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SUNRISE SENIOR LIVING 401(K) PLAN 401k Plan overview

Plan NameSUNRISE SENIOR LIVING 401(K) PLAN
Plan identification number 001

SUNRISE SENIOR LIVING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUNRISE SENIOR LIVING has sponsored the creation of one or more 401k plans.

Company Name:SUNRISE SENIOR LIVING
Employer identification number (EIN):541746596
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUNRISE SENIOR LIVING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATIE NILES
0012016-01-01JACQUELINE PROFFITT JACQUELINE PROFFITT2017-10-16
0012015-01-01JACQUELINE PROFFITT JACQUELINE PROFFITT2016-10-14
0012014-01-01JACQUELINE PROFFITT JACQUELINE PROFFITT2015-10-15
0012013-01-01JACQUELINE PROFFITT JACQUELINE PROFFITT2014-10-14

Plan Statistics for SUNRISE SENIOR LIVING 401(K) PLAN

401k plan membership statisitcs for SUNRISE SENIOR LIVING 401(K) PLAN

Measure Date Value
2022: SUNRISE SENIOR LIVING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0125,554
Total number of active participants reported on line 7a of the Form 55002022-01-0119,826
Number of retired or separated participants receiving benefits2022-01-0112
Number of other retired or separated participants entitled to future benefits2022-01-016,740
Total of all active and inactive participants2022-01-0126,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0126,578
Number of participants with account balances2022-01-0124,414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01328
2021: SUNRISE SENIOR LIVING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0124,299
Total number of active participants reported on line 7a of the Form 55002021-01-0119,930
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-014,917
Total of all active and inactive participants2021-01-0124,855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0124,855
Number of participants with account balances2021-01-0122,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01216
2020: SUNRISE SENIOR LIVING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0124,664
Total number of active participants reported on line 7a of the Form 55002020-01-0119,671
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-013,775
Total of all active and inactive participants2020-01-0123,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0123,450
Number of participants with account balances2020-01-0122,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01388
2019: SUNRISE SENIOR LIVING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0123,203
Total number of active participants reported on line 7a of the Form 55002019-01-0120,842
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-013,253
Total of all active and inactive participants2019-01-0124,096
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0124,096
Number of participants with account balances2019-01-0122,204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01288
2018: SUNRISE SENIOR LIVING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0123,627
Total number of active participants reported on line 7a of the Form 55002018-01-0118,804
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-013,844
Total of all active and inactive participants2018-01-0122,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0122,649
Number of participants with account balances2018-01-0122,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01314
2017: SUNRISE SENIOR LIVING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0121,906
Total number of active participants reported on line 7a of the Form 55002017-01-0120,955
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012,672
Total of all active and inactive participants2017-01-0123,627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0123,627
Number of participants with account balances2017-01-0119,884
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01549
2016: SUNRISE SENIOR LIVING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0120,569
Total number of active participants reported on line 7a of the Form 55002016-01-0118,915
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012,042
Total of all active and inactive participants2016-01-0120,957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-0120,960
Number of participants with account balances2016-01-0118,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011,884
2015: SUNRISE SENIOR LIVING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0120,182
Total number of active participants reported on line 7a of the Form 55002015-01-0118,486
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011,744
Total of all active and inactive participants2015-01-0120,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-0120,234
Number of participants with account balances2015-01-0117,287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011,812
2014: SUNRISE SENIOR LIVING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0119,920
Total number of active participants reported on line 7a of the Form 55002014-01-0118,196
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,411
Total of all active and inactive participants2014-01-0119,607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-0119,611
Number of participants with account balances2014-01-0116,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011,546
2013: SUNRISE SENIOR LIVING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0120,002
Total number of active participants reported on line 7a of the Form 55002013-01-0118,224
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011,330
Total of all active and inactive participants2013-01-0119,554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0110
Total participants2013-01-0119,564
Number of participants with account balances2013-01-0112,353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011,817

