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U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameU.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

U.S. INSPECT, INC. has sponsored the creation of one or more 401k plans.

Company Name:U.S. INSPECT, INC.
Employer identification number (EIN):541424909
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about U.S. INSPECT, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1996-12-26
Company Identification Number: 67800
Legal Registered Office Address: 32 GREENWOOD AVE

ESSEX JCT
United States of America (USA)
05452

More information about U.S. INSPECT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01LAWRENCE TAYLOR
0012014-01-01LISA NGUYEN
0012013-01-01LISA C NGUYEN
0012012-01-01LISA C NGUYEN
0012011-01-01LISA C. NGUYEN
0012010-01-01CATHERINE J TOMFOHRDE
0012009-01-01CATHY TOMFOHRDE

Plan Statistics for U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01358
Total number of active participants reported on line 7a of the Form 55002017-01-01198
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01182
Total of all active and inactive participants2017-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01380
Number of participants with account balances2017-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0159
2016: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01294
Total number of active participants reported on line 7a of the Form 55002016-01-01239
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01119
Total of all active and inactive participants2016-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01358
Number of participants with account balances2016-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01267
Total number of active participants reported on line 7a of the Form 55002015-01-01217
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0176
Total of all active and inactive participants2015-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01294
Number of participants with account balances2015-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01251
Total number of active participants reported on line 7a of the Form 55002014-01-01204
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0161
Total of all active and inactive participants2014-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01266
Number of participants with account balances2014-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01240
Total number of active participants reported on line 7a of the Form 55002013-01-01191
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01256
Number of participants with account balances2013-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01249
Total number of active participants reported on line 7a of the Form 55002012-01-01179
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0160
Total of all active and inactive participants2012-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01240
Number of participants with account balances2012-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01200
Total number of active participants reported on line 7a of the Form 55002011-01-01203
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0146
Total of all active and inactive participants2011-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01249
Number of participants with account balances2011-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01243
Total number of active participants reported on line 7a of the Form 55002010-01-01200
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01200
Number of participants with account balances2010-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01231
Total number of active participants reported on line 7a of the Form 55002009-01-01199
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0144
Total of all active and inactive participants2009-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01243
Number of participants with account balances2009-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,069,388
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,944,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,936,828
Expenses. Certain deemed distributions of participant loans2017-12-31$203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$624,291
Value of total assets at end of year2017-12-31$9,386,323
Value of total assets at beginning of year2017-12-31$9,261,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,428
Total interest from all sources2017-12-31$5,458
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$318
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$487,834
Participant contributions at end of year2017-12-31$71,861
Participant contributions at beginning of year2017-12-31$112,126
Participant contributions at end of year2017-12-31$3,708
Participant contributions at beginning of year2017-12-31$23,848
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$28,804
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$527
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$124,929
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,386,323
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,261,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$7,428
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,631,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,356,303
Interest on participant loans2017-12-31$5,458
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,677,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,759,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,439,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$107,653
Employer contributions (assets) at end of year2017-12-31$1,303
Employer contributions (assets) at beginning of year2017-12-31$9,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,936,828
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BURDETTE SMITH & BISH LLC
Accountancy firm EIN2017-12-31454037800
2016 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,449,162
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,391,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,373,200
Expenses. Certain deemed distributions of participant loans2016-12-31$14,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$847,653
Value of total assets at end of year2016-12-31$9,261,394
Value of total assets at beginning of year2016-12-31$9,203,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,617
Total interest from all sources2016-12-31$3,570
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$627,724
Participant contributions at end of year2016-12-31$112,126
Participant contributions at beginning of year2016-12-31$119,442
Participant contributions at end of year2016-12-31$23,848
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$89,702
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$326
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$57,690
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,261,394
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,203,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,356,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,588,013
Income. Interest from loans (other than to participants)2016-12-31$3,570
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$1,496,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,759,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$597,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$130,227
Employer contributions (assets) at end of year2016-12-31$9,703
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,373,200
Contract administrator fees2016-12-31$3,617
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BURDETTE SMITH & BISH LLC
Accountancy firm EIN2016-12-31454037800
2015 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$576,372
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$747,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$736,336
Expenses. Certain deemed distributions of participant loans2015-12-31$280
Value of total corrective distributions2015-12-31$8,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$822,930
Value of total assets at end of year2015-12-31$9,203,704
Value of total assets at beginning of year2015-12-31$9,374,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,895
Total interest from all sources2015-12-31$6,978
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$633,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$633,888
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$680,204
Participant contributions at end of year2015-12-31$119,442
Participant contributions at beginning of year2015-12-31$196,540
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$12,277
Administrative expenses (other) incurred2015-12-31$1,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-171,078
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,203,704
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,374,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,588,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,688,742
Interest on participant loans2015-12-31$6,978
Value of interest in common/collective trusts at end of year2015-12-31$1,496,249
Value of interest in common/collective trusts at beginning of year2015-12-31$1,489,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-888,687
Net investment gain or loss from common/collective trusts2015-12-31$1,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$130,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$736,336
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GM ASSOCIATES LLC
Accountancy firm EIN2015-12-31811080200
2014 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,046,338
