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CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameCARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 003

CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARILION CLINIC has sponsored the creation of one or more 401k plans.

Company Name:CARILION CLINIC
Employer identification number (EIN):541190771
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about CARILION CLINIC

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1981-12-15
Company Identification Number: 0224902
Legal Registered Office Address: OFFICE OF COROPRATE COUNSEL
213 SOUTH JEFFERSON STREET, SUITE 1600
ROANOKE
United States of America (USA)
24011

More information about CARILION CLINIC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01HEATHER SHEPARDSON HEATHER SHEPARDSON2018-07-31
0032016-01-01HEATHER SHEPARDSON
0032015-01-01HEATHER SHEPARDSON
0032014-01-01HEATHER S. SHEPARDSON HEATHER S. SHEPARDSON2015-10-01
0032013-01-01HEATHER SHEPARDSON HEATHER SHEPARDSON2014-07-24
0032012-01-01JEANNE ARMENTROUT
0032011-01-01JEANNE ARMENTROUT JEANNE ARMENTROUT2012-10-11
0032010-01-01JEANNE ARMENTROUT JEANNE ARMENTROUT2011-10-13
0032009-01-01JEANNE ARMENTROUT JEANNE ARMENTROUT2010-10-13

Plan Statistics for CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,047
Total number of active participants reported on line 7a of the Form 55002022-01-012,302
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01660
Total of all active and inactive participants2022-01-012,968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-018
Total participants2022-01-012,976
Number of participants with account balances2022-01-012,819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,051
Total number of active participants reported on line 7a of the Form 55002021-01-012,360
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01615
Total of all active and inactive participants2021-01-012,981
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-016
Total participants2021-01-012,987
Number of participants with account balances2021-01-012,844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,412
Total number of active participants reported on line 7a of the Form 55002020-01-012,471
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01574
Total of all active and inactive participants2020-01-013,045
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-013,051
Number of participants with account balances2020-01-012,855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,334
Total number of active participants reported on line 7a of the Form 55002019-01-012,928
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01483
Total of all active and inactive participants2019-01-013,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-013,412
Number of participants with account balances2019-01-012,819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,309
Total number of active participants reported on line 7a of the Form 55002018-01-012,859
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01469
Total of all active and inactive participants2018-01-013,328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-016
Total participants2018-01-013,334
Number of participants with account balances2018-01-012,716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,396
Total number of active participants reported on line 7a of the Form 55002017-01-013,190
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01117
Total of all active and inactive participants2017-01-013,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-013,309
Number of participants with account balances2017-01-01770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01387
Total number of active participants reported on line 7a of the Form 55002016-01-011,307
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0187
Total of all active and inactive participants2016-01-011,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-011,396
Number of participants with account balances2016-01-01757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01369
Total number of active participants reported on line 7a of the Form 55002015-01-01276
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01106
Total of all active and inactive participants2015-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01387
Number of participants with account balances2015-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01331
Total number of active participants reported on line 7a of the Form 55002014-01-01272
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01369
Number of participants with account balances2014-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01350
Total number of active participants reported on line 7a of the Form 55002013-01-01241
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0187
Total of all active and inactive participants2013-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01331
Number of participants with account balances2013-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01501
Total number of active participants reported on line 7a of the Form 55002012-01-01252
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0192
Total of all active and inactive participants2012-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01350
Number of participants with account balances2012-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01506
Total number of active participants reported on line 7a of the Form 55002011-01-01435
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0165
Total of all active and inactive participants2011-01-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01501
Number of participants with account balances2011-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01616
Total number of active participants reported on line 7a of the Form 55002010-01-01428
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0177
Total of all active and inactive participants2010-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01506
Number of participants with account balances2010-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,411
Total number of active participants reported on line 7a of the Form 55002009-01-01501
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01114
Total of all active and inactive participants2009-01-01615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01616
Number of participants with account balances2009-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-15,876,307
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,386,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,212,496
Value of total corrective distributions2022-12-31$2,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,687,894
Value of total assets at end of year2022-12-31$112,281,352
Value of total assets at beginning of year2022-12-31$137,544,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$172,117
Total interest from all sources2022-12-31$149,823
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,884,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,884,671
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,393,496
Participant contributions at end of year2022-12-31$150,858
Participant contributions at beginning of year2022-12-31$175,478
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$294,398
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$1,205
Other income not declared elsewhere2022-12-31$28,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-25,263,027
Value of net assets at end of year (total assets less liabilities)2022-12-31$112,281,352
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$137,544,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$15,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$103,951,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$128,292,314
Interest on participant loans2022-12-31$6,955
Interest earned on other investments2022-12-31$142,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$8,178,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$9,076,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,627,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,211,291
Contract administrator fees2022-12-31$157,054
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2022-12-31540504608
2021 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$24,096,921
