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HAWAII CARPENTERS 401(K) FUND 401k Plan overview

Plan NameHAWAII CARPENTERS 401(K) FUND
Plan identification number 004

HAWAII CARPENTERS 401(K) FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

HAWAII CARPENTERS has sponsored the creation of one or more 401k plans.

Company Name:HAWAII CARPENTERS
Employer identification number (EIN):550822045
NAIC Classification:238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWAII CARPENTERS 401(K) FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01KENNETH L SPENCE2023-10-13
0042022-01-01KENNETH L. SPENCE2023-10-13 SEAN NEWCAMP2024-01-24
0042021-01-01KYLE CHOCK2022-12-02 KENNETH SPENCE2022-12-02
0042020-01-01KYLE CHOCK2021-10-04 KENNETH SPENCE2021-09-30
0042020-01-01KYLE CHOCK2022-08-10 KENNETH SPENCE2022-07-25
0042019-01-01KENNETH L. SPENCE2020-10-13 KYLE CHOCK2020-10-13
0042019-01-01RONALD TAKETA2021-01-15
0042018-01-01TOM ROSA
0042017-01-01TOM ROSA
0042016-01-01TOM ROSA
0042015-01-01PAUL W. MARX
0042014-01-01PAUL W. MARX
0042013-01-01PAUL W. MARX
0042012-01-01PAUL W. MARX
0042011-01-01PAUL W. MARX
0042010-01-01PAUL W. MARX
0042009-01-01PAUL W. MARX

Plan Statistics for HAWAII CARPENTERS 401(K) FUND

401k plan membership statisitcs for HAWAII CARPENTERS 401(K) FUND

Measure Date Value
2022: HAWAII CARPENTERS 401(K) FUND 2022 401k membership
Total participants, beginning-of-year2022-01-016,243
Total number of active participants reported on line 7a of the Form 55002022-01-016,309
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-01721
Total of all active and inactive participants2022-01-017,033
Total participants2022-01-017,033
Number of participants with account balances2022-01-017,033
Number of employers contributing to the scheme2022-01-01231
2021: HAWAII CARPENTERS 401(K) FUND 2021 401k membership
Total participants, beginning-of-year2021-01-016,884
Total number of active participants reported on line 7a of the Form 55002021-01-016,243
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01773
Total of all active and inactive participants2021-01-017,018
Total participants2021-01-017,018
Number of participants with account balances2021-01-017,018
Number of employers contributing to the scheme2021-01-01268
2020: HAWAII CARPENTERS 401(K) FUND 2020 401k membership
Total participants, beginning-of-year2020-01-016,883
Total number of active participants reported on line 7a of the Form 55002020-01-016,080
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01802
Total of all active and inactive participants2020-01-016,884
Total participants2020-01-016,884
Number of participants with account balances2020-01-016,884
Number of employers contributing to the scheme2020-01-01277
2019: HAWAII CARPENTERS 401(K) FUND 2019 401k membership
Total participants, beginning-of-year2019-01-016,781
Total number of active participants reported on line 7a of the Form 55002019-01-016,054
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01826
Total of all active and inactive participants2019-01-016,883
Total participants2019-01-016,883
Number of participants with account balances2019-01-016,883
Number of employers contributing to the scheme2019-01-01258
2018: HAWAII CARPENTERS 401(K) FUND 2018 401k membership
Total participants, beginning-of-year2018-01-016,793
Total number of active participants reported on line 7a of the Form 55002018-01-015,903
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01875
Total of all active and inactive participants2018-01-016,781
Total participants2018-01-016,781
Number of participants with account balances2018-01-016,781
Number of employers contributing to the scheme2018-01-01257
2017: HAWAII CARPENTERS 401(K) FUND 2017 401k membership
Total participants, beginning-of-year2017-01-017,018
Total number of active participants reported on line 7a of the Form 55002017-01-015,824
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01966
Total of all active and inactive participants2017-01-016,793
Total participants2017-01-016,793
Number of participants with account balances2017-01-016,793
Number of employers contributing to the scheme2017-01-01258
2016: HAWAII CARPENTERS 401(K) FUND 2016 401k membership
Total participants, beginning-of-year2016-01-018,245
Total number of active participants reported on line 7a of the Form 55002016-01-015,828
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-011,189
Total of all active and inactive participants2016-01-017,018
Total participants2016-01-017,018
Number of participants with account balances2016-01-017,018
Number of employers contributing to the scheme2016-01-01261
2015: HAWAII CARPENTERS 401(K) FUND 2015 401k membership
Total participants, beginning-of-year2015-01-015,608
Total number of active participants reported on line 7a of the Form 55002015-01-015,672
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-012,572
Total of all active and inactive participants2015-01-018,245
Total participants2015-01-018,245
Number of participants with account balances2015-01-018,245
Number of employers contributing to the scheme2015-01-01274
2014: HAWAII CARPENTERS 401(K) FUND 2014 401k membership
Total participants, beginning-of-year2014-01-015,518
Total number of active participants reported on line 7a of the Form 55002014-01-014,761
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01846
Total of all active and inactive participants2014-01-015,608
Total participants2014-01-015,608
Number of participants with account balances2014-01-015,608
Number of employers contributing to the scheme2014-01-01268
2013: HAWAII CARPENTERS 401(K) FUND 2013 401k membership
Total participants, beginning-of-year2013-01-015,534
Total number of active participants reported on line 7a of the Form 55002013-01-014,747
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01769
Total of all active and inactive participants2013-01-015,518
Total participants2013-01-015,518
Number of participants with account balances2013-01-015,520
Number of employers contributing to the scheme2013-01-01258
2012: HAWAII CARPENTERS 401(K) FUND 2012 401k membership
Total participants, beginning-of-year2012-01-015,634
Total number of active participants reported on line 7a of the Form 55002012-01-014,853
Number of other retired or separated participants entitled to future benefits2012-01-01681
Total of all active and inactive participants2012-01-015,534
