401k Plan data: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN plan

CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 401k Plan overview

Plan Name	CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN
Plan identification number	002

CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPITAL ONE FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: CAPITAL ONE FINANCIAL CORPORATION

Employer identification number (EIN): 541719854

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about CAPITAL ONE FINANCIAL CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2419959

More information about CAPITAL ONE FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 PAM VENTURA
002 2017-01-01 PAM VENTURA
002 2016-01-01 JANICE BARRETT
002 2016-01-01
002 2015-01-01 JANICE BARRETT
002 2014-01-01 JANICE BARRETT
002 2013-01-01 JANICE BARRETT
002 2012-01-01 ERIC GUTIERREZ ERIC GUTIERREZ 2013-10-15
002 2011-01-01 JANICE BARRETT
002 2010-01-01 JANICE BARRETT
002 2009-01-01 RAY HELMS RAY HELMS 2010-10-01

Plan Statistics for CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN

401k plan membership statisitcs for CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN

Measure Date Value
2022: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 62,572
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 48,855
Number of retired or separated participants receiving benefits 2022-01-01 199
Number of other retired or separated participants entitled to future benefits 2022-01-01 19,103
Total of all active and inactive participants 2022-01-01 68,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 114
Total participants 2022-01-01 68,271
Number of participants with account balances 2022-01-01 68,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1,859
2021: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 61,005
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 44,216
Number of retired or separated participants receiving benefits 2021-01-01 188
Number of other retired or separated participants entitled to future benefits 2021-01-01 18,084
Total of all active and inactive participants 2021-01-01 62,488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 84
Total participants 2021-01-01 62,572
Number of participants with account balances 2021-01-01 62,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2,175
2020: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 60,765
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 44,569
Number of retired or separated participants receiving benefits 2020-01-01 84
Number of other retired or separated participants entitled to future benefits 2020-01-01 16,268
Total of all active and inactive participants 2020-01-01 60,921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 84
Total participants 2020-01-01 61,005
Number of participants with account balances 2020-01-01 60,876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1,970
2019: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 56,740
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 43,942
Number of retired or separated participants receiving benefits 2019-01-01 175
Number of other retired or separated participants entitled to future benefits 2019-01-01 16,568
Total of all active and inactive participants 2019-01-01 60,685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 80
Total participants 2019-01-01 60,765
Number of participants with account balances 2019-01-01 60,762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2,756
2018: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 55,935
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 40,614
Number of retired or separated participants receiving benefits 2018-01-01 159
Number of other retired or separated participants entitled to future benefits 2018-01-01 15,896
Total of all active and inactive participants 2018-01-01 56,669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 71
Total participants 2018-01-01 56,740
Number of participants with account balances 2018-01-01 56,716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3,386
2017: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 53,089
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 42,610
Number of retired or separated participants receiving benefits 2017-01-01 136
Number of other retired or separated participants entitled to future benefits 2017-01-01 13,129
Total of all active and inactive participants 2017-01-01 55,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 60
Total participants 2017-01-01 55,935
Number of participants with account balances 2017-01-01 55,922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2,924
2016: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 68,787
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 41,628
Number of retired or separated participants receiving benefits 2016-01-01 108
Number of other retired or separated participants entitled to future benefits 2016-01-01 11,290
Total of all active and inactive participants 2016-01-01 53,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 63
Total participants 2016-01-01 53,089
Number of participants with account balances 2016-01-01 52,143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3,258
2015: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 56,917
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 57,421
Number of retired or separated participants receiving benefits 2015-01-01 83
Number of other retired or separated participants entitled to future benefits 2015-01-01 11,230
Total of all active and inactive participants 2015-01-01 68,734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 53
Total participants 2015-01-01 68,787
Number of participants with account balances 2015-01-01 54,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3,132
2014: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 61,467
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 48,453
Number of retired or separated participants receiving benefits 2014-01-01 76
Number of other retired or separated participants entitled to future benefits 2014-01-01 8,334
Total of all active and inactive participants 2014-01-01 56,863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 54
Total participants 2014-01-01 56,917
Number of participants with account balances 2014-01-01 44,921
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2,423
2013: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 58,774
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 52,723
Number of retired or separated participants receiving benefits 2013-01-01 54
Number of other retired or separated participants entitled to future benefits 2013-01-01 8,641
Total of all active and inactive participants 2013-01-01 61,418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 49
Total participants 2013-01-01 61,467
Number of participants with account balances 2013-01-01 52,008
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3,137
2012: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,192
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 390
2011: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 40,564
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 35,590
Number of retired or separated participants receiving benefits 2011-01-01 94
Number of other retired or separated participants entitled to future benefits 2011-01-01 10,072
Total of all active and inactive participants 2011-01-01 45,756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 86
Total participants 2011-01-01 45,842
Number of participants with account balances 2011-01-01 41,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 701
2010: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 39,555
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 31,037
Number of retired or separated participants receiving benefits 2010-01-01 90
Number of other retired or separated participants entitled to future benefits 2010-01-01 9,369
Total of all active and inactive participants 2010-01-01 40,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 68
Total participants 2010-01-01 40,564
Number of participants with account balances 2010-01-01 36,715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 607
2009: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 33,353
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 29,555
Number of retired or separated participants receiving benefits 2009-01-01 85
Number of other retired or separated participants entitled to future benefits 2009-01-01 9,861
Total of all active and inactive participants 2009-01-01 39,501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 54
Total participants 2009-01-01 39,555
Number of participants with account balances 2009-01-01 36,184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 528

