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NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL COUNSELING GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL COUNSELING GROUP, INC.
Employer identification number (EIN):541905361
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about NATIONAL COUNSELING GROUP, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1997-11-12
Company Identification Number: 0493353
Legal Registered Office Address: PO BOX 11247
SUITE 200
RICHMOND
United States of America (USA)
23230

More information about NATIONAL COUNSELING GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01JOAN GREEN JOAN GREEN2017-10-13
0012015-01-01
0012014-01-01JOAN GREEN JOAN GREEN2015-10-15
0012013-01-01CHRISTOPHER BAHAM CHRISTOPHER BAHAM2014-10-15
0012012-01-01JOAN GREEN JOAN GREEN2013-10-15
0012011-01-01JOAN GREEN
0012009-01-01JOAN GREEN

Plan Statistics for NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,168
Total number of active participants reported on line 7a of the Form 55002016-01-01880
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01460
Total of all active and inactive participants2016-01-011,340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,340
Number of participants with account balances2016-01-011,121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0150
2015: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,197
Total number of active participants reported on line 7a of the Form 55002015-01-01738
Number of retired or separated participants receiving benefits2015-01-01495
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-011,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,233
Number of participants with account balances2015-01-011,187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0147
2014: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01937
Total number of active participants reported on line 7a of the Form 55002014-01-01654
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01100
Total of all active and inactive participants2014-01-01754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01754
Number of participants with account balances2014-01-01960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01895
Total number of active participants reported on line 7a of the Form 55002013-01-01791
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01144
Total of all active and inactive participants2013-01-01937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01937
Number of participants with account balances2013-01-01711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01836
Total number of active participants reported on line 7a of the Form 55002012-01-01789
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0197
Total of all active and inactive participants2012-01-01887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01887
Number of participants with account balances2012-01-01670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01683
Total number of active participants reported on line 7a of the Form 55002011-01-01741
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01126
Total of all active and inactive participants2011-01-01867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01867
Number of participants with account balances2011-01-01671
2009: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01260
Total number of active participants reported on line 7a of the Form 55002009-01-01372
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0156
Total of all active and inactive participants2009-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01428
Number of participants with account balances2009-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,665,241
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$354,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$302,292
Expenses. Certain deemed distributions of participant loans2016-12-31$3,005
Value of total corrective distributions2016-12-31$9,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,229,434
Value of total assets at end of year2016-12-31$6,165,242
Value of total assets at beginning of year2016-12-31$4,854,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$39,403
Total interest from all sources2016-12-31$9,282
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,095,391
Participant contributions at end of year2016-12-31$257,013
Participant contributions at beginning of year2016-12-31$165,062
Participant contributions at end of year2016-12-31$31,491
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$22,611
Administrative expenses (other) incurred2016-12-31$192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,310,631
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,165,242
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,854,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,747,163
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,582,460
Interest on participant loans2016-12-31$9,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$18,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$12,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$12,026
Net investment gain/loss from pooled separate accounts2016-12-31$426,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$111,432
Employer contributions (assets) at end of year2016-12-31$111,432
Employer contributions (assets) at beginning of year2016-12-31$95,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$302,292
Contract administrator fees2016-12-31$39,211
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PBMARES, LLP
Accountancy firm EIN2016-12-31540737372
2015 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$948,043
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$330,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$296,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,024,503
Value of total assets at end of year2015-12-31$4,854,611
Value of total assets at beginning of year2015-12-31$4,237,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,115
Total interest from all sources2015-12-31$6,227
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$914,499
Participant contributions at end of year2015-12-31$165,062
Participant contributions at beginning of year2015-12-31$150,531
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,941
Other income not declared elsewhere2015-12-31$1,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$617,387
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,854,611
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,237,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,582,460
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,897,087
Interest on participant loans2015-12-31$6,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$12,026
Net investment gain/loss from pooled separate accounts2015-12-31$-84,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$95,063
Employer contributions (assets) at end of year2015-12-31$95,063
Employer contributions (assets) at beginning of year2015-12-31$189,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$296,541
Contract administrator fees2015-12-31$34,115
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PBMARES, LLP
Accountancy firm EIN2015-12-31540737372
2014 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,175,191
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$303,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$271,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,009,709
Value of total assets at end of year2014-12-31$4,237,224
Value of total assets at beginning of year2014-12-31$3,365,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$31,528
Total interest from all sources2014-12-31$5,496
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$300,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$782,891
Participant contributions at end of year2014-12-31$150,531
Participant contributions at beginning of year2014-12-31$106,271
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$37,212
Administrative expenses (other) incurred2014-12-31$8,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$872,073
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,237,224
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,365,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$22,933
Value of interest in pooled separate accounts at end of year2014-12-31$3,897,087
