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Plan Name | CFA INSTITUTE 401(K) PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | CFA INSTITUTE |
Employer identification number (EIN): | 541386480 |
NAIC Classification: | 813000 |
NAIC Description: | Religious, Grantmaking, Civic, Professional, and Similar Organizations |
Additional information about CFA INSTITUTE
Jurisdiction of Incorporation: | Virginia Secretary of State |
Incorporation Date: | 1986-07-21 |
Company Identification Number: | 0290164 |
Legal Registered Office Address: |
915 EAST HIGH STREET CHARLOTTESVILLE United States of America (USA) 22902 |
More information about CFA INSTITUTE
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | ||||
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | DIANE J. BASILE | |||
002 | 2016-01-01 | DIANE J. BASILE | |||
002 | 2015-01-01 | DONNA MARSHALL | |||
002 | 2014-01-01 | DONNA MARSHALL | |||
002 | 2014-01-01 | DONNA MARSHALL | |||
002 | 2013-01-01 | DONNA MARSHALL | |||
002 | 2012-01-01 | DONNA MARSHALL | DONNA MARSHALL | 2013-07-31 | |
002 | 2011-01-01 | DONNA MARSHALL | |||
002 | 2009-09-01 | DONNA MARSHALL | GUY WILLIAMS | 2010-07-29 |
Measure | Date | Value |
---|---|---|
2022: CFA INSTITUTE 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 765 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 390 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 336 |
Total of all active and inactive participants | 2022-01-01 | 740 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 2 |
Total participants | 2022-01-01 | 742 |
Number of participants with account balances | 2022-01-01 | 739 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: CFA INSTITUTE 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 752 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 445 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 11 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 307 |
Total of all active and inactive participants | 2021-01-01 | 763 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 2 |
Total participants | 2021-01-01 | 765 |
Number of participants with account balances | 2021-01-01 | 761 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: CFA INSTITUTE 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 719 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 520 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 9 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 221 |
Total of all active and inactive participants | 2020-01-01 | 750 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 2 |
Total participants | 2020-01-01 | 752 |
Number of participants with account balances | 2020-01-01 | 748 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: CFA INSTITUTE 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 671 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 488 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 10 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 219 |
Total of all active and inactive participants | 2019-01-01 | 717 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 2 |
Total participants | 2019-01-01 | 719 |
Number of participants with account balances | 2019-01-01 | 716 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: CFA INSTITUTE 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 658 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 455 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 206 |
Total of all active and inactive participants | 2018-01-01 | 668 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 3 |
Total participants | 2018-01-01 | 671 |
Number of participants with account balances | 2018-01-01 | 668 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 2 |
2017: CFA INSTITUTE 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 636 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 475 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 173 |
Total of all active and inactive participants | 2017-01-01 | 656 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 2 |
Total participants | 2017-01-01 | 658 |
Number of participants with account balances | 2017-01-01 | 656 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 4 |
2016: CFA INSTITUTE 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 604 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 487 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 140 |
Total of all active and inactive participants | 2016-01-01 | 634 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 2 |
Total participants | 2016-01-01 | 636 |
Number of participants with account balances | 2016-01-01 | 634 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 9 |
2015: CFA INSTITUTE 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 572 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 468 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 130 |
Total of all active and inactive participants | 2015-01-01 | 602 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 2 |
Total participants | 2015-01-01 | 604 |
Number of participants with account balances | 2015-01-01 | 601 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 11 |
2014: CFA INSTITUTE 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 550 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 455 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 113 |
Total of all active and inactive participants | 2014-01-01 | 571 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 1 |
Total participants | 2014-01-01 | 572 |
Number of participants with account balances | 2014-01-01 | 570 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 13 |
2013: CFA INSTITUTE 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 543 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 447 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 100 |
Total of all active and inactive participants | 2013-01-01 | 549 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 1 |
Total participants | 2013-01-01 | 550 |
Number of participants with account balances | 2013-01-01 | 546 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 7 |
2012: CFA INSTITUTE 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 535 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 441 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 101 |
Total of all active and inactive participants | 2012-01-01 | 542 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1 |
Total participants | 2012-01-01 | 543 |
Number of participants with account balances | 2012-01-01 | 539 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 17 |
2011: CFA INSTITUTE 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 482 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 418 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 116 |