Measure	Date	Value
2022: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	62,572
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	48,855
Number of retired or separated participants receiving benefits	2022-01-01	199
Number of other retired or separated participants entitled to future benefits	2022-01-01	19,103
Total of all active and inactive participants	2022-01-01	68,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	114
Total participants	2022-01-01	68,271
Number of participants with account balances	2022-01-01	68,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1,859
2021: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	61,005
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	44,216
Number of retired or separated participants receiving benefits	2021-01-01	188
Number of other retired or separated participants entitled to future benefits	2021-01-01	18,084
Total of all active and inactive participants	2021-01-01	62,488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	84
Total participants	2021-01-01	62,572
Number of participants with account balances	2021-01-01	62,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2,175
2020: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	60,765
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	44,569
Number of retired or separated participants receiving benefits	2020-01-01	84
Number of other retired or separated participants entitled to future benefits	2020-01-01	16,268
Total of all active and inactive participants	2020-01-01	60,921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	84
Total participants	2020-01-01	61,005
Number of participants with account balances	2020-01-01	60,876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1,970
2019: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	56,740
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	43,942
Number of retired or separated participants receiving benefits	2019-01-01	175
Number of other retired or separated participants entitled to future benefits	2019-01-01	16,568
Total of all active and inactive participants	2019-01-01	60,685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	80
Total participants	2019-01-01	60,765
Number of participants with account balances	2019-01-01	60,762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2,756
2018: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	55,935
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	40,614
Number of retired or separated participants receiving benefits	2018-01-01	159
Number of other retired or separated participants entitled to future benefits	2018-01-01	15,896
Total of all active and inactive participants	2018-01-01	56,669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	71
Total participants	2018-01-01	56,740
Number of participants with account balances	2018-01-01	56,716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3,386
2017: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	53,089
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	42,610
Number of retired or separated participants receiving benefits	2017-01-01	136
Number of other retired or separated participants entitled to future benefits	2017-01-01	13,129
Total of all active and inactive participants	2017-01-01	55,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	60
Total participants	2017-01-01	55,935
Number of participants with account balances	2017-01-01	55,922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2,924
2016: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	68,787
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	41,628
Number of retired or separated participants receiving benefits	2016-01-01	108
Number of other retired or separated participants entitled to future benefits	2016-01-01	11,290
Total of all active and inactive participants	2016-01-01	53,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	63
Total participants	2016-01-01	53,089
Number of participants with account balances	2016-01-01	52,143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3,258
2015: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	56,917
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	57,421
Number of retired or separated participants receiving benefits	2015-01-01	83
Number of other retired or separated participants entitled to future benefits	2015-01-01	11,230
Total of all active and inactive participants	2015-01-01	68,734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	53
Total participants	2015-01-01	68,787
Number of participants with account balances	2015-01-01	54,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3,132
2014: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	61,467
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	48,453
Number of retired or separated participants receiving benefits	2014-01-01	76
Number of other retired or separated participants entitled to future benefits	2014-01-01	8,334
Total of all active and inactive participants	2014-01-01	56,863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	54
Total participants	2014-01-01	56,917
Number of participants with account balances	2014-01-01	44,921
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2,423
2013: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	58,774
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	52,723
Number of retired or separated participants receiving benefits	2013-01-01	54
Number of other retired or separated participants entitled to future benefits	2013-01-01	8,641
Total of all active and inactive participants	2013-01-01	61,418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	49
Total participants	2013-01-01	61,467
Number of participants with account balances	2013-01-01	52,008
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3,137
2012: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,192
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	390
2011: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	40,564
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	35,590
Number of retired or separated participants receiving benefits	2011-01-01	94
Number of other retired or separated participants entitled to future benefits	2011-01-01	10,072
Total of all active and inactive participants	2011-01-01	45,756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	86
Total participants	2011-01-01	45,842
Number of participants with account balances	2011-01-01	41,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	701
2010: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	39,555
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	31,037
Number of retired or separated participants receiving benefits	2010-01-01	90
Number of other retired or separated participants entitled to future benefits	2010-01-01	9,369
Total of all active and inactive participants	2010-01-01	40,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	68
Total participants	2010-01-01	40,564
Number of participants with account balances	2010-01-01	36,715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	607
2009: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	33,353
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	29,555
Number of retired or separated participants receiving benefits	2009-01-01	85
Number of other retired or separated participants entitled to future benefits	2009-01-01	9,861
Total of all active and inactive participants	2009-01-01	39,501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	54
Total participants	2009-01-01	39,555
Number of participants with account balances	2009-01-01	36,184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	528

