401k Plan data: ASM RESEARCH LLC 401(K) PLAN plan

ASM RESEARCH LLC 401(K) PLAN 401k Plan overview

Plan Name	ASM RESEARCH LLC 401(K) PLAN
Plan identification number	002

ASM RESEARCH LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASM RESEARCH LLC has sponsored the creation of one or more 401k plans.

Company Name: ASM RESEARCH LLC

Employer identification number (EIN): 541385056

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASM RESEARCH LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01 JOHN FRASER JOHN FRASER 2019-07-23
002 2017-01-01 JOHN FRASER JOHN FRASER 2018-10-15
002 2016-01-01 JOHN FRASER JOHN FRASER 2017-07-28
002 2015-01-01 JOHN FRASER JOHN FRASER 2016-10-17
002 2015-01-01 JOHN FRASER JOHN FRASER 2016-10-17
002 2014-01-01 JOHN FRASER JOHN FRASER 2015-10-14
002 2014-01-01 JOHN FRASER JOHN FRASER 2015-10-15
002 2013-01-01 JOHN FRASER JOHN FRASER 2014-10-16
002 2012-01-01 JOHN FRASER JOHN FRASER 2013-10-15
002 2011-01-01 TIMOTHY LASSITER TIMOTHY LASSITER 2012-10-15
002 2009-01-01 TIMOTHY LASSITER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01	JOHN FRASER	JOHN FRASER	2019-07-23
002	2017-01-01	JOHN FRASER	JOHN FRASER	2018-10-15
002	2016-01-01	JOHN FRASER	JOHN FRASER	2017-07-28
002	2015-01-01	JOHN FRASER	JOHN FRASER	2016-10-17
002	2015-01-01	JOHN FRASER	JOHN FRASER	2016-10-17
002	2014-01-01	JOHN FRASER	JOHN FRASER	2015-10-14
002	2014-01-01	JOHN FRASER	JOHN FRASER	2015-10-15
002	2013-01-01	JOHN FRASER	JOHN FRASER	2014-10-16
002	2012-01-01	JOHN FRASER	JOHN FRASER	2013-10-15
002	2011-01-01	TIMOTHY LASSITER	TIMOTHY LASSITER	2012-10-15
002	2009-01-01	TIMOTHY LASSITER

