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CECIL I. WALKER MACHINERY CO. 401K PLAN 401k Plan overview

Plan NameCECIL I. WALKER MACHINERY CO. 401K PLAN
Plan identification number 002

CECIL I. WALKER MACHINERY CO. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CECIL I. WALKER MACHINERY CO. has sponsored the creation of one or more 401k plans.

Company Name:CECIL I. WALKER MACHINERY CO.
Employer identification number (EIN):550352647
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CECIL I. WALKER MACHINERY CO. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KARA DAVENPORT JOSEPH A. YOERG2018-08-10
0022016-01-01KARA DAVENPORT JOSEPH A. YOERG2017-07-25
0022015-01-01KARA DAVENPORT JOSEPH A. YOERG2016-07-28
0022014-01-01KARA DAVENPORT JOSEPH A. YOERG2015-08-20
0022013-01-01ERIC CLICK
0022012-01-01ERIC CLICK
0022011-01-01ERIC CLICK
0022009-01-01ERIC CLICK ERIC CLICK2010-10-12
0022009-01-01ERIC CLICK ERIC CLICK2010-10-13

Plan Statistics for CECIL I. WALKER MACHINERY CO. 401K PLAN

401k plan membership statisitcs for CECIL I. WALKER MACHINERY CO. 401K PLAN

Measure Date Value
2021: CECIL I. WALKER MACHINERY CO. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01469
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CECIL I. WALKER MACHINERY CO. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01510
Total number of active participants reported on line 7a of the Form 55002020-01-01265
Number of retired or separated participants receiving benefits2020-01-0117
Number of other retired or separated participants entitled to future benefits2020-01-01182
Total of all active and inactive participants2020-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-01469
Number of participants with account balances2020-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: CECIL I. WALKER MACHINERY CO. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01560
Total number of active participants reported on line 7a of the Form 55002019-01-01357
Number of retired or separated participants receiving benefits2019-01-0123
Number of other retired or separated participants entitled to future benefits2019-01-01127
Total of all active and inactive participants2019-01-01507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01510
Number of participants with account balances2019-01-01510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: CECIL I. WALKER MACHINERY CO. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01535
Total number of active participants reported on line 7a of the Form 55002018-01-01360
Number of retired or separated participants receiving benefits2018-01-0120
Number of other retired or separated participants entitled to future benefits2018-01-01176
Total of all active and inactive participants2018-01-01556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-01560
Number of participants with account balances2018-01-01544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: CECIL I. WALKER MACHINERY CO. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01529
Total number of active participants reported on line 7a of the Form 55002017-01-01333
Number of retired or separated participants receiving benefits2017-01-0118
Number of other retired or separated participants entitled to future benefits2017-01-01167
Total of all active and inactive participants2017-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-01522
Number of participants with account balances2017-01-01522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: CECIL I. WALKER MACHINERY CO. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01682
Total number of active participants reported on line 7a of the Form 55002016-01-01338
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-01173
Total of all active and inactive participants2016-01-01526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01529
Number of participants with account balances2016-01-01527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: CECIL I. WALKER MACHINERY CO. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01743
Total number of active participants reported on line 7a of the Form 55002015-01-01492
Number of retired or separated participants receiving benefits2015-01-0114
Number of other retired or separated participants entitled to future benefits2015-01-01173
Total of all active and inactive participants2015-01-01679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01682
Number of participants with account balances2015-01-01674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: CECIL I. WALKER MACHINERY CO. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01774
Total number of active participants reported on line 7a of the Form 55002014-01-01608
Number of retired or separated participants receiving benefits2014-01-0114
Number of other retired or separated participants entitled to future benefits2014-01-01118
Total of all active and inactive participants2014-01-01740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01743
Number of participants with account balances2014-01-01734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: CECIL I. WALKER MACHINERY CO. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01791
Total number of active participants reported on line 7a of the Form 55002013-01-01655
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01116
Total of all active and inactive participants2013-01-01771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01774
Number of participants with account balances2013-01-01751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: CECIL I. WALKER MACHINERY CO. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01736
Total number of active participants reported on line 7a of the Form 55002012-01-01684
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0195
Total of all active and inactive participants2012-01-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-01791
Number of participants with account balances2012-01-01744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: CECIL I. WALKER MACHINERY CO. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01755
Total number of active participants reported on line 7a of the Form 55002011-01-01632
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0196
Total of all active and inactive participants2011-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-01736
Number of participants with account balances2011-01-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CECIL I. WALKER MACHINERY CO. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01859
Total number of active participants reported on line 7a of the Form 55002009-01-01696
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0197
Total of all active and inactive participants2009-01-01793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0110
Total participants2009-01-01803
Number of participants with account balances2009-01-01771
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on CECIL I. WALKER MACHINERY CO. 401K PLAN

