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CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameCARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 004

CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARILION HEALTHCARE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CARILION HEALTHCARE CORPORATION
Employer identification number (EIN):541586601
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about CARILION HEALTHCARE CORPORATION

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1991-05-15
Company Identification Number: 0375527
Legal Registered Office Address: OOFICE OF CORPORATE COUNSEL
213 SOUTH JEFFERSON STREET, SUITE 1600
ROANOKE
United States of America (USA)
24011

More information about CARILION HEALTHCARE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042018-01-01HEATHER S SHEPARDSON HEATHER S SHEPARDSON2018-11-06
0042017-01-01HEATHER SHEPARDSON HEATHER SHEPARDSON2018-07-31
0042016-01-01HEATHER SHEPARDSON
0042015-01-01HEATHER SHEPARDSON HEATHER SHEPARDSON2016-09-12
0042014-01-01HEATHER S. SHEPARDSON HEATHER S. SHEPARDSON2015-10-01
0042013-01-01HEATHER SHEPARDSON HEATHER SHEPARDSON2014-07-24
0042012-01-01JEANNE ARMENTROUT
0042011-01-01JEANNE ARMENTROUT JEANNE ARMENTROUT2012-10-11
0042009-01-01JEANNE ARMENTROUT JEANNE ARMENTROUT2010-10-13

Plan Statistics for CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2018: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,311
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,224
Total number of active participants reported on line 7a of the Form 55002017-01-012,050
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01260
Total of all active and inactive participants2017-01-012,310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-012,311
Number of participants with account balances2017-01-011,914
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,861
Total number of active participants reported on line 7a of the Form 55002016-01-012,009
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01215
Total of all active and inactive participants2016-01-012,224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,224
Number of participants with account balances2016-01-011,791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,655
Total number of active participants reported on line 7a of the Form 55002015-01-011,655
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01206
Total of all active and inactive participants2015-01-011,861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,861
Number of participants with account balances2015-01-011,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,567
Total number of active participants reported on line 7a of the Form 55002014-01-011,473
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01179
Total of all active and inactive participants2014-01-011,652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,655
Number of participants with account balances2014-01-011,269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,546
Total number of active participants reported on line 7a of the Form 55002013-01-011,417
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01146
Total of all active and inactive participants2013-01-011,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,566
Number of participants with account balances2013-01-011,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,418
Total number of active participants reported on line 7a of the Form 55002012-01-011,424
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01118
Total of all active and inactive participants2012-01-011,542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-011,546
Number of participants with account balances2012-01-011,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,495
Total number of active participants reported on line 7a of the Form 55002011-01-011,284
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01130
Total of all active and inactive participants2011-01-011,414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-011,418
Number of participants with account balances2011-01-01832
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,602
Total number of active participants reported on line 7a of the Form 55002009-01-011,401
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01115
Total of all active and inactive participants2009-01-011,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,520
Number of participants with account balances2009-01-01943
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2018 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-01-02$0
Total transfer of assets to this plan2018-01-02$0
Total transfer of assets from this plan2018-01-02$93,545,756
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-02$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-02$0
Total income from all sources (including contributions)2018-01-02$513,969
Total loss/gain on sale of assets2018-01-02$0
Total of all expenses incurred2018-01-02$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-01-02$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-01-02$0
Value of total assets at end of year2018-01-02$0
Value of total assets at beginning of year2018-01-02$93,031,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-01-02$0
Total interest from all sources2018-01-02$0
Total dividends received (eg from common stock, registered investment company shares)2018-01-02$364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-01-02Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-01-02$0
Total dividends received from registered investment company shares (eg mutual funds)2018-01-02$364
Was this plan covered by a fidelity bond2018-01-02Yes
Value of fidelity bond cover2018-01-02$10,000,000
If this is an individual account plan, was there a blackout period2018-01-02No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-01-02$0
Were there any nonexempt tranactions with any party-in-interest2018-01-02No
Participant contributions at end of year2018-01-02$0
Participant contributions at beginning of year2018-01-02$108,379
Total non interest bearing cash at end of year2018-01-02$0
Total non interest bearing cash at beginning of year2018-01-02$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-02No
Value of net income/loss2018-01-02$513,969
Value of net assets at end of year (total assets less liabilities)2018-01-02$0
Value of net assets at beginning of year (total assets less liabilities)2018-01-02$93,031,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-01-02No