Financial Data on SUNRISE SENIOR LIVING 401(K) PLAN

Measure Date Value
2022 : SUNRISE SENIOR LIVING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,701,481
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$36,281,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$34,269,962
Expenses. Certain deemed distributions of participant loans2022-12-31$367,019
Value of total corrective distributions2022-12-31$4,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$45,894,563
Value of total assets at end of year2022-12-31$289,572,523
Value of total assets at beginning of year2022-12-31$330,555,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,640,097
Total interest from all sources2022-12-31$1,465,910
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,957,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,957,189
Administrative expenses professional fees incurred2022-12-31$58,250
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$33,196,923
Participant contributions at end of year2022-12-31$7,210,794
Participant contributions at beginning of year2022-12-31$7,144,221
Participant contributions at end of year2022-12-31$1,169,939
Participant contributions at beginning of year2022-12-31$1,094,535
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,209,626
Other income not declared elsewhere2022-12-31$-697,470
Administrative expenses (other) incurred2022-12-31$11,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-40,982,886
Value of net assets at end of year (total assets less liabilities)2022-12-31$289,572,523
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$330,555,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$34,573,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$96,996,876
Value of interest in pooled separate accounts at end of year2022-12-31$112,338,341
Value of interest in pooled separate accounts at beginning of year2022-12-31$75,209,878
Interest on participant loans2022-12-31$327,012
Interest earned on other investments2022-12-31$1,138,898
Value of interest in common/collective trusts at end of year2022-12-31$56,311,001
Value of interest in common/collective trusts at beginning of year2022-12-31$69,417,650
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$67,481,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$70,810,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-15,444,034
Net investment gain/loss from pooled separate accounts2022-12-31$-17,723,889
Net investment gain or loss from common/collective trusts2022-12-31$-20,153,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,488,014
Employer contributions (assets) at end of year2022-12-31$10,488,014
Employer contributions (assets) at beginning of year2022-12-31$9,882,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$34,269,962
Contract administrator fees2022-12-31$1,547,972
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : SUNRISE SENIOR LIVING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$73,286,363
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$41,611,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$39,518,782
Expenses. Certain deemed distributions of participant loans2021-12-31$346,110
Value of total corrective distributions2021-12-31$10,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$43,042,882
Value of total assets at end of year2021-12-31$330,555,409
Value of total assets at beginning of year2021-12-31$298,880,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,735,388
Total interest from all sources2021-12-31$1,504,459
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,145,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,145,572
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$30,635,149
Participant contributions at end of year2021-12-31$7,144,221
Participant contributions at beginning of year2021-12-31$7,048,734
Participant contributions at end of year2021-12-31$1,094,535
Participant contributions at beginning of year2021-12-31$1,055,079
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,525,688
Other income not declared elsewhere2021-12-31$952
Administrative expenses (other) incurred2021-12-31$1,735,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$31,675,138
Value of net assets at end of year (total assets less liabilities)2021-12-31$330,555,409
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$298,880,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$96,996,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$155,569,220
Value of interest in pooled separate accounts at end of year2021-12-31$75,209,878
Value of interest in pooled separate accounts at beginning of year2021-12-31$68,136,006
Interest on participant loans2021-12-31$355,053
Interest earned on other investments2021-12-31$1,149,406
Value of interest in common/collective trusts at end of year2021-12-31$69,417,650
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$70,810,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$67,071,232
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,968,809
Net investment gain/loss from pooled separate accounts2021-12-31$15,891,892
Net investment gain or loss from common/collective trusts2021-12-31$6,731,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$9,882,045
Employer contributions (assets) at end of year2021-12-31$9,882,045
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$39,518,782
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : SUNRISE SENIOR LIVING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$68,684,130
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$26,144,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$24,402,059
Expenses. Certain deemed distributions of participant loans2020-12-31$312,052
Value of total corrective distributions2020-12-31$2,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$32,507,377
Value of total assets at end of year2020-12-31$298,880,271
Value of total assets at beginning of year2020-12-31$256,340,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,427,168
Total interest from all sources2020-12-31$1,526,528
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,644,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,644,268
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$31,228,535
Participant contributions at end of year2020-12-31$7,048,734
Participant contributions at beginning of year2020-12-31$6,781,978
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,278,842
Other income not declared elsewhere2020-12-31$-117,935
Administrative expenses (other) incurred2020-12-31$1,427,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$42,540,109
Value of net assets at end of year (total assets less liabilities)2020-12-31$298,880,271
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$256,340,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$155,569,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$137,301,503
Value of interest in pooled separate accounts at end of year2020-12-31$68,136,006
Value of interest in pooled separate accounts at beginning of year2020-12-31$48,414,862
Interest on participant loans2020-12-31$368,584
Interest earned on other investments2020-12-31$1,157,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$67,071,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$54,777,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$18,644,169
Net investment gain/loss from pooled separate accounts2020-12-31$13,479,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Employer contributions (assets) at end of year2020-12-31$1,055,079
Employer contributions (assets) at beginning of year2020-12-31$9,064,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$24,402,059
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : SUNRISE SENIOR LIVING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$76,079,109
Total income from all sources (including contributions)2019-12-31$76,079,109
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$25,742,030
Total of all expenses incurred2019-12-31$25,742,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$23,877,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$23,877,933
Expenses. Certain deemed distributions of participant loans2019-12-31$543,106
Expenses. Certain deemed distributions of participant loans2019-12-31$543,106
Value of total corrective distributions2019-12-31$4,209
Value of total corrective distributions2019-12-31$4,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$39,543,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$39,543,206
Value of total assets at end of year2019-12-31$256,340,162
Value of total assets at end of year2019-12-31$256,340,162
Value of total assets at beginning of year2019-12-31$206,003,083
Value of total assets at beginning of year2019-12-31$206,003,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,316,782
Total interest from all sources2019-12-31$1,434,334
Total interest from all sources2019-12-31$1,434,334
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,639,929
