end of year2013-12-31$8,287,494
Value of total assets at beginning of year2013-12-31$6,460,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,132
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$30,790
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$30,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$30,873
Administrative expenses professional fees incurred2013-12-31$2,576
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$841,095
Participant contributions at end of year2013-12-31$291,406
Participant contributions at beginning of year2013-12-31$255,265
Participant contributions at end of year2013-12-31$19,021
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$107,400
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,827,440
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,287,494
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,460,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,545,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,999,345
Interest on participant loans2013-12-31$13,740
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$17,050
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$3,147,703
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,283,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,205,444
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$870,143
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$173,871
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$177,819
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$383,756
Contract administrator fees2013-12-31$11,556
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERLIN, RAMOS & COMPANY
Accountancy firm EIN2013-12-31521367749
2012 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,609,770
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$420,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$397,943
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$14,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$988,343
Value of total assets at end of year2012-12-31$6,460,054
Value of total assets at beginning of year2012-12-31$5,271,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,539
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$34,434
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$61,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$61,220
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$778,391
Participant contributions at end of year2012-12-31$255,265
Participant contributions at beginning of year2012-12-31$230,073
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$33,276
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,188,818
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,460,054
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,271,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,999,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,817,111
Interest on participant loans2012-12-31$11,964
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$22,470
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,205,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,224,052
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$525,773
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$176,676
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$397,943
Contract administrator fees2012-12-31$8,539
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERLIN,RAMOS & COMPANY
Accountancy firm EIN2012-12-31521367749
2011 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$983,690
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$279,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$262,622
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$2,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$975,432
Value of total assets at end of year2011-12-31$5,271,236
Value of total assets at beginning of year2011-12-31$4,566,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,809
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$36,384
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$58,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$58,087
Administrative expenses professional fees incurred2011-12-31$6,438
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$721,941
Participant contributions at end of year2011-12-31$230,073
Participant contributions at beginning of year2011-12-31$221,922
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$96,090
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$1,528
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$704,644
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,271,236
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,566,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,817,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,296,729
Interest on participant loans2011-12-31$11,645
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$24,739
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,224,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,047,941
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-87,741
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$157,401
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$262,622
Contract administrator fees2011-12-31$7,371
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERLIN, RAMOS & COMPANY
Accountancy firm EIN2011-12-31521367749
2010 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,197,910
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$394,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$378,576
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$9,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$788,810
Value of total assets at end of year2010-12-31$4,566,592
Value of total assets at beginning of year2010-12-31$3,763,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,579
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$17,768
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$32,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$32,595
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$638,250
Participant contributions at end of year2010-12-31$221,922
Participant contributions at beginning of year2010-12-31$235,116
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$10,845
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$803,378
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,566,592
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,763,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,296,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$23,339
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,292,107
Interest on participant loans2010-12-31$12,242