Total of all active and inactive participants | 2011-01-01 | 534 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
Total participants | 2011-01-01 | 535 |
Number of participants with account balances | 2011-01-01 | 530 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 18 |
2009: CFA INSTITUTE 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-09-01 | 448 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-09-01 | 353 |
Number of retired or separated participants receiving benefits | 2009-09-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-09-01 | 99 |
Total of all active and inactive participants | 2009-09-01 | 452 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-09-01 | 1 |
Total participants | 2009-09-01 | 453 |
Number of participants with account balances | 2009-09-01 | 448 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-09-01 | 3 |
Measure | Date | Value |
---|---|---|
2022 : CFA INSTITUTE 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-23,639,206 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $12,244,701 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $12,211,608 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $12,219,744 |
Value of total assets at end of year | 2022-12-31 | $182,524,819 |
Value of total assets at beginning of year | 2022-12-31 | $218,408,726 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $33,093 |
Total interest from all sources | 2022-12-31 | $73,251 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $6,011,117 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $6,011,117 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $4,486,372 |
Participant contributions at end of year | 2022-12-31 | $1,430,170 |
Participant contributions at beginning of year | 2022-12-31 | $1,761,922 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $840,715 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $789 |
Other income not declared elsewhere | 2022-12-31 | $32,201 |
Administrative expenses (other) incurred | 2022-12-31 | $33,093 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-35,883,907 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $182,524,819 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $218,408,726 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $181,094,649 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $216,646,804 |
Interest on participant loans | 2022-12-31 | $73,251 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-41,975,519 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,892,657 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $12,210,819 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | PBMARES LLP |
Accountancy firm EIN | 2022-12-31 | 540737372 |
2021 : CFA INSTITUTE 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $39,169,938 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $14,381,591 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $14,353,609 |
Value of total corrective distributions | 2021-12-31 | $683 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $13,112,021 |
Value of total assets at end of year | 2021-12-31 | $218,408,726 |
Value of total assets at beginning of year | 2021-12-31 | $193,620,379 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $27,299 |
Total interest from all sources | 2021-12-31 | $90,200 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $4,995,695 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $4,995,695 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $5,294,650 |
Participant contributions at end of year | 2021-12-31 | $1,761,922 |
Participant contributions at beginning of year | 2021-12-31 | $1,696,554 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $161,610 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $139 |
Other income not declared elsewhere | 2021-12-31 | $2,525 |
Administrative expenses (other) incurred | 2021-12-31 | $27,299 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $24,788,347 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $218,408,726 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $193,620,379 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $216,646,804 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $191,923,825 |
Interest on participant loans | 2021-12-31 | $90,200 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $20,969,497 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $7,655,761 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $14,353,470 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | PBMARES LLP |
Accountancy firm EIN | 2021-12-31 | 540737372 |
2020 : CFA INSTITUTE 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $38,825,830 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $11,046,963 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $11,031,039 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $14,162,792 |
Value of total assets at end of year | 2020-12-31 | $193,620,379 |
Value of total assets at beginning of year | 2020-12-31 | $165,841,512 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $15,924 |
Total interest from all sources | 2020-12-31 | $96,149 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $3,512,242 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $3,512,242 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $4,946,804 |
Participant contributions at end of year | 2020-12-31 | $1,696,554 |
Participant contributions at beginning of year | 2020-12-31 | $1,634,351 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,398,283 |
Other income not declared elsewhere | 2020-12-31 | $17,058 |
Administrative expenses (other) incurred | 2020-12-31 | $15,924 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $27,778,867 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $193,620,379 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $165,841,512 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $191,923,825 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $160,478,015 |
Interest on participant loans | 2020-12-31 | $96,149 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $21,037,589 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $6,817,705 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $3,729,146 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $11,031,039 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Accountancy firm name | 2020-12-31 | KPMG LLP |
Accountancy firm EIN | 2020-12-31 | 135565207 |
2019 : CFA INSTITUTE 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $40,530,488 |
Total income from all sources (including contributions) | 2019-12-31 | $40,530,488 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $13,428,677 |
Total of all expenses incurred | 2019-12-31 | $13,428,677 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $13,425,424 |
Value of total corrective distributions | 2019-12-31 | $325 |