Financial Data on CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN

Measure	Date	Value
2022 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-407,036,939
Total unrealized appreciation/depreciation of assets	2022-12-31	$-407,036,939
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$6,452,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$9,085,630
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-675,380,332
Total loss/gain on sale of assets	2022-12-31	$-103,792,933
Total of all expenses incurred	2022-12-31	$568,678,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$551,326,105
Expenses. Certain deemed distributions of participant loans	2022-12-31	$474,064
Value of total corrective distributions	2022-12-31	$328,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$991,387,724
Value of total assets at end of year	2022-12-31	$8,237,523,480
Value of total assets at beginning of year	2022-12-31	$9,484,215,562
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$16,549,766
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$8,580,323
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$35,070,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$6,323,613
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$268,603
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$221,385
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$476,298,717
Participant contributions at end of year	2022-12-31	$143,583,791
Participant contributions at beginning of year	2022-12-31	$136,143,883
Participant contributions at end of year	2022-12-31	$502,699
Participant contributions at beginning of year	2022-12-31	$74,002
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$205,607
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$283,923
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$102,258,037
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$4,745,725
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$7,041,084
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$3,064,874
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$2,335,553
Other income not declared elsewhere	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$6,426,875
Liabilities. Value of operating payables at end of year	2022-12-31	$1,896,567
Liabilities. Value of operating payables at beginning of year	2022-12-31	$3,018,889
Total non interest bearing cash at end of year	2022-12-31	$379,125
Total non interest bearing cash at beginning of year	2022-12-31	$650,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-1,244,058,977
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$8,231,070,955
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$9,475,129,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$10,122,891
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$244,832,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$215,483,870
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$7,777,050
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$0
Income. Interest from US Government securities	2022-12-31	$1,834
Income. Interest from corporate debt instruments	2022-12-31	$5,979
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$6,100,427,868
Value of interest in common/collective trusts at beginning of year	2022-12-31	$6,837,489,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$54,619,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$49,090,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$49,090,723
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$795,460
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$420,974
Asset value of US Government securities at beginning of year	2022-12-31	$1,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-46,201,710
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net investment gain or loss from common/collective trusts	2022-12-31	$-1,153,387,455
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$284,843,756
Assets. Invements in employer securities at beginning of year	2022-12-31	$414,912,712
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$412,830,970
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$19,429
Income. Dividends from common stock	2022-12-31	$28,727,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$551,326,105
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$46,215
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$15,793
Contract administrator fees	2022-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$1,402,646,975
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$1,822,806,224
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$1,491,084
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$3,731,188
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$708,018,959
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$811,811,892
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2022-12-31	346565596
2021 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$318,733,004
Total unrealized appreciation/depreciation of assets	2021-12-31	$318,733,004
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$9,085,630
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$16,901,012
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,233,545,225
Total loss/gain on sale of assets	2021-12-31	$119,274,085
Total of all expenses incurred	2021-12-31	$608,636,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$591,866,385
Expenses. Certain deemed distributions of participant loans	2021-12-31	$414,915
Value of total corrective distributions	2021-12-31	$107,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$841,408,091
Value of total assets at end of year	2021-12-31	$9,484,215,562
Value of total assets at beginning of year	2021-12-31	$7,867,122,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$16,247,949
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$7,668,320
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$34,306,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$5,036,699
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$221,385
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$215,040
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$409,719,947
Participant contributions at end of year	2021-12-31	$136,143,883
Participant contributions at beginning of year	2021-12-31	$126,261,570
Participant contributions at end of year	2021-12-31	$74,002
Participant contributions at beginning of year	2021-12-31	$556,136
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$283,923
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$25,944
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$76,433,780
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$7,041,084
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$12,057,889
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$2,335,553
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$5,981,893
Other income not declared elsewhere	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$4,825,461
Liabilities. Value of operating payables at end of year	2021-12-31	$3,018,889
Liabilities. Value of operating payables at beginning of year	2021-12-31	$4,263,206
Total non interest bearing cash at end of year	2021-12-31	$650,919
Total non interest bearing cash at beginning of year	2021-12-31	$36,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$1,624,908,440
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$9,475,129,932
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$7,850,221,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$11,422,488
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$215,483,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$259,978,199
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$7,661,548
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$0
Income. Interest from US Government securities	2021-12-31	$9
Income. Interest from corporate debt instruments	2021-12-31	$937
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$6,837,489,777
Value of interest in common/collective trusts at beginning of year	2021-12-31	$5,650,851,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$49,090,723
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$40,197,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$40,197,479
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$5,826
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$1,267
Asset value of US Government securities at beginning of year	2021-12-31	$2,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$18,992,666
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$893,162,571
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	Yes
Assets. Invements in employer securities at end of year	2021-12-31	$414,912,712
Assets. Invements in employer securities at beginning of year	2021-12-31	$319,072,182
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$355,254,364
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Income. Dividends from preferred stock	2021-12-31	$17,133
Income. Dividends from common stock	2021-12-31	$29,252,656
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$591,866,385
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$15,793
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$25,009
Contract administrator fees	2021-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$1,822,806,224
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$1,457,842,346
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$3,731,188
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$6,655,913
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$1,271,408,330