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$5,526
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$1,212,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,047,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$104,285
Net investment gain/loss from pooled separate accounts2010-12-31$243,951
Net investment gain or loss from common/collective trusts2010-12-31$10,501
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$139,715
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$378,576
Contract administrator fees2010-12-31$6,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERLIN RAMOS AND COMPANY PA
Accountancy firm EIN2010-12-31521367749
2009 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2006 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2006 401k financial data
Total income from all sources (including contributions)2006-12-31$698,514
Total of all expenses incurred2006-12-31$121,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2006-12-31$117,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2006-12-31$410,603
Value of total assets at end of year2006-12-31$2,878,309
Value of total assets at beginning of year2006-12-31$2,300,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2006-12-31$3,696
Total interest from all sources2006-12-31$9,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2006-12-31No
Was this plan covered by a fidelity bond2006-12-31Yes
Value of fidelity bond cover2006-12-31$1,000,000
If this is an individual account plan, was there a blackout period2006-12-31No
Were there any nonexempt tranactions with any party-in-interest2006-12-31No
Contributions received from participants2006-12-31$334,867
Participant contributions at end of year2006-12-31$88,747
Participant contributions at beginning of year2006-12-31$85,663
Participant contributions at beginning of year2006-12-31$5,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2006-12-31No
Value of net income/loss2006-12-31$577,352
Value of net assets at end of year (total assets less liabilities)2006-12-31$2,878,309
Value of net assets at beginning of year (total assets less liabilities)2006-12-31$2,300,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2006-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2006-12-31No
Were any leases to which the plan was party in default or uncollectible2006-12-31No
Value of interest in pooled separate accounts at end of year2006-12-31$2,789,562
Value of interest in pooled separate accounts at beginning of year2006-12-31$2,208,150
Interest on participant loans2006-12-31$9,151
Net investment gain/loss from pooled separate accounts2006-12-31$278,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2006-12-31No
Was there a failure to transmit to the plan any participant contributions2006-12-31No
Has the plan failed to provide any benefit when due under the plan2006-12-31No
Contributions received in cash from employer2006-12-31$75,736
Employer contributions (assets) at beginning of year2006-12-31$1,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2006-12-31$117,466
Contract administrator fees2006-12-31$3,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32006-12-31No
Did the plan have assets held for investment2006-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2006-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2006-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2006-12-31Yes
Opinion of an independent qualified public accountant for this plan2006-12-31Disclaimer
Accountancy firm name2006-12-31JONES & MCINTYRE, PLLC
Accountancy firm EIN2006-12-31753218994
2005 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2005 401k financial data
Total transfer of assets from this plan2005-12-31$103,245
Total income from all sources (including contributions)2005-12-31$522,024
Total of all expenses incurred2005-12-31$130,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2005-12-31$113,840
Value of total corrective distributions2005-12-31$10,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2005-12-31$366,292
Value of total assets at end of year2005-12-31$2,300,957
Value of total assets at beginning of year2005-12-31$2,012,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2005-12-31$5,900
Total interest from all sources2005-12-31$6,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2005-12-31No
Was this plan covered by a fidelity bond2005-12-31Yes
Value of fidelity bond cover2005-12-31$1,000,000
If this is an individual account plan, was there a blackout period2005-12-31No
Were there any nonexempt tranactions with any party-in-interest2005-12-31No
Contributions received from participants2005-12-31$285,390
Participant contributions at end of year2005-12-31$85,663
Participant contributions at beginning of year2005-12-31$114,701
Participant contributions at end of year2005-12-31$5,944
Participant contributions at beginning of year2005-12-31$6,008
Income. Received or receivable in cash from other sources (including rollovers)2005-12-31$13,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2005-12-31No
Value of net income/loss2005-12-31$391,802
Value of net assets at end of year (total assets less liabilities)2005-12-31$2,300,957
Value of net assets at beginning of year (total assets less liabilities)2005-12-31$2,012,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2005-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2005-12-31No
Were any leases to which the plan was party in default or uncollectible2005-12-31No
Value of interest in pooled separate accounts at end of year2005-12-31$2,208,150
Value of interest in pooled separate accounts at beginning of year2005-12-31$1,889,458
Interest on participant loans2005-12-31$6,288
Net investment gain/loss from pooled separate accounts2005-12-31$149,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2005-12-31No
Was there a failure to transmit to the plan any participant contributions2005-12-31No
Has the plan failed to provide any benefit when due under the plan2005-12-31No
Contributions received in cash from employer2005-12-31$67,761
Employer contributions (assets) at end of year2005-12-31$1,200
Employer contributions (assets) at beginning of year2005-12-31$2,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2005-12-31$113,840
Contract administrator fees2005-12-31$5,900
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32005-12-31No
Did the plan have assets held for investment2005-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2005-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2005-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2005-12-31Yes
Opinion of an independent qualified public accountant for this plan2005-12-31Disclaimer
Accountancy firm name2005-12-31CHACONAS & WILSON, P.C.
