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Plan Name | SAXON 401K PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | SCI SERVICES, INC. |
Employer identification number (EIN): | 541802882 |
NAIC Classification: | 522292 |
NAIC Description: | Real Estate Credit |
Additional information about SCI SERVICES, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2011-04-19 |
Company Identification Number: | 0801414417 |
Legal Registered Office Address: |
1 NEW YORK PLZ FL 5 NEW YORK United States of America (USA) 10004 |
More information about SCI SERVICES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2011-01-01 | LYNN LEACH | |||
001 | 2009-01-01 | LYNN LEACH | BRIAN HARDING | 2010-10-15 | |
001 | 2008-01-01 | LYNN LEACH | BRIAN HARDING | 2010-12-29 | |
001 | 2007-01-01 | LYNN LEACH | BRIAN HARDING | 2010-12-22 |
Measure | Date | Value |
---|---|---|
2011: SAXON 401K PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,742 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 0 |
Number of participants with account balances | 2011-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: SAXON 401K PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,395 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1,113 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 449 |
Total of all active and inactive participants | 2009-01-01 | 1,565 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 1 |
Total participants | 2009-01-01 | 1,566 |
Number of participants with account balances | 2009-01-01 | 1,118 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
2008: SAXON 401K PLAN 2008 401k membership | ||
Total participants, beginning-of-year | 2008-01-01 | 1,991 |
Total number of active participants reported on line 7a of the Form 5500 | 2008-01-01 | 897 |
Number of retired or separated participants receiving benefits | 2008-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2008-01-01 | 493 |
Total of all active and inactive participants | 2008-01-01 | 1,393 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2008-01-01 | 2 |
Total participants | 2008-01-01 | 1,395 |
Number of participants with account balances | 2008-01-01 | 1,006 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2008-01-01 | 0 |
2007: SAXON 401K PLAN 2007 401k membership | ||
Total participants, beginning-of-year | 2007-01-01 | 1,342 |
Total number of active participants reported on line 7a of the Form 5500 | 2007-01-01 | 1,556 |
Number of retired or separated participants receiving benefits | 2007-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2007-01-01 | 432 |
Total of all active and inactive participants | 2007-01-01 | 1,991 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2007-01-01 | 0 |
Total participants | 2007-01-01 | 1,991 |
Number of participants with account balances | 2007-01-01 | 1,204 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2007-01-01 | 0 |
Number of employers contributing to the scheme | 2007-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : SAXON 401K PLAN 2011 401k financial data | ||
Total transfer of assets from this plan | 2011-04-29 | $23,249,066 |
Total income from all sources (including contributions) | 2011-04-29 | $3,930,136 |
Total of all expenses incurred | 2011-04-29 | $3,022,954 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-04-29 | $3,019,107 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-04-29 | $2,494,015 |
Value of total assets at end of year | 2011-04-29 | $0 |
Value of total assets at beginning of year | 2011-04-29 | $22,341,884 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-04-29 | $3,847 |
Total interest from all sources | 2011-04-29 | $12,133 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-04-29 | $49,901 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-04-29 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-04-29 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-04-29 | $49,901 |
Was this plan covered by a fidelity bond | 2011-04-29 | Yes |
Value of fidelity bond cover | 2011-04-29 | $1,600,000 |
If this is an individual account plan, was there a blackout period | 2011-04-29 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-04-29 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-04-29 | No |
Contributions received from participants | 2011-04-29 | $1,450,282 |
Participant contributions at end of year | 2011-04-29 | $0 |
Participant contributions at beginning of year | 2011-04-29 | $934,473 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-04-29 | $173,676 |
Administrative expenses (other) incurred | 2011-04-29 | $3,847 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-29 | No |
Value of net income/loss | 2011-04-29 | $907,182 |
Value of net assets at end of year (total assets less liabilities) | 2011-04-29 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-04-29 | $22,341,884 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-04-29 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-04-29 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-04-29 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-04-29 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-04-29 | $18,122,485 |
Interest on participant loans | 2011-04-29 | $12,133 |
Value of interest in common/collective trusts at end of year | 2011-04-29 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-04-29 | $3,284,926 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-04-29 | $1,421,987 |
Net investment gain or loss from common/collective trusts | 2011-04-29 | $-47,900 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-04-29 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-04-29 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-04-29 | No |
Contributions received in cash from employer | 2011-04-29 | $870,057 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-04-29 | $3,019,107 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-04-29 | Yes |
Did the plan have assets held for investment | 2011-04-29 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-29 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-04-29 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-04-29 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-04-29 | Disclaimer |
Accountancy firm name | 2011-04-29 | DELOTTE AND TOUCHE |
Accountancy firm EIN | 2011-04-29 | 133891517 |
2010 : SAXON 401K PLAN 2010 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,036,520 |
Total of all expenses incurred | 2010-12-31 | $2,987,931 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,944,588 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $-343 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,593,291 |
Value of total assets at end of year | 2010-12-31 | $22,341,884 |
Value of total assets at beginning of year | 2010-12-31 | $17,293,295 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $43,686 |
Total interest from all sources | 2010-12-31 | $30,263 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $329,907 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $329,907 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,600,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $3,227,046 |
Participant contributions at end of year | 2010-12-31 | $934,473 |
Participant contributions at beginning of year | 2010-12-31 | $625,063 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $379,394 |
Administrative expenses (other) incurred | 2010-12-31 | $43,686 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $5,048,589 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $22,341,884 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $17,293,295 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $18,122,485 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $13,334,855 |
Interest on participant loans | 2010-12-31 | $30,263 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,284,926 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $3,333,377 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,973,694 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $109,365 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,986,851 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,944,588 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : SAXON 401K PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2008 : SAXON 401K PLAN 2008 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2008-12-31 | $0 |
2007 : SAXON 401K PLAN 2007 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2007-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2007-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2007-12-31 | $0 |
Total income from all sources (including contributions) | 2007-12-31 | $10,404,647 |
Total loss/gain on sale of assets | 2007-12-31 | $0 |
Total of all expenses incurred | 2007-12-31 | $7,977,317 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2007-12-31 | $7,961,117 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2007-12-31 | $8,775,151 |
Value of total assets at end of year | 2007-12-31 | $26,147,721 |
Value of total assets at beginning of year | 2007-12-31 | $23,720,391 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2007-12-31 | $16,200 |
Total interest from all sources | 2007-12-31 | $39,786 |
Total dividends received (eg from common stock, registered investment company shares) | 2007-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2007-12-31 | No |
Was this plan covered by a fidelity bond | 2007-12-31 | Yes |
Value of fidelity bond cover | 2007-12-31 | $16,000,000 |
If this is an individual account plan, was there a blackout period | 2007-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2007-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2007-12-31 | No |
Contributions received from participants | 2007-12-31 | $3,964,909 |
Participant contributions at end of year | 2007-12-31 | $583,905 |
Participant contributions at beginning of year | 2007-12-31 | $525,374 |
Income. Received or receivable in cash from other sources (including rollovers) | 2007-12-31 | $2,647,495 |
Administrative expenses (other) incurred | 2007-12-31 | $16,200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2007-12-31 | No |
Value of net income/loss | 2007-12-31 | $2,427,330 |
Value of net assets at end of year (total assets less liabilities) | 2007-12-31 | $26,147,721 |
Value of net assets at beginning of year (total assets less liabilities) | 2007-12-31 | $23,720,391 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2007-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2007-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2007-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2007-12-31 | $23,170,331 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2007-12-31 | $21,586,761 |
Interest on participant loans | 2007-12-31 | $39,786 |
Value of interest in common/collective trusts at end of year | 2007-12-31 | $2,270,817 |
Value of interest in common/collective trusts at beginning of year | 2007-12-31 | $1,500,701 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2007-12-31 | $1,510,285 |
Net investment gain or loss from common/collective trusts | 2007-12-31 | $79,425 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2007-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2007-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2007-12-31 | No |
Contributions received in cash from employer | 2007-12-31 | $2,162,747 |
Employer contributions (assets) at end of year | 2007-12-31 | $122,668 |
Employer contributions (assets) at beginning of year | 2007-12-31 | $107,555 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2007-12-31 | $7,961,117 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2007-12-31 | No |
Did the plan have assets held for investment | 2007-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2007-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2007-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2007-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2007-12-31 | Disclaimer |
Accountancy firm name | 2007-12-31 | DELOITTE AND TOUCHE |
Accountancy firm EIN | 2007-12-31 | 133891517 |
2011: SAXON 401K PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | Yes |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SAXON 401K PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | First time form 5500 has been submitted | Yes |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
2008: SAXON 401K PLAN 2008 form 5500 responses | ||
2008-01-01 | Type of plan entity | Single employer plan |
2008-01-01 | Submission has been amended | Yes |
2008-01-01 | This submission is the final filing | No |
2008-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-01-01 | Plan is a collectively bargained plan | No |
2008-01-01 | Plan funding arrangement – Trust | Yes |
2008-01-01 | Plan benefit arrangement - Trust | Yes |
2007: SAXON 401K PLAN 2007 form 5500 responses | ||
2007-01-01 | Type of plan entity | Single employer plan |
2007-01-01 | Submission has been amended | Yes |
2007-01-01 | This submission is the final filing | No |
2007-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2007-01-01 | Plan is a collectively bargained plan | No |
2007-01-01 | Plan funding arrangement – Trust | Yes |
2007-01-01 | Plan benefit arrangement - Trust | Yes |