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$1,152,134,245
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2021-12-31	346565596
2020 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$506,377,844
Total unrealized appreciation/depreciation of assets	2020-12-31	$506,377,844
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$16,901,012
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,860,246
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,704,636,369
Total loss/gain on sale of assets	2020-12-31	$82,345,323
Total of all expenses incurred	2020-12-31	$549,059,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$537,779,445
Expenses. Certain deemed distributions of participant loans	2020-12-31	$444,136
Value of total corrective distributions	2020-12-31	$232,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$749,550,778
Value of total assets at end of year	2020-12-31	$7,867,122,504
Value of total assets at beginning of year	2020-12-31	$6,696,504,820
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$10,603,623
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$8,611,217
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$22,168,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,775,742
Assets. Real estate other than employer real property at end of year	2020-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$215,040
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$161,759
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$368,430,614
Participant contributions at end of year	2020-12-31	$126,261,570
Participant contributions at beginning of year	2020-12-31	$136,900,427
Participant contributions at end of year	2020-12-31	$556,136
Participant contributions at beginning of year	2020-12-31	$21,423
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$25,944
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$2,076
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$50,926,641
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$12,057,889
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$1,616,902
Assets. Loans (other than to participants) at end of year	2020-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$5,981,893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$1,368
Other income not declared elsewhere	2020-12-31	$12,064,218
Administrative expenses (other) incurred	2020-12-31	$2,652,612
Liabilities. Value of operating payables at end of year	2020-12-31	$4,263,206
Liabilities. Value of operating payables at beginning of year	2020-12-31	$264,088
Total non interest bearing cash at end of year	2020-12-31	$36,818
Total non interest bearing cash at beginning of year	2020-12-31	$10,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$1,155,576,918
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$7,850,221,492
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,694,644,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$7,951,011
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$259,978,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$1,814,535,499
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$0
Interest on participant loans	2020-12-31	$8,437,680
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$287
Income. Interest from corporate debt instruments	2020-12-31	$3,236
Value of interest in master investment trust accounts at end of year	2020-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$5,650,851,680
Value of interest in common/collective trusts at beginning of year	2020-12-31	$4,372,968,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$40,197,479
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$43,152,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$43,152,705
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$170,014
Assets. Value of investments in 103.12 investment entities at end of year	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Asset value of US Government securities at end of year	2020-12-31	$2,212
Asset value of US Government securities at beginning of year	2020-12-31	$180,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$-378,541,648
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$702,060,153
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$319,072,182
Assets. Invements in employer securities at beginning of year	2020-12-31	$299,154,122
Assets. Value of employer real property at end of year	2020-12-31	$0
Assets. Value of employer real property at beginning of year	2020-12-31	$0
Contributions received in cash from employer	2020-12-31	$330,193,523
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$16,959
Income. Dividends from preferred stock	2020-12-31	$10,202
Income. Dividends from common stock	2020-12-31	$17,382,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$537,779,445
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$25,009
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$103,625
Contract administrator fees	2020-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$1,457,842,346
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$27,680,404
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$6,655,913
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$1,594,790
Assets. Value of buildings and other operty used in plan operation at end of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$580,402,970
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$498,057,647
Liabilities. Value of acquisition indebtedness at end of year	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2020-12-31	346565596
2019 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$81,351,477
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$81,351,477
Total unrealized appreciation/depreciation of assets	2019-12-31	$81,351,477
Total unrealized appreciation/depreciation of assets	2019-12-31	$81,351,477
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,860,246
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,860,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$825,876
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$825,876
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,955,239,949
Total loss/gain on sale of assets	2019-12-31	$13,338,687
Total loss/gain on sale of assets	2019-12-31	$13,338,687
Total of all expenses incurred	2019-12-31	$480,236,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$475,359,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$475,359,393
Expenses. Certain deemed distributions of participant loans	2019-12-31	$595,670
Expenses. Certain deemed distributions of participant loans	2019-12-31	$595,670
Value of total corrective distributions	2019-12-31	$165,929
Value of total corrective distributions	2019-12-31	$165,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$687,696,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$687,696,994
Value of total assets at end of year	2019-12-31	$6,696,504,820
Value of total assets at end of year	2019-12-31	$6,696,504,820
Value of total assets at beginning of year	2019-12-31	$5,220,467,433
Value of total assets at beginning of year	2019-12-31	$5,220,467,433
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,115,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,115,940
Total income from rents	2019-12-31	$0
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$8,671,185
Total interest from all sources	2019-12-31	$8,671,185
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$125,088,840
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$125,088,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$119,613,690
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$119,613,690
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$161,759
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$161,759
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$164,200
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$325,988,143
Contributions received from participants	2019-12-31	$325,988,143
Participant contributions at end of year	2019-12-31	$136,900,427
Participant contributions at end of year	2019-12-31	$136,900,427
Participant contributions at beginning of year	2019-12-31	$129,101,566
Participant contributions at beginning of year	2019-12-31	$129,101,566
Participant contributions at end of year	2019-12-31	$21,423
Participant contributions at end of year	2019-12-31	$21,423
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$2,076
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$2,076
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$7,219
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$7,219
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$62,840,023
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$62,840,023
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,616,902
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$1,616,902
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$1,794,852
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$1,794,852
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,368
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,368
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$110
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$1,769,325
Administrative expenses (other) incurred	2019-12-31	$1,769,325
Liabilities. Value of operating payables at end of year	2019-12-31	$264,088
Liabilities. Value of operating payables at end of year	2019-12-31	$264,088
Liabilities. Value of operating payables at beginning of year	2019-12-31	$107,527