Accountancy firm EIN2005-12-31521480805
2004 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2004 401k financial data
Total income from all sources (including contributions)2004-12-31$520,315
Total of all expenses incurred2004-12-31$90,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2004-12-31$69,614
Value of total corrective distributions2004-12-31$16,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2004-12-31$348,940
Value of total assets at end of year2004-12-31$2,012,400
Value of total assets at beginning of year2004-12-31$1,582,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2004-12-31$4,109
Total interest from all sources2004-12-31$6,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2004-12-31No
Was this plan covered by a fidelity bond2004-12-31Yes
Value of fidelity bond cover2004-12-31$1,000,000
If this is an individual account plan, was there a blackout period2004-12-31No
Were there any nonexempt tranactions with any party-in-interest2004-12-31No
Contributions received from participants2004-12-31$279,263
Participant contributions at end of year2004-12-31$114,701
Participant contributions at beginning of year2004-12-31$73,331
Participant contributions at end of year2004-12-31$6,008
Participant contributions at beginning of year2004-12-31$8,355
Income. Received or receivable in cash from other sources (including rollovers)2004-12-31$4,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2004-12-31No
Value of net income/loss2004-12-31$429,680
Value of net assets at end of year (total assets less liabilities)2004-12-31$2,012,400
Value of net assets at beginning of year (total assets less liabilities)2004-12-31$1,582,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2004-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2004-12-31No
Were any leases to which the plan was party in default or uncollectible2004-12-31No
Value of interest in pooled separate accounts at end of year2004-12-31$1,889,458
Value of interest in pooled separate accounts at beginning of year2004-12-31$1,499,008
Interest on participant loans2004-12-31$6,358
Net investment gain/loss from pooled separate accounts2004-12-31$165,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2004-12-31No
Was there a failure to transmit to the plan any participant contributions2004-12-31No
Has the plan failed to provide any benefit when due under the plan2004-12-31No
Contributions received in cash from employer2004-12-31$65,151
Employer contributions (assets) at end of year2004-12-31$2,233
Employer contributions (assets) at beginning of year2004-12-31$2,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2004-12-31$69,614
Contract administrator fees2004-12-31$4,109
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32004-12-31No
Did the plan have assets held for investment2004-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2004-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2004-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2004-12-31Yes
Opinion of an independent qualified public accountant for this plan2004-12-31Disclaimer
Accountancy firm name2004-12-31CHACONAS & WILSON, P.C.
Accountancy firm EIN2004-12-31521480805
2003 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2003 401k financial data
Total income from all sources (including contributions)2003-12-31$545,364
Total of all expenses incurred2003-12-31$110,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2003-12-31$89,694
Value of total corrective distributions2003-12-31$16,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2003-12-31$326,663
Value of total assets at end of year2003-12-31$1,582,720
Value of total assets at beginning of year2003-12-31$1,147,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2003-12-31$3,477
Total interest from all sources2003-12-31$4,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2003-12-31No
Was this plan covered by a fidelity bond2003-12-31Yes
Value of fidelity bond cover2003-12-31$1,000,000
If this is an individual account plan, was there a blackout period2003-12-31No
Were there any nonexempt tranactions with any party-in-interest2003-12-31No
Contributions received from participants2003-12-31$228,742
Participant contributions at end of year2003-12-31$73,331
Participant contributions at beginning of year2003-12-31$63,507
Participant contributions at end of year2003-12-31$8,355
Income. Received or receivable in cash from other sources (including rollovers)2003-12-31$43,041
Other income not declared elsewhere2003-12-31$904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2003-12-31No
Value of net income/loss2003-12-31$435,321
Value of net assets at end of year (total assets less liabilities)2003-12-31$1,582,720
Value of net assets at beginning of year (total assets less liabilities)2003-12-31$1,147,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2003-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2003-12-31No
Were any leases to which the plan was party in default or uncollectible2003-12-31No
Value of interest in pooled separate accounts at end of year2003-12-31$1,499,008
Value of interest in pooled separate accounts at beginning of year2003-12-31$1,083,892
Interest on participant loans2003-12-31$4,543
Net investment gain/loss from pooled separate accounts2003-12-31$213,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2003-12-31No
Was there a failure to transmit to the plan any participant contributions2003-12-31No
Has the plan failed to provide any benefit when due under the plan2003-12-31No
Contributions received in cash from employer2003-12-31$54,880
Employer contributions (assets) at end of year2003-12-31$2,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2003-12-31$89,694
Contract administrator fees2003-12-31$3,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32003-12-31No
Did the plan have assets held for investment2003-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2003-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2003-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2003-12-31Yes
Opinion of an independent qualified public accountant for this plan2003-12-31Disclaimer
Accountancy firm name2003-12-31CHACONAS & WILSON, P.C.