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,095,546
Interest on participant loans2014-12-31$5,496
Net investment gain/loss from pooled separate accounts2014-12-31$159,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$189,606
Employer contributions (assets) at end of year2014-12-31$189,606
Employer contributions (assets) at beginning of year2014-12-31$163,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$271,590
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PBMARES, LLP
Accountancy firm EIN2014-12-31540737372
2013 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,475,545
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$287,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$257,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$971,907
Value of total assets at end of year2013-12-31$3,365,151
Value of total assets at beginning of year2013-12-31$2,177,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,436
Total interest from all sources2013-12-31$3,404
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$300,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$776,614
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$31,959
Assets. Loans (other than to participants) at end of year2013-12-31$106,271
Assets. Loans (other than to participants) at beginning of year2013-12-31$67,817
Administrative expenses (other) incurred2013-12-31$8,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,187,852
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,365,151
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,177,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$21,962
Value of interest in pooled separate accounts at end of year2013-12-31$3,095,546
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,109,482
Interest on participant loans2013-12-31$3,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$500,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$163,334
Employer contributions (assets) at end of year2013-12-31$163,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$257,257
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PBMARES, LLP
Accountancy firm EIN2013-12-31540737372
2012 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,471
Total income from all sources (including contributions)2012-12-31$1,025,732
Total of all expenses incurred2012-12-31$268,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$234,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$789,360
Value of total assets at end of year2012-12-31$2,177,299
Value of total assets at beginning of year2012-12-31$1,428,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$34,606
Total interest from all sources2012-12-31$1,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$300,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$776,818
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,542
Assets. Loans (other than to participants) at end of year2012-12-31$67,817
Assets. Loans (other than to participants) at beginning of year2012-12-31$28,604
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$8,471
Administrative expenses (other) incurred2012-12-31$12,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$756,858
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,177,299
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,420,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$22,357
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,109,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,400,308
Interest on participant loans2012-12-31$1,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$234,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$234,268
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PBMARES, LLP
Accountancy firm EIN2012-12-31540737372
2011 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,471
Total income from all sources (including contributions)2011-12-31$655,324
Total of all expenses incurred2011-12-31$135,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$98,295
Value of total corrective distributions2011-12-31$8,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$720,587
Value of total assets at end of year2011-12-31$1,428,912
Value of total assets at beginning of year2011-12-31$900,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$28,347
Total interest from all sources2011-12-31$434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$300,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$699,868
Participant contributions at end of year2011-12-31$28,604
Participant contributions at beginning of year2011-12-31$1,993
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$20,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$8,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$520,211
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,420,441
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$900,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$28,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$898,237
Value of interest in pooled separate accounts at end of year2011-12-31$1,400,308
Interest on participant loans2011-12-31$434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-65,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$98,295
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WITT MARES
Accountancy firm EIN2011-12-31541184709
2010 : NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$635,405
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$52,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$35,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$542,892
Value of total assets at end of year2010-12-31$900,230
Value of total assets at beginning of year2010-12-31$317,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,881
Total interest from all sources2010-12-31$40
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$300,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$531,269
Participant contributions at end of year2010-12-31$1,993
Participant contributions at beginning of year2010-12-31$38,850
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$583,176
Value of net assets at end of year (total assets less liabilities)2010-12-31$900,230
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$317,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$898,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$278,204
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$40
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$92,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$35,348
Contract administrator fees2010-12-31$16,881
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KINKEL & INDELICARTO, PLLC
Accountancy firm EIN2010-12-31541700072

Form 5500 Responses for NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN

2016: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: NATIONAL COUNSELING GROUP, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number90873
Policy instance 1
Insurance contract or identification number90873
Number of Individuals Covered1187
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,657
Total amount of fees paid to insurance companyUSD $11,522
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,657
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees3587
Insurance broker nameTHE ROSE FINANCIAL GROUP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number90873
Policy instance 1
Insurance contract or identification number90873
Number of Individuals Covered960
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,586
Total amount of fees paid to insurance companyUSD $10,379
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees1784
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $8,586
Insurance broker nameINVESTMENT PROFESSIONALS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number90873
Policy instance 1
Insurance contract or identification number90873
Number of Individuals Covered826
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,895
Total amount of fees paid to insurance companyUSD $7,009
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number90873
Policy instance 1
Insurance contract or identification number90873
Number of Individuals Covered575
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,468
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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