CAPITAL ONE FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN
| Measure | Date | Value |
|---|
| 2023 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $23,876,182 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $9,629,969 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $8,310,612 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
| Value of total assets at end of year | 2023-12-31 | $240,894,022 |
| Value of total assets at beginning of year | 2023-12-31 | $226,647,809 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $1,319,357 |
| Total interest from all sources | 2023-12-31 | $45,156 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $10,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $4,298 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $3,513 |
| Other income not declared elsewhere | 2023-12-31 | $465 |
| Administrative expenses (other) incurred | 2023-12-31 | $324,768 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $14,246,213 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $240,894,022 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $226,647,809 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $351,249 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $239,384,336 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $225,299,741 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $1,505,388 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $1,344,555 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $1,344,555 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $45,156 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $23,830,561 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $8,310,612 |
| Asset. Corporate debt instrument preferred debt at end of year | 2023-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $0 |
| Contract administrator fees | 2023-12-31 | $105,993 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2023-12-31 | 346565596 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $23,876,182 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $9,629,969 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $8,310,612 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $0 |
| Value of total assets at end of year | 2023-01-01 | $240,894,022 |
| Value of total assets at beginning of year | 2023-01-01 | $226,647,809 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $1,319,357 |
| Total interest from all sources | 2023-01-01 | $45,156 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $10,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $4,298 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $3,513 |
| Other income not declared elsewhere | 2023-01-01 | $465 |
| Administrative expenses (other) incurred | 2023-01-01 | $324,768 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $14,246,213 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $240,894,022 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $226,647,809 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $351,249 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $239,384,336 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $225,299,741 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $1,505,388 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $45,156 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $23,830,561 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $8,310,612 |
| Asset. Corporate debt instrument preferred debt at end of year | 2023-01-01 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2023-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-01-01 | $0 |
| Contract administrator fees | 2023-01-01 | $105,993 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | ERNST & YOUNG |
| Accountancy firm EIN | 2023-01-01 | 346565596 |
| 2022 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-41,932,118 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $10,476,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $8,712,792 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
| Value of total assets at end of year | 2022-12-31 | $226,647,809 |
| Value of total assets at beginning of year | 2022-12-31 | $279,056,322 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,763,603 |
| Total interest from all sources | 2022-12-31 | $14,948 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $619,714 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $3,513 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
| Other income not declared elsewhere | 2022-12-31 | $421 |
| Administrative expenses (other) incurred | 2022-12-31 | $308,440 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-52,408,513 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $226,647,809 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $279,056,322 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $756,186 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $225,299,741 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $277,851,271 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $1,344,555 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $1,205,051 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $1,205,051 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $14,948 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-41,947,487 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $8,712,792 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $0 |
| Contract administrator fees | 2022-12-31 | $79,263 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2022-12-31 | 346565596 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-41,932,118 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $10,476,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $8,712,792 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $0 |
| Value of total assets at end of year | 2022-01-01 | $226,647,809 |
| Value of total assets at beginning of year | 2022-01-01 | $279,056,322 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $1,763,603 |
| Total interest from all sources | 2022-01-01 | $14,948 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Administrative expenses professional fees incurred | 2022-01-01 | $619,714 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $10,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $3,513 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $0 |
| Other income not declared elsewhere | 2022-01-01 | $421 |
| Administrative expenses (other) incurred | 2022-01-01 | $308,440 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-52,408,513 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $226,647,809 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $279,056,322 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $756,186 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $225,299,741 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $277,851,271 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $1,344,555 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $14,948 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-41,947,487 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $8,712,792 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-01-01 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2022-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2022-01-01 | $0 |
| Contract administrator fees | 2022-01-01 | $79,263 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | ERNST & YOUNG |
| Accountancy firm EIN | 2022-01-01 | 346565596 |
| 2021 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $10,225,624 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $11,434,137 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $10,267,226 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $279,056,322 |
| Value of total assets at beginning of year | 2021-12-31 | $280,264,835 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,166,911 |
| Total interest from all sources | 2021-12-31 | $3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $489,060 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $6,175,777 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
| Other income not declared elsewhere | 2021-12-31 | $20,998 |
| Administrative expenses (other) incurred | 2021-12-31 | $311,836 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-1,208,513 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $279,056,322 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $280,264,835 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $247,347 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $277,851,271 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $273,058,111 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $1,205,051 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $1,030,947 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $1,030,947 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $3 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $10,204,623 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $10,267,226 |
| Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $0 |
| Contract administrator fees | 2021-12-31 | $118,668 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2021-12-31 | 346565596 |
| 2020 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $30,750,393 |
| Total loss/gain on sale of assets | 2020-12-31 | $19,695 |
| Total of all expenses incurred | 2020-12-31 | $10,675,693 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $9,316,301 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $280,264,835 |
| Value of total assets at beginning of year | 2020-12-31 | $260,190,135 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,359,392 |
| Total interest from all sources | 2020-12-31 | $8,162 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $558,707 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $6,175,777 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $6,098,180 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $11,613 |
| Other income not declared elsewhere | 2020-12-31 | $14,244 |