Value of total corrective distributions | 2019-12-31 | $325 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $11,481,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $11,481,000 |
Value of total assets at end of year | 2019-12-31 | $165,841,512 |
Value of total assets at end of year | 2019-12-31 | $165,841,512 |
Value of total assets at beginning of year | 2019-12-31 | $138,739,701 |
Value of total assets at beginning of year | 2019-12-31 | $138,739,701 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,928 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,928 |
Total interest from all sources | 2019-12-31 | $84,238 |
Total interest from all sources | 2019-12-31 | $84,238 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,794,820 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,794,820 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,794,820 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,794,820 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,601,305 |
Contributions received from participants | 2019-12-31 | $4,601,305 |
Participant contributions at end of year | 2019-12-31 | $1,634,351 |
Participant contributions at end of year | 2019-12-31 | $1,634,351 |
Participant contributions at beginning of year | 2019-12-31 | $1,557,969 |
Participant contributions at beginning of year | 2019-12-31 | $1,557,969 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $353,039 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $353,039 |
Administrative expenses (other) incurred | 2019-12-31 | $2,928 |
Administrative expenses (other) incurred | 2019-12-31 | $2,928 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $27,101,811 |
Value of net income/loss | 2019-12-31 | $27,101,811 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $165,841,512 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $165,841,512 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $138,739,701 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $138,739,701 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $160,478,015 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $160,478,015 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $133,641,872 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $133,641,872 |
Interest on participant loans | 2019-12-31 | $84,238 |
Interest on participant loans | 2019-12-31 | $84,238 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $25,170,430 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $25,170,430 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $6,526,656 |
Contributions received in cash from employer | 2019-12-31 | $6,526,656 |
Employer contributions (assets) at end of year | 2019-12-31 | $3,729,146 |
Employer contributions (assets) at end of year | 2019-12-31 | $3,729,146 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $3,539,860 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $3,539,860 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $13,425,424 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $13,425,424 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | KPMG LLP |
Accountancy firm name | 2019-12-31 | KPMG LLP |
Accountancy firm EIN | 2019-12-31 | 135565207 |
Accountancy firm EIN | 2019-12-31 | 135565207 |
2018 : CFA INSTITUTE 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $4,012,317 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $7,871,389 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $7,868,739 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $11,661,700 |
Value of total assets at end of year | 2018-12-31 | $138,816,955 |
Value of total assets at beginning of year | 2018-12-31 | $142,676,027 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,650 |
Total interest from all sources | 2018-12-31 | $76,687 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,190,051 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,190,051 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,429,761 |
Participant contributions at end of year | 2018-12-31 | $1,557,969 |
Participant contributions at beginning of year | 2018-12-31 | $1,470,950 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $826,227 |
Administrative expenses (other) incurred | 2018-12-31 | $2,650 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-3,859,072 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $138,816,955 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $142,676,027 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $133,641,872 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $137,670,063 |
Interest on participant loans | 2018-12-31 | $76,687 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-10,916,121 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $6,405,712 |
Employer contributions (assets) at end of year | 2018-12-31 | $3,617,114 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $3,535,014 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $7,868,739 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2018-12-31 | 134008324 |
2017 : CFA INSTITUTE 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $33,363,122 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,532,742 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,530,092 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $14,332,790 |
Value of total assets at end of year | 2017-12-31 | $142,676,027 |
Value of total assets at beginning of year | 2017-12-31 | $111,845,647 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,650 |
Total interest from all sources | 2017-12-31 | $68,324 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,570,536 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,570,536 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $4,640,928 |
Participant contributions at end of year | 2017-12-31 | $1,470,950 |
Participant contributions at beginning of year | 2017-12-31 | $1,457,004 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,397,045 |
Other income not declared elsewhere | 2017-12-31 | $2 |
Administrative expenses (other) incurred | 2017-12-31 | $2,650 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $30,830,380 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $142,676,027 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $111,845,647 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $137,670,063 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $107,011,782 |
Interest on participant loans | 2017-12-31 | $68,324 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $16,391,470 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $6,294,817 |
Employer contributions (assets) at end of year | 2017-12-31 | $3,535,014 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $3,376,861 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,530,092 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2017-12-31 | 134008324 |