Plan Statistics for ASM RESEARCH LLC 401(K) PLAN

401k plan membership statisitcs for ASM RESEARCH LLC 401(K) PLAN

Measure Date Value
2022: ASM RESEARCH LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,766
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,677
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 579
Total of all active and inactive participants 2022-01-01 2,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 5
Total participants 2022-01-01 2,261
Number of participants with account balances 2022-01-01 2,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 465
2021: ASM RESEARCH LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,039
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,902
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 604
Total of all active and inactive participants 2021-01-01 2,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 2,510
Number of participants with account balances 2021-01-01 2,437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 595
2020: ASM RESEARCH LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,970
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,462
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 491
Total of all active and inactive participants 2020-01-01 1,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 1,956
Number of participants with account balances 2020-01-01 1,842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 245
2019: ASM RESEARCH LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,764
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,484
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 411
Total of all active and inactive participants 2019-01-01 1,895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 1,897
Number of participants with account balances 2019-01-01 1,847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 243
2018: ASM RESEARCH LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,893
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,346
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 323
Total of all active and inactive participants 2018-01-01 1,669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 3
Total participants 2018-01-01 1,672
Number of participants with account balances 2018-01-01 1,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 551
2017: ASM RESEARCH LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,575
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,661
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 210
Total of all active and inactive participants 2017-01-01 1,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 1,872
Number of participants with account balances 2017-01-01 1,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 229
2016: ASM RESEARCH LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 749
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,271
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 156
Total of all active and inactive participants 2016-01-01 1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 1,428
Number of participants with account balances 2016-01-01 1,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 154
2015: ASM RESEARCH LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 582
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 623
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 102
Total of all active and inactive participants 2015-01-01 725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 726
Number of participants with account balances 2015-01-01 715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 76
2014: ASM RESEARCH LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 482
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 494
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 82
Total of all active and inactive participants 2014-01-01 576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 577
Number of participants with account balances 2014-01-01 565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 27
2013: ASM RESEARCH LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 495
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 401
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 80
Total of all active and inactive participants 2013-01-01 481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 482
Number of participants with account balances 2013-01-01 460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 37
2012: ASM RESEARCH LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 538
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 405
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 81
Total of all active and inactive participants 2012-01-01 486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 486
Number of participants with account balances 2012-01-01 462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 73
2011: ASM RESEARCH LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 547
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 472
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 65
Total of all active and inactive participants 2011-01-01 537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 537
Number of participants with account balances 2011-01-01 514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 25
2009: ASM RESEARCH LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 455
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 429
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 65
Total of all active and inactive participants 2009-01-01 494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 494
Number of participants with account balances 2009-01-01 491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: ASM RESEARCH LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,766
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,677
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	579
Total of all active and inactive participants	2022-01-01	2,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	5
Total participants	2022-01-01	2,261
Number of participants with account balances	2022-01-01	2,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	465
2021: ASM RESEARCH LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,039
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,902
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	604
Total of all active and inactive participants	2021-01-01	2,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	2,510
Number of participants with account balances	2021-01-01	2,437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	595
2020: ASM RESEARCH LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,970
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,462
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	491
Total of all active and inactive participants	2020-01-01	1,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	1,956
Number of participants with account balances	2020-01-01	1,842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	245
2019: ASM RESEARCH LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,764
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,484
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	411
Total of all active and inactive participants	2019-01-01	1,895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	1,897
Number of participants with account balances	2019-01-01	1,847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	243
2018: ASM RESEARCH LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,893
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,346
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	323
Total of all active and inactive participants	2018-01-01	1,669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	1,672
Number of participants with account balances	2018-01-01	1,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	551
2017: ASM RESEARCH LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,575
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,661
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	210
Total of all active and inactive participants	2017-01-01	1,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	1,872
Number of participants with account balances	2017-01-01	1,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	229
2016: ASM RESEARCH LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	749
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,271
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	156
Total of all active and inactive participants	2016-01-01	1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	1,428
Number of participants with account balances	2016-01-01	1,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	154
2015: ASM RESEARCH LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	582
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	623
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	102
Total of all active and inactive participants	2015-01-01	725
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	726
Number of participants with account balances	2015-01-01	715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	76
2014: ASM RESEARCH LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	482
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	494
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	82
Total of all active and inactive participants	2014-01-01	576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	577
Number of participants with account balances	2014-01-01	565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	27
2013: ASM RESEARCH LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	495
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	401
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	80
Total of all active and inactive participants	2013-01-01	481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	482
Number of participants with account balances	2013-01-01	460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	37
2012: ASM RESEARCH LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	538
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	405
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	81
Total of all active and inactive participants	2012-01-01	486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	486
Number of participants with account balances	2012-01-01	462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	73
2011: ASM RESEARCH LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	547
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	472
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	65
Total of all active and inactive participants	2011-01-01	537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	537
Number of participants with account balances	2011-01-01	514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	25
2009: ASM RESEARCH LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	455
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	429
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	65
Total of all active and inactive participants	2009-01-01	494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	494
Number of participants with account balances	2009-01-01	491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ASM RESEARCH LLC 401(K) PLAN