| Administrative expenses (other) incurred | 2020-12-31 | $312,080 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $20,074,700 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $280,264,835 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $260,190,135 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $394,649 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $3,579 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $273,058,111 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $252,210,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $1,030,947 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $1,112,841 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $1,112,841 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $4,583 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $30,708,292 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $9,316,301 |
| Asset. Corporate debt instrument preferred debt at end of year | 2020-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2020-12-31 | $397,662 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $359,329 |
| Contract administrator fees | 2020-12-31 | $93,956 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $794,854 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $775,159 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2020-12-31 | 346565596 |
| 2019 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $47,664,300 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $12,107,361 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $10,869,150 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $260,190,135 |
| Value of total assets at beginning of year | 2019-12-31 | $224,633,196 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,238,211 |
| Total interest from all sources | 2019-12-31 | $71,455 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $579,560 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $6,098,180 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $6,126,774 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $11,613 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $10,860 |
| Other income not declared elsewhere | 2019-12-31 | $21,987 |
| Administrative expenses (other) incurred | 2019-12-31 | $311,760 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $35,556,939 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $260,190,135 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $224,633,196 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $271,746 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $36,816 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $252,210,510 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $217,442,082 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,112,841 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $402,999 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $402,999 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $34,639 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $47,570,858 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $10,869,150 |
| Asset. Corporate debt instrument preferred debt at end of year | 2019-12-31 | $397,662 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2019-12-31 | $283,259 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $359,329 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $367,222 |
| Contract administrator fees | 2019-12-31 | $75,145 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2019-12-31 | 346565596 |
| 2018 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $6,126,774 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $6,863,929 |
| Total income from all sources (including contributions) | 2018-12-31 | $-14,515,422 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $13,403,717 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $12,183,341 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $224,633,196 |
| Value of total assets at beginning of year | 2018-12-31 | $253,289,490 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,220,376 |
| Total interest from all sources | 2018-12-31 | $2,752,785 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $484,244 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $6,126,774 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $6,863,929 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $10,860 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $727,179 |
| Assets. Loans (other than to participants) at end of year | 2018-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2018-12-31 | $14,067,044 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $6,863,929 |
| Other income not declared elsewhere | 2018-12-31 | $78,206 |
| Administrative expenses (other) incurred | 2018-12-31 | $384,899 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-27,919,139 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $224,633,196 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $246,425,561 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $351,233 |
| Income. Interest from loans (other than to participants) | 2018-12-31 | $442,828 |
| Interest earned on other investments | 2018-12-31 | $107,512 |
| Income. Interest from US Government securities | 2018-12-31 | $169,677 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $1,992,181 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $217,442,082 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $147,162,455 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $402,999 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $4,408,535 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $4,408,535 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $40,587 |
| Asset value of US Government securities at end of year | 2018-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $30,316,357 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-17,346,413 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $12,183,341 |
| Asset. Corporate debt instrument preferred debt at end of year | 2018-12-31 | $283,259 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-12-31 | $24,595,083 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $367,222 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $25,148,908 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2018-12-31 | 346565596 |
| 2017 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,863,929 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,790,597 |
| Total income from all sources (including contributions) | 2017-12-31 | $37,862,485 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $17,709,183 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $15,662,827 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $253,289,490 |
| Value of total assets at beginning of year | 2017-12-31 | $233,062,856 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,046,356 |
| Total interest from all sources | 2017-12-31 | $3,232,078 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,221,864 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $6,863,929 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $6,341,804 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $727,179 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $710,618 |
| Assets. Loans (other than to participants) at end of year | 2017-12-31 | $14,067,044 |
| Assets. Loans (other than to participants) at beginning of year | 2017-12-31 | $13,687,920 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $6,863,929 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $6,790,597 |
| Administrative expenses (other) incurred | 2017-12-31 | $446,186 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $20,153,302 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $246,425,561 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $226,272,259 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $378,306 |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $497,708 |
| Interest earned on other investments | 2017-12-31 | $221,842 |
| Income. Interest from US Government securities | 2017-12-31 | $159,878 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $2,334,225 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $147,162,455 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $139,767,518 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $4,408,535 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,846,461 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,846,461 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $18,425 |
| Asset value of US Government securities at end of year | 2017-12-31 | $30,316,357 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $28,055,350 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $34,630,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $15,662,827 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $24,595,083 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $23,238,803 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $25,148,908 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $19,414,382 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2017-12-31 | 346565596 |
| 2016 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $6,790,597 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $5,789,097 |
| Total income from all sources (including contributions) | 2016-12-31 | $18,853,717 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $13,208,874 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $11,667,901 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $233,062,856 |
| Value of total assets at beginning of year | 2016-12-31 | $226,416,513 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,540,973 |
| Total interest from all sources | 2016-12-31 | $3,527,659 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $779,483 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $6,341,804 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $5,733,169 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $710,618 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $772,795 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $13,687,920 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $15,420,134 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $6,790,597 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $5,789,097 |