Accountancy firm EIN2003-12-31521480805
2002 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2002 401k financial data
Total income from all sources2002-12-31$140,863
Expenses. Total of all expenses incurred2002-12-31$172,386
Benefits paid (including direct rollovers)2002-12-31$130,878
Total plan assets at end of year2002-12-31$1,251,463
Total plan assets at beginning of year2002-12-31$1,282,986
Value of fidelity bond covering the plan2002-12-31$1,000,000
Total contributions received or receivable from participants2002-12-31$253,963
Expenses. Other expenses not covered elsewhere2002-12-31$21,487
Other income received2002-12-31$-175,996
Net income (gross income less expenses)2002-12-31$-31,523
Net plan assets at end of year (total assets less liabilities)2002-12-31$1,251,463
Net plan assets at beginning of year (total assets less liabilities)2002-12-31$1,282,986
Assets. Value of participant loans2002-12-31$77,647
Total contributions received or receivable from employer(s)2002-12-31$62,896
Value of certain deemed distributions of participant loans2002-12-31$4,461
Value of corrective distributions2002-12-31$15,560
2001 : GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2001 401k financial data
Total income from all sources2001-12-31$273,423
Expenses. Total of all expenses incurred2001-12-31$73,347
Benefits paid (including direct rollovers)2001-12-31$34,099
Total plan assets at end of year2001-12-31$1,282,986
Total plan assets at beginning of year2001-12-31$1,082,910
Value of fidelity bond covering the plan2001-12-31$625,000
Total contributions received or receivable from participants2001-12-31$253,566
Expenses. Other expenses not covered elsewhere2001-12-31$22,053
Contributions received from other sources (not participants or employers)2001-12-31$5,017
Other income received2001-12-31$-41,678
Net income (gross income less expenses)2001-12-31$200,076
Net plan assets at end of year (total assets less liabilities)2001-12-31$1,282,986
Net plan assets at beginning of year (total assets less liabilities)2001-12-31$1,082,910
Assets. Value of participant loans2001-12-31$60,216
Total contributions received or receivable from employer(s)2001-12-31$56,518
Value of certain deemed distributions of participant loans2001-12-31$897
Value of corrective distributions2001-12-31$16,298

Form 5500 Responses for GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN

2022: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2006: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedYes
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2006-01-01Plan funding arrangement – InsuranceYes
2006-01-01Plan funding arrangement – TrustYes
2006-01-01Plan benefit arrangement – InsuranceYes
2006-01-01Plan benefit arrangement - TrustYes
2005: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedYes
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2005-01-01Plan funding arrangement – InsuranceYes
2005-01-01Plan funding arrangement – TrustYes
2005-01-01Plan benefit arrangement – InsuranceYes
2005-01-01Plan benefit arrangement - TrustYes
2004: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01Submission has been amendedYes
2004-01-01This submission is the final filingNo
2004-01-01This return/report is a short plan year return/report (less than 12 months)No
2004-01-01Plan is a collectively bargained planNo
2004-01-01Plan funding arrangement – InsuranceYes
2004-01-01Plan funding arrangement – TrustYes
2004-01-01Plan benefit arrangement – InsuranceYes
2004-01-01Plan benefit arrangement - TrustYes
2003: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01Submission has been amendedYes
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)No
2003-01-01Plan is a collectively bargained planNo
2003-01-01Plan funding arrangement – InsuranceYes
2003-01-01Plan funding arrangement – TrustYes
2003-01-01Plan benefit arrangement – InsuranceYes
2003-01-01Plan benefit arrangement - TrustYes
2002: GATES, HUDSON & ASSOCIATES EMPLOYEE 401(K) PLAN 2002 form 5500 responses
2002-01-01Type of plan entitySingle employer plan
2002-01-01Submission has been amendedYes
2002-01-01This submission is the final filingNo
2002-01-01This return/report is a short plan year return/report (less than 12 months)No
2002-01-01Plan is a collectively bargained planNo
2002-01-01Plan funding arrangement – InsuranceYes
2002-01-01Plan funding arrangement – TrustYes
2002-01-01Plan benefit arrangement – InsuranceYes
2002-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered973
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered903
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1035
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1018
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered843
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered623