Liabilities. Value of operating payables at beginning of year	2019-12-31	$107,527
Total non interest bearing cash at end of year	2019-12-31	$10,560
Total non interest bearing cash at end of year	2019-12-31	$10,560
Total non interest bearing cash at beginning of year	2019-12-31	$39,332
Total non interest bearing cash at beginning of year	2019-12-31	$39,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$1,475,003,017
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,694,644,574
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,694,644,574
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,219,641,557
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,219,641,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	Yes
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	Yes
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$2,346,615
Investment advisory and management fees	2019-12-31	$2,346,615
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$1,814,535,499
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$1,814,535,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,089,588,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,089,588,722
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$7,771,641
Interest on participant loans	2019-12-31	$7,771,641
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$1,666
Income. Interest from corporate debt instruments	2019-12-31	$12,456
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$4,372,968,268
Value of interest in common/collective trusts at end of year	2019-12-31	$4,372,968,268
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,682,436,852
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,682,436,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$43,152,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$43,152,705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$41,615,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$41,615,776
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$885,422
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$407,320,456
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$180,091
Asset value of US Government securities at end of year	2019-12-31	$180,091
Asset value of US Government securities at beginning of year	2019-12-31	$30,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$377,164,889
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$661,927,877
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$299,154,122
Assets. Invements in employer securities at end of year	2019-12-31	$299,154,122
Assets. Invements in employer securities at beginning of year	2019-12-31	$254,851,609
Assets. Invements in employer securities at beginning of year	2019-12-31	$254,851,609
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$298,868,828
Contributions received in cash from employer	2019-12-31	$298,868,828
Employer contributions (assets) at end of year	2019-12-31	$16,959
Employer contributions (assets) at end of year	2019-12-31	$16,959
Employer contributions (assets) at beginning of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Income. Dividends from preferred stock	2019-12-31	$11,735
Income. Dividends from preferred stock	2019-12-31	$11,735
Income. Dividends from common stock	2019-12-31	$5,463,415
Income. Dividends from common stock	2019-12-31	$5,463,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$475,359,393
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$103,625
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$103,625
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$225,777
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$225,777
Contract administrator fees	2019-12-31	$0
Contract administrator fees	2019-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$27,680,404
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$27,680,404
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$20,611,286
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$1,594,790
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$1,594,790
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$718,239
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$718,239
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$102,124,176
Aggregate proceeds on sale of assets	2019-12-31	$102,124,176
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$88,785,489
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2019-12-31	346565596
2018 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-80,849,069
Total unrealized appreciation/depreciation of assets	2018-12-31	$-80,849,069
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$825,876
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$522,699
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$264,744,847
Total loss/gain on sale of assets	2018-12-31	$371,940
Total of all expenses incurred	2018-12-31	$471,071,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$467,037,841
Expenses. Certain deemed distributions of participant loans	2018-12-31	$503,486
Value of total corrective distributions	2018-12-31	$108,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$636,680,454
Value of total assets at end of year	2018-12-31	$5,220,467,433
Value of total assets at beginning of year	2018-12-31	$5,426,490,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$3,421,380
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$6,943,716
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$129,122,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$123,562,400
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Administrative expenses professional fees incurred	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$164,200
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$228,886
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$295,372,342
Participant contributions at end of year	2018-12-31	$129,101,566
Participant contributions at beginning of year	2018-12-31	$129,969,938
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$21,526
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$7,219
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$8,994
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$62,948,914
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$1,794,852
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$1,385,587
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$9
Other income not declared elsewhere	2018-12-31	$3,016,458
Administrative expenses (other) incurred	2018-12-31	$1,596,435
Liabilities. Value of operating payables at end of year	2018-12-31	$107,527
Liabilities. Value of operating payables at beginning of year	2018-12-31	$194,867
Total non interest bearing cash at end of year	2018-12-31	$39,332
Total non interest bearing cash at beginning of year	2018-12-31	$34,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-206,326,260
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,219,641,557
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,425,967,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$1,824,945
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,089,588,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,271,068,769
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$50,440,184
Interest on participant loans	2018-12-31	$6,340,744
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$574
Income. Interest from corporate debt instruments	2018-12-31	$13,559
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$2,275,116,396
Value of interest in common/collective trusts at beginning of year	2018-12-31	$2,590,243,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$41,615,776
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$38,565,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$38,565,965
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$588,839
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$407,320,456
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Asset value of US Government securities at end of year	2018-12-31	$30,242
Asset value of US Government securities at beginning of year	2018-12-31	$24,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-251,770,443
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$-178,770,649
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	Yes
Assets. Invements in employer securities at end of year	2018-12-31	$254,851,609
Assets. Invements in employer securities at beginning of year	2018-12-31	$325,097,133
Assets. Value of employer real property at end of year	2018-12-31	$0
Assets. Value of employer real property at beginning of year	2018-12-31	$0
Contributions received in cash from employer	2018-12-31	$278,359,198
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from preferred stock	2018-12-31	$16,939
Income. Dividends from common stock	2018-12-31	$5,543,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$467,037,841
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$225,777
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$229,654
Contract administrator fees	2018-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$20,611,286
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$19,171,357
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$718,239
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$327,823
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$72,835,614
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$72,463,674
Liabilities. Value of acquisition indebtedness at end of year	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2018-12-31	346565596
2017 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$43,476,913