| Administrative expenses (other) incurred | 2016-12-31 | $371,399 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $5,644,843 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $226,272,259 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $220,627,416 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $390,091 |
| Income. Interest from loans (other than to participants) | 2016-12-31 | $534,351 |
| Interest earned on other investments | 2016-12-31 | $227,236 |
| Income. Interest from US Government securities | 2016-12-31 | $380,344 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $2,380,950 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $139,767,518 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $124,807,616 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,846,461 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $270,040 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $270,040 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $4,778 |
| Asset value of US Government securities at end of year | 2016-12-31 | $28,055,350 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $36,561,700 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $15,326,058 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $11,667,901 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $23,238,803 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $22,657,803 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $19,414,382 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $20,193,256 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2016-12-31 | 541631262 |
| 2015 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-4,961,724 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-4,961,724 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,789,097 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $6,553,423 |
| Total income from all sources (including contributions) | 2015-12-31 | $-2,955,615 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $14,211,813 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $12,702,070 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $226,416,513 |
| Value of total assets at beginning of year | 2015-12-31 | $244,348,267 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,509,743 |
| Total interest from all sources | 2015-12-31 | $3,457,821 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $582,580 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $5,733,169 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $6,037,407 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $772,795 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $744,087 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $15,420,134 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $8,307,975 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $5,789,097 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $6,553,423 |
| Administrative expenses (other) incurred | 2015-12-31 | $321,215 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-17,167,428 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $220,627,416 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $237,794,844 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $605,948 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $590,271 |
| Interest earned on other investments | 2015-12-31 | $197,480 |
| Income. Interest from US Government securities | 2015-12-31 | $399,742 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $2,270,044 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $124,807,616 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $140,847,551 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $270,040 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $374,204 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $374,204 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $284 |
| Asset value of US Government securities at end of year | 2015-12-31 | $36,561,700 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $43,896,939 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-1,451,712 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $12,702,070 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $22,657,803 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $24,528,430 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $20,193,256 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $19,611,674 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2015-12-31 | 541631262 |
| 2014 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $11,924,405 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $11,924,405 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $6,553,423 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $6,007,787 |
| Total income from all sources (including contributions) | 2014-12-31 | $23,867,672 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $16,794,505 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $15,406,449 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $244,348,267 |
| Value of total assets at beginning of year | 2014-12-31 | $236,729,464 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,388,056 |
| Total interest from all sources | 2014-12-31 | $3,555,581 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $689,976 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $6,037,407 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $6,007,787 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $744,087 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $684,985 |
| Assets. Loans (other than to participants) at end of year | 2014-12-31 | $8,307,975 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $5,454,451 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $6,553,423 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $6,007,787 |
| Administrative expenses (other) incurred | 2014-12-31 | $260,554 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $7,073,167 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $237,794,844 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $230,721,677 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $437,526 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $180,814 |
| Interest earned on other investments | 2014-12-31 | $178,405 |
| Income. Interest from US Government securities | 2014-12-31 | $1,003,966 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $2,192,396 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $140,847,551 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $145,422,863 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $374,204 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $441,651 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $441,651 |
| Asset value of US Government securities at end of year | 2014-12-31 | $43,896,939 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $40,956,141 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $8,387,686 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $15,406,449 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $24,528,430 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $22,107,752 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $19,611,674 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $15,653,834 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2014-12-31 | 541631262 |
| 2013 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-11,898,491 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-11,898,491 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,007,787 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $7,786,257 |
| Total income from all sources (including contributions) | 2013-12-31 | $22,639,667 |
| Total loss/gain on sale of assets | 2013-12-31 | $542,150 |
| Total of all expenses incurred | 2013-12-31 | $16,174,422 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $14,524,859 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $236,729,464 |
| Value of total assets at beginning of year | 2013-12-31 | $232,042,689 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,649,563 |
| Total interest from all sources | 2013-12-31 | $3,360,088 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $970,849 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $6,007,787 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $7,201,746 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $684,985 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,173,167 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $5,454,451 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $5,492,160 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $6,007,787 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $7,786,257 |
| Administrative expenses (other) incurred | 2013-12-31 | $275,052 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $6,465,245 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $230,721,677 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $224,256,432 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $403,662 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $150,562 |
| Interest earned on other investments | 2013-12-31 | $93,841 |
| Income. Interest from US Government securities | 2013-12-31 | $1,053,620 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $2,061,912 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $145,422,863 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $131,355,369 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $441,651 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,184,841 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,184,841 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $153 |