2016 : CFA INSTITUTE 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $20,194,121 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $4,165,794 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,163,169 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $12,227,269 |
Value of total assets at end of year | 2016-12-31 | $111,845,647 |
Value of total assets at beginning of year | 2016-12-31 | $95,817,320 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $2,625 |
Total interest from all sources | 2016-12-31 | $62,261 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,107,028 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,107,028 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $4,264,946 |
Participant contributions at end of year | 2016-12-31 | $1,457,004 |
Participant contributions at beginning of year | 2016-12-31 | $1,398,157 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,059,981 |
Other income not declared elsewhere | 2016-12-31 | $0 |
Administrative expenses (other) incurred | 2016-12-31 | $2,625 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $16,028,327 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $111,845,647 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $95,817,320 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $107,011,782 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $91,396,853 |
Interest on participant loans | 2016-12-31 | $62,261 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $5,797,563 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $5,902,342 |
Employer contributions (assets) at end of year | 2016-12-31 | $3,376,861 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $3,022,310 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,163,169 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2016-12-31 | 134008324 |
2015 : CFA INSTITUTE 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $8,923,052 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $5,309,593 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $5,306,768 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $9,324,396 |
Value of total assets at end of year | 2015-12-31 | $95,817,320 |
Value of total assets at beginning of year | 2015-12-31 | $92,203,861 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,825 |
Total interest from all sources | 2015-12-31 | $63,213 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,260,511 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,260,511 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,726,414 |
Participant contributions at end of year | 2015-12-31 | $1,398,157 |
Participant contributions at beginning of year | 2015-12-31 | $1,597,012 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $242,193 |
Administrative expenses (other) incurred | 2015-12-31 | $2,825 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $3,613,459 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $95,817,320 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $92,203,861 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $91,396,853 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $87,604,979 |
Interest on participant loans | 2015-12-31 | $63,213 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,725,068 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $5,355,789 |
Employer contributions (assets) at end of year | 2015-12-31 | $3,022,310 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $3,001,870 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $5,306,768 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2015-12-31 | 134008324 |
2014 : CFA INSTITUTE 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $15,190,681 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,234,741 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,231,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $9,321,240 |
Value of total assets at end of year | 2014-12-31 | $92,203,861 |
Value of total assets at beginning of year | 2014-12-31 | $80,247,921 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,900 |
Total interest from all sources | 2014-12-31 | $67,695 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,722,467 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,722,467 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $3,435,733 |
Participant contributions at end of year | 2014-12-31 | $1,597,012 |
Participant contributions at beginning of year | 2014-12-31 | $1,621,874 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $643,402 |
Administrative expenses (other) incurred | 2014-12-31 | $2,900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $11,955,940 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $92,203,861 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $80,247,921 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $87,604,979 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $75,617,581 |
Interest on participant loans | 2014-12-31 | $67,695 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $4,079,279 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $5,242,105 |
Employer contributions (assets) at end of year | 2014-12-31 | $3,001,870 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $3,008,466 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,231,841 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2014-12-31 | 134008324 |
2013 : CFA INSTITUTE 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $20,402,053 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $3,186,004 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,183,729 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $8,673,136 |
Value of total assets at end of year | 2013-12-31 | $80,247,921 |
Value of total assets at beginning of year | 2013-12-31 | $63,031,872 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,275 |
Total interest from all sources | 2013-12-31 | $64,512 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,361,720 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,361,720 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,139,067 |
Participant contributions at end of year | 2013-12-31 | $1,621,874 |
Participant contributions at beginning of year | 2013-12-31 | $1,247,661 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $366,981 |
Administrative expenses (other) incurred | 2013-12-31 | $2,275 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $17,216,049 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $80,247,921 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $63,031,872 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $75,617,581 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $58,997,217 |
Interest on participant loans | 2013-12-31 | $64,512 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,302,685 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $5,167,088 |