Total unrealized appreciation/depreciation of assets	2017-12-31	$43,476,913
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$522,699
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$48
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,395,350,728
Total loss/gain on sale of assets	2017-12-31	$3,290,021
Total of all expenses incurred	2017-12-31	$323,894,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$319,548,560
Expenses. Certain deemed distributions of participant loans	2017-12-31	$530,964
Value of total corrective distributions	2017-12-31	$150,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$613,595,305
Value of total assets at end of year	2017-12-31	$5,426,490,516
Value of total assets at beginning of year	2017-12-31	$4,354,511,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,664,369
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$4,804,260
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$116,281,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$110,344,842
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$228,886
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$235,454
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$276,771,250
Participant contributions at end of year	2017-12-31	$129,969,938
Participant contributions at beginning of year	2017-12-31	$116,367,543
Participant contributions at end of year	2017-12-31	$21,526
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$8,994
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$38,098
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$67,947,899
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$1,385,587
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$9
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$48
Other income not declared elsewhere	2017-12-31	$58,800
Administrative expenses (other) incurred	2017-12-31	$1,585,268
Liabilities. Value of operating payables at end of year	2017-12-31	$194,867
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$34,150
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$1,071,455,896
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,425,967,817
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,354,511,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$2,079,101
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,271,068,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,031,868,580
Value of interest in pooled separate accounts at end of year	2017-12-31	$50,440,184
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$101,070,544
Interest on participant loans	2017-12-31	$4,517,854
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$281
Income. Interest from corporate debt instruments	2017-12-31	$15,673
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$2,590,243,701
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,729,186,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$38,565,965
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$39,559,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$39,559,777
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$270,452
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$24,672
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$340,911,515
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,417,609
Net investment gain or loss from common/collective trusts	2017-12-31	$271,514,484
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	Yes
Assets. Invements in employer securities at end of year	2017-12-31	$325,097,133
Assets. Invements in employer securities at beginning of year	2017-12-31	$316,469,950
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$268,876,156
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$20,676
Income. Dividends from common stock	2017-12-31	$5,916,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$319,548,560
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$229,654
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$278,377
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$19,171,357
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$19,437,444
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$327,823
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$87,323,773
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$84,033,752
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2017-12-31	346565596
2016 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$57,391,937
Total unrealized appreciation/depreciation of assets	2016-12-31	$57,391,937
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$48
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$910,794,743
Total loss/gain on sale of assets	2016-12-31	$4,317,615
Total of all expenses incurred	2016-12-31	$334,783,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$330,673,571
Expenses. Certain deemed distributions of participant loans	2016-12-31	$207,916
Value of total corrective distributions	2016-12-31	$66,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$522,147,522
Value of total assets at end of year	2016-12-31	$4,354,511,969
Value of total assets at beginning of year	2016-12-31	$3,778,500,342
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,835,150
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$3,759,553
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$78,998,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$72,062,395
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$2,309,364
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$235,454
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$241,581,656
Participant contributions at end of year	2016-12-31	$116,367,543
Participant contributions at beginning of year	2016-12-31	$115,520,318
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$38,098
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$64,113,738
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$41,388,305
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$48
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$8,904
Administrative expenses (other) incurred	2016-12-31	$0
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$576,011,579
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,354,511,921
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,778,500,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$1,525,786
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,031,868,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,998,321,664
Value of interest in pooled separate accounts at end of year	2016-12-31	$101,070,544
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$50,289,950
Interest on participant loans	2016-12-31	$3,645,724
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$17,384
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$1,729,186,202
Value of interest in common/collective trusts at beginning of year	2016-12-31	$245,461,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$39,559,777
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$96,445
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$136,013,420
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,523,607
Net investment gain or loss from common/collective trusts	2016-12-31	$106,633,514
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$316,469,950
Assets. Invements in employer securities at beginning of year	2016-12-31	$304,792,980
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$239,177,561
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$18,974
Income. Dividends from common stock	2016-12-31	$6,917,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$330,673,571
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$278,377
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$19,437,444
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$91,971,968
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$87,654,353
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2016-12-31	541631262
2015 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-36,200,380
Total unrealized appreciation/depreciation of assets	2015-12-31	$-36,200,380
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$719,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$821,623
Total income from all sources (including contributions)	2015-12-31	$402,884,680
Total loss/gain on sale of assets	2015-12-31	$-3,425,128
Total of all expenses incurred	2015-12-31	$312,206,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$308,389,698
Expenses. Certain deemed distributions of participant loans	2015-12-31	$173,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$490,718,658
Value of total assets at end of year	2015-12-31	$3,778,500,342
Value of total assets at beginning of year	2015-12-31	$3,687,924,680
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,644,224
Total interest from all sources	2015-12-31	$3,585,906
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$111,246,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$105,401,789
Administrative expenses professional fees incurred	2015-12-31	$2,669,537
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$224,390,754
Participant contributions at end of year	2015-12-31	$115,520,318
Participant contributions at beginning of year	2015-12-31	$109,388,052
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$64,113,738
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$66,526,093
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$42,189,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$90,677,685
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,777,780,742
