?>
Logo

LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 401k Plan overview

Plan NameLUCCHESE, INC. EMPLOYEE INVESTMENT PLAN
Plan identification number 002

LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ARENA BRANDS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ARENA BRANDS, INC.
Employer identification number (EIN):541289243
NAIC Classification:315990
NAIC Description:Apparel Accessories and Other Apparel Manufacturing

Additional information about ARENA BRANDS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2912427

More information about ARENA BRANDS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01RICHARD SALAZAR
0022014-01-01RICHARD SALAZAR
0022013-01-01TOM HOUGH
0022012-01-01TOM HOUGH
0022011-01-01TOM HOUGH
0022009-01-01TOM HOUGH

Plan Statistics for LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN

401k plan membership statisitcs for LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN

Measure Date Value
2015: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01445
Total number of active participants reported on line 7a of the Form 55002015-01-01400
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01418
Number of participants with account balances2015-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01475
Total number of active participants reported on line 7a of the Form 55002014-01-01436
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01441
Number of participants with account balances2014-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01459
Total number of active participants reported on line 7a of the Form 55002013-01-01462
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01464
Number of participants with account balances2013-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01403
Total number of active participants reported on line 7a of the Form 55002012-01-01424
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01425
Number of participants with account balances2012-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01357
Total number of active participants reported on line 7a of the Form 55002011-01-01381
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01382
Number of participants with account balances2011-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01359
Total number of active participants reported on line 7a of the Form 55002009-01-01333
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01335
Number of participants with account balances2009-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN

Measure Date Value
2015 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$611,727
Total of all expenses incurred2015-12-31$426,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$284,321
Value of total corrective distributions2015-12-31$112,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$635,739
Value of total assets at end of year2015-12-31$3,979,972
Value of total assets at beginning of year2015-12-31$3,794,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$29,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$465,271
Participant contributions at end of year2015-12-31$55,227
Participant contributions at beginning of year2015-12-31$29,301
Other income not declared elsewhere2015-12-31$13,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$185,686
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,979,972
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,794,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$29,238
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,823,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,621,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$80,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$137,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-37,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$170,468
Employer contributions (assets) at end of year2015-12-31$20,853
Employer contributions (assets) at beginning of year2015-12-31$6,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$284,321
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LANE GORMAN TRUBITT, LLC
Accountancy firm EIN2015-12-31751044330
2014 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$799,074
Total of all expenses incurred2014-12-31$648,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$562,126
Value of total corrective distributions2014-12-31$59,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$649,437
Value of total assets at end of year2014-12-31$3,794,286
Value of total assets at beginning of year2014-12-31$3,643,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$26,584
Total interest from all sources2014-12-31$20,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$481,431
Participant contributions at end of year2014-12-31$29,301
Participant contributions at beginning of year2014-12-31$33,982
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,804
Other income not declared elsewhere2014-12-31$-20,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$150,822
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,794,286
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,643,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$26,584
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,621,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,464,057
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$20,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$137,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$130,541
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$148,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$163,202
Employer contributions (assets) at end of year2014-12-31$6,092
Employer contributions (assets) at beginning of year2014-12-31$14,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$562,126
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2014-12-31751044330
2013 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,089,091
Total of all expenses incurred2013-12-31$442,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$408,404
Value of total corrective distributions2013-12-31$12,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$571,192
Value of total assets at end of year2013-12-31$3,643,464
Value of total assets at beginning of year2013-12-31$2,996,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$413,850
Participant contributions at end of year2013-12-31$33,982
Participant contributions at beginning of year2013-12-31$26,459
Other income not declared elsewhere2013-12-31$11,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$646,871
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,643,464
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,996,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$21,669
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,464,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,840,079
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$130,541
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$118,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$506,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$157,342
Employer contributions (assets) at end of year2013-12-31$14,884
Employer contributions (assets) at beginning of year2013-12-31$11,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$408,404
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2013-12-31751044330
2012 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$782,665
Total of all expenses incurred2012-12-31$433,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$397,600
Value of total corrective distributions2012-12-31$16,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$477,487
Value of total assets at end of year2012-12-31$2,996,593
Value of total assets at beginning of year2012-12-31$2,647,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$323,523
Participant contributions at end of year2012-12-31$26,459
Participant contributions at beginning of year2012-12-31$33,703
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$17,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$349,513
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,996,593
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,647,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$14,711
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,840,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,496,007
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$118,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$102,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$305,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$136,436
Employer contributions (assets) at end of year2012-12-31$11,520
Employer contributions (assets) at beginning of year2012-12-31$14,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$397,600
Contract administrator fees2012-12-31$4,074
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2012-12-31751044330
2011 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$386,515
Total of all expenses incurred2011-12-31$149,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$111,787
Value of total corrective distributions2011-12-31$19,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$440,529
Value of total assets at end of year2011-12-31$2,647,080
Value of total assets at beginning of year2011-12-31$2,409,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,566
Total interest from all sources2011-12-31$-54,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$3,344
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$309,569
Participant contributions at end of year2011-12-31$33,703
Participant contributions at beginning of year2011-12-31$34,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$237,327
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,647,080
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,409,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$14,222
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,496,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,269,036
Interest earned on other investments2011-12-31$97
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-54,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$102,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$91,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$130,960
Employer contributions (assets) at end of year2011-12-31$14,976
Employer contributions (assets) at beginning of year2011-12-31$14,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$111,787
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2011-12-31751044330
2010 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$607,685
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$130,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$82,591
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$33,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$393,776
Value of total assets at end of year2010-12-31$2,409,753
Value of total assets at beginning of year2010-12-31$1,932,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,864
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$322
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$2,885
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$276,832
Participant contributions at end of year2010-12-31$0
Participant contributions at end of year2010-12-31$34,655
Participant contributions at beginning of year2010-12-31$27,587
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$193,253
Assets. Loans (other than to participants) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$477,464
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,409,753
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,932,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Investment advisory and management fees2010-12-31$10,979
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,269,036
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,625,234
Value of interest in pooled separate accounts at end of year2010-12-31$0
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$322
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$91,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$73,427
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$213,587
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Contributions received in cash from employer2010-12-31$116,944
Employer contributions (assets) at end of year2010-12-31$14,886
Employer contributions (assets) at beginning of year2010-12-31$12,788
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$82,591
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LANE GORMAN TRUBITT, PLLC
Accountancy firm EIN2010-12-31751044330
2009 : LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN

2015: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LUCCHESE, INC. EMPLOYEE INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number160-70182
Policy instance 1
Insurance contract or identification number160-70182
Number of Individuals Covered219
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $696
Total amount of fees paid to insurance companyUSD $174
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $696
Insurance broker organization code?4
Amount paid for insurance broker fees174
Insurance broker nameMICHAEL DUKE
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number160-70182
Policy instance 1
Insurance contract or identification number160-70182
Number of Individuals Covered196
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $739
Total amount of fees paid to insurance companyUSD $185
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $739
Insurance broker organization code?4
Amount paid for insurance broker fees185
Insurance broker nameMICHAEL DUKE
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number160-70182
Policy instance 1
Insurance contract or identification number160-70182
Number of Individuals Covered200
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $696
Total amount of fees paid to insurance companyUSD $174
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $696
Insurance broker organization code?4
Amount paid for insurance broker fees174
Insurance broker nameMICHAEL DUKE
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number160-70182
Policy instance 1
Insurance contract or identification number160-70182
Number of Individuals Covered196
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $614
Total amount of fees paid to insurance companyUSD $153
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $614
Insurance broker organization code?4
Amount paid for insurance broker fees153
Additional information about fees paid to insurance brokerADMINISTRATIVE OVERRIDE
Insurance broker nameMICHAEL DUKE
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number160-70182
Policy instance 1
Insurance contract or identification number160-70182
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $531
Total amount of fees paid to insurance companyUSD $133
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number160-70182
Policy instance 1
Insurance contract or identification number160-70182
Number of Individuals Covered170
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $466
Total amount of fees paid to insurance companyUSD $116
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $69
Insurance broker organization code?4
Amount paid for insurance broker fees116
Additional information about fees paid to insurance brokerADMINISTRATIVE OVERRIDE
Insurance broker nameINSTITUTIONAL SECURITIES CORP

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3