Total participants2012-01-015,534
Number of participants with account balances2012-01-015,534
Number of employers contributing to the scheme2012-01-01258
2011: HAWAII CARPENTERS 401(K) FUND 2011 401k membership
Total participants, beginning-of-year2011-01-015,722
Total number of active participants reported on line 7a of the Form 55002011-01-015,175
Number of other retired or separated participants entitled to future benefits2011-01-01459
Total of all active and inactive participants2011-01-015,634
Total participants2011-01-015,634
Number of participants with account balances2011-01-015,634
Number of employers contributing to the scheme2011-01-01254
2010: HAWAII CARPENTERS 401(K) FUND 2010 401k membership
Total participants, beginning-of-year2010-01-016,260
Total number of active participants reported on line 7a of the Form 55002010-01-015,526
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01196
Total of all active and inactive participants2010-01-015,722
Total participants2010-01-015,722
Number of participants with account balances2010-01-015,722
Number of employers contributing to the scheme2010-01-01235
2009: HAWAII CARPENTERS 401(K) FUND 2009 401k membership
Total participants, beginning-of-year2009-01-016,802
Total number of active participants reported on line 7a of the Form 55002009-01-016,112
Number of other retired or separated participants entitled to future benefits2009-01-01148
Total of all active and inactive participants2009-01-016,260
Total participants2009-01-016,260
Number of participants with account balances2009-01-016,260
Number of employers contributing to the scheme2009-01-01214

Financial Data on HAWAII CARPENTERS 401(K) FUND

Measure Date Value
2022 : HAWAII CARPENTERS 401(K) FUND 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-78,457
Total unrealized appreciation/depreciation of assets2022-12-31$-78,457
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,659
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,528
Total income from all sources (including contributions)2022-12-31$-15,086,551
Total loss/gain on sale of assets2022-12-31$44,471
Total of all expenses incurred2022-12-31$14,538,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$14,175,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$16,485,014
Value of total assets at end of year2022-12-31$204,510,851
Value of total assets at beginning of year2022-12-31$234,135,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$363,237
Total interest from all sources2022-12-31$17,894
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$943,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$943,029
Administrative expenses professional fees incurred2022-12-31$61,893
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,121,099
Participant contributions at end of year2022-12-31$380,374
Participant contributions at beginning of year2022-12-31$353,398
Assets. Other investments not covered elsewhere at end of year2022-12-31$337,776
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$363,085
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$18,046
Other income not declared elsewhere2022-12-31$224,733
Administrative expenses (other) incurred2022-12-31$114,190
Liabilities. Value of operating payables at end of year2022-12-31$1,659
Liabilities. Value of operating payables at beginning of year2022-12-31$1,528
Total non interest bearing cash at end of year2022-12-31$47,544
Total non interest bearing cash at beginning of year2022-12-31$116,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-29,624,955
Value of net assets at end of year (total assets less liabilities)2022-12-31$204,509,192
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$234,134,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$150,613
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$48,726,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$56,223,205
Value of interest in pooled separate accounts at end of year2022-12-31$106,338,391
Value of interest in pooled separate accounts at beginning of year2022-12-31$125,926,063
Interest earned on other investments2022-12-31$8,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$883,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$936,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$936,520
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$9,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$46,718,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$49,274,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,666,123
Net investment gain/loss from pooled separate accounts2022-12-31$-21,832,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$11,345,869
Employer contributions (assets) at end of year2022-12-31$1,078,129
Employer contributions (assets) at beginning of year2022-12-31$941,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$14,175,167
Contract administrator fees2022-12-31$36,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$16,656,931
Aggregate carrying amount (costs) on sale of assets2022-12-31$16,612,460
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY, LLP
Accountancy firm EIN2022-12-31450250958
2021 : HAWAII CARPENTERS 401(K) FUND 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-6,942
Total unrealized appreciation/depreciation of assets2021-12-31$-6,942
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,528
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,532
Total income from all sources (including contributions)2021-12-31$39,803,769
Total of all expenses incurred2021-12-31$11,385,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,003,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$17,319,794
Value of total assets at end of year2021-12-31$234,135,675
Value of total assets at beginning of year2021-12-31$205,717,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$382,300
Total interest from all sources2021-12-31$9,286
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,320,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,320,227
Administrative expenses professional fees incurred2021-12-31$85,457
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,273,987
Participant contributions at end of year2021-12-31$353,398
Participant contributions at beginning of year2021-12-31$326,207
Assets. Other investments not covered elsewhere at end of year2021-12-31$363,085
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$444,576
Administrative expenses (other) incurred2021-12-31$122,210
Liabilities. Value of operating payables at end of year2021-12-31$1,528
Liabilities. Value of operating payables at beginning of year2021-12-31$1,532
Total non interest bearing cash at end of year2021-12-31$116,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$28,418,228
Value of net assets at end of year (total assets less liabilities)2021-12-31$234,134,147
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$205,715,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$147,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$56,223,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$48,312,620
Value of interest in pooled separate accounts at end of year2021-12-31$125,926,063
Value of interest in pooled separate accounts at beginning of year2021-12-31$108,898,855
Interest earned on other investments2021-12-31$9,085
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$936,520
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$37,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$37,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$49,274,629
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$47,183,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,069,584
Net investment gain/loss from pooled separate accounts2021-12-31$17,091,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$11,601,231
Employer contributions (assets) at end of year2021-12-31$941,849
Employer contributions (assets) at beginning of year2021-12-31$959,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,003,241
Contract administrator fees2021-12-31$27,007
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY
Accountancy firm EIN2021-12-31450250958
2020 : HAWAII CARPENTERS 401(K) FUND 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$26,538,224
Total unrealized appreciation/depreciation of assets2020-12-31$26,538,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,532
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$36,355
Total income from all sources (including contributions)2020-12-31$39,548,113
Total of all expenses incurred2020-12-31$28,401,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$28,039,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$17,161,462
Value of total assets at end of year2020-12-31$205,734,913
Value of total assets at beginning of year2020-12-31$194,623,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$361,922
Total interest from all sources2020-12-31$848,981
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$909,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$909,850
Administrative expenses professional fees incurred2020-12-31$67,716
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,209,638
Participant contributions at end of year2020-12-31$326,207
Participant contributions at beginning of year2020-12-31$449,240
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$29,719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$8,542
Other income not declared elsewhere2020-12-31$8,347
Administrative expenses (other) incurred2020-12-31$50,706
Liabilities. Value of operating payables at end of year2020-12-31$1,532
Liabilities. Value of operating payables at beginning of year2020-12-31$36,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,146,443
Value of net assets at end of year (total assets less liabilities)2020-12-31$205,733,381
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$194,586,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$47,318,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$56,606,906
Value of interest in pooled separate accounts at end of year2020-12-31$108,898,855
Value of interest in pooled separate accounts at beginning of year2020-12-31$88,313,546
Interest earned on other investments2020-12-31$844,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,031,684
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,536,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,536,962
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,977
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$47,200,628
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$46,772,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$-5,918,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$11,922,105
Employer contributions (assets) at end of year2020-12-31$1,285,535
Employer contributions (assets) at beginning of year2020-12-31$1,384,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,039,748
Contract administrator fees2020-12-31$243,500
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : HAWAII CARPENTERS 401(K) FUND 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$18,524,047
Total unrealized appreciation/depreciation of assets2019-12-31$18,524,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$36,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$36,355
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$23,645
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$23,645
Total income from all sources (including contributions)2019-12-31$44,661,798
Total income from all sources (including contributions)2019-12-31$44,661,798
Total of all expenses incurred2019-12-31$12,544,296
Total of all expenses incurred2019-12-31$12,544,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,016,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,016,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,092,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,092,968
Value of total assets at end of year2019-12-31$194,607,140
Value of total assets at end of year2019-12-31$194,607,140
Value of total assets at beginning of year2019-12-31$162,476,928
Value of total assets at beginning of year2019-12-31$162,476,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$527,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$527,399
Total interest from all sources2019-12-31$923,264
Total interest from all sources2019-12-31$923,264
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,204,662
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,204,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,204,662
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,204,662
Administrative expenses professional fees incurred2019-12-31$63,234
Administrative expenses professional fees incurred2019-12-31$63,234
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,375,853
