401k Plan data: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST plan

NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST
Plan identification number	001

NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NOVA ORTHOPEDIC & SPINE CARE, S.C. has sponsored the creation of one or more 401k plans.

Company Name: NOVA ORTHOPEDIC & SPINE CARE, S.C.

Employer identification number (EIN): 541977900

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 PAYMAUN LOTFI
001 2017-01-01 PAYMAUN LOTFI
001 2016-01-01 PAYMAUN LOTFI
001 2015-01-01 PAYMAUN LOTFI
001 2014-01-01 PAYMAUN LOTFI
001 2013-01-01 PAYMAUN LOTFI
001 2012-01-01 PAYMAUN LOTFI
001 2011-01-01 PAYMAUN LOTFI
001 2009-01-01 PAYMAUN M. LOTFI, M.D.

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01	PAYMAUN LOTFI
001	2017-01-01	PAYMAUN LOTFI
001	2016-01-01	PAYMAUN LOTFI
001	2015-01-01	PAYMAUN LOTFI
001	2014-01-01	PAYMAUN LOTFI
001	2013-01-01	PAYMAUN LOTFI
001	2012-01-01	PAYMAUN LOTFI
001	2011-01-01	PAYMAUN LOTFI
001	2009-01-01	PAYMAUN M. LOTFI, M.D.

Financial Data on NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST

Measure	Date	Value
2018 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$55,304
Expenses. Total of all expenses incurred	2018-12-31	$2,906,944
Benefits paid (including direct rollovers)	2018-12-31	$2,904,649
Total plan assets at end of year	2018-12-31	$0
Total plan assets at beginning of year	2018-12-31	$2,851,640
Value of fidelity bond covering the plan	2018-12-31	$300,000
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$55,304
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-2,851,640
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,851,640
Total contributions received or receivable from employer(s)	2018-12-31	$0
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$2,295
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$398,735
Expenses. Total of all expenses incurred	2017-12-31	$0
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$2,851,640
Total plan assets at beginning of year	2017-12-31	$2,452,905
Value of fidelity bond covering the plan	2017-12-31	$250,000
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$398,735
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$398,735
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,851,640
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,452,905
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$199,792
Expenses. Total of all expenses incurred	2016-12-31	$37,559
Benefits paid (including direct rollovers)	2016-12-31	$37,184
Total plan assets at end of year	2016-12-31	$2,452,905
Total plan assets at beginning of year	2016-12-31	$2,290,672
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$199,792
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$162,233
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,452,905
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,290,672
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$375
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$60,547
Expenses. Total of all expenses incurred	2015-12-31	$21,495
Benefits paid (including direct rollovers)	2015-12-31	$21,245
Total plan assets at end of year	2015-12-31	$2,290,672
Total plan assets at beginning of year	2015-12-31	$2,251,620
Value of fidelity bond covering the plan	2015-12-31	$230,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$250
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-6,853
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$39,052
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,290,672
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,251,620
Total contributions received or receivable from employer(s)	2015-12-31	$67,400
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$-15,808
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$231,858
Expenses. Total of all expenses incurred	2014-12-31	$216,906
Benefits paid (including direct rollovers)	2014-12-31	$215,920
Total plan assets at end of year	2014-12-31	$2,251,620
Total plan assets at beginning of year	2014-12-31	$2,252,476
Value of fidelity bond covering the plan	2014-12-31	$230,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$986
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$164,458
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$14,952
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,251,620
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,252,476
Total contributions received or receivable from employer(s)	2014-12-31	$67,400
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$604,425
Expenses. Total of all expenses incurred	2013-12-31	$829
Benefits paid (including direct rollovers)	2013-12-31	$355
Total plan assets at end of year	2013-12-31	$2,252,476
Total plan assets at beginning of year	2013-12-31	$1,648,880
Value of fidelity bond covering the plan	2013-12-31	$225,000
Total contributions received or receivable from participants	2013-12-31	$91,670
Expenses. Other expenses not covered elsewhere	2013-12-31	$474
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$409,179
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$603,596
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,252,476
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,648,880
Assets. Value of participant loans	2013-12-31	$16,177
Total contributions received or receivable from employer(s)	2013-12-31	$103,576
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$349,429
Expenses. Total of all expenses incurred	2012-12-31	$60,950
Benefits paid (including direct rollovers)	2012-12-31	$60,451
Total plan assets at end of year	2012-12-31	$1,648,880
Total plan assets at beginning of year	2012-12-31	$1,360,401
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$86,698
Expenses. Other expenses not covered elsewhere	2012-12-31	$499
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$155,145
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$288,479
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,648,880
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,360,401
Assets. Value of participant loans	2012-12-31	$3,285
Total contributions received or receivable from employer(s)	2012-12-31	$107,586
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$158,665
Expenses. Total of all expenses incurred	2011-12-31	$5,525
Benefits paid (including direct rollovers)	2011-12-31	$5,525
Total plan assets at end of year	2011-12-31	$1,360,401
Total plan assets at beginning of year	2011-12-31	$1,207,261
Value of fidelity bond covering the plan	2011-12-31	$120,000
Total contributions received or receivable from participants	2011-12-31	$76,010
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-48,539
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$153,140
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,360,401
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,207,261
Assets. Value of participant loans	2011-12-31	$2,738
Total contributions received or receivable from employer(s)	2011-12-31	$131,194
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$323,354
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$1,207,261
Total plan assets at beginning of year	2010-12-31	$883,907
Value of fidelity bond covering the plan	2010-12-31	$120,000
Total contributions received or receivable from participants	2010-12-31	$72,500
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$52,190
Other income received	2010-12-31	$74,152
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$323,354
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,207,261
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$883,907
Assets. Value of participant loans	2010-12-31	$5,236
Total contributions received or receivable from employer(s)	2010-12-31	$124,512
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST

2018: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NOVA ORTHOPEDIC & SPINE CARE 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	811094
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	811094
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	811094
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	811094
Policy instance	1

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Company Name:	NOVA ORTHOPEDIC & SPINE CARE, S.C.
Employer identification number (EIN):	541977900
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)