Measure	Date	Value
2022 : ASM RESEARCH LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-13,731,386
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$15,216,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$14,766,083
Expenses. Certain deemed distributions of participant loans	2022-12-31	$4,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$20,822,778
Value of total assets at end of year	2022-12-31	$177,091,287
Value of total assets at beginning of year	2022-12-31	$206,039,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$445,996
Total interest from all sources	2022-12-31	$384,058
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$2,454,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$2,454,294
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$13,740,979
Participant contributions at end of year	2022-12-31	$2,846,028
Participant contributions at beginning of year	2022-12-31	$2,360,677
Participant contributions at beginning of year	2022-12-31	$218
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,877,885
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$829
Other income not declared elsewhere	2022-12-31	$12,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-28,947,834
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$177,091,287
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$206,039,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$208,190
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$125,274,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$141,339,277
Value of interest in pooled separate accounts at end of year	2022-12-31	$29,346,997
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$43,675,875
Interest on participant loans	2022-12-31	$124,291
Interest earned on other investments	2022-12-31	$259,767
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$17,460,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$15,663,045
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-29,084,008
Net investment gain/loss from pooled separate accounts	2022-12-31	$-8,320,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,203,914
Employer contributions (assets) at end of year	2022-12-31	$2,163,093
Employer contributions (assets) at beginning of year	2022-12-31	$3,000,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$14,765,254
Contract administrator fees	2022-12-31	$237,806
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	COHNREZNICK
Accountancy firm EIN	2022-12-31	211478099
2021 : ASM RESEARCH LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$47,060,885
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$8,024,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$7,506,751
Value of total corrective distributions	2021-12-31	$49
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$23,336,054
Value of total assets at end of year	2021-12-31	$206,039,121
Value of total assets at beginning of year	2021-12-31	$167,003,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$517,975
Total interest from all sources	2021-12-31	$358,243
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,722,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,722,628
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$13,039,221
Participant contributions at end of year	2021-12-31	$2,360,677
Participant contributions at beginning of year	2021-12-31	$2,081,440
Participant contributions at end of year	2021-12-31	$218
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$4,793,749
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$416
Other income not declared elsewhere	2021-12-31	$13,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$39,036,110
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$206,039,121
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$167,003,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$122,598
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$141,339,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$90,308,245
Value of interest in pooled separate accounts at end of year	2021-12-31	$43,675,875
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$56,054,798
Interest on participant loans	2021-12-31	$106,529
Interest earned on other investments	2021-12-31	$251,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$15,663,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$16,052,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$9,797,928
Net investment gain/loss from pooled separate accounts	2021-12-31	$11,832,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,503,084
Employer contributions (assets) at end of year	2021-12-31	$3,000,029
Employer contributions (assets) at beginning of year	2021-12-31	$2,505,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$7,506,335
Contract administrator fees	2021-12-31	$395,377
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	COHN REZNICK
Accountancy firm EIN	2021-12-31	211478099
2020 : ASM RESEARCH LLC 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$38,114,145
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$13,562,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$13,159,021
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$6,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$17,252,278
Value of total assets at end of year	2020-12-31	$167,003,011
Value of total assets at beginning of year	2020-12-31	$142,451,412
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$396,815
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$381,908
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$28,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$28,877
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$10,965,723
Participant contributions at end of year	2020-12-31	$2,081,440
Participant contributions at beginning of year	2020-12-31	$2,091,636
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,570,250
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$9,089
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$24,551,599
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$167,003,011
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$142,451,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$90,308,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,510,348
Value of interest in pooled separate accounts at end of year	2020-12-31	$56,054,798
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$50,117,092
Interest on participant loans	2020-12-31	$114,513
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$267,395
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$0
Value of interest in common/collective trusts at beginning of year	2020-12-31	$65,539,531
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$16,052,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$12,694,981
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,218,317
Net investment gain/loss from pooled separate accounts	2020-12-31	$8,240,767
Net investment gain or loss from common/collective trusts	2020-12-31	$9,982,909
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,716,305
Employer contributions (assets) at end of year	2020-12-31	$2,505,929
Employer contributions (assets) at beginning of year	2020-12-31	$2,497,824
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$13,159,021
Contract administrator fees	2020-12-31	$396,815
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	COHN REZNICK
Accountancy firm EIN	2020-12-31	221478099
2019 : ASM RESEARCH LLC 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$41,821,771
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$8,217,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$8,146,515
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$3,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$18,690,603
Value of total assets at end of year	2019-12-31	$142,451,412
Value of total assets at beginning of year	2019-12-31	$108,847,348
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$67,482
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$317,263
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$84,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$84,038
Administrative expenses professional fees incurred	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Amount of non-exempt transactions with any party-in-interest	2019-12-31	$0
Contributions received from participants	2019-12-31	$10,168,116
Participant contributions at end of year	2019-12-31	$2,091,636
Participant contributions at beginning of year	2019-12-31	$1,554,052
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,549,986
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$1,507