Measure Date Value
2021 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-01-01$0
Total transfer of assets from this plan2021-01-01$41,230,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-01$0
Total income from all sources (including contributions)2021-01-01$0
Total loss/gain on sale of assets2021-01-01$0
Total of all expenses incurred2021-01-01$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-01$0
Value of total assets at end of year2021-01-01$0
Value of total assets at beginning of year2021-01-01$41,230,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-01$0
Total interest from all sources2021-01-01$0
Total dividends received (eg from common stock, registered investment company shares)2021-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-01No
Was this plan covered by a fidelity bond2021-01-01Yes
Value of fidelity bond cover2021-01-01$5,000,000
If this is an individual account plan, was there a blackout period2021-01-01No
Were there any nonexempt tranactions with any party-in-interest2021-01-01No
Participant contributions at end of year2021-01-01$0
Participant contributions at beginning of year2021-01-01$1,235,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-01No
Value of net income/loss2021-01-01$0
Value of net assets at end of year (total assets less liabilities)2021-01-01$0
Value of net assets at beginning of year (total assets less liabilities)2021-01-01$41,230,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-01No
Were any leases to which the plan was party in default or uncollectible2021-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-01-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-01-01$25,473,911
Value of interest in common/collective trusts at end of year2021-01-01$0
Value of interest in common/collective trusts at beginning of year2021-01-01$14,520,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-01No
Was there a failure to transmit to the plan any participant contributions2021-01-01No
Has the plan failed to provide any benefit when due under the plan2021-01-01No
Did the plan have assets held for investment2021-01-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-01Yes
Opinion of an independent qualified public accountant for this plan2021-01-01Unqualified
Accountancy firm name2021-01-01STROTHMAN CO PSC
Accountancy firm EIN2021-01-01611191655
2020 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$399,827
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,846,612
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$13,095,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,981,386
Expenses. Certain deemed distributions of participant loans2020-12-31$25,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,728,033
Value of total assets at end of year2020-12-31$41,230,436
Value of total assets at beginning of year2020-12-31$47,079,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,585
Total interest from all sources2020-12-31$524,437
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$627,278
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$627,278
Administrative expenses professional fees incurred2020-12-31$19,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,333,679
Participant contributions at end of year2020-12-31$1,235,823
Participant contributions at beginning of year2020-12-31$1,430,316
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$151,008
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$691
Administrative expenses (other) incurred2020-12-31$43,581
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$9,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-6,248,949
Value of net assets at end of year (total assets less liabilities)2020-12-31$41,230,436
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$47,079,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$25,504
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$25,473,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$26,294,504
Interest on participant loans2020-12-31$75,253
Interest earned on other investments2020-12-31$449,183
Value of interest in common/collective trusts at end of year2020-12-31$14,520,702
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$270
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$270
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$19,344,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,954,625
Net investment gain or loss from common/collective trusts2020-12-31$12,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$243,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,981,386
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31STROTHMAN CO PSC
Accountancy firm EIN2020-12-31611191655
2019 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$8,857,026
Total of all expenses incurred2019-12-31$3,528,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,418,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,617,943
Value of total assets at end of year2019-12-31$47,079,558
Value of total assets at beginning of year2019-12-31$41,750,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$109,762
Total interest from all sources2019-12-31$574,830
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$410,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$410,458
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,739,661
Participant contributions at end of year2019-12-31$1,430,316
Participant contributions at beginning of year2019-12-31$1,266,528
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$121,379
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$691
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,489
Administrative expenses (other) incurred2019-12-31$66,605
Total non interest bearing cash at end of year2019-12-31$9,609
Total non interest bearing cash at beginning of year2019-12-31$955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,328,755
Value of net assets at end of year (total assets less liabilities)2019-12-31$47,079,558
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$41,750,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$43,157
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,294,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,296,209
Interest on participant loans2019-12-31$73,373
Interest earned on other investments2019-12-31$501,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$270
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,344,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$19,185,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,253,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$756,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,418,509
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31STROTHMAN & COMPANY PSC
Accountancy firm EIN2019-12-31611191655
2018 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$28,828
Total transfer of assets from this plan2018-12-31$89,531
Total income from all sources (including contributions)2018-12-31$1,413,116
Total of all expenses incurred2018-12-31$7,590,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,516,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,455,610
Value of total assets at end of year2018-12-31$41,750,803
Value of total assets at beginning of year2018-12-31$47,988,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$73,333
Total interest from all sources2018-12-31$96,474
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$379,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$379,935
Administrative expenses professional fees incurred2018-12-31$9,150
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,664,875
Participant contributions at end of year2018-12-31$1,266,528
Participant contributions at beginning of year2018-12-31$1,380,755
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$71,437
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,489
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$221
Administrative expenses (other) incurred2018-12-31$58,173
Total non interest bearing cash at end of year2018-12-31$955
Total non interest bearing cash at beginning of year2018-12-31$1,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,177,188
Value of net assets at end of year (total assets less liabilities)2018-12-31$41,750,803
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$47,988,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$6,010
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,296,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$26,182,882
Interest on participant loans2018-12-31$62,064
Interest earned on other investments2018-12-31$34,406
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$20,423,352
