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KCG 401 (K) PLAN 401k Plan overview

Plan NameKCG 401 (K) PLAN
Plan identification number 001

KCG 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KNOWLEDGE CONSULTING GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:KNOWLEDGE CONSULTING GROUP, INC.
Employer identification number (EIN):541981537
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Additional information about KNOWLEDGE CONSULTING GROUP, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2006-08-14
Company Identification Number: 0800694767
Legal Registered Office Address: 2251 CORPORATE PARK DR

HERNDON
United States of America (USA)
20171

More information about KNOWLEDGE CONSULTING GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KCG 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01MARGO MENTUS MARGO MENTUS2016-10-12
0012014-01-01DENISE GOODING DENISE GOODING2015-10-14
0012013-01-01SHERRIE NUTZMAN
0012012-01-01SHERRIE NUTZMAN
0012011-01-01SHERRIE NUTZMAN
0012010-01-01SHERRIE NUTZMAN
0012009-01-01SHERRIE NUTZMAN

Plan Statistics for KCG 401 (K) PLAN

401k plan membership statisitcs for KCG 401 (K) PLAN

Measure Date Value
2015: KCG 401 (K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01296
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: KCG 401 (K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01290
Total number of active participants reported on line 7a of the Form 55002014-01-01221
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0171
Total of all active and inactive participants2014-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01292
Number of participants with account balances2014-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0163
2013: KCG 401 (K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01304
Total number of active participants reported on line 7a of the Form 55002013-01-01213
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0167
Total of all active and inactive participants2013-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01280
Number of participants with account balances2013-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0146
2012: KCG 401 (K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01264
Total number of active participants reported on line 7a of the Form 55002012-01-01222
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01295
Number of participants with account balances2012-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0158
2011: KCG 401 (K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01250
Total number of active participants reported on line 7a of the Form 55002011-01-01201
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01260
Number of participants with account balances2011-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0152
2010: KCG 401 (K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01246
Total number of active participants reported on line 7a of the Form 55002010-01-01187
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0153
Total of all active and inactive participants2010-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01240
Number of participants with account balances2010-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0168
2009: KCG 401 (K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01192
Total number of active participants reported on line 7a of the Form 55002009-01-01165
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0175
Total of all active and inactive participants2009-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01240
Number of participants with account balances2009-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on KCG 401 (K) PLAN

Measure Date Value
2015 : KCG 401 (K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$8,271,492
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$811,943
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,978,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,970,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$952,756
Value of total assets at end of year2015-12-31$0
Value of total assets at beginning of year2015-12-31$10,438,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,986
Total interest from all sources2015-12-31$2,980
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$7,264
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$766,198
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$113,372
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$69,885
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$2,270
Administrative expenses (other) incurred2015-12-31$722
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,167,022
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,438,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,887,930
Interest on participant loans2015-12-31$2,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$434,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$434,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-143,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$116,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,970,979
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK
Accountancy firm EIN2015-12-31221478099
2014 : KCG 401 (K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,633,931
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,899,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,892,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,005,016
Value of total assets at end of year2014-12-31$10,438,514
Value of total assets at beginning of year2014-12-31$9,703,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,695
Total interest from all sources2014-12-31$5,692
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$6,695
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,365,677
Participant contributions at end of year2014-12-31$113,372
Participant contributions at beginning of year2014-12-31$130,545
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$372,370
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$2,270
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$15,487
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$734,876
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,438,514
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,703,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,887,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,033,440
Interest on participant loans2014-12-31$5,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$434,942
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$524,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$524,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$623,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$266,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,892,360
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHNREZNICK
Accountancy firm EIN2014-12-31221478099
2013 : KCG 401 (K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,725,968
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,257,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,251,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,753,193
Value of total assets at end of year2013-12-31$9,703,638
Value of total assets at beginning of year2013-12-31$7,234,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,745
Total interest from all sources2013-12-31$6,977
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$5,745
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,309,731
Participant contributions at end of year2013-12-31$130,545
Participant contributions at beginning of year2013-12-31$103,892
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$182,549
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$15,487
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$16,390
Total non interest bearing cash at end of year2013-12-31$18
Total non interest bearing cash at beginning of year2013-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,468,841
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,703,638
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,234,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,033,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,565,065
Interest on participant loans2013-12-31$6,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$524,148
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$549,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$549,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,965,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$260,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,251,382
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WATKINS MEEGAN, LLC
Accountancy firm EIN2013-12-31521297695
2012 : KCG 401 (K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,936,175
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,155,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,149,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,976,310
Value of total assets at end of year2012-12-31$7,234,797
Value of total assets at beginning of year2012-12-31$5,453,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,563
Total interest from all sources2012-12-31$4,567
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$5,430
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,237,847
Participant contributions at end of year2012-12-31$103,892
Participant contributions at beginning of year2012-12-31$114,035
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$474,339
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$16,390
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$6,720
Administrative expenses (other) incurred2012-12-31$133
Total non interest bearing cash at end of year2012-12-31$15
Total non interest bearing cash at beginning of year2012-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,780,960
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,234,797
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,453,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,565,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,890,292
Interest on participant loans2012-12-31$4,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$549,435
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$442,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$442,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$955,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$264,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,149,652
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WATKINS MEEGAN, LLC
Accountancy firm EIN2012-12-31521297695
2011 : KCG 401 (K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,103,141
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$884,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$878,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,621,253
Value of total assets at end of year2011-12-31$5,453,837
Value of total assets at beginning of year2011-12-31$5,235,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,518
Total interest from all sources2011-12-31$4,907
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,164,246
Participant contributions at end of year2011-12-31$114,035
Participant contributions at beginning of year2011-12-31$123,936
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$210,489
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$6,720
Administrative expenses (other) incurred2011-12-31$153
Total non interest bearing cash at end of year2011-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$218,669
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,453,837
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,235,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,890,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,887,299
Interest on participant loans2011-12-31$4,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$442,788
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$223,933
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$223,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-523,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$246,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$878,954
Contract administrator fees2011-12-31$5,365
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WATKINS MEEGAN, LLC
Accountancy firm EIN2011-12-31521297695
2010 : KCG 401 (K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,069,149
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$760,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$754,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,545,919
Value of total assets at end of year2010-12-31$5,235,168
Value of total assets at beginning of year2010-12-31$3,926,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,083
Total interest from all sources2010-12-31$4,372
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$440,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$976,509
Participant contributions at end of year2010-12-31$123,936
Participant contributions at beginning of year2010-12-31$67,872
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$361,206
Administrative expenses (other) incurred2010-12-31$78
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,308,703
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,235,168
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,926,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,887,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,656,884
Interest on participant loans2010-12-31$4,372
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$223,933
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$201,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$201,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$518,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$208,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$754,363
Contract administrator fees2010-12-31$6,005
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WATKINS MEEGAN, LLC
Accountancy firm EIN2010-12-31521297695

Form 5500 Responses for KCG 401 (K) PLAN

2015: KCG 401 (K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KCG 401 (K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KCG 401 (K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KCG 401 (K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KCG 401 (K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KCG 401 (K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KCG 401 (K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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