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,176,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,948,522
Expenses. Certain deemed distributions of participant loans2021-12-31$5,143
Value of total corrective distributions2021-12-31$20,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,825,180
Value of total assets at end of year2021-12-31$137,544,379
Value of total assets at beginning of year2021-12-31$123,623,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$202,468
Total interest from all sources2021-12-31$32,508
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,732,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,732,966
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,115,492
Participant contributions at end of year2021-12-31$175,478
Participant contributions at beginning of year2021-12-31$141,873
Participant contributions at beginning of year2021-12-31$7
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$709,688
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$161
Other income not declared elsewhere2021-12-31$22,076
Administrative expenses (other) incurred2021-12-31$89,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$13,920,783
Value of net assets at end of year (total assets less liabilities)2021-12-31$137,544,379
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$123,623,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,399
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$128,292,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$113,688,007
Interest on participant loans2021-12-31$32,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$9,076,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,793,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$16,484,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,948,361
Contract administrator fees2021-12-31$103,578
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2021-12-31540504608
2020 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$20,017,579
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,415,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,202,742
Expenses. Certain deemed distributions of participant loans2020-12-31$853
Value of total corrective distributions2020-12-31$48,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,402,693
Value of total assets at end of year2020-12-31$123,623,596
Value of total assets at beginning of year2020-12-31$113,021,921
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$163,793
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$8,137
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,654,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,654,992
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$5,198,557
Participant contributions at end of year2020-12-31$141,873
Participant contributions at beginning of year2020-12-31$171,150
Participant contributions at end of year2020-12-31$7
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$204,136
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$339
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$5,600
Administrative expenses (other) incurred2020-12-31$163,793
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$10,601,675
Value of net assets at end of year (total assets less liabilities)2020-12-31$123,623,596
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$113,021,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$113,688,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$103,248,499
Interest on participant loans2020-12-31$8,137
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,793,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$9,602,272
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,946,157
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,202,403
Contract administrator fees2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2020-12-31540504608
2019 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$166,265
Total unrealized appreciation/depreciation of assets2019-12-31$166,265
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$26,483,508
Total loss/gain on sale of assets2019-12-31$43,908
Total of all expenses incurred2019-12-31$9,134,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,850,583
Expenses. Certain deemed distributions of participant loans2019-12-31$-793
Value of total corrective distributions2019-12-31$107,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,880,062
Value of total assets at end of year2019-12-31$113,021,921
Value of total assets at beginning of year2019-12-31$95,673,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$177,243
Total interest from all sources2019-12-31$7,299
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,957,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,957,236
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,251,165
Participant contributions at end of year2019-12-31$171,150
Participant contributions at beginning of year2019-12-31$159,754
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$628,897
Other income not declared elsewhere2019-12-31$14,003
Administrative expenses (other) incurred2019-12-31$177,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$17,348,763
Value of net assets at end of year (total assets less liabilities)2019-12-31$113,021,921
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$95,673,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$103,248,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$86,303,412
Interest on participant loans2019-12-31$7,299
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$9,602,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,209,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,414,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,850,583
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$3,664,146
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,620,238
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN,EDWARDS & COMPANY, LLP
Accountancy firm EIN2019-12-31540504608
2018 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$166,364
Total unrealized appreciation/depreciation of assets2018-12-31$166,364
Total transfer of assets to this plan2018-12-31$93,576,333
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-854,475
Total loss/gain on sale of assets2018-12-31$26,584
Total of all expenses incurred2018-12-31$9,207,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,816,465
Expenses. Certain deemed distributions of participant loans2018-12-31$23,438
Value of total corrective distributions2018-12-31$166,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,102,701
Value of total assets at end of year2018-12-31$95,673,158
Value of total assets at beginning of year2018-12-31$12,159,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$201,692
Total interest from all sources2018-12-31$7,292
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,761,097
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,761,097
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,907,655
Participant contributions at end of year2018-12-31$159,754
Participant contributions at beginning of year2018-12-31$42,782
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$195,046
Other income not declared elsewhere2018-12-31$5,348
Administrative expenses (other) incurred2018-12-31$201,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,062,403
Value of net assets at end of year (total assets less liabilities)2018-12-31$95,673,158
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,159,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$86,303,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,104,910
Interest on participant loans2018-12-31$7,292
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,209,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,011,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,923,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,816,465
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3,578,466
Aggregate carrying amount (costs) on sale of assets2018-12-31$3,551,882
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN,EDWARDS & COMPANY, LLP
Accountancy firm EIN2018-12-31540504608
2017 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$19,099
Total unrealized appreciation/depreciation of assets2017-12-31$19,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,197,514