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$759,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$729,199
Expenses. Certain deemed distributions of participant loans2014-12-31$368
Value of total corrective distributions2014-12-31$20,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$622,656
Value of total assets at end of year2014-12-31$9,374,782
Value of total assets at beginning of year2014-12-31$9,088,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,494
Total interest from all sources2014-12-31$9,780
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$639,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$639,037
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$577,828
Participant contributions at end of year2014-12-31$196,540
Participant contributions at beginning of year2014-12-31$262,283
Administrative expenses (other) incurred2014-12-31$9,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$286,651
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,374,782
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,088,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,688,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,343,727
Interest on participant loans2014-12-31$9,780
Value of interest in common/collective trusts at end of year2014-12-31$1,489,500
Value of interest in common/collective trusts at beginning of year2014-12-31$1,482,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-240,625
Net investment gain or loss from common/collective trusts2014-12-31$15,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$44,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$729,199
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SGS ASSOCIATES
Accountancy firm EIN2014-12-31462135365
2013 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,078,654
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,335,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,302,240
Expenses. Certain deemed distributions of participant loans2013-12-31$464
Value of total corrective distributions2013-12-31$29,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$529,668
Value of total assets at end of year2013-12-31$9,088,131
Value of total assets at beginning of year2013-12-31$8,344,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,585
Total interest from all sources2013-12-31$9,070
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$287,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$287,086
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$529,668
Participant contributions at end of year2013-12-31$262,283
Participant contributions at beginning of year2013-12-31$199,947
Administrative expenses (other) incurred2013-12-31$2,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$743,506
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,088,131
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,344,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,343,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,315,883
Interest on participant loans2013-12-31$9,070
Value of interest in common/collective trusts at end of year2013-12-31$1,482,121
Value of interest in common/collective trusts at beginning of year2013-12-31$1,828,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,227,900
Net investment gain or loss from common/collective trusts2013-12-31$24,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,302,240
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SGS ASSOCIATES LLC
Accountancy firm EIN2013-12-31462135365
2012 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,264,541
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$778,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$749,338
Expenses. Certain deemed distributions of participant loans2012-12-31$8,905
Value of total corrective distributions2012-12-31$6,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$536,515
Value of total assets at end of year2012-12-31$8,344,625
Value of total assets at beginning of year2012-12-31$7,858,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,223
Total interest from all sources2012-12-31$9,742
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$174,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$174,219
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$536,515
Participant contributions at end of year2012-12-31$199,947
Participant contributions at beginning of year2012-12-31$247,309
Administrative expenses (other) incurred2012-12-31$13,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$486,193
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,344,625
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,858,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,315,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,573,496
Interest on participant loans2012-12-31$9,742
Value of interest in common/collective trusts at end of year2012-12-31$1,828,795
Value of interest in common/collective trusts at beginning of year2012-12-31$2,037,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$525,759
Net investment gain or loss from common/collective trusts2012-12-31$18,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$749,338
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SGS ASSOCIATES, LLC
Accountancy firm EIN2012-12-31462135365
2011 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$199,245
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$335,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$331,939
Expenses. Certain deemed distributions of participant loans2011-12-31$2,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$525,651
Value of total assets at end of year2011-12-31$7,858,432
Value of total assets at beginning of year2011-12-31$7,994,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,816
Total interest from all sources2011-12-31$11,031
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$117,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$117,971
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$524,578
Participant contributions at end of year2011-12-31$247,309
Participant contributions at beginning of year2011-12-31$272,107
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,073
Administrative expenses (other) incurred2011-12-31$1,816
Total non interest bearing cash at beginning of year2011-12-31$7,722,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-136,512
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,858,432
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,994,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,573,496
Interest on participant loans2011-12-31$11,031
Value of interest in common/collective trusts at end of year2011-12-31$2,037,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-475,087
Net investment gain or loss from common/collective trusts2011-12-31$19,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$331,939
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHERRY,BEKAERT & HOLLAND LLP
Accountancy firm EIN2011-12-31560574444
2010 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,249,878
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$426,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$414,529
Value of total corrective distributions2010-12-31$5,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$474,496
Value of total assets at end of year2010-12-31$7,994,944
Value of total assets at beginning of year2010-12-31$7,171,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,120
Total interest from all sources2010-12-31$63,333
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$472,946
Participant contributions at end of year2010-12-31$272,107
Participant contributions at beginning of year2010-12-31$170,122
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,550
Other income not declared elsewhere2010-12-31$-7
Administrative expenses (other) incurred2010-12-31$6,120
Total non interest bearing cash at end of year2010-12-31$7,722,837
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$823,854
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,994,944
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,171,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,975,334
Interest on participant loans2010-12-31$9,736
Interest earned on other investments2010-12-31$53,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,025,634
Net investment gain/loss from pooled separate accounts2010-12-31$712,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$414,529
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHERRY, BEKAERT & HOLLAND, LLP
Accountancy firm EIN2010-12-31560574444
2009 : U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST

2017: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: U.S. INSPECT, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816478
Policy instance 1
Insurance contract or identification number816478
Number of Individuals Covered352
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,205
Total amount of fees paid to insurance companyUSD $21,525
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees21525
Additional information about fees paid to insurance brokerPLAN ADMINISTRATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $3,205
Insurance broker nameKOVACK SECURITIES INC.
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38641
Policy instance 1
Insurance contract or identification number38641
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,869
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees13165
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMARSH & MCLENNAN AGENCY LLC

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