Were any loans by the plan or fixed income obligations due to the plan in default2018-01-02No
Were any leases to which the plan was party in default or uncollectible2018-01-02No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-01-02$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-01-02$83,978,696
Value of interest in pooled separate accounts at end of year2018-01-02$0
Value of interest in pooled separate accounts at beginning of year2018-01-02$8,944,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-01-02$511,664
Net investment gain/loss from pooled separate accounts2018-01-02$1,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-01-02No
Was there a failure to transmit to the plan any participant contributions2018-01-02No
Has the plan failed to provide any benefit when due under the plan2018-01-02No
Did the plan have assets held for investment2018-01-02No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-02No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-01-02Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-01-02Yes
Opinion of an independent qualified public accountant for this plan2018-01-02Disclaimer
Accountancy firm name2018-01-02BROWN,EDWARDS & COMPANY, LLP
Accountancy firm EIN2018-01-02540504608
2017 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$130,261
Total unrealized appreciation/depreciation of assets2017-12-31$130,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,041,100
Total loss/gain on sale of assets2017-12-31$116,372
Total of all expenses incurred2017-12-31$8,523,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,028,329
Expenses. Certain deemed distributions of participant loans2017-12-31$-1,498
Value of total corrective distributions2017-12-31$276,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,865,479
Value of total assets at end of year2017-12-31$93,031,787
Value of total assets at beginning of year2017-12-31$84,514,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$220,372
Total interest from all sources2017-12-31$10,108
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,413,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,395,580
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,778,205
Participant contributions at end of year2017-12-31$108,379
Participant contributions at beginning of year2017-12-31$156,208
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$87,274
Other income not declared elsewhere2017-12-31$-58,156
Administrative expenses (other) incurred2017-12-31$220,372
Total non interest bearing cash at end of year2017-12-31$128
Total non interest bearing cash at beginning of year2017-12-31$595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,517,529
Value of net assets at end of year (total assets less liabilities)2017-12-31$93,031,787
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$84,514,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$83,978,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$73,120,018
Interest on participant loans2017-12-31$4,857
Interest earned on other investments2017-12-31$67
Income. Interest from US Government securities2017-12-31$552
Income. Interest from corporate debt instruments2017-12-31$4,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,201,398
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,201,398
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,944,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,962,644
Asset value of US Government securities at beginning of year2017-12-31$88,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,563,293
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Income. Dividends from common stock2017-12-31$18,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,028,329
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$79,842
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$904,946
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$9,851,554
Aggregate carrying amount (costs) on sale of assets2017-12-31$9,735,182
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN,EDWARDS & COMPANY, LLP
Accountancy firm EIN2017-12-31540504608
2016 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$9,459
Total unrealized appreciation/depreciation of assets2016-12-31$9,459
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,042,953
Total loss/gain on sale of assets2016-12-31$-17,150
Total of all expenses incurred2016-12-31$9,156,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,564,899
Value of total corrective distributions2016-12-31$395,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,921,798
Value of total assets at end of year2016-12-31$84,514,258
Value of total assets at beginning of year2016-12-31$83,627,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$195,438
Total interest from all sources2016-12-31$15,783
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,299,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,276,796
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$32,311
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,702,095
Participant contributions at end of year2016-12-31$156,208
Participant contributions at beginning of year2016-12-31$196,085
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$219,703
Other income not declared elsewhere2016-12-31$-12,218
Administrative expenses (other) incurred2016-12-31$195,438
Total non interest bearing cash at end of year2016-12-31$595
Total non interest bearing cash at beginning of year2016-12-31$-32,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$886,681
Value of net assets at end of year (total assets less liabilities)2016-12-31$84,514,258
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$83,627,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$73,120,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$81,616,058
Value of interest in pooled separate accounts at end of year2016-12-31$8,962,644
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$7,471
Income. Interest from US Government securities2016-12-31$1,069
Income. Interest from corporate debt instruments2016-12-31$7,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,201,398
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$399,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$399,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$95
Asset value of US Government securities at end of year2016-12-31$88,607
Asset value of US Government securities at beginning of year2016-12-31$168,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,716,335