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,477
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1477
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered486
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $720
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees720
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered411
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $654
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees654
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered386
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,372
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3372
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered326
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,772
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2772
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered295
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,860
Total amount of fees paid to insurance companyUSD $10,343
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered285
Insurance policy start date2010-10-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $962
Total amount of fees paid to insurance companyUSD $423
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $962
Amount paid for insurance broker fees423
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number800190
Policy instance 2
Insurance contract or identification number800190
Number of Individuals Covered280
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,629
Total amount of fees paid to insurance companyUSD $347
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,008
Amount paid for insurance broker fees77
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameHILB ROGAL AND HAMILTON CO OF METRO
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00190
Policy instance 1
Insurance contract or identification number8-00190
Number of Individuals Covered173
Insurance policy start date2006-01-01
Insurance policy end date2006-12-31
Total amount of commissions paid to insurance brokerUSD $7,205
Total amount of fees paid to insurance companyUSD $1,117
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,205
Amount paid for insurance broker fees1117
Additional information about fees paid to insurance brokerSERVICE FEE/PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameHILB ROGAL AND HAMILTON CO OF METRO
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00190
Policy instance 1
Insurance contract or identification number8-00190
Number of Individuals Covered152
Insurance policy start date2005-01-01
Insurance policy end date2005-12-31
Total amount of commissions paid to insurance brokerUSD $5,581
Total amount of fees paid to insurance companyUSD $685
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,581
Amount paid for insurance broker fees685
Additional information about fees paid to insurance brokerSERVICE FEE/PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameHILB ROGAL AND HAMILTON CO OF METRO
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00190
Policy instance 1
Insurance contract or identification number8-00190
Number of Individuals Covered157
Insurance policy start date2004-01-01
Insurance policy end date2004-12-31
Total amount of commissions paid to insurance brokerUSD $4,557
Total amount of fees paid to insurance companyUSD $977
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,496
Insurance broker organization code?3
Amount paid for insurance broker fees977
Additional information about fees paid to insurance brokerSERVICE FEE/PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameINSURANCE ONE INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00190
Policy instance 1
Insurance contract or identification number8-00190
Number of Individuals Covered149
Insurance policy start date2003-01-01
Insurance policy end date2003-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-00190
Policy instance 1
Insurance contract or identification number8-00190
Number of Individuals Covered158
Insurance policy start date2002-10-01
Insurance policy end date2002-12-31
Total amount of commissions paid to insurance brokerUSD $10,905
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,905
Insurance broker organization code?3
Insurance broker nameINSURANCE ONE INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 6972
Policy instance 1
Insurance contract or identification numberSF 6972
Number of Individuals Covered100
Insurance policy start date2001-01-01
Insurance policy end date2001-12-31
Total amount of commissions paid to insurance brokerUSD $4,035
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,035
Insurance broker organization code?3
Insurance broker nameINSURANCE ONE INC

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