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$-31,983
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$33,604,064
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$142,451,412
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$108,847,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2019-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,510,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,961,773
Value of interest in pooled separate accounts at end of year	2019-12-31	$50,117,092
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$37,875,292
Interest on participant loans	2019-12-31	$110,103
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$207,160
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$65,539,531
Value of interest in common/collective trusts at beginning of year	2019-12-31	$48,513,297
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$12,694,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$11,922,187
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,930,787
Net investment gain/loss from pooled separate accounts	2019-12-31	$9,958,372
Net investment gain or loss from common/collective trusts	2019-12-31	$10,872,691
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,972,501
Employer contributions (assets) at end of year	2019-12-31	$2,497,824
Employer contributions (assets) at beginning of year	2019-12-31	$2,020,747
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$8,145,008
Contract administrator fees	2019-12-31	$67,482
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	COHN REZNICK
Accountancy firm EIN	2019-12-31	221478099
2018 : ASM RESEARCH LLC 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$0
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$7,703,173
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$10,185,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$10,126,332
Expenses. Certain deemed distributions of participant loans	2018-12-31	$0
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$14,864,853
Value of total assets at end of year	2018-12-31	$108,847,348
Value of total assets at beginning of year	2018-12-31	$111,329,987
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$59,480
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$257,387
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$70,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$70,213
Administrative expenses professional fees incurred	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Amount of non-exempt transactions with any party-in-interest	2018-12-31	$0
Contributions received from participants	2018-12-31	$8,525,227
Participant contributions at end of year	2018-12-31	$1,554,052
Participant contributions at beginning of year	2018-12-31	$1,045,753
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$4,207
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,852,441
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$2,353
Administrative expenses (other) incurred	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,482,639
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$108,847,348
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$111,329,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,961,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$7,747,412
Value of interest in pooled separate accounts at end of year	2018-12-31	$37,875,292
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$39,646,554
Interest on participant loans	2018-12-31	$64,993
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$192,394
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$48,513,297
Value of interest in common/collective trusts at beginning of year	2018-12-31	$47,731,880
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$11,922,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$13,560,602
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,242,199
Net investment gain/loss from pooled separate accounts	2018-12-31	$-2,134,070
Net investment gain or loss from common/collective trusts	2018-12-31	$-4,115,364
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,487,185
Employer contributions (assets) at end of year	2018-12-31	$2,020,747
Employer contributions (assets) at beginning of year	2018-12-31	$1,593,579
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$10,126,332
Contract administrator fees	2018-12-31	$59,480
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COHNREZNICK
Accountancy firm EIN	2018-12-31	221478099
2017 : ASM RESEARCH LLC 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$27,204,327
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,516,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,479,687
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$13,454,785
Value of total assets at end of year	2017-12-31	$111,329,987
Value of total assets at beginning of year	2017-12-31	$90,642,545
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$37,198
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$238,513
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$71,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$71,196
Administrative expenses professional fees incurred	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Amount of non-exempt transactions with any party-in-interest	2017-12-31	$0
Contributions received from participants	2017-12-31	$6,862,804
Participant contributions at end of year	2017-12-31	$1,045,753
Participant contributions at beginning of year	2017-12-31	$761,292
Participant contributions at end of year	2017-12-31	$4,207
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,718,031
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$625
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$230
Administrative expenses (other) incurred	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$20,687,442
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$111,329,987
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$90,642,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$7,747,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,218,541
Value of interest in pooled separate accounts at end of year	2017-12-31	$39,646,554
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$36,024,020
Interest on participant loans	2017-12-31	$37,035
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$201,478
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$47,731,880
Value of interest in common/collective trusts at beginning of year	2017-12-31	$34,563,160
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$13,560,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$11,996,101
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,904,506
Net investment gain/loss from pooled separate accounts	2017-12-31	$5,331,029
Net investment gain or loss from common/collective trusts	2017-12-31	$6,204,068
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$4,873,950
Employer contributions (assets) at end of year	2017-12-31	$1,593,579
Employer contributions (assets) at beginning of year	2017-12-31	$79,431
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,479,062
Contract administrator fees	2017-12-31	$37,198
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	COHNREZNICK LLP
Accountancy firm EIN	2017-12-31	221478099
2016 : ASM RESEARCH LLC 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$22,891,003
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$5,102,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,082,646
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$16,746,329
Value of total assets at end of year	2016-12-31	$90,642,545
Value of total assets at beginning of year	2016-12-31	$72,854,146
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$19,958
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$195,130
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$72,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$72,474
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Amount of non-exempt transactions with any party-in-interest	2016-12-31	$0
Contributions received from participants	2016-12-31	$5,287,794
Participant contributions at end of year	2016-12-31	$761,292
Participant contributions at beginning of year	2016-12-31	$913,100
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$3,257
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$9,770,244
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$1,370
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$5,864
Administrative expenses (other) incurred	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$17,788,399
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$90,642,545