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$19,185,622
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,877,668
Net investment gain or loss from common/collective trusts2018-12-31$358,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$719,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,516,971
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31STROTHMAN & COMPANY PSC
Accountancy firm EIN2018-12-31611191655
2017 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$828
Total transfer of assets from this plan2017-12-31$282,550
Total income from all sources (including contributions)2017-12-31$6,851,008
Total of all expenses incurred2017-12-31$6,461,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,366,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,496,836
Value of total assets at end of year2017-12-31$47,988,694
Value of total assets at beginning of year2017-12-31$47,880,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$95,203
Total interest from all sources2017-12-31$59,526
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$359,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$359,004
Administrative expenses professional fees incurred2017-12-31$8,800
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,549,709
Participant contributions at end of year2017-12-31$1,380,755
Participant contributions at beginning of year2017-12-31$1,280,674
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$254,628
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$221
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,491
Administrative expenses (other) incurred2017-12-31$62,888
Total non interest bearing cash at end of year2017-12-31$1,484
Total non interest bearing cash at beginning of year2017-12-31$25,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$389,484
Value of net assets at end of year (total assets less liabilities)2017-12-31$47,988,694
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,880,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$23,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$26,182,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,197,068
Interest on participant loans2017-12-31$59,526
Value of interest in common/collective trusts at end of year2017-12-31$20,423,352
Value of interest in common/collective trusts at beginning of year2017-12-31$24,375,999
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$159
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,572,617
Net investment gain or loss from common/collective trusts2017-12-31$363,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$692,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,366,321
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31STROTHMAN & COMPANY PSC
Accountancy firm EIN2017-12-31611119165
2016 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$25,971
Total income from all sources (including contributions)2016-12-31$5,080,162
Total of all expenses incurred2016-12-31$21,029,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$20,916,068
Expenses. Certain deemed distributions of participant loans2016-12-31$22,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,541,599
Value of total assets at end of year2016-12-31$47,880,932
Value of total assets at beginning of year2016-12-31$63,804,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$91,425
Total interest from all sources2016-12-31$62,226
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$375,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$375,721
Administrative expenses professional fees incurred2016-12-31$8,600
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,740,709
Participant contributions at end of year2016-12-31$1,280,674
Participant contributions at beginning of year2016-12-31$1,836,918
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$16,834
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,303
Administrative expenses (other) incurred2016-12-31$65,660
Total non interest bearing cash at end of year2016-12-31$25,541
Total non interest bearing cash at beginning of year2016-12-31$50,722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-15,949,835
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,880,932
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$63,804,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$17,165
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,197,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$27,163,377
Interest on participant loans2016-12-31$62,226
Value of interest in common/collective trusts at end of year2016-12-31$24,375,999
Value of interest in common/collective trusts at beginning of year2016-12-31$34,752,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$159
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$23
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,628,271
Net investment gain or loss from common/collective trusts2016-12-31$472,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$784,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$20,916,068
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STROTHMAN AND COMPANY
Accountancy firm EIN2016-12-31611191655
2015 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$4,045,721
Total of all expenses incurred2015-12-31$9,524,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,428,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,336,399
Value of total assets at end of year2015-12-31$63,804,796
Value of total assets at beginning of year2015-12-31$69,283,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$96,531
Total interest from all sources2015-12-31$88,773
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$523,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$523,651
Administrative expenses professional fees incurred2015-12-31$8,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,337,469
Participant contributions at end of year2015-12-31$1,836,918
Participant contributions at beginning of year2015-12-31$1,962,807
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$68,534
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,303
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$118
Administrative expenses (other) incurred2015-12-31$77,531
Total non interest bearing cash at end of year2015-12-31$50,722
Total non interest bearing cash at beginning of year2015-12-31$71,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,478,876
Value of net assets at end of year (total assets less liabilities)2015-12-31$63,804,796
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$69,283,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$11,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$27,163,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$28,033,651
Interest on participant loans2015-12-31$88,772
Value of interest in common/collective trusts at end of year2015-12-31$34,752,453
Value of interest in common/collective trusts at beginning of year2015-12-31$39,125,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$23
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$89,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$89,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-534,647
Net investment gain or loss from common/collective trusts2015-12-31$631,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$930,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,428,066
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STROTHMAN AND COMPANY
Accountancy firm EIN2015-12-31611191655
2014 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$6,762,058
Total of all expenses incurred2014-12-31$11,052,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,931,394
Expenses. Certain deemed distributions of participant loans2014-12-31$34,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,712,179
Value of total assets at end of year2014-12-31$69,283,672
Value of total assets at beginning of year2014-12-31$73,573,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$86,165
Total interest from all sources2014-12-31$91,013
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$496,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$496,623
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,585,402
Participant contributions at end of year2014-12-31$1,962,807
Participant contributions at beginning of year2014-12-31$1,331,875
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,408
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$118
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,709
Administrative expenses (other) incurred2014-12-31$82,040
Total non interest bearing cash at end of year2014-12-31$71,653