Total loss/gain on sale of assets2017-12-31$2,963
Total of all expenses incurred2017-12-31$689,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$662,481
Expenses. Certain deemed distributions of participant loans2017-12-31$-2,590
Value of total corrective distributions2017-12-31$2,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$535,317
Value of total assets at end of year2017-12-31$12,159,228
Value of total assets at beginning of year2017-12-31$10,651,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,482
Total interest from all sources2017-12-31$2,242
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$183,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$183,683
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$483,217
Participant contributions at end of year2017-12-31$42,782
Participant contributions at beginning of year2017-12-31$60,768
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$52,100
Other income not declared elsewhere2017-12-31$14,138
Administrative expenses (other) incurred2017-12-31$27,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,507,848
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,159,228
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,651,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,104,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,431,259
Interest on participant loans2017-12-31$2,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,011,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,159,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,440,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$662,481
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$255,724
Aggregate carrying amount (costs) on sale of assets2017-12-31$252,761
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN,EDWARDS & COMPANY, LLP
Accountancy firm EIN2017-12-31540504608
2016 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,138,210
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$778,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$755,661
Expenses. Certain deemed distributions of participant loans2016-12-31$-125
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$390,643
Value of total assets at end of year2016-12-31$10,651,380
Value of total assets at beginning of year2016-12-31$10,292,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,400
Total interest from all sources2016-12-31$2,744
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$166,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$166,106
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$386,287
Participant contributions at end of year2016-12-31$60,768
Participant contributions at beginning of year2016-12-31$57,009
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,356
Other income not declared elsewhere2016-12-31$714
Administrative expenses (other) incurred2016-12-31$23,400
Total non interest bearing cash at beginning of year2016-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$359,274
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,651,380
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,292,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,431,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,235,096
Value of interest in pooled separate accounts at end of year2016-12-31$1,159,353
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$2,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$565,057
Net investment gain/loss from pooled separate accounts2016-12-31$12,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$755,661
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN, EDWADS & COMPANY, LLP
Accountancy firm EIN2016-12-31540504608
2015 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$273,051
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,033,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$991,564
Expenses. Certain deemed distributions of participant loans2015-12-31$-122
Value of total corrective distributions2015-12-31$17,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$395,924
Value of total assets at end of year2015-12-31$10,292,106
Value of total assets at beginning of year2015-12-31$11,052,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,932
Total interest from all sources2015-12-31$2,971
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$156,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$156,669
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$339,999
Participant contributions at end of year2015-12-31$57,009
Participant contributions at beginning of year2015-12-31$64,295
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$55,925
Other income not declared elsewhere2015-12-31$-4,055
Administrative expenses (other) incurred2015-12-31$24,932
Total non interest bearing cash at end of year2015-12-31$1
Total non interest bearing cash at beginning of year2015-12-31$-299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-760,512
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,292,106
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,052,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,235,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,988,622
Interest on participant loans2015-12-31$2,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-278,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$991,564
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN, EDWARDS & COMPANY LLP
Accountancy firm EIN2015-12-31540504608
2014 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,056,839
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,354,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,305,662
Expenses. Certain deemed distributions of participant loans2014-12-31$-156
Value of total corrective distributions2014-12-31$21,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$320,741
Value of total assets at end of year2014-12-31$11,052,618
Value of total assets at beginning of year2014-12-31$11,350,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$27,962
Total interest from all sources2014-12-31$1,294
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$576,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$576,188
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$313,978
Participant contributions at end of year2014-12-31$64,295
Participant contributions at beginning of year2014-12-31$23,542
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$6,763
Other income not declared elsewhere2014-12-31$876
Administrative expenses (other) incurred2014-12-31$27,962
Total non interest bearing cash at end of year2014-12-31$-299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-298,073
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,052,618
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,350,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,988,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,327,149
Interest on participant loans2014-12-31$1,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$157,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,305,662
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2014-12-31540504608
2013 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,979,364
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$619,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$590,593
Expenses. Certain deemed distributions of participant loans2013-12-31$-4,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$270,629
Value of total assets at end of year2013-12-31$11,350,691
Value of total assets at beginning of year2013-12-31$9,990,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$33,092
Total interest from all sources2013-12-31$2,107
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$490,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$490,883
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$262,382
Participant contributions at end of year2013-12-31$23,542
Participant contributions at beginning of year2013-12-31$35,379
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$8,247
Other income not declared elsewhere2013-12-31$199
Administrative expenses (other) incurred2013-12-31$33,092
Total non interest bearing cash at beginning of year2013-12-31$866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,360,001
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,350,691