Net investment gain/loss from pooled separate accounts2016-12-31$109,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Income. Dividends from preferred stock2016-12-31$1,077
Income. Dividends from common stock2016-12-31$22,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,564,899
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$79,842
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$27,229
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$904,946
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,220,553
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$999,033
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,016,183
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2016-12-31540504608
2015 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-56,613
Total unrealized appreciation/depreciation of assets2015-12-31$-56,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,467,394
Total loss/gain on sale of assets2015-12-31$-32,451
Total of all expenses incurred2015-12-31$6,417,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,834,064
Value of total corrective distributions2015-12-31$379,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,927,228
Value of total assets at end of year2015-12-31$83,627,577
Value of total assets at beginning of year2015-12-31$86,577,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$203,824
Total interest from all sources2015-12-31$16,479
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,445,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,413,788
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$32,311
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,586,335
Participant contributions at end of year2015-12-31$196,085
Participant contributions at beginning of year2015-12-31$198,479
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$340,893
Other income not declared elsewhere2015-12-31$106,611
Administrative expenses (other) incurred2015-12-31$203,824
Total non interest bearing cash at end of year2015-12-31$-32,317
Total non interest bearing cash at beginning of year2015-12-31$-820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,949,616
Value of net assets at end of year (total assets less liabilities)2015-12-31$83,627,577
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$86,577,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$81,616,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$84,858,136
Interest earned on other investments2015-12-31$8,449
Income. Interest from US Government securities2015-12-31$1,510
Income. Interest from corporate debt instruments2015-12-31$6,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$399,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$145,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$145,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$40
Asset value of US Government securities at end of year2015-12-31$168,637
Asset value of US Government securities at beginning of year2015-12-31$175,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,939,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Income. Dividends from preferred stock2015-12-31$1,186
Income. Dividends from common stock2015-12-31$30,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,834,064
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$27,229
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$28,106
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,220,553
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,172,118
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,035,809
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,068,260
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN, EDWARDS & COMPANY LLP
Accountancy firm EIN2015-12-31540504608
2014 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$32,676
Total unrealized appreciation/depreciation of assets2014-12-31$32,676
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,912,412
Total loss/gain on sale of assets2014-12-31$-64,572
Total of all expenses incurred2014-12-31$6,896,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,200,954
Value of total corrective distributions2014-12-31$484,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,528,020
Value of total assets at end of year2014-12-31$86,577,193
Value of total assets at beginning of year2014-12-31$84,561,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$211,216
Total interest from all sources2014-12-31$18,518
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,856,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,837,249
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,516,651
Participant contributions at end of year2014-12-31$198,479
Participant contributions at beginning of year2014-12-31$173,948
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,369
Other income not declared elsewhere2014-12-31$3,139
Administrative expenses (other) incurred2014-12-31$211,216
Total non interest bearing cash at end of year2014-12-31$-820
Total non interest bearing cash at beginning of year2014-12-31$148,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,015,716
Value of net assets at end of year (total assets less liabilities)2014-12-31$86,577,193
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$84,561,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$84,858,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$83,164,957
Interest on participant loans2014-12-31$6,997
Income. Interest from US Government securities2014-12-31$2,417
Income. Interest from corporate debt instruments2014-12-31$9,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$145,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$376,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$376,660
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$28
Asset value of US Government securities at end of year2014-12-31$175,481
Asset value of US Government securities at beginning of year2014-12-31$116,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,537,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Income. Dividends from common stock2014-12-31$19,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,200,954
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$28,106
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$95,832
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,172,118
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$484,606
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$2,660,064