| Asset value of US Government securities at end of year | 2013-12-31 | $40,956,141 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $46,389,511 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $30,635,920 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $14,524,859 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $22,107,752 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $24,726,048 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $15,653,834 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $14,519,847 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $8,212,948 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $7,670,798 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2013-12-31 | 541631262 |
| 2012 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $230,354 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $4,028,252 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $4,258,606 |
| Total transfer of assets from this plan | 2012-12-31 | $123,507,565 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $7,786,257 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $7,338,136 |
| Total income from all sources (including contributions) | 2012-12-31 | $25,927,285 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $17,333,056 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $15,887,499 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $232,042,689 |
| Value of total assets at beginning of year | 2012-12-31 | $223,000,339 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,445,557 |
| Total interest from all sources | 2012-12-31 | $3,570,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $751,941 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $11,649,338 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $7,201,746 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $7,338,136 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,430,334 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $1,173,167 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,189,286 |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $5,492,160 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $5,238,963 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $7,786,257 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $7,338,136 |
| Other income not declared elsewhere | 2012-12-31 | $3,008 |
| Administrative expenses (other) incurred | 2012-12-31 | $229,827 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $8,594,229 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $224,256,432 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $215,662,203 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $463,789 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $177,003 |
| Interest earned on other investments | 2012-12-31 | $106,006 |
| Income. Interest from US Government securities | 2012-12-31 | $1,328,277 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $1,958,928 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $131,355,369 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $121,074,449 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,184,841 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $434,973 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $434,973 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $690 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $26,599,716 |
| Asset value of US Government securities at end of year | 2012-12-31 | $46,389,511 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $54,456,543 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $12,187,058 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $18,094,767 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $8,390,715 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $15,887,499 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $24,726,048 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $20,855,404 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $14,519,847 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $12,412,585 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2012-12-31 | 541631262 |
| 2011 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $270,606 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $12,728,975 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $12,999,581 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $7,338,136 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $8,207,052 |
| Total income from all sources (including contributions) | 2011-12-31 | $13,175,088 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $18,958,623 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $17,444,269 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $223,000,339 |
| Value of total assets at beginning of year | 2011-12-31 | $229,652,790 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,514,354 |
| Total interest from all sources | 2011-12-31 | $2,870,411 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $862,621 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $7,338,136 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $8,207,052 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $480,738 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,189,286 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $965,557 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $5,238,963 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $706,173 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $7,338,136 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $8,207,052 |
| Administrative expenses (other) incurred | 2011-12-31 | $274,478 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-5,783,535 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $215,662,203 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $221,445,738 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $0 |
| Investment advisory and management fees | 2011-12-31 | $377,255 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $54,691,824 |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $52,751 |
| Interest earned on other investments | 2011-12-31 | $62,622 |
| Income. Interest from US Government securities | 2011-12-31 | $1,505,688 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $1,247,208 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $121,074,449 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $108,124,663 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $434,973 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $7,102,047 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $7,102,047 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2,142 |
| Asset value of US Government securities at end of year | 2011-12-31 | $54,456,543 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $44,323,359 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $1,182,199 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-3,877,103 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $16,963,531 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $20,855,404 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $3,574,035 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $12,412,585 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $1,958,080 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2011-12-31 | 541631262 |
| 2010 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-2,136,790 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-2,136,790 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $8,207,052 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $7,301,954 |
| Total income from all sources (including contributions) | 2010-12-31 | $24,714,900 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $17,875,222 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $16,287,427 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $229,652,790 |
| Value of total assets at beginning of year | 2010-12-31 | $221,908,014 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,587,795 |
| Total interest from all sources | 2010-12-31 | $291,799 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $1,184,297 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $8,207,052 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $7,301,954 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $965,557 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $584,691 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $706,173 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $8,207,052 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $7,301,954 |
| Administrative expenses (other) incurred | 2010-12-31 | $280,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $6,839,678 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $221,445,738 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $214,606,060 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $1,126,167 |
| Investment advisory and management fees | 2010-12-31 | $123,498 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $54,691,824 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $23,471,551 |
| Interest earned on other investments | 2010-12-31 | $291,799 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $108,124,663 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $189,245,845 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $7,102,047 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $177,806 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $177,806 |
| Asset value of US Government securities at end of year | 2010-12-31 | $44,323,359 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,728,810 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $23,831,081 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $16,287,427 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $3,574,035 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $1,958,080 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KEITER, STEPHENS, HURST, GARY & SHR |
| Accountancy firm EIN | 2010-12-31 | 541631262 |
| 2009 : CAPITAL ONE FINANCIAL CORPORATION CASH BALANCE PENSION PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