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,990,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,327,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,692,682
Interest on participant loans2013-12-31$2,107
Value of interest in common/collective trusts at beginning of year2013-12-31$738,782
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,522,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,522,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,182,954
Net investment gain or loss from common/collective trusts2013-12-31$32,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$590,593
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROWN, EDWADS & COMPANY LLP
Accountancy firm EIN2013-12-31540504608
2012 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,230,423
Total loss/gain on sale of assets2012-12-31$2,095
Total of all expenses incurred2012-12-31$1,079,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,004,471
Expenses. Certain deemed distributions of participant loans2012-12-31$27,687
Value of total corrective distributions2012-12-31$9,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$224,845
Value of total assets at end of year2012-12-31$9,990,690
Value of total assets at beginning of year2012-12-31$9,839,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,474
Total interest from all sources2012-12-31$2,360
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$154,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$154,202
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$223,152
Participant contributions at end of year2012-12-31$35,379
Participant contributions at beginning of year2012-12-31$61,728
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,693
Other income not declared elsewhere2012-12-31$2,399
Administrative expenses (other) incurred2012-12-31$37,474
Total non interest bearing cash at end of year2012-12-31$866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$150,984
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,990,690
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,839,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,692,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,850,973
Interest on participant loans2012-12-31$2,360
Value of interest in common/collective trusts at end of year2012-12-31$738,782
Value of interest in common/collective trusts at beginning of year2012-12-31$219,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,522,981
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,707,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,707,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$814,361
Net investment gain or loss from common/collective trusts2012-12-31$30,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,004,471
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$433,395
Aggregate carrying amount (costs) on sale of assets2012-12-31$431,300
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2012-12-31540504608
2011 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-216,054
Total unrealized appreciation/depreciation of assets2011-12-31$-216,054
Total income from all sources (including contributions)2011-12-31$296,727
Total of all expenses incurred2011-12-31$921,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$915,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$426,333
Value of total assets at end of year2011-12-31$9,839,706
Value of total assets at beginning of year2011-12-31$10,464,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,732
Total interest from all sources2011-12-31$38,019
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$36,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$36,970
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$426,333
Participant contributions at end of year2011-12-31$61,728
Participant contributions at beginning of year2011-12-31$58,321
Other income not declared elsewhere2011-12-31$11,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-625,228
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,839,706
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,464,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$6,732
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,850,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,029,691
Interest on participant loans2011-12-31$2,350
Income. Interest from corporate debt instruments2011-12-31$1,590
Value of interest in common/collective trusts at end of year2011-12-31$219,644
Value of interest in common/collective trusts at beginning of year2011-12-31$275,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,707,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,101,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,101,203
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$34,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$915,223
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROWNEDWARDS CPAS
Accountancy firm EIN2011-12-31540504608
2010 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$874,375
Total unrealized appreciation/depreciation of assets2010-12-31$874,375
Total income from all sources (including contributions)2010-12-31$3,013,083
Total of all expenses incurred2010-12-31$2,035,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,006,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,057,603
Value of total assets at end of year2010-12-31$10,464,934
Value of total assets at beginning of year2010-12-31$9,487,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$28,721
Total interest from all sources2010-12-31$26,703
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$54,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$54,402
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Funding deficiency by the employer to the plan for this plan year2010-12-31$-44,623
Amount contributed by the employer to the plan for this plan year2010-12-31$44,623
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,012,980
Participant contributions at end of year2010-12-31$58,321
Participant contributions at beginning of year2010-12-31$72,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$977,735
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,464,934
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,487,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$28,721
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,029,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,012,026
Interest on participant loans2010-12-31$2,941
Income. Interest from corporate debt instruments2010-12-31$2,006
Value of interest in common/collective trusts at end of year2010-12-31$275,719
Value of interest in common/collective trusts at beginning of year2010-12-31$305,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,101,203
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,097,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,097,129
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$21,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$44,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,006,627
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COLE & ASSOCIATES CPAS, LLC
Accountancy firm EIN2010-12-31262951116
2009 : CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$-50,622
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$50,622

Form 5500 Responses for CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN

2022: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CARILION CLINIC 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA32192
Policy instance 1
Insurance contract or identification numberGA32192
Number of Individuals Covered2976
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number00000C4K
Policy instance 1
Insurance contract or identification number00000C4K
Number of Individuals Covered2987
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number00000C4K
Policy instance 1
Insurance contract or identification number00000C4K
Number of Individuals Covered3051
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number00000C4K
Policy instance 1
Insurance contract or identification number00000C4K
Number of Individuals Covered3412
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number00000C4K
Policy instance 1
Insurance contract or identification number00000C4K
Number of Individuals Covered3309
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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