Employer contributions (assets) at end of year | 2013-12-31 | $3,008,466 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $2,786,994 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,183,729 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2013-12-31 | 134008324 |
2012 : CFA INSTITUTE 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $14,571,753 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,422,800 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,411,928 |
Value of total corrective distributions | 2012-12-31 | $8,897 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $8,272,537 |
Value of total assets at end of year | 2012-12-31 | $63,031,872 |
Value of total assets at beginning of year | 2012-12-31 | $50,882,919 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,975 |
Total interest from all sources | 2012-12-31 | $47,770 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,307,606 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,307,606 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,858,495 |
Participant contributions at end of year | 2012-12-31 | $1,247,661 |
Participant contributions at beginning of year | 2012-12-31 | $997,280 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $709,484 |
Administrative expenses (other) incurred | 2012-12-31 | $1,975 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $12,148,953 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $63,031,872 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $50,882,919 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $58,997,217 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $47,468,666 |
Interest on participant loans | 2012-12-31 | $47,770 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,943,840 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,704,558 |
Employer contributions (assets) at end of year | 2012-12-31 | $2,786,994 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $2,416,973 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,411,928 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2012-12-31 | 134008324 |
2011 : CFA INSTITUTE 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $7,176,999 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,273,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,271,380 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $6,987,423 |
Value of total assets at end of year | 2011-12-31 | $50,882,919 |
Value of total assets at beginning of year | 2011-12-31 | $44,978,925 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,625 |
Total interest from all sources | 2011-12-31 | $40,223 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,061,496 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,061,496 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,514,186 |
Participant contributions at end of year | 2011-12-31 | $997,280 |
Participant contributions at beginning of year | 2011-12-31 | $725,519 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $241,355 |
Administrative expenses (other) incurred | 2011-12-31 | $1,625 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $5,903,994 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $50,882,919 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $44,978,925 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $47,468,666 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $42,183,537 |
Interest on participant loans | 2011-12-31 | $40,223 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-912,143 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,231,882 |
Employer contributions (assets) at end of year | 2011-12-31 | $2,416,973 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,069,869 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,271,380 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2011-12-31 | 134008324 |
2010 : CFA INSTITUTE 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $10,909,520 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $824,423 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $823,273 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $6,292,081 |
Value of total assets at end of year | 2010-12-31 | $44,978,925 |
Value of total assets at beginning of year | 2010-12-31 | $34,893,828 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,150 |
Total interest from all sources | 2010-12-31 | $31,994 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $764,595 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $764,595 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,253,800 |
Participant contributions at end of year | 2010-12-31 | $725,519 |
Participant contributions at beginning of year | 2010-12-31 | $552,582 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $427,891 |
Administrative expenses (other) incurred | 2010-12-31 | $1,150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $10,085,097 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $44,978,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $34,893,828 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $42,183,537 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $33,580,694 |
Interest on participant loans | 2010-12-31 | $31,994 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,820,850 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,610,390 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,069,869 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $760,552 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $823,273 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2010-12-31 | 134008324 |
2022: CFA INSTITUTE 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: CFA INSTITUTE 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: CFA INSTITUTE 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: CFA INSTITUTE 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: CFA INSTITUTE 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: CFA INSTITUTE 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: CFA INSTITUTE 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: CFA INSTITUTE 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: CFA INSTITUTE 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: CFA INSTITUTE 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: CFA INSTITUTE 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: CFA INSTITUTE 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: CFA INSTITUTE 401(K) PLAN 2009 form 5500 responses | ||
2009-09-01 | Type of plan entity | Single employer plan |
2009-09-01 | Submission has been amended | No |
2009-09-01 | This submission is the final filing | No |
2009-09-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2009-09-01 | Plan is a collectively bargained plan | No |
2009-09-01 | Plan funding arrangement – Trust | Yes |
2009-09-01 | Plan benefit arrangement - Trust | Yes |