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$72,854,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,218,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,803,937
Value of interest in pooled separate accounts at end of year	2016-12-31	$36,024,020
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$30,249,257
Interest on participant loans	2016-12-31	$32,879
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$162,251
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$34,563,160
Value of interest in common/collective trusts at beginning of year	2016-12-31	$23,977,726
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$11,996,101
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$8,841,423
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$29,848
Net investment gain/loss from pooled separate accounts	2016-12-31	$3,595,174
Net investment gain or loss from common/collective trusts	2016-12-31	$2,246,184
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,688,291
Employer contributions (assets) at end of year	2016-12-31	$79,431
Employer contributions (assets) at beginning of year	2016-12-31	$1,065,446
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,081,276
Contract administrator fees	2016-12-31	$19,958
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BDO USA, LLP
Accountancy firm EIN	2016-12-31	135381590
2015 : ASM RESEARCH LLC 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$6,092,275
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,906,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,891,078
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$4,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,716,314
Value of total assets at end of year	2015-12-31	$72,854,146
Value of total assets at beginning of year	2015-12-31	$69,668,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$11,070
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$180,328
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$76,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$76,932
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Amount of non-exempt transactions with any party-in-interest	2015-12-31	$0
Contributions received from participants	2015-12-31	$3,951,617
Participant contributions at end of year	2015-12-31	$913,100
Participant contributions at beginning of year	2015-12-31	$917,893
Participant contributions at end of year	2015-12-31	$3,257
Participant contributions at beginning of year	2015-12-31	$89,677
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$925,214
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$316
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,186,102
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$72,854,146
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$69,668,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,803,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,851,239
Value of interest in pooled separate accounts at end of year	2015-12-31	$30,249,257
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$30,966,325
Interest on participant loans	2015-12-31	$39,269
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$141,059
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$23,977,726
Value of interest in common/collective trusts at beginning of year	2015-12-31	$22,186,836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$8,841,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$6,643,689
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-342,874
Net investment gain/loss from pooled separate accounts	2015-12-31	$-297,547
Net investment gain or loss from common/collective trusts	2015-12-31	$-240,878
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,839,483
Employer contributions (assets) at end of year	2015-12-31	$1,065,446
Employer contributions (assets) at beginning of year	2015-12-31	$12,385
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,890,762
Contract administrator fees	2015-12-31	$11,070
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BDO USA, LLP
Accountancy firm EIN	2015-12-31	135381590
2014 : ASM RESEARCH LLC 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$51,770
Total income from all sources (including contributions)	2014-12-31	$23,942,873
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,258,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,247,618
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$19,466,218
Value of total assets at end of year	2014-12-31	$69,668,044
Value of total assets at beginning of year	2014-12-31	$51,035,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,842
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$168,332
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$71,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$71,968
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$0
Contributions received from participants	2014-12-31	$3,077,380
Participant contributions at end of year	2014-12-31	$917,893
Participant contributions at beginning of year	2014-12-31	$981,267
Participant contributions at end of year	2014-12-31	$89,677
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$15,769,737
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$1,000
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$18,684,413
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$69,668,044
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$50,983,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,851,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$12,431,445
Value of interest in pooled separate accounts at end of year	2014-12-31	$30,966,325
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$19,640,793
Interest on participant loans	2014-12-31	$38,979
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$129,353
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$22,186,836
Value of interest in common/collective trusts at beginning of year	2014-12-31	$13,504,920
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$6,643,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$4,476,976
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$327,956
Net investment gain/loss from pooled separate accounts	2014-12-31	$2,662,329
Net investment gain or loss from common/collective trusts	2014-12-31	$1,246,070
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$619,101
Employer contributions (assets) at end of year	2014-12-31	$12,385
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,247,618
Contract administrator fees	2014-12-31	$9,842
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$51,770
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA LLC
Accountancy firm EIN	2014-12-31	135381590
2013 : ASM RESEARCH LLC 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$51,770
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$11,050,941
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,952,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,945,714
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,515,804
Value of total assets at end of year	2013-12-31	$51,035,401
Value of total assets at beginning of year	2013-12-31	$44,884,887
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,483
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$135,867
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$78,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$78,969
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Amount of non-exempt transactions with any party-in-interest	2013-12-31	$0
Contributions received from participants	2013-12-31	$2,810,264
Participant contributions at end of year	2013-12-31	$981,267
Participant contributions at beginning of year	2013-12-31	$954,003
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$173,557
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$2
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$6,098,744
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$50,983,631
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$44,884,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$12,431,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,758,475
Value of interest in pooled separate accounts at end of year	2013-12-31	$19,640,793
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$18,668,487
Interest on participant loans	2013-12-31	$43,060
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$92,807
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$13,504,920
Value of interest in common/collective trusts at beginning of year	2013-12-31	$9,445,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,476,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$6,057,982