Total non interest bearing cash at beginning of year2014-12-31$75,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-4,290,203
Value of net assets at end of year (total assets less liabilities)2014-12-31$69,283,672
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$73,573,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$4,125
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$28,033,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$24,701,211
Interest on participant loans2014-12-31$91,006
Value of interest in common/collective trusts at end of year2014-12-31$39,125,780
Value of interest in common/collective trusts at beginning of year2014-12-31$47,372,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$89,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$91,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$91,008
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,784,491
Net investment gain or loss from common/collective trusts2014-12-31$677,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,124,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,931,394
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31STROTHMAN AND COMPANY
Accountancy firm EIN2014-12-31611191655
2013 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$10,292,998
Total of all expenses incurred2013-12-31$7,509,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,500,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,879,983
Value of total assets at end of year2013-12-31$73,573,875
Value of total assets at beginning of year2013-12-31$70,790,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,730
Total interest from all sources2013-12-31$107,430
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,800,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,800,590
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,450,400
Participant contributions at end of year2013-12-31$1,331,875
Participant contributions at beginning of year2013-12-31$1,249,532
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$187,212
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,709
Administrative expenses (other) incurred2013-12-31$8,730
Total non interest bearing cash at end of year2013-12-31$75,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,783,418
Value of net assets at end of year (total assets less liabilities)2013-12-31$73,573,875
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$70,790,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$24,701,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$21,742,369
Interest on participant loans2013-12-31$107,430
Value of interest in common/collective trusts at end of year2013-12-31$47,372,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$91,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$47,798,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,440,173
Net investment gain or loss from common/collective trusts2013-12-31$64,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,242,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,500,850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,397,186
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,970,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,961,840
Expenses. Certain deemed distributions of participant loans2012-12-31$54
Value of total corrective distributions2012-12-31$768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,779,022
Value of total assets at end of year2012-12-31$70,790,457
Value of total assets at beginning of year2012-12-31$63,363,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,625
Total interest from all sources2012-12-31$5,921,954
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$461,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$461,170
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,444,468
Participant contributions at end of year2012-12-31$1,249,532
Participant contributions at beginning of year2012-12-31$948,269
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$102,207
Other income not declared elsewhere2012-12-31$5,729
Administrative expenses (other) incurred2012-12-31$7,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,426,899
Value of net assets at end of year (total assets less liabilities)2012-12-31$70,790,457
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$63,363,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$21,742,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,204,797
Interest on participant loans2012-12-31$122,064
Interest earned on other investments2012-12-31$5,799,890
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$47,798,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$43,210,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,229,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,232,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,961,840
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$18,565,811
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,680,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,637,650
Expenses. Certain deemed distributions of participant loans2011-12-31$23,449
Value of total corrective distributions2011-12-31$13,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$17,781,961
Value of total assets at end of year2011-12-31$63,363,558
Value of total assets at beginning of year2011-12-31$49,477,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,975
Total interest from all sources2011-12-31$1,225,213
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$488,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$488,403
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,450,580
Participant contributions at end of year2011-12-31$948,269
Participant contributions at beginning of year2011-12-31$982,675
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$14,127,749
Other income not declared elsewhere2011-12-31$3,448
Administrative expenses (other) incurred2011-12-31$5,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$13,885,667
Value of net assets at end of year (total assets less liabilities)2011-12-31$63,363,558
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$49,477,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,204,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$18,604,401
Interest on participant loans2011-12-31$148,788
Interest earned on other investments2011-12-31$1,076,425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$43,210,492
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$29,890,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-933,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,203,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,637,650
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : CECIL I. WALKER MACHINERY CO. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,825,610
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,443,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,304,074
Expenses. Certain deemed distributions of participant loans2010-12-31$121,258
Value of total corrective distributions2010-12-31$13,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,372,800
Value of total assets at end of year2010-12-31$49,477,891
Value of total assets at beginning of year2010-12-31$49,096,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,075
Total interest from all sources2010-12-31$1,230,110
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$243,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$243,472
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,161,882
Participant contributions at end of year2010-12-31$982,675
Participant contributions at beginning of year2010-12-31$1,072,576
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,293
Other income not declared elsewhere2010-12-31$7,197
Administrative expenses (other) incurred2010-12-31$5,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$381,788
Value of net assets at end of year (total assets less liabilities)2010-12-31$49,477,891
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$49,096,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$18,604,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,938,287
Interest on participant loans2010-12-31$132,080
Interest earned on other investments2010-12-31$1,098,030
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$29,890,815
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$31,085,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,972,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$206,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,304,074
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2010-12-31560747981

