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IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameIMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

IMMIXGROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:IMMIXGROUP, INC.
Employer identification number (EIN):541908609
NAIC Classification:541600

Additional information about IMMIXGROUP, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1998-08-05
Company Identification Number: 0506994
Legal Registered Office Address: 8444 WESTPARK DR STE 200

MCLEAN
United States of America (USA)
22102

More information about IMMIXGROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01BERNADETTE DAVIS
0012015-01-01BERNADETTE DAVIS
0012014-01-01BERNADETTE DAVIS
0012013-01-01BERNADETTE DAVIS
0012012-01-01BERNADETTE DAVIS
0012011-01-01BERNADETTE DAVIS
0012009-01-01DONYA JENKINS DONYA JENKINS2010-09-28

Plan Statistics for IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2016: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01352
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01350
Total number of active participants reported on line 7a of the Form 55002015-01-01244
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01108
Total of all active and inactive participants2015-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01352
Number of participants with account balances2015-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0154
2014: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01358
Total number of active participants reported on line 7a of the Form 55002014-01-01244
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01105
Total of all active and inactive participants2014-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01349
Number of participants with account balances2014-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0144
2013: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01334
Total number of active participants reported on line 7a of the Form 55002013-01-01239
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01119
Total of all active and inactive participants2013-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01358
Number of participants with account balances2013-01-01326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0148
2012: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01261
Total number of active participants reported on line 7a of the Form 55002012-01-01239
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0194
Total of all active and inactive participants2012-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01333
Number of participants with account balances2012-01-01270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01245
Total number of active participants reported on line 7a of the Form 55002011-01-01197
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0163
Total of all active and inactive participants2011-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01260
Number of participants with account balances2011-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0113
2009: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01202
Total number of active participants reported on line 7a of the Form 55002009-01-01139
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0173
Total of all active and inactive participants2009-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01212
Number of participants with account balances2009-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2016 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-02-28$0
Total transfer of assets from this plan2016-02-28$13,619,816
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-02-28$0
Total income from all sources (including contributions)2016-02-28$-752,961
Total loss/gain on sale of assets2016-02-28$0
Total of all expenses incurred2016-02-28$477,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-02-28$477,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-02-28$4,381
Value of total assets at end of year2016-02-28$0
Value of total assets at beginning of year2016-02-28$14,850,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-02-28$98
Total interest from all sources2016-02-28$149
Total dividends received (eg from common stock, registered investment company shares)2016-02-28$0
Was this plan covered by a fidelity bond2016-02-28Yes
Value of fidelity bond cover2016-02-28$500,000
If this is an individual account plan, was there a blackout period2016-02-28Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-02-28$0
Were there any nonexempt tranactions with any party-in-interest2016-02-28No
Participant contributions at end of year2016-02-28$0
Participant contributions at beginning of year2016-02-28$41,019
Participant contributions at end of year2016-02-28$0
Participant contributions at beginning of year2016-02-28$209
Assets. Other investments not covered elsewhere at end of year2016-02-28$0
Assets. Other investments not covered elsewhere at beginning of year2016-02-28$629,271
Income. Received or receivable in cash from other sources (including rollovers)2016-02-28$4,381
Total non interest bearing cash at end of year2016-02-28$0
Total non interest bearing cash at beginning of year2016-02-28$46,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-02-28No
Value of net income/loss2016-02-28$-1,230,585
Value of net assets at end of year (total assets less liabilities)2016-02-28$0
Value of net assets at beginning of year (total assets less liabilities)2016-02-28$14,850,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2016-02-28No
Were any leases to which the plan was party in default or uncollectible2016-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-02-28$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-02-28$14,133,389
Interest on participant loans2016-02-28$149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-02-28$-757,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-02-28Yes
Was there a failure to transmit to the plan any participant contributions2016-02-28No
Has the plan failed to provide any benefit when due under the plan2016-02-28No
Employer contributions (assets) at end of year2016-02-28$0
Employer contributions (assets) at beginning of year2016-02-28$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-02-28$477,526
Contract administrator fees2016-02-28$98
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-02-28Yes
Did the plan have assets held for investment2016-02-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-02-28Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-02-28Yes
Opinion of an independent qualified public accountant for this plan2016-02-28Disclaimer
Accountancy firm name2016-02-28DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2016-02-28560747981
2015 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,733,706
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,944,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,937,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,987,967
Value of total assets at end of year2015-12-31$14,850,401
Value of total assets at beginning of year2015-12-31$15,061,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,674
Total interest from all sources2015-12-31$1,734
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,334,893
Participant contributions at end of year2015-12-31$41,019
Participant contributions at beginning of year2015-12-31$60,310
Participant contributions at end of year2015-12-31$209
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$629,271
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$526,101
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$79,010
Administrative expenses (other) incurred2015-12-31$5,946
Total non interest bearing cash at end of year2015-12-31$46,513
Total non interest bearing cash at beginning of year2015-12-31$53,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-210,811
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,850,401
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,061,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,133,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,408,042
Interest on participant loans2015-12-31$1,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-255,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$574,064
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$12,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,937,843
Contract administrator fees2015-12-31$728
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747981
2014 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,797,554
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,703,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,699,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,134,761
Value of total assets at end of year2014-12-31$15,061,212
Value of total assets at beginning of year2014-12-31$13,966,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,862
Total interest from all sources2014-12-31$3,420
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,256,083
Participant contributions at end of year2014-12-31$60,310
Participant contributions at beginning of year2014-12-31$105,472
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$526,101
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$380,978
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$295,074
Administrative expenses (other) incurred2014-12-31$3,650
Total non interest bearing cash at end of year2014-12-31$53,761
Total non interest bearing cash at beginning of year2014-12-31$30,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,094,513
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,061,212
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,966,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,408,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,427,831
Interest on participant loans2014-12-31$3,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$659,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$583,604
Employer contributions (assets) at end of year2014-12-31$12,998
Employer contributions (assets) at beginning of year2014-12-31$22,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,699,179
Contract administrator fees2014-12-31$212
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,789,015
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,826,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,823,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,478,199
Value of total assets at end of year2013-12-31$13,966,699
Value of total assets at beginning of year2013-12-31$11,004,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,266
Total interest from all sources2013-12-31$4,836
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,240,861
Participant contributions at end of year2013-12-31$105,472
Participant contributions at beginning of year2013-12-31$105,811
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$104
Assets. Other investments not covered elsewhere at end of year2013-12-31$380,978
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$703,827
Administrative expenses (other) incurred2013-12-31$3,000
Total non interest bearing cash at end of year2013-12-31$30,323
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,962,119
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,966,699
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,004,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,427,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,869,442
Interest on participant loans2013-12-31$4,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$26
Net investment gain/loss from pooled separate accounts2013-12-31$2,305,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$533,511
Employer contributions (assets) at end of year2013-12-31$22,095
Employer contributions (assets) at beginning of year2013-12-31$22,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,823,630
Contract administrator fees2013-12-31$266
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,261,446
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$706,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$702,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,016,557
Value of total assets at end of year2012-12-31$11,004,580
Value of total assets at beginning of year2012-12-31$8,449,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,550
Total interest from all sources2012-12-31$5,147
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,196,010
Participant contributions at end of year2012-12-31$105,811
Participant contributions at beginning of year2012-12-31$88,873
Participant contributions at end of year2012-12-31$104
Participant contributions at beginning of year2012-12-31$100
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$282,914
Administrative expenses (other) incurred2012-12-31$2,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,554,623
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,004,580
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,449,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$10,869,442
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,346,926
Interest on participant loans2012-12-31$5,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$7,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$7,240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$33
Net investment gain/loss from pooled separate accounts2012-12-31$1,239,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$537,633
Employer contributions (assets) at end of year2012-12-31$22,084
Employer contributions (assets) at beginning of year2012-12-31$6,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$702,273
Contract administrator fees2012-12-31$2,162
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,317,786
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$630,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$605,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,632,306
Value of total assets at end of year2011-12-31$8,449,957
Value of total assets at beginning of year2011-12-31$7,762,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,680
Total interest from all sources2011-12-31$5,338
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,020,859
Participant contributions at end of year2011-12-31$88,873
Participant contributions at beginning of year2011-12-31$101,431
Participant contributions at end of year2011-12-31$100
Participant contributions at beginning of year2011-12-31$97
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$177,317
Administrative expenses (other) incurred2011-12-31$3,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$687,207
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,449,957
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,762,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$8,346,926
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,574,934
Interest on participant loans2011-12-31$4,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$7,240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$61,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$61,870
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$490
Net investment gain/loss from pooled separate accounts2011-12-31$-319,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$434,130
Employer contributions (assets) at end of year2011-12-31$6,818
Employer contributions (assets) at beginning of year2011-12-31$24,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$605,899
Contract administrator fees2011-12-31$21,208
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,345,932
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$716,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$676,526
Value of total corrective distributions2010-12-31$20,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,419,466
Value of total assets at end of year2010-12-31$7,762,750
Value of total assets at beginning of year2010-12-31$6,133,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,131
Total interest from all sources2010-12-31$4,022
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$3,138
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$837,702
Participant contributions at end of year2010-12-31$101,431
Participant contributions at beginning of year2010-12-31$29,273
Participant contributions at end of year2010-12-31$97
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$213,481
Administrative expenses (other) incurred2010-12-31$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,629,144
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,762,750
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,133,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$7,574,934
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,965,498
Interest on participant loans2010-12-31$3,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$61,870
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$72,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$72,028
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$695
Net investment gain/loss from pooled separate accounts2010-12-31$922,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$368,283
Employer contributions (assets) at end of year2010-12-31$24,418
Employer contributions (assets) at beginning of year2010-12-31$66,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$676,526
Contract administrator fees2010-12-31$16,948
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2010-12-31560747981

Form 5500 Responses for IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST

2016: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: IMMIXGROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-01-31
Total amount of commissions paid to insurance brokerUSD $5,890
Total amount of fees paid to insurance companyUSD $617
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,890
Insurance broker organization code?3
Amount paid for insurance broker fees617
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameCOASTAL PENSION SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered360
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $38,204
Total amount of fees paid to insurance companyUSD $17,744
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,204
Insurance broker organization code?3
Amount paid for insurance broker fees17744
Additional information about fees paid to insurance brokerTPA COMPENSATION AND OTHER ALLOWANCE
Insurance broker nameCOASTAL PENSION SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered356
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $36,152
Total amount of fees paid to insurance companyUSD $13,918
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,152
Insurance broker organization code?3
Amount paid for insurance broker fees13918
Additional information about fees paid to insurance brokerTPA COMPENSATION AND OTHER ALLOWANCE
Insurance broker nameCOASTAL PENSION SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered342
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $30,370
Total amount of fees paid to insurance companyUSD $6,142
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,370
Insurance broker organization code?3
Amount paid for insurance broker fees6142
Additional information about fees paid to insurance brokerTPA COMPENSATION AND OTHER ALLOWANCE
Insurance broker nameCOASTAL PENSION SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered265
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $24,123
Total amount of fees paid to insurance companyUSD $9,339
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,123
Insurance broker organization code?3
Amount paid for insurance broker fees9339
Additional information about fees paid to insurance brokerTPA COMPENSATION AND OTHER ALLOWANCES
Insurance broker nameCOASTAL PENSION SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered226
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $20,655
Total amount of fees paid to insurance companyUSD $4,116
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number36608
Policy instance 1
Insurance contract or identification number36608
Number of Individuals Covered225
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $16,278
Total amount of fees paid to insurance companyUSD $3,452
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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