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,479,890
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,905,539
Net investment gain or loss from common/collective trusts	2013-12-31	$1,934,872
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$531,983
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,945,714
Contract administrator fees	2013-12-31	$6,481
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$51,770
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLC
Accountancy firm EIN	2013-12-31	135381590
2012 : ASM RESEARCH LLC 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$38,635
Total unrealized appreciation/depreciation of assets	2012-12-31	$38,635
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$31,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$8,748,003
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,194,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,189,114
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$32
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,210,735
Value of total assets at end of year	2012-12-31	$44,884,887
Value of total assets at beginning of year	2012-12-31	$40,362,236
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,905
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$176,734
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$129,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$117,221
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Amount of non-exempt transactions with any party-in-interest	2012-12-31	$0
Contributions received from participants	2012-12-31	$2,880,417
Participant contributions at end of year	2012-12-31	$954,003
Participant contributions at beginning of year	2012-12-31	$1,102,109
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$157,435
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$13
Administrative expenses (other) incurred	2012-12-31	$36
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$4,553,952
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$44,884,887
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$40,362,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,758,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,956,149
Value of interest in pooled separate accounts at end of year	2012-12-31	$18,668,487
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$17,018,963
Interest on participant loans	2012-12-31	$43,701
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$133,033
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$9,445,940
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,720,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$6,057,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,947,059
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,012,402
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,277,149
Net investment gain or loss from common/collective trusts	2012-12-31	$902,500
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,172,883
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$12,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,189,114
Contract administrator fees	2012-12-31	$4,869
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$617,413
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Qualified
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : ASM RESEARCH LLC 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-31,673
Total unrealized appreciation/depreciation of assets	2011-12-31	$-31,673
Total transfer of assets to this plan	2011-12-31	$8,254
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,688,381
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,433,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,400,311
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,858
Value of total corrective distributions	2011-12-31	$25,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,182,991
Value of total assets at end of year	2011-12-31	$40,362,236
Value of total assets at beginning of year	2011-12-31	$39,099,236
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,321
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$188,002
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$111,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$97,292
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$0
Contributions received from participants	2011-12-31	$2,981,550
Participant contributions at end of year	2011-12-31	$1,102,109
Participant contributions at beginning of year	2011-12-31	$910,204
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$608,761
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,853,481
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$34
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$52,823
Administrative expenses (other) incurred	2011-12-31	$512
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$1,254,746
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$40,362,236
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$39,099,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,956,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$30,717,924
Value of interest in pooled separate accounts at end of year	2011-12-31	$17,018,963
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$46,146
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$141,856
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$5,720,543
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,861,437
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,947,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,294,888
Net investment gain/loss from pooled separate accounts	2011-12-31	$-342,411
Net investment gain or loss from common/collective trusts	2011-12-31	$-178,128
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,347,960
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$910
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$14,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,400,277
Contract administrator fees	2011-12-31	$4,809
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$617,413
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ARGY, WILTSE & ROBINSON, P.C.
Accountancy firm EIN	2011-12-31	541586993
2010 : ASM RESEARCH LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$9,016,438
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$907,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$903,423
Expenses. Certain deemed distributions of participant loans	2010-12-31	$109
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,781,234
Value of total assets at end of year	2010-12-31	$39,099,236
Value of total assets at beginning of year	2010-12-31	$30,990,430
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,100
Total interest from all sources	2010-12-31	$42,725
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$609,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$609,574
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,732,882
Participant contributions at end of year	2010-12-31	$910,204
Participant contributions at beginning of year	2010-12-31	$776,829
Participant contributions at beginning of year	2010-12-31	$124,901
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$608,761
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$489,846
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$75,758
Other income not declared elsewhere	2010-12-31	$113,358
Administrative expenses (other) incurred	2010-12-31	$4,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,108,806
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$39,099,236
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$30,990,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$30,717,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$22,953,204
Interest on participant loans	2010-12-31	$42,725
Value of interest in common/collective trusts at end of year	2010-12-31	$6,861,437
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,500,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,443,585
Net investment gain or loss from common/collective trusts	2010-12-31	$25,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,972,594
Employer contributions (assets) at end of year	2010-12-31	$910
Employer contributions (assets) at beginning of year	2010-12-31	$145,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$903,423
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ARGY, WILTSE & ROBINSON, P.C.
Accountancy firm EIN	2010-12-31	541586993
2009 : ASM RESEARCH LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASM RESEARCH LLC 401(K) PLAN

