401k Plan data: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

REGIONAL EYE ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: REGIONAL EYE ASSOCIATES, INC.

Employer identification number (EIN): 550740986

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01 STEPHEN R. POWELL 2021-09-15 STEPHEN R. POWELL 2021-09-15
001 2019-01-01
001 2018-01-01 STEPHEN R. POWELL 2019-07-17 STEPHEN R. POWELL 2019-07-17
001 2017-01-01 STEPHEN R. POWELL 2018-07-19 STEPHEN R. POWELL 2018-07-19
001 2016-01-01 DANIEL E. QUANCE 2017-07-11 DANIEL E. QUANCE 2017-07-11
001 2015-01-01 STEPHEN R. POWELL 2016-05-05 STEPHEN R. POWELL 2016-05-05
001 2014-01-01 STEPHEN R. POWELL 2016-05-04 STEPHEN R. POWELL 2016-05-04
001 2014-01-01 STEPHEN R. POWELL 2015-05-27 STEPHEN R. POWELL 2015-05-27
001 2013-01-01 STEPHEN R. POWELL 2014-04-15 STEPHEN R. POWELL 2014-04-15
001 2012-01-01 STEPHEN R. POWELL 2013-03-22 STEPHEN R. POWELL 2013-03-22
001 2011-01-01 STEPHEN R. POWELL 2012-04-16 STEPHEN R. POWELL 2012-04-16
001 2010-01-01 STEPHEN R. POWELL 2011-03-25 STEPHEN R. POWELL 2011-03-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01	STEPHEN R. POWELL	2021-09-15	STEPHEN R. POWELL	2021-09-15
001	2019-01-01
001	2018-01-01	STEPHEN R. POWELL	2019-07-17	STEPHEN R. POWELL	2019-07-17
001	2017-01-01	STEPHEN R. POWELL	2018-07-19	STEPHEN R. POWELL	2018-07-19
001	2016-01-01	DANIEL E. QUANCE	2017-07-11	DANIEL E. QUANCE	2017-07-11
001	2015-01-01	STEPHEN R. POWELL	2016-05-05	STEPHEN R. POWELL	2016-05-05
001	2014-01-01	STEPHEN R. POWELL	2016-05-04	STEPHEN R. POWELL	2016-05-04
001	2014-01-01	STEPHEN R. POWELL	2015-05-27	STEPHEN R. POWELL	2015-05-27
001	2013-01-01	STEPHEN R. POWELL	2014-04-15	STEPHEN R. POWELL	2014-04-15
001	2012-01-01	STEPHEN R. POWELL	2013-03-22	STEPHEN R. POWELL	2013-03-22
001	2011-01-01	STEPHEN R. POWELL	2012-04-16	STEPHEN R. POWELL	2012-04-16
001	2010-01-01	STEPHEN R. POWELL	2011-03-25	STEPHEN R. POWELL	2011-03-25

Plan Statistics for REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 107
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 23
Total of all active and inactive participants 2022-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 131
Number of participants with account balances 2022-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 114
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 25
Total of all active and inactive participants 2021-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 140
Number of participants with account balances 2021-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 88
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 21
Total of all active and inactive participants 2020-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 110
Number of participants with account balances 2020-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 90
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 17
Total of all active and inactive participants 2019-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 107
Number of participants with account balances 2019-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2022: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	107
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	23
Total of all active and inactive participants	2022-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	131
Number of participants with account balances	2022-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	114
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	25
Total of all active and inactive participants	2021-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	140
Number of participants with account balances	2021-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	88
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	21
Total of all active and inactive participants	2020-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	110
Number of participants with account balances	2020-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	90
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	17
Total of all active and inactive participants	2019-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	107
Number of participants with account balances	2019-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$21,423
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,476,766
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,073,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,042,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$565,825
Value of total assets at end of year	2022-12-31	$8,477,065
Value of total assets at beginning of year	2022-12-31	$12,005,954
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$31,392
Total interest from all sources	2022-12-31	$11,828
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$89,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$89,876
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$313,261
Participant contributions at end of year	2022-12-31	$36,065
Participant contributions at beginning of year	2022-12-31	$45,908
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$92,193
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$21,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-3,550,312
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$8,455,642
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$12,005,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$7,415,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$11,771,412
Interest on participant loans	2022-12-31	$2,403
Interest earned on other investments	2022-12-31	$9,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$19,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$19,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$19,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,005,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$169,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,144,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$160,371
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,042,154
Contract administrator fees	2022-12-31	$31,392
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HERBEIN & COMPANY INC.
Accountancy firm EIN	2022-12-31	232415973
2021 : REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$15,135
Total income from all sources (including contributions)	2021-12-31	$2,105,560
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,993,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,966,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$478,754
Value of total assets at end of year	2021-12-31	$12,005,954
Value of total assets at beginning of year	2021-12-31	$11,908,600
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$26,749
Total interest from all sources	2021-12-31	$1,357
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$122,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$122,295
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$307,199
Participant contributions at end of year	2021-12-31	$45,908
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$15,135
Administrative expenses (other) incurred	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$112,489
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$12,005,954
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,893,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$11,771,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$10,065,050
Interest on participant loans	2021-12-31	$1,357
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,843,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$19,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$169,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,503,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$171,555
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,966,322
Contract administrator fees	2021-12-31	$26,749
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HERBEIN & COMPANY INC.
Accountancy firm EIN	2021-12-31	232415973
2020 : REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$15,135
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,027,470
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$288,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$235,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$408,485
Value of total assets at end of year	2020-12-31	$11,908,600
Value of total assets at beginning of year	2020-12-31	$11,154,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$53,575
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$260,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$260,287
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$274,037
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$9,560
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$15,135
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$738,879
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$11,893,465
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$11,154,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$10,065,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$10,992,416
Value of interest in common/collective trusts at end of year	2020-12-31	$1,843,550
Value of interest in common/collective trusts at beginning of year	2020-12-31	$147,869
Net investment gain or loss from common/collective trusts	2020-12-31	$29,180
Net gain/loss from 103.12 investment entities	2020-12-31	$329,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$134,448
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$4,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$235,016
Contract administrator fees	2020-12-31	$53,575
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	HERBEIN & COMPANY INC.
Accountancy firm EIN	2020-12-31	232415973
2019 : REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,532,601
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$414,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$366,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$455,450
Value of total assets at end of year	2019-12-31	$11,154,586
Value of total assets at beginning of year	2019-12-31	$9,036,048
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$47,821
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$14,031
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$158,575
Participant contributions at end of year	2019-12-31	$9,560
Participant contributions at beginning of year	2019-12-31	$6,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,118,538
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$11,154,586
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$9,036,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$33,790
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$10,992,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,867,578
Value of interest in common/collective trusts at end of year	2019-12-31	$147,869
Value of interest in common/collective trusts at beginning of year	2019-12-31	$156,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,073,687
Net investment gain or loss from common/collective trusts	2019-12-31	$3,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$296,875
Employer contributions (assets) at end of year	2019-12-31	$4,741
Employer contributions (assets) at beginning of year	2019-12-31	$5,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$366,242
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HERBEIN & COMPANY INC
Accountancy firm EIN	2019-12-31	232415973

Form 5500 Responses for REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2022: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: REGIONAL EYE ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

860913

Policy instance

Insurance contract or identification number	860913
Number of Individuals Covered	87
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

860913

Policy instance

Insurance contract or identification number	860913
Number of Individuals Covered	69
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	REGIONAL EYE ASSOCIATES, INC.
Employer identification number (EIN):	550740986
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)