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,687,103,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$974,687
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,998,321,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,861,449,528
Value of interest in pooled separate accounts at end of year	2015-12-31	$50,289,950
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$51,968,082
Interest on participant loans	2015-12-31	$3,585,906
Value of interest in common/collective trusts at end of year	2015-12-31	$245,461,692
Value of interest in common/collective trusts at beginning of year	2015-12-31	$253,419,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-165,345,485
Net investment gain/loss from pooled separate accounts	2015-12-31	$703,798
Net investment gain or loss from common/collective trusts	2015-12-31	$1,600,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$304,792,980
Assets. Invements in employer securities at beginning of year	2015-12-31	$345,173,380
Contributions received in cash from employer	2015-12-31	$224,138,201
Income. Dividends from common stock	2015-12-31	$5,844,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$308,389,698
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$719,600
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$821,623
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$71,762,931
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$75,188,059
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2015-12-31	541631262
2014 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$23,938,604
Total unrealized appreciation/depreciation of assets	2014-12-31	$23,938,604
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$821,623
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$3,533,153
Total income from all sources (including contributions)	2014-12-31	$677,036,178
Total loss/gain on sale of assets	2014-12-31	$1,703,548
Total of all expenses incurred	2014-12-31	$307,052,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$304,418,633
Expenses. Certain deemed distributions of participant loans	2014-12-31	$19,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$436,767,734
Value of total assets at end of year	2014-12-31	$3,687,924,680
Value of total assets at beginning of year	2014-12-31	$3,320,652,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,613,940
Total interest from all sources	2014-12-31	$3,241,790
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$112,553,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$107,608,700
Administrative expenses professional fees incurred	2014-12-31	$1,537,609
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$200,268,681
Participant contributions at end of year	2014-12-31	$109,388,052
Participant contributions at beginning of year	2014-12-31	$96,332,377
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$66,526,093
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$158,819,461
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$34,296,418
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$4,790,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$369,983,735
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,687,103,057
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,317,119,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$1,076,331
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,861,449,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,507,602,517
Value of interest in pooled separate accounts at end of year	2014-12-31	$51,968,082
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$3,241,790
Value of interest in common/collective trusts at end of year	2014-12-31	$253,419,545
Value of interest in common/collective trusts at beginning of year	2014-12-31	$222,884,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$90,173,555
Net investment gain/loss from pooled separate accounts	2014-12-31	$1,012,705
Net investment gain or loss from common/collective trusts	2014-12-31	$7,645,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$345,173,380
Assets. Invements in employer securities at beginning of year	2014-12-31	$330,223,358
Contributions received in cash from employer	2014-12-31	$202,202,635
Income. Dividends from common stock	2014-12-31	$4,944,349
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$304,418,633
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$821,623
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$3,533,153
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$63,134,611
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$61,431,063
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2014-12-31	541631262
2013 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$71,200,393
Total unrealized appreciation/depreciation of assets	2013-12-31	$71,200,393
Total transfer of assets to this plan	2013-12-31	$141,178,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$3,533,153
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$3,863,899
Total income from all sources (including contributions)	2013-12-31	$993,795,139
Total loss/gain on sale of assets	2013-12-31	$12,654,636
Total of all expenses incurred	2013-12-31	$225,605,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$223,574,274
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,386
Value of total corrective distributions	2013-12-31	$147,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$442,757,467
Value of total assets at end of year	2013-12-31	$3,320,652,475
Value of total assets at beginning of year	2013-12-31	$2,411,614,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,878,163
Total interest from all sources	2013-12-31	$2,781,653
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$76,923,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$72,883,496
Administrative expenses professional fees incurred	2013-12-31	$1,133,333
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$193,570,498
Participant contributions at end of year	2013-12-31	$96,332,377
Participant contributions at beginning of year	2013-12-31	$75,493,486
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$4,996,074
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$158,819,461
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$142,919,031
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$43,295,818
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$4,790,761
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$12,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$768,190,069
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,317,119,322
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,407,751,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$744,830
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,507,602,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,692,221,420
Interest on participant loans	2013-12-31	$2,781,653
Value of interest in common/collective trusts at end of year	2013-12-31	$222,884,001
Value of interest in common/collective trusts at beginning of year	2013-12-31	$218,977,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$399,356,864
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,101,812
Net investment gain or loss from common/collective trusts	2013-12-31	$-13,993,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$330,223,358
Assets. Invements in employer securities at beginning of year	2013-12-31	$271,356,698
Contributions received in cash from employer	2013-12-31	$205,891,151
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$5,651,224
Income. Dividends from common stock	2013-12-31	$4,040,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$223,574,274
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$3,533,153
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$3,863,899
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$12,654,636
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2013-12-31	541631262
2012 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$43,402,333
Total unrealized appreciation/depreciation of assets	2012-12-31	$43,402,333
Total transfer of assets from this plan	2012-12-31	$12,879,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$3,863,899
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$467,463
Total income from all sources (including contributions)	2012-12-31	$686,909,401
Total loss/gain on sale of assets	2012-12-31	$33,325,940
Total of all expenses incurred	2012-12-31	$160,922,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$159,297,743
Expenses. Certain deemed distributions of participant loans	2012-12-31	$-15,620
Value of total corrective distributions	2012-12-31	$104,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$378,582,939
Value of total assets at end of year	2012-12-31	$2,411,614,992
Value of total assets at beginning of year	2012-12-31	$1,882,231,808
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,535,910
Total interest from all sources	2012-12-31	$2,147,254
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$40,750,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$39,854,790
Administrative expenses professional fees incurred	2012-12-31	$1,535,910
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$6,861,633
Amount contributed by the employer to the plan for this plan year	2012-12-31	$6,861,633
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$151,641,419
Participant contributions at end of year	2012-12-31	$75,493,486
Participant contributions at beginning of year	2012-12-31	$62,778,584
Participant contributions at end of year	2012-12-31	$4,996,074