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,639,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,639,929
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,639,929
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$28,940,439
Contributions received from participants2019-12-31$28,940,439
Participant contributions at end of year2019-12-31$6,781,978
Participant contributions at end of year2019-12-31$6,781,978
Participant contributions at beginning of year2019-12-31$6,426,887
Participant contributions at beginning of year2019-12-31$6,426,887
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,537,949
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,537,949
Other income not declared elsewhere2019-12-31$-95,382
Other income not declared elsewhere2019-12-31$-95,382
Administrative expenses (other) incurred2019-12-31$1,316,782
Administrative expenses (other) incurred2019-12-31$1,316,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$50,337,079
Value of net income/loss2019-12-31$50,337,079
Value of net assets at end of year (total assets less liabilities)2019-12-31$256,340,162
Value of net assets at end of year (total assets less liabilities)2019-12-31$256,340,162
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$206,003,083
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$206,003,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$137,301,503
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$137,301,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$109,269,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$109,269,131
Value of interest in pooled separate accounts at end of year2019-12-31$48,414,862
Value of interest in pooled separate accounts at end of year2019-12-31$48,414,862
Value of interest in pooled separate accounts at beginning of year2019-12-31$38,216,517
Value of interest in pooled separate accounts at beginning of year2019-12-31$38,216,517
Interest on participant loans2019-12-31$346,611
Interest on participant loans2019-12-31$346,611
Interest earned on other investments2019-12-31$1,087,723
Interest earned on other investments2019-12-31$1,087,723
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$54,777,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$54,777,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$43,754,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$43,754,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$20,798,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$20,798,661
Net investment gain/loss from pooled separate accounts2019-12-31$11,758,361
Net investment gain/loss from pooled separate accounts2019-12-31$11,758,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,064,818
Contributions received in cash from employer2019-12-31$9,064,818
Employer contributions (assets) at end of year2019-12-31$9,064,818
Employer contributions (assets) at end of year2019-12-31$9,064,818
Employer contributions (assets) at beginning of year2019-12-31$8,335,968
Employer contributions (assets) at beginning of year2019-12-31$8,335,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,877,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,877,933
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : SUNRISE SENIOR LIVING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$28,621,740
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$23,936,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,693,097
Expenses. Certain deemed distributions of participant loans2018-12-31$308,982
Value of total corrective distributions2018-12-31$25,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$36,301,949
Value of total assets at end of year2018-12-31$206,003,083
Value of total assets at beginning of year2018-12-31$201,317,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,908,692
Total interest from all sources2018-12-31$1,198,345
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,347,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,347,544
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$26,552,912
Participant contributions at end of year2018-12-31$6,426,887
Participant contributions at beginning of year2018-12-31$5,943,633
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,413,069
Other income not declared elsewhere2018-12-31$382,324
Administrative expenses (other) incurred2018-12-31$1,908,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$4,685,403
Value of net assets at end of year (total assets less liabilities)2018-12-31$206,003,083
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$201,317,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$109,269,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$108,536,179
Value of interest in pooled separate accounts at end of year2018-12-31$38,216,517
Value of interest in pooled separate accounts at beginning of year2018-12-31$37,529,494
Interest on participant loans2018-12-31$289,728
Interest earned on other investments2018-12-31$908,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$43,754,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$41,668,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,309,673
Net investment gain/loss from pooled separate accounts2018-12-31$-1,298,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,335,968
Employer contributions (assets) at end of year2018-12-31$8,335,968
Employer contributions (assets) at beginning of year2018-12-31$7,640,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,693,097
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : SUNRISE SENIOR LIVING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$53,689,768
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$17,615,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$15,782,681
Expenses. Certain deemed distributions of participant loans2017-12-31$515,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$33,030,551
Value of total assets at end of year2017-12-31$201,317,680
Value of total assets at beginning of year2017-12-31$165,242,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,316,414
Total interest from all sources2017-12-31$453,647
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,206,165
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,206,165
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$23,902,294
Participant contributions at end of year2017-12-31$5,943,633
Participant contributions at beginning of year2017-12-31$5,147,698
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,488,085
Other income not declared elsewhere2017-12-31$-50,129
Administrative expenses (other) incurred2017-12-31$1,316,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$36,074,713
Value of net assets at end of year (total assets less liabilities)2017-12-31$201,317,680
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$165,242,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$108,536,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$99,027,597
Value of interest in pooled separate accounts at end of year2017-12-31$37,529,494
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,054,455
Interest on participant loans2017-12-31$237,748
Interest earned on other investments2017-12-31$194,376
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$39,022,914
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$21,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$41,668,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,533,401
Net investment gain/loss from pooled separate accounts2017-12-31$9,018,049
Net investment gain or loss from common/collective trusts2017-12-31$498,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,640,172
Employer contributions (assets) at end of year2017-12-31$7,640,172
Employer contributions (assets) at beginning of year2017-12-31$6,990,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$15,782,681
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : SUNRISE SENIOR LIVING 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$37,560,836
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$15,705,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$14,722,403
Expenses. Certain deemed distributions of participant loans2016-12-31$-1,689
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$30,889,441
Value of total assets at end of year2016-12-31$165,242,967
Value of total assets at beginning of year2016-12-31$143,387,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$984,747
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$203,097
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,538,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,538,246
Administrative expenses professional fees incurred2016-12-31$85,134
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$21,567,066
Participant contributions at end of year2016-12-31$5,147,698
Participant contributions at beginning of year2016-12-31$4,543,704
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$1,862
