| Plan Name | AVAYA GOVERNMENT SOLUTIONS INC. 401(K) PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | AVAYA GOVERNMENT SOLUTIONS INC. |
| Employer identification number (EIN): | 541339972 |
| NAIC Classification: | 541330 |
| NAIC Description: | Engineering Services |
Additional information about AVAYA GOVERNMENT SOLUTIONS INC.
| Jurisdiction of Incorporation: | Texas Secretary of State |
| Incorporation Date: | 2000-02-10 |
| Company Identification Number: | 0013082406 |
| Legal Registered Office Address: |
4001 CHAPEL HILL NELSON HWY RTP United States of America (USA) 27709 |
More information about AVAYA GOVERNMENT SOLUTIONS INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2011-01-01 | JASPER BOWRON | |||
| 001 | 2009-01-01 | CAROL GALASKI |
| Measure | Date | Value |
|---|---|---|
| 2011 : AVAYA GOVERNMENT SOLUTIONS INC. 401(K) PLAN 2011 401k financial data | ||
| Total transfer of assets from this plan | 2011-08-18 | $109,289,445 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-18 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-08-18 | $0 |
| Total income from all sources (including contributions) | 2011-08-18 | $11,785,446 |
| Total of all expenses incurred | 2011-08-18 | $14,649,799 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-08-18 | $14,636,966 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-08-18 | $5,446,300 |
| Value of total assets at end of year | 2011-08-18 | $0 |
| Value of total assets at beginning of year | 2011-08-18 | $112,153,798 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-08-18 | $12,833 |
| Total interest from all sources | 2011-08-18 | $36,399 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-08-18 | $415,724 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-08-18 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-08-18 | $415,724 |
| Was this plan covered by a fidelity bond | 2011-08-18 | Yes |
| Value of fidelity bond cover | 2011-08-18 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-08-18 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-08-18 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-08-18 | No |
| Contributions received from participants | 2011-08-18 | $3,809,177 |
| Participant contributions at end of year | 2011-08-18 | $0 |
| Participant contributions at beginning of year | 2011-08-18 | $1,833,338 |
| Participant contributions at end of year | 2011-08-18 | $0 |
| Participant contributions at beginning of year | 2011-08-18 | $18,389 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-08-18 | $563,630 |
| Administrative expenses (other) incurred | 2011-08-18 | $12,833 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-18 | No |
| Value of net income/loss | 2011-08-18 | $-2,864,353 |
| Value of net assets at end of year (total assets less liabilities) | 2011-08-18 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-08-18 | $112,153,798 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-08-18 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-08-18 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-08-18 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-08-18 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-08-18 | $101,157,113 |
| Interest on participant loans | 2011-08-18 | $36,083 |
| Value of interest in common/collective trusts at end of year | 2011-08-18 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-08-18 | $357,603 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-08-18 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-08-18 | $8,779,551 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-08-18 | $8,779,551 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-08-18 | $316 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-08-18 | $5,888,174 |
| Net investment gain or loss from common/collective trusts | 2011-08-18 | $-1,151 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-08-18 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-08-18 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-08-18 | No |
| Contributions received in cash from employer | 2011-08-18 | $1,073,493 |
| Employer contributions (assets) at end of year | 2011-08-18 | $0 |
| Employer contributions (assets) at beginning of year | 2011-08-18 | $7,804 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-08-18 | $14,636,966 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-08-18 | No |
| Did the plan have assets held for investment | 2011-08-18 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-08-18 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-08-18 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-08-18 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-08-18 | Disclaimer |
| Accountancy firm name | 2011-08-18 | BEHRENS AND BANKS |
| Accountancy firm EIN | 2011-08-18 | 541556200 |
| 2010 : AVAYA GOVERNMENT SOLUTIONS INC. 401(K) PLAN 2010 401k financial data | ||
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $28,707,613 |
| Total of all expenses incurred | 2010-12-31 | $11,508,967 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $11,485,634 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $15,864,819 |
| Value of total assets at end of year | 2010-12-31 | $112,153,798 |
| Value of total assets at beginning of year | 2010-12-31 | $94,955,152 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $23,333 |
| Total interest from all sources | 2010-12-31 | $92,038 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,963,468 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,963,468 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $9,559,455 |
| Participant contributions at end of year | 2010-12-31 | $1,833,338 |
| Participant contributions at beginning of year | 2010-12-31 | $1,537,538 |
| Participant contributions at end of year | 2010-12-31 | $18,389 |
| Participant contributions at beginning of year | 2010-12-31 | $2,457 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $3,557,413 |
| Administrative expenses (other) incurred | 2010-12-31 | $23,333 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $17,198,646 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $112,153,798 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $94,955,152 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $101,157,113 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $84,728,491 |
| Interest on participant loans | 2010-12-31 | $88,593 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $357,603 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $320,914 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $8,779,551 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $8,258,191 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $8,258,191 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $3,445 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $10,774,044 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $13,244 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $2,747,951 |
| Employer contributions (assets) at end of year | 2010-12-31 | $7,804 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $107,561 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $11,485,634 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BEHRENS AND BANKS |
| Accountancy firm EIN | 2010-12-31 | 541556200 |
| 2009 : AVAYA GOVERNMENT SOLUTIONS INC. 401(K) PLAN 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2011: AVAYA GOVERNMENT SOLUTIONS INC. 401(K) PLAN 2011 form 5500 responses | ||
|---|---|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | Yes |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: AVAYA GOVERNMENT SOLUTIONS INC. 401(K) PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |