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CARL A HANSEN, DDS 401k Plan overview

Plan NameCARL A HANSEN, DDS
Plan identification number 001

CARL A HANSEN, DDS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 408 accounts and annuities - See Limited Pension Plan Reporting instructions for pension plan utilizing individual Code section 408 retirement accounts or annuities as the funding vehicle for providing benefits.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARL A HANSEN has sponsored the creation of one or more 401k plans.

Company Name:CARL A HANSEN
Employer identification number (EIN):550614276
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARL A HANSEN, DDS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01CARL HANSEN CARL HANSEN2016-05-03
0012014-01-01CARL HANSEN CARL HANSEN2015-06-29
0012013-01-01
0012012-01-01CARL HANSEN
0012011-01-01CARL HANSEN
0012009-01-01CARL HANSEN CARL HANSEN2010-06-01

Plan Statistics for CARL A HANSEN, DDS

401k plan membership statisitcs for CARL A HANSEN, DDS

Measure Date Value
2015: CARL A HANSEN, DDS 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-015
Total of all active and inactive participants2015-01-015
Total participants2015-01-015
2014: CARL A HANSEN, DDS 2014 401k membership
Total participants, beginning-of-year2014-01-014
2013: CARL A HANSEN, DDS 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Total of all active and inactive participants2013-01-014
Total participants2013-01-014
2012: CARL A HANSEN, DDS 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Total of all active and inactive participants2012-01-015
Total participants2012-01-015
Number of participants with account balances2012-01-015
2011: CARL A HANSEN, DDS 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Total of all active and inactive participants2011-01-015
Total participants2011-01-015
Number of participants with account balances2011-01-015
2009: CARL A HANSEN, DDS 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Total of all active and inactive participants2009-01-015
Total participants2009-01-015
Number of participants with account balances2009-01-015

Financial Data on CARL A HANSEN, DDS

Measure Date Value
2015 : CARL A HANSEN, DDS 2015 401k financial data
Total plan assets at end of year2015-12-31$203,012
Total plan assets at beginning of year2015-12-31$201,206
Net plan assets at end of year (total assets less liabilities)2015-12-31$203,012
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$201,206
2014 : CARL A HANSEN, DDS 2014 401k financial data
Total plan assets at end of year2014-12-31$201,206
Total plan assets at beginning of year2014-12-31$183,527
Net plan assets at end of year (total assets less liabilities)2014-12-31$201,206
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$183,527
2013 : CARL A HANSEN, DDS 2013 401k financial data
Total income from all sources2013-12-31$-3,491
Expenses. Total of all expenses incurred2013-12-31$478
Total plan assets at end of year2013-12-31$183,527
Total plan assets at beginning of year2013-12-31$190,422
Other income received2013-12-31$-5,687
Net income (gross income less expenses)2013-12-31$-3,969
Net plan assets at end of year (total assets less liabilities)2013-12-31$183,527
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$190,422
Total contributions received or receivable from employer(s)2013-12-31$2,196
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$478
2012 : CARL A HANSEN, DDS 2012 401k financial data
Total income from all sources2012-12-31$25,970
Expenses. Total of all expenses incurred2012-12-31$406
Total plan assets at end of year2012-12-31$190,422
Total plan assets at beginning of year2012-12-31$164,858
Other income received2012-12-31$24,293
Net income (gross income less expenses)2012-12-31$25,564
Net plan assets at end of year (total assets less liabilities)2012-12-31$190,422
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$164,858
Total contributions received or receivable from employer(s)2012-12-31$1,677
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$406
2011 : CARL A HANSEN, DDS 2011 401k financial data
Total income from all sources2011-12-31$-4,953
Expenses. Total of all expenses incurred2011-12-31$230
Total plan assets at end of year2011-12-31$164,858
Total plan assets at beginning of year2011-12-31$170,041
Other income received2011-12-31$-8,308
Net income (gross income less expenses)2011-12-31$-5,183
Net plan assets at end of year (total assets less liabilities)2011-12-31$164,858
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$170,041
Total contributions received or receivable from employer(s)2011-12-31$3,355
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$230
2010 : CARL A HANSEN, DDS 2010 401k financial data
Total income from all sources2010-12-31$32,562
Expenses. Total of all expenses incurred2010-12-31$346
Total plan assets at end of year2010-12-31$170,041
Total plan assets at beginning of year2010-12-31$137,826
Other income received2010-12-31$24,165
Net income (gross income less expenses)2010-12-31$32,216
Net plan assets at end of year (total assets less liabilities)2010-12-31$170,041
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$137,826
Total contributions received or receivable from employer(s)2010-12-31$8,397
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$346

Form 5500 Responses for CARL A HANSEN, DDS

2015: CARL A HANSEN, DDS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: CARL A HANSEN, DDS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: CARL A HANSEN, DDS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: CARL A HANSEN, DDS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: CARL A HANSEN, DDS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: CARL A HANSEN, DDS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number26923
Policy instance 1
Insurance contract or identification number26923
Number of Individuals Covered5
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $264
Total amount of fees paid to insurance companyUSD $109
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $264
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number26923
Policy instance 1
Insurance contract or identification number26923
Number of Individuals Covered5
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $214
Total amount of fees paid to insurance companyUSD $95
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees309
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number26923
Policy instance 1
Insurance contract or identification number26923
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $188
Total amount of fees paid to insurance companyUSD $63
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees227
Additional information about fees paid to insurance brokerADMINISTRATION
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number26923
Policy instance 1
Insurance contract or identification number26923
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $306
Total amount of fees paid to insurance companyUSD $100
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $160
Amount paid for insurance broker fees51
Insurance broker organization code?3
Insurance broker nameKENNETH B WILCOX
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number26923
Policy instance 1
Insurance contract or identification number26923
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $230
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number26923
Policy instance 1
Insurance contract or identification number26923
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameKENNETH B WILCOX

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