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CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 401k Plan overview

Plan NameCAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04))
Plan identification number 001

CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Target benefit plan
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAVE SPRING FAMILY PRACTICE PC has sponsored the creation of one or more 401k plans.

Company Name:CAVE SPRING FAMILY PRACTICE PC
Employer identification number (EIN):542039074
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04))

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01KEVIN KELLEHER
0012016-01-01KEVIN KELLEHER
0012015-01-01KEVIN KELLEHER
0012014-01-01KEVIN KELLEHER
0012013-01-01KEVIN KELLEHER
0012012-01-01KEVIN KELLEHER
0012011-01-01KEVIN KELLEHER
0012009-01-01KEVIN KELLEHER
0012009-01-01KEVIN KELLEHER
0012009-01-01KEVIN KELLEHER

Plan Statistics for CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04))

401k plan membership statisitcs for CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04))

Measure Date Value
2019: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2019 401k membership
Total participants, beginning-of-year2019-01-017
Number of retired or separated participants receiving benefits2019-01-017
Total of all active and inactive participants2019-01-017
Total participants2019-01-017
2018: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2018 401k membership
Total participants, beginning-of-year2018-01-017
Total number of active participants reported on line 7a of the Form 55002018-01-017
Total of all active and inactive participants2018-01-017
Total participants2018-01-017
Number of participants with account balances2018-01-017
2017: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2017 401k membership
Total participants, beginning-of-year2017-01-016
Total number of active participants reported on line 7a of the Form 55002017-01-017
Total of all active and inactive participants2017-01-017
Total participants2017-01-017
Number of participants with account balances2017-01-017
2016: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2016 401k membership
Total participants, beginning-of-year2016-01-017
Total number of active participants reported on line 7a of the Form 55002016-01-016
Number of retired or separated participants receiving benefits2016-01-011
Total of all active and inactive participants2016-01-017
Total participants2016-01-017
Number of participants with account balances2016-01-016
2015: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2015 401k membership
Total participants, beginning-of-year2015-01-010
Total number of active participants reported on line 7a of the Form 55002015-01-017
Total of all active and inactive participants2015-01-017
Total participants2015-01-017
2014: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2014 401k membership
Total participants, beginning-of-year2014-01-017
Total number of active participants reported on line 7a of the Form 55002014-01-017
Total of all active and inactive participants2014-01-017
Total participants2014-01-017
Number of participants with account balances2014-01-017
2013: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2013 401k membership
Total participants, beginning-of-year2013-01-017
Total number of active participants reported on line 7a of the Form 55002013-01-017
Total of all active and inactive participants2013-01-017
Total participants2013-01-017
Number of participants with account balances2013-01-017
2012: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2012 401k membership
Total participants, beginning-of-year2012-01-017
Total number of active participants reported on line 7a of the Form 55002012-01-017
Total of all active and inactive participants2012-01-017
Total participants2012-01-017
2011: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-017
Total of all active and inactive participants2011-01-017
Total participants2011-01-017
Number of participants with account balances2011-01-017
2009: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2009 401k membership
Total participants, beginning-of-year2009-01-017
Total number of active participants reported on line 7a of the Form 55002009-01-017
Total of all active and inactive participants2009-01-017
Total participants2009-01-017
Number of participants with account balances2009-01-017

Financial Data on CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04))

Measure Date Value
2019 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2019 401k financial data
Transfers to/from the plan2019-12-31$-974,195
Total income from all sources2019-12-31$138,553
Total plan assets at end of year2019-12-31$0
Total plan assets at beginning of year2019-12-31$835,642
Value of fidelity bond covering the plan2019-12-31$100,000
Total contributions received or receivable from participants2019-12-31$39,823
Other income received2019-12-31$85,441
Net income (gross income less expenses)2019-12-31$138,553
Net plan assets at end of year (total assets less liabilities)2019-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$835,642
Total contributions received or receivable from employer(s)2019-12-31$13,289
2018 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2018 401k financial data
Total income from all sources2018-12-31$24,056
Expenses. Total of all expenses incurred2018-12-31$70,000
Benefits paid (including direct rollovers)2018-12-31$70,000
Total plan assets at end of year2018-12-31$835,642
Total plan assets at beginning of year2018-12-31$881,586
Value of fidelity bond covering the plan2018-12-31$100,000
Total contributions received or receivable from participants2018-12-31$29,400
Other income received2018-12-31$-11,386
Net income (gross income less expenses)2018-12-31$-45,944
Net plan assets at end of year (total assets less liabilities)2018-12-31$835,642
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$881,586
Total contributions received or receivable from employer(s)2018-12-31$6,042
2017 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2017 401k financial data
Total income from all sources2017-12-31$105,635
Expenses. Total of all expenses incurred2017-12-31$6,500
Benefits paid (including direct rollovers)2017-12-31$6,500
Total plan assets at end of year2017-12-31$881,586
Total plan assets at beginning of year2017-12-31$782,451
Value of fidelity bond covering the plan2017-12-31$100,000
Total contributions received or receivable from participants2017-12-31$44,900
Other income received2017-12-31$46,004
Net income (gross income less expenses)2017-12-31$99,135
Net plan assets at end of year (total assets less liabilities)2017-12-31$881,586
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$782,451
Total contributions received or receivable from employer(s)2017-12-31$14,731
2016 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2016 401k financial data
Total income from all sources2016-12-31$88,154
Expenses. Total of all expenses incurred2016-12-31$194,252
Benefits paid (including direct rollovers)2016-12-31$194,252
Total plan assets at end of year2016-12-31$782,451
Total plan assets at beginning of year2016-12-31$888,549
Value of fidelity bond covering the plan2016-12-31$100,000
Total contributions received or receivable from participants2016-12-31$45,310
Other income received2016-12-31$34,246
Net income (gross income less expenses)2016-12-31$-106,098
Net plan assets at end of year (total assets less liabilities)2016-12-31$782,451
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$888,549
Total contributions received or receivable from employer(s)2016-12-31$8,598
2015 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2015 401k financial data
Total income from all sources2015-12-31$47,614
Expenses. Total of all expenses incurred2015-12-31$1,590
Benefits paid (including direct rollovers)2015-12-31$1,500
Total plan assets at end of year2015-12-31$888,549
Total plan assets at beginning of year2015-12-31$842,525
Value of fidelity bond covering the plan2015-12-31$100,000
Total contributions received or receivable from participants2015-12-31$48,421
Other income received2015-12-31$-5,848
Net income (gross income less expenses)2015-12-31$46,024
Net plan assets at end of year (total assets less liabilities)2015-12-31$888,549
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$842,525
Total contributions received or receivable from employer(s)2015-12-31$5,041
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$90
2014 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2014 401k financial data
Total income from all sources2014-12-31$76,090
Total plan assets at end of year2014-12-31$842,525
Total plan assets at beginning of year2014-12-31$766,435
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$47,165
Other income received2014-12-31$8,972
Net income (gross income less expenses)2014-12-31$76,090
Net plan assets at end of year (total assets less liabilities)2014-12-31$842,525
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$766,435
Total contributions received or receivable from employer(s)2014-12-31$19,953
2013 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2013 401k financial data
Total income from all sources2013-12-31$107,415
Expenses. Total of all expenses incurred2013-12-31$132
Total plan assets at end of year2013-12-31$766,435
Total plan assets at beginning of year2013-12-31$659,152
Total contributions received or receivable from participants2013-12-31$44,825
Other income received2013-12-31$44,125
Net income (gross income less expenses)2013-12-31$107,283
Net plan assets at end of year (total assets less liabilities)2013-12-31$766,435
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$659,152
Total contributions received or receivable from employer(s)2013-12-31$18,465
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$132
2012 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2012 401k financial data
Total income from all sources2012-12-31$84,900
Expenses. Total of all expenses incurred2012-12-31$24
Total plan assets at end of year2012-12-31$659,152
Total plan assets at beginning of year2012-12-31$574,276
Total contributions received or receivable from participants2012-12-31$48,587
Other income received2012-12-31$16,896
Net income (gross income less expenses)2012-12-31$84,876
Net plan assets at end of year (total assets less liabilities)2012-12-31$659,152
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$574,276
Total contributions received or receivable from employer(s)2012-12-31$19,417
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$24
2011 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2011 401k financial data
Transfers to/from the plan2011-12-31$10,254
Total income from all sources2011-12-31$51,929
Total plan assets at end of year2011-12-31$574,276
Total plan assets at beginning of year2011-12-31$512,093
Total contributions received or receivable from participants2011-12-31$60,712
Other income received2011-12-31$-8,783
Net income (gross income less expenses)2011-12-31$51,929
Net plan assets at end of year (total assets less liabilities)2011-12-31$574,276
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$512,093
2010 : CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2010 401k financial data
Total income from all sources2010-12-31$88,948
Expenses. Total of all expenses incurred2010-12-31$4,804
Benefits paid (including direct rollovers)2010-12-31$4,746
Total plan assets at end of year2010-12-31$512,093
Total plan assets at beginning of year2010-12-31$427,949
Total contributions received or receivable from participants2010-12-31$54,621
Expenses. Other expenses not covered elsewhere2010-12-31$58
Other income received2010-12-31$12,767
Net income (gross income less expenses)2010-12-31$84,144
Net plan assets at end of year (total assets less liabilities)2010-12-31$512,093
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$427,949
Total contributions received or receivable from employer(s)2010-12-31$21,560

Form 5500 Responses for CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04))

2019: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAVE SPRING FAMILY PRACTICE PC 401K AND PROFIT SHARING PLAN (TD AMERITRADE PROTOTYPE STANDARDIZED PROFIT SHARING PLAN WITH CODA (04)) 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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