Form 5500 Responses for CECIL I. WALKER MACHINERY CO. 401K PLAN

2021: CECIL I. WALKER MACHINERY CO. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CECIL I. WALKER MACHINERY CO. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CECIL I. WALKER MACHINERY CO. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CECIL I. WALKER MACHINERY CO. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CECIL I. WALKER MACHINERY CO. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CECIL I. WALKER MACHINERY CO. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CECIL I. WALKER MACHINERY CO. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CECIL I. WALKER MACHINERY CO. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CECIL I. WALKER MACHINERY CO. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CECIL I. WALKER MACHINERY CO. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CECIL I. WALKER MACHINERY CO. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CECIL I. WALKER MACHINERY CO. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK62832
Policy instance 1
Insurance contract or identification numberQK62832
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK62832
Policy instance 1
Insurance contract or identification numberQK62832
Number of Individuals Covered510
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ651
Policy instance 1
Insurance contract or identification numberPHZ651
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-11-28
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ651
Policy instance 1
Insurance contract or identification numberPHZ651
Number of Individuals Covered791
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $36,486
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,486
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ651
Policy instance 1
Insurance contract or identification numberPHZ651
Number of Individuals Covered736
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $34,900
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ651
Policy instance 1
Insurance contract or identification numberPHZ651
Number of Individuals Covered755
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $29,922
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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