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,332,072
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$24,953
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$43
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$21,855,375
Value of net assets at end of year (total assets less liabilities)2016-12-31$165,242,967
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$143,387,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$99,027,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$89,559,340
Value of interest in pooled separate accounts at end of year2016-12-31$15,054,455
Value of interest in pooled separate accounts at beginning of year2016-12-31$9,184,175
Interest on participant loans2016-12-31$203,097
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$39,022,914
Value of interest in common/collective trusts at beginning of year2016-12-31$33,999,154
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,674,000
Net investment gain/loss from pooled separate accounts2016-12-31$790,133
Net investment gain or loss from common/collective trusts2016-12-31$465,876
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,990,303
Employer contributions (assets) at end of year2016-12-31$6,990,303
Employer contributions (assets) at beginning of year2016-12-31$6,099,357
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$14,697,450
Contract administrator fees2016-12-31$899,613
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : SUNRISE SENIOR LIVING 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$27,685,561
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$14,060,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,233,402
Expenses. Certain deemed distributions of participant loans2015-12-31$10,675
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$27,197,616
Value of total assets at end of year2015-12-31$143,387,592
Value of total assets at beginning of year2015-12-31$129,762,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$816,797
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$171,823
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,292,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,292,223
Administrative expenses professional fees incurred2015-12-31$86,685
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$19,050,278
Participant contributions at end of year2015-12-31$4,543,704
Participant contributions at beginning of year2015-12-31$3,835,830
Participant contributions at end of year2015-12-31$1,862
Participant contributions at beginning of year2015-12-31$2,701
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,978,249
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$23,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-6,213
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$348,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$13,624,687
Value of net assets at end of year (total assets less liabilities)2015-12-31$143,387,592
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$129,762,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$89,559,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$81,815,274
Value of interest in pooled separate accounts at end of year2015-12-31$9,184,175
Value of interest in pooled separate accounts at beginning of year2015-12-31$8,181,191
Interest on participant loans2015-12-31$171,823
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$33,999,154
Value of interest in common/collective trusts at beginning of year2015-12-31$30,411,477
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,911,144
Net investment gain/loss from pooled separate accounts2015-12-31$680,144
Net investment gain or loss from common/collective trusts2015-12-31$261,112
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,169,089
Employer contributions (assets) at end of year2015-12-31$6,099,357
Employer contributions (assets) at beginning of year2015-12-31$5,167,689
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,209,903
Contract administrator fees2015-12-31$730,112
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE
Accountancy firm EIN2015-12-31390859910
2014 : SUNRISE SENIOR LIVING 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$29,034,924
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$20,652,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$19,550,838
Expenses. Certain deemed distributions of participant loans2014-12-31$-12,452
Value of total corrective distributions2014-12-31$295,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$23,235,335
Value of total assets at end of year2014-12-31$129,762,905
Value of total assets at beginning of year2014-12-31$121,380,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$818,583
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$152,416
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,235,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,235,498
Administrative expenses professional fees incurred2014-12-31$76,636
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$16,445,359
Participant contributions at end of year2014-12-31$3,835,830
Participant contributions at beginning of year2014-12-31$3,136,725
Participant contributions at end of year2014-12-31$2,701
Participant contributions at beginning of year2014-12-31$2,195
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$270,687
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$929,224
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$10,201
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$62,871
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$348,743
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$8,382,842
Value of net assets at end of year (total assets less liabilities)2014-12-31$129,762,905
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$121,380,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$81,815,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$8,181,191
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$152,416
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$30,411,477
Value of interest in common/collective trusts at beginning of year2014-12-31$113,213,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,901,749
Net investment gain/loss from pooled separate accounts2014-12-31$927,453
Net investment gain or loss from common/collective trusts2014-12-31$-1,480,398
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,860,752
Employer contributions (assets) at end of year2014-12-31$5,167,689
Employer contributions (assets) at beginning of year2014-12-31$4,756,577
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$19,540,637
Contract administrator fees2014-12-31$741,947
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE
Accountancy firm EIN2014-12-31390859910
2013 : SUNRISE SENIOR LIVING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$199,919
Total income from all sources (including contributions)2013-12-31$36,393,416
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$15,262,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$14,678,355
Expenses. Certain deemed distributions of participant loans2013-12-31$-5,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,538,046
Value of total assets at end of year2013-12-31$121,380,063
Value of total assets at beginning of year2013-12-31$100,449,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$590,164
Total interest from all sources2013-12-31$121,458
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,235,149
Participant contributions at end of year2013-12-31$3,136,725
Participant contributions at beginning of year2013-12-31$2,746,565
Participant contributions at end of year2013-12-31$2,195
Participant contributions at beginning of year2013-12-31$2,617
Assets. Other investments not covered elsewhere at end of year2013-12-31$270,687
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$209,917
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$546,329
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$199,919
Other income not declared elsewhere2013-12-31$7,015
Administrative expenses (other) incurred2013-12-31$590,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$21,130,432
Value of net assets at end of year (total assets less liabilities)2013-12-31$121,380,063
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$100,249,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$121,458
Value of interest in common/collective trusts at end of year2013-12-31$113,213,879
Value of interest in common/collective trusts at beginning of year2013-12-31$93,283,421
Net investment gain or loss from common/collective trusts2013-12-31$15,726,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,756,568
Employer contributions (assets) at end of year2013-12-31$4,756,577
Employer contributions (assets) at beginning of year2013-12-31$4,207,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$14,678,355
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2013-12-31390859910