Participant contributions at beginning of year	2012-12-31	$3,814,009
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$142,919,031
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$32,976,345
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$66,281,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$525,986,748
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,407,751,093
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,881,764,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,692,221,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,257,173,340
Interest on participant loans	2012-12-31	$2,147,254
Interest earned on other investments	2012-12-31	$189,655
Value of interest in common/collective trusts at end of year	2012-12-31	$218,977,059
Value of interest in common/collective trusts at beginning of year	2012-12-31	$299,610,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,002,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$178,391,417
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,357,246
Net investment gain or loss from common/collective trusts	2012-12-31	$7,952,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$271,356,698
Assets. Invements in employer securities at beginning of year	2012-12-31	$221,304,263
Contributions received in cash from employer	2012-12-31	$160,660,308
Employer contributions (assets) at end of year	2012-12-31	$5,651,224
Employer contributions (assets) at beginning of year	2012-12-31	$4,574,822
Income. Dividends from common stock	2012-12-31	$895,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$159,297,743
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$3,863,899
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$467,463
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$33,325,940
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2012-12-31	541631262
2011 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-13,403,156
Total unrealized appreciation/depreciation of assets	2011-12-31	$-13,403,156
Total transfer of assets to this plan	2011-12-31	$2,439
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$467,463
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,573,479
Total income from all sources (including contributions)	2011-12-31	$245,517,455
Total loss/gain on sale of assets	2011-12-31	$14,177,885
Total of all expenses incurred	2011-12-31	$140,559,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$139,207,797
Expenses. Certain deemed distributions of participant loans	2011-12-31	$95,701
Value of total corrective distributions	2011-12-31	$22,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$277,365,009
Value of total assets at end of year	2011-12-31	$1,882,231,808
Value of total assets at beginning of year	2011-12-31	$1,779,377,639
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,233,542
Total interest from all sources	2011-12-31	$2,002,266
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$28,319,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$27,384,940
Administrative expenses professional fees incurred	2011-12-31	$1,098,021
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$121,503,790
Participant contributions at end of year	2011-12-31	$62,778,584
Participant contributions at beginning of year	2011-12-31	$53,728,229
Participant contributions at end of year	2011-12-31	$3,814,009
Participant contributions at beginning of year	2011-12-31	$3,251,614
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$32,976,345
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$9,159,916
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$20,375,766
Other income not declared elsewhere	2011-12-31	$211,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$104,957,746
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,881,764,345
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,776,804,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$135,521
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,257,173,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,182,601,834
Interest on participant loans	2011-12-31	$2,002,266
Value of interest in common/collective trusts at end of year	2011-12-31	$299,610,445
Value of interest in common/collective trusts at beginning of year	2011-12-31	$300,000,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-80,689,045
Net investment gain/loss from pooled separate accounts	2011-12-31	$1,175,735
Net investment gain or loss from common/collective trusts	2011-12-31	$16,358,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$221,304,263
Assets. Invements in employer securities at beginning of year	2011-12-31	$218,658,094
Contributions received in cash from employer	2011-12-31	$135,485,453
Employer contributions (assets) at end of year	2011-12-31	$4,574,822
Employer contributions (assets) at beginning of year	2011-12-31	$11,977,899
Income. Dividends from common stock	2011-12-31	$934,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$139,207,797
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$467,463
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$2,573,479
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$14,177,885
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2011-12-31	541631262
2010 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$23,431,002
Total unrealized appreciation/depreciation of assets	2010-12-31	$23,431,002
Total transfer of assets to this plan	2010-12-31	$9,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,573,479
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,133,510
Total income from all sources (including contributions)	2010-12-31	$417,126,617
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$134,458,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$133,148,634
Expenses. Certain deemed distributions of participant loans	2010-12-31	$211,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$225,235,652
Value of total assets at end of year	2010-12-31	$1,779,377,639
Value of total assets at beginning of year	2010-12-31	$1,496,259,611
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,098,361
Total interest from all sources	2010-12-31	$1,918,450
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$20,271,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$20,271,927
Administrative expenses professional fees incurred	2010-12-31	$1,058,611
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$103,610,155
Participant contributions at end of year	2010-12-31	$53,728,229
Participant contributions at beginning of year	2010-12-31	$41,739,769
Participant contributions at end of year	2010-12-31	$3,251,614
Participant contributions at beginning of year	2010-12-31	$2,914,974
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$9,159,916
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$4,272,396
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$17,496,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$282,668,523
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,776,804,160
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,494,126,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$39,750
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,182,601,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$928,404,673
Interest on participant loans	2010-12-31	$1,918,450
Value of interest in common/collective trusts at end of year	2010-12-31	$300,000,053
Value of interest in common/collective trusts at beginning of year	2010-12-31	$282,881,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$126,412,002
Net investment gain or loss from common/collective trusts	2010-12-31	$19,857,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$218,658,094
Assets. Invements in employer securities at beginning of year	2010-12-31	$206,956,394
Contributions received in cash from employer	2010-12-31	$104,128,899
Employer contributions (assets) at end of year	2010-12-31	$11,977,899
Employer contributions (assets) at beginning of year	2010-12-31	$29,090,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$133,148,634
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$2,573,479
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$2,133,510
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2010-12-31	541631262
2009 : CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN

2022: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

32563

Policy instance

Insurance contract or identification number	32563
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA29027

Policy instance

Insurance contract or identification number	GA29027
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

32563

Policy instance

Insurance contract or identification number	32563
Number of Individuals Covered	12208
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA29027

Policy instance

Insurance contract or identification number	GA29027
Number of Individuals Covered	12208
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA29027

Policy instance

Insurance contract or identification number	GA29027
Number of Individuals Covered	68787
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA29027

Policy instance

Insurance contract or identification number	GA29027
Number of Individuals Covered	56917
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHX540

Policy instance

Insurance contract or identification number	PHX540
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CAPITAL ONE FINANCIAL CORPORATION
Employer identification number (EIN):	541719854
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2419959