Contributions received from participants2019-12-31$6,375,853
Participant contributions at beginning of year2019-12-31$370,229
Participant contributions at beginning of year2019-12-31$370,229
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,504
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,504
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,659
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,659
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$8,542
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$8,542
Other income not declared elsewhere2019-12-31$400,125
Other income not declared elsewhere2019-12-31$400,125
Administrative expenses (other) incurred2019-12-31$94,814
Administrative expenses (other) incurred2019-12-31$94,814
Liabilities. Value of operating payables at end of year2019-12-31$36,355
Liabilities. Value of operating payables at end of year2019-12-31$36,355
Liabilities. Value of operating payables at beginning of year2019-12-31$23,645
Liabilities. Value of operating payables at beginning of year2019-12-31$23,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$32,117,502
Value of net income/loss2019-12-31$32,117,502
Value of net assets at end of year (total assets less liabilities)2019-12-31$194,570,785
Value of net assets at end of year (total assets less liabilities)2019-12-31$194,570,785
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$162,453,283
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$162,453,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$120,700
Investment advisory and management fees2019-12-31$120,700
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$56,606,906
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$56,606,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$45,786,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$45,786,392
Value of interest in pooled separate accounts at end of year2019-12-31$88,313,546
Value of interest in pooled separate accounts at end of year2019-12-31$88,313,546
Value of interest in pooled separate accounts at beginning of year2019-12-31$71,582,554
Value of interest in pooled separate accounts at beginning of year2019-12-31$71,582,554
Interest earned on other investments2019-12-31$893,607
Interest earned on other investments2019-12-31$893,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,536,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,536,962
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,275,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,275,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,275,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,275,337
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$29,657
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$29,657
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$46,756,546
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$46,756,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$42,371,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$42,371,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,739,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,739,947
Net investment gain/loss from pooled separate accounts2019-12-31$15,300,832
Net investment gain/loss from pooled separate accounts2019-12-31$15,300,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$11,702,456
Contributions received in cash from employer2019-12-31$11,702,456
Employer contributions (assets) at end of year2019-12-31$1,384,638
Employer contributions (assets) at end of year2019-12-31$1,384,638
Employer contributions (assets) at beginning of year2019-12-31$1,082,364
Employer contributions (assets) at beginning of year2019-12-31$1,082,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,016,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,016,897
Contract administrator fees2019-12-31$248,651
Contract administrator fees2019-12-31$248,651
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : HAWAII CARPENTERS 401(K) FUND 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,312
Total unrealized appreciation/depreciation of assets2018-12-31$-1,312
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$23,645
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$21,006
Total income from all sources (including contributions)2018-12-31$8,034,190
Total of all expenses incurred2018-12-31$10,957,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,486,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$16,295,754
Value of total assets at end of year2018-12-31$162,476,928
Value of total assets at beginning of year2018-12-31$165,397,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$471,390
Total interest from all sources2018-12-31$771,260
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$770,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$770,523
Administrative expenses professional fees incurred2018-12-31$67,030
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,472,261
Participant contributions at end of year2018-12-31$370,229
Participant contributions at beginning of year2018-12-31$316,504
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,504
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,196
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$160,195
Other income not declared elsewhere2018-12-31$154,377
Administrative expenses (other) incurred2018-12-31$108,444
Liabilities. Value of operating payables at end of year2018-12-31$23,645
Liabilities. Value of operating payables at beginning of year2018-12-31$21,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,923,274
Value of net assets at end of year (total assets less liabilities)2018-12-31$162,453,283
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$165,376,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$68,157
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$45,786,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,534,196
Value of interest in pooled separate accounts at end of year2018-12-31$71,582,554
Value of interest in pooled separate accounts at beginning of year2018-12-31$72,230,590
Interest earned on other investments2018-12-31$755,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,275,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,466,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,466,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$15,913
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$42,371,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$42,778,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,097,207
Net investment gain/loss from pooled separate accounts2018-12-31$-2,859,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$11,663,298
Employer contributions (assets) at end of year2018-12-31$1,082,364
Employer contributions (assets) at beginning of year2018-12-31$1,063,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,486,074
Contract administrator fees2018-12-31$227,759
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2018-12-31205496781
2017 : HAWAII CARPENTERS 401(K) FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$366
Total unrealized appreciation/depreciation of assets2017-12-31$366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$21,006
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$17,423
Total income from all sources (including contributions)2017-12-31$33,825,117
Total of all expenses incurred2017-12-31$7,929,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,565,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$15,593,587
Value of total assets at end of year2017-12-31$165,397,563
Value of total assets at beginning of year2017-12-31$139,498,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$364,067
Total interest from all sources2017-12-31$668,757
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$738,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$738,888
Administrative expenses professional fees incurred2017-12-31$81,183
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,409,687
Participant contributions at end of year2017-12-31$316,504
Participant contributions at beginning of year2017-12-31$299,510
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,196
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$7,706
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$634,189
Other income not declared elsewhere2017-12-31$60,357
Administrative expenses (other) incurred2017-12-31$85,376
Liabilities. Value of operating payables at end of year2017-12-31$21,006
Liabilities. Value of operating payables at beginning of year2017-12-31$17,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$25,895,746
Value of net assets at end of year (total assets less liabilities)2017-12-31$165,376,557
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$139,480,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,534,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,960,675
Value of interest in pooled separate accounts at end of year2017-12-31$72,230,590
Value of interest in pooled separate accounts at beginning of year2017-12-31$59,032,991
Interest earned on other investments2017-12-31$662,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,466,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$952,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$952,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$6,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$42,778,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$40,243,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,552,351
Net investment gain/loss from pooled separate accounts2017-12-31$9,210,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,549,711
Employer contributions (assets) at end of year2017-12-31$1,063,015
Employer contributions (assets) at beginning of year2017-12-31$1,001,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,565,304
Contract administrator fees2017-12-31$197,508
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2017-12-31205496781
2016 : HAWAII CARPENTERS 401(K) FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$949
Total unrealized appreciation/depreciation of assets2016-12-31$949
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$17,423
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$24,602
Total income from all sources (including contributions)2016-12-31$22,040,585
Total of all expenses incurred2016-12-31$6,512,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,149,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,761,919
Value of total assets at end of year2016-12-31$139,498,234
Value of total assets at beginning of year2016-12-31$123,977,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$362,839
Total interest from all sources2016-12-31$600,027
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$565,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$565,669
Administrative expenses professional fees incurred2016-12-31$54,438
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,320,845
Participant contributions at end of year2016-12-31$299,510
Participant contributions at beginning of year2016-12-31$278,190
Assets. Other investments not covered elsewhere at end of year2016-12-31$7,706
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$8,362
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$74,235
Other income not declared elsewhere2016-12-31$62,383
Administrative expenses (other) incurred2016-12-31$120,311
Liabilities. Value of operating payables at end of year2016-12-31$17,423
Liabilities. Value of operating payables at beginning of year2016-12-31$24,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$15,528,401
Value of net assets at end of year (total assets less liabilities)2016-12-31$139,480,811
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$123,952,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,960,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$32,455,018
Value of interest in pooled separate accounts at end of year2016-12-31$59,032,991
Value of interest in pooled separate accounts at beginning of year2016-12-31$51,738,354
Interest earned on other investments2016-12-31$597,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$952,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$878,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$878,113
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$40,243,838
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$37,637,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,362,788
Net investment gain/loss from pooled separate accounts2016-12-31$2,686,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$11,366,839
Employer contributions (assets) at end of year2016-12-31$1,001,147