Aggregate carrying amount (costs) on sale of assets2014-12-31$2,724,636
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN2014-12-31540504608
2013 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$86,743
Total unrealized appreciation/depreciation of assets2013-12-31$86,743
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,152,915
Total loss/gain on sale of assets2013-12-31$1,260
Total of all expenses incurred2013-12-31$5,192,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,509,232
Expenses. Certain deemed distributions of participant loans2013-12-31$4,020
Value of total corrective distributions2013-12-31$419,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,478,134
Value of total assets at end of year2013-12-31$84,561,477
Value of total assets at beginning of year2013-12-31$73,601,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$260,200
Total interest from all sources2013-12-31$22,855
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,862,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,851,623
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,461,572
Participant contributions at end of year2013-12-31$173,948
Participant contributions at beginning of year2013-12-31$138,243
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,562
Other income not declared elsewhere2013-12-31$11,729
Administrative expenses (other) incurred2013-12-31$260,200
Total non interest bearing cash at end of year2013-12-31$148,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,960,088
Value of net assets at end of year (total assets less liabilities)2013-12-31$84,561,477
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$73,601,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$83,164,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$69,981,584
Interest on participant loans2013-12-31$6,539
Income. Interest from US Government securities2013-12-31$3,732
Income. Interest from corporate debt instruments2013-12-31$12,530
Value of interest in common/collective trusts at beginning of year2013-12-31$2,411,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$376,660
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$499,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$499,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$54
Asset value of US Government securities at end of year2013-12-31$116,500
Asset value of US Government securities at beginning of year2013-12-31$192,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,592,410
Net investment gain or loss from common/collective trusts2013-12-31$96,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from common stock2013-12-31$11,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,509,232
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$95,832
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$30,242
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$484,606
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$348,680
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$387,422
Aggregate carrying amount (costs) on sale of assets2013-12-31$386,162
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROWN, EDWARDS & COMPANY LLP
Accountancy firm EIN2013-12-31540504608
2012 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$123,863
Total unrealized appreciation/depreciation of assets2012-12-31$123,863
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$383,327
Total income from all sources (including contributions)2012-12-31$10,904,400
Total loss/gain on sale of assets2012-12-31$20,305
Total of all expenses incurred2012-12-31$5,272,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,025,094
Expenses. Certain deemed distributions of participant loans2012-12-31$21,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,534,763
Value of total assets at end of year2012-12-31$73,601,389
Value of total assets at beginning of year2012-12-31$68,353,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$226,037
Total interest from all sources2012-12-31$23,487
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,231,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,223,176
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,501,452
Participant contributions at end of year2012-12-31$138,243
Participant contributions at beginning of year2012-12-31$182,432
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$33,311
Other income not declared elsewhere2012-12-31$26,446
Administrative expenses (other) incurred2012-12-31$226,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,631,542
Value of net assets at end of year (total assets less liabilities)2012-12-31$73,601,389
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$67,969,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$69,981,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$65,265,876
Interest on participant loans2012-12-31$7,526
Interest earned on other investments2012-12-31$-757
Income. Interest from US Government securities2012-12-31$1,370
Income. Interest from corporate debt instruments2012-12-31$15,224
Value of interest in common/collective trusts at end of year2012-12-31$2,411,255
Value of interest in common/collective trusts at beginning of year2012-12-31$1,375,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$499,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$905,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$905,959
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$124
Asset value of US Government securities at end of year2012-12-31$192,301
Asset value of US Government securities at beginning of year2012-12-31$85,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,850,085
Net investment gain or loss from common/collective trusts2012-12-31$93,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$8,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,025,094
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$30,242
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$55,618
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$348,680
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$481,825
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$383,327
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,360,703
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,340,398
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2012-12-31540504608
2011 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-2,249,949
Total unrealized appreciation/depreciation of assets2011-12-31$-2,249,949