2022: ASM RESEARCH LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ASM RESEARCH LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ASM RESEARCH LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ASM RESEARCH LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASM RESEARCH LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASM RESEARCH LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASM RESEARCH LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASM RESEARCH LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASM RESEARCH LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASM RESEARCH LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASM RESEARCH LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASM RESEARCH LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASM RESEARCH LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	2261
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	2261
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	2510
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $62,139
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $62,139
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	2510
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $16,489
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,489
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1956
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $21,760
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $21,760
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	1956
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $69,596
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $69,596
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	1897
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $64,263
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $64,263
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1897
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $18,528
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $18,528
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	1672
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $68,777
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $68,777
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1672
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $20,246
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20,246
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	1872
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $78,061
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $78,061
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	1872
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $25,982
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $25,982
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	726
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $77,700
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $77,700
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	726
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $19,424
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,424
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	577
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $16,090
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,090
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	577
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $66,882
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $66,882
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	482
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	482
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $87,812
Total amount of fees paid to insurance company	USD $29,157
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $87,812
Amount paid for insurance broker fees	29157
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	486
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	486
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $59,134
Total amount of fees paid to insurance company	USD $21,487
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $59,134
Amount paid for insurance broker fees	21487
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?	3
Insurance broker name	LINCOLN FINANCIAL ADVISORS CORPORAT

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	537
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $70,081
Total amount of fees paid to insurance company	USD $26,228
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522191

Policy instance

Insurance contract or identification number	522191
Number of Individuals Covered	537
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ASM RESEARCH LLC
Employer identification number (EIN):	541385056
NAIC Classification:	238900