Form 5500 Responses for SUNRISE SENIOR LIVING 401(K) PLAN

2022: SUNRISE SENIOR LIVING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SUNRISE SENIOR LIVING 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SUNRISE SENIOR LIVING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SUNRISE SENIOR LIVING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUNRISE SENIOR LIVING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUNRISE SENIOR LIVING 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUNRISE SENIOR LIVING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUNRISE SENIOR LIVING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUNRISE SENIOR LIVING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUNRISE SENIOR LIVING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075093
Policy instance 1
Insurance contract or identification number075093
Number of Individuals Covered26578
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075093
Policy instance 1
Insurance contract or identification number075093
Number of Individuals Covered24855
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075093
Policy instance 1
Insurance contract or identification number075093
Number of Individuals Covered23450
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075093
Policy instance 1
Insurance contract or identification number075093
Number of Individuals Covered24096
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075093
Policy instance 1
Insurance contract or identification number075093
Number of Individuals Covered22649
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $11,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees11000
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714567
Policy instance 1
Insurance contract or identification number714567
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $24
Total amount of fees paid to insurance companyUSD $7,945
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24
Amount paid for insurance broker fees7945
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075093
Policy instance 2
Insurance contract or identification number075093
Number of Individuals Covered23627
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714567
Policy instance 1
Insurance contract or identification number714567
Number of Individuals Covered20234
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,254
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees4254
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number714567
Policy instance 1
Insurance contract or identification number714567
Number of Individuals Covered19611
Insurance policy start date2014-02-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,034
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3034
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES LLC

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