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$383,327
Total income from all sources (including contributions)2011-12-31$3,665,274
Total of all expenses incurred2011-12-31$5,311,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,259,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,281,315
Value of total assets at end of year2011-12-31$68,353,174
Value of total assets at beginning of year2011-12-31$69,964,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$51,410
Total interest from all sources2011-12-31$11,199
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$611,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$606,755
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Funding deficiency by the employer to the plan for this plan year2011-12-31$-2,086,347
Amount contributed by the employer to the plan for this plan year2011-12-31$2,086,347
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,187,792
Participant contributions at end of year2011-12-31$182,432
Participant contributions at beginning of year2011-12-31$164,577
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,176
Other income not declared elsewhere2011-12-31$11,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,645,736
Value of net assets at end of year (total assets less liabilities)2011-12-31$67,969,847
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,964,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$51,410
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$65,265,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$54,574,864
Interest on participant loans2011-12-31$6,973
Income. Interest from US Government securities2011-12-31$347
Income. Interest from corporate debt instruments2011-12-31$224
Value of interest in common/collective trusts at end of year2011-12-31$1,375,511
Value of interest in common/collective trusts at beginning of year2011-12-31$1,312,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$905,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$13,262,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$13,262,069
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3,655
Asset value of US Government securities at end of year2011-12-31$85,953
Asset value of US Government securities at beginning of year2011-12-31$113,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,086,347
Income. Dividends from common stock2011-12-31$4,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,259,600
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$55,618
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$54,495
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$481,825
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$482,580
Liabilities. Value of benefit claims payable at end of year2011-12-31$383,327
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROWNEDWARDS CPAS
Accountancy firm EIN2011-12-31540504608
2010 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$6,072,237
Total unrealized appreciation/depreciation of assets2010-12-31$6,072,237
Total income from all sources (including contributions)2010-12-31$12,321,870
Total of all expenses incurred2010-12-31$3,562,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,365,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,588,217
Value of total assets at end of year2010-12-31$69,964,274
Value of total assets at beginning of year2010-12-31$61,204,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$196,565
Total interest from all sources2010-12-31$128,519
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$532,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$528,335
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Funding deficiency by the employer to the plan for this plan year2010-12-31$-2,314,683
Amount contributed by the employer to the plan for this plan year2010-12-31$2,314,683
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,273,534
Participant contributions at end of year2010-12-31$164,577
Participant contributions at beginning of year2010-12-31$186,902
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$3,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,759,710
Value of net assets at end of year (total assets less liabilities)2010-12-31$69,964,274
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$61,204,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$196,565
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$54,574,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,694,424
Interest on participant loans2010-12-31$7,639
Income. Interest from US Government securities2010-12-31$1,022
Income. Interest from corporate debt instruments2010-12-31$490
Value of interest in common/collective trusts at end of year2010-12-31$1,312,165
Value of interest in common/collective trusts at beginning of year2010-12-31$1,278,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$13,262,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$13,456,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$13,456,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$119,368
Asset value of US Government securities at end of year2010-12-31$113,524
Asset value of US Government securities at beginning of year2010-12-31$86,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,314,683
Income. Dividends from common stock2010-12-31$4,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,365,595
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$54,495
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$72,912
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$482,580
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$425,295
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COLE & ASSOCIATES CPAS, LLC
Accountancy firm EIN2010-12-31262951116
2009 : CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$-2,472,527
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$2,472,527

Form 5500 Responses for CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN

2018: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CARILION MEDICAL GROUP 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number00000CLN
Policy instance 1
Insurance contract or identification number00000CLN
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-01-02
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number00000CLN
Policy instance 1
Insurance contract or identification number00000CLN
Number of Individuals Covered2311
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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