Employer contributions (assets) at beginning of year2016-12-31$981,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,149,345
Contract administrator fees2016-12-31$188,090
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2016-12-31205496781
2015 : HAWAII CARPENTERS 401(K) FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-13,706
Total unrealized appreciation/depreciation of assets2015-12-31$-13,706
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$24,602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$26,760
Total income from all sources (including contributions)2015-12-31$13,830,995
Total of all expenses incurred2015-12-31$7,972,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,629,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,503,000
Value of total assets at end of year2015-12-31$123,977,012
Value of total assets at beginning of year2015-12-31$118,120,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$343,475
Total interest from all sources2015-12-31$609,409
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$562,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$562,063
Administrative expenses professional fees incurred2015-12-31$63,111
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,666,025
Participant contributions at end of year2015-12-31$278,190
Participant contributions at beginning of year2015-12-31$221,190
Assets. Other investments not covered elsewhere at end of year2015-12-31$8,362
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$7,464
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$154,166
Other income not declared elsewhere2015-12-31$58,088
Administrative expenses (other) incurred2015-12-31$100,124
Liabilities. Value of operating payables at end of year2015-12-31$24,602
Liabilities. Value of operating payables at beginning of year2015-12-31$26,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,858,341
Value of net assets at end of year (total assets less liabilities)2015-12-31$123,952,410
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$118,094,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$32,455,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$30,035,916
Value of interest in pooled separate accounts at end of year2015-12-31$51,738,354
Value of interest in pooled separate accounts at beginning of year2015-12-31$49,527,609
Interest earned on other investments2015-12-31$608,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$878,113
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$919,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$919,911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$37,637,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$36,750,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,416,937
Net investment gain/loss from pooled separate accounts2015-12-31$529,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,682,809
Employer contributions (assets) at end of year2015-12-31$981,934
Employer contributions (assets) at beginning of year2015-12-31$657,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,629,179
Contract administrator fees2015-12-31$180,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2015-12-31205496781
2014 : HAWAII CARPENTERS 401(K) FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$13,507
Total unrealized appreciation/depreciation of assets2014-12-31$13,507
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$26,760
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$22,021
Total income from all sources (including contributions)2014-12-31$15,839,426
Total of all expenses incurred2014-12-31$7,480,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,098,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,323,466
Value of total assets at end of year2014-12-31$118,120,829
Value of total assets at beginning of year2014-12-31$109,757,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$381,890
Total interest from all sources2014-12-31$642,128
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$645,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$645,164
Administrative expenses professional fees incurred2014-12-31$70,190
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,819,651
Participant contributions at end of year2014-12-31$221,190
Participant contributions at beginning of year2014-12-31$177,469
Assets. Other investments not covered elsewhere at end of year2014-12-31$7,464
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,185
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$670,537
Other income not declared elsewhere2014-12-31$64,538
Administrative expenses (other) incurred2014-12-31$131,476
Liabilities. Value of operating payables at end of year2014-12-31$26,760
Liabilities. Value of operating payables at beginning of year2014-12-31$22,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,359,036
Value of net assets at end of year (total assets less liabilities)2014-12-31$118,094,069
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$109,735,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$30,035,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$29,186,900
Value of interest in pooled separate accounts at end of year2014-12-31$49,527,609
Value of interest in pooled separate accounts at beginning of year2014-12-31$40,337,333
Interest earned on other investments2014-12-31$641,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$919,911
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,658,593
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,658,593
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$36,750,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$37,742,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$507,442
Net investment gain/loss from pooled separate accounts2014-12-31$2,643,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,833,278
Employer contributions (assets) at end of year2014-12-31$657,891
Employer contributions (assets) at beginning of year2014-12-31$645,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,098,500
Contract administrator fees2014-12-31$180,224
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2014-12-31205496781
2013 : HAWAII CARPENTERS 401(K) FUND 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$22,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,991
Total income from all sources (including contributions)2013-12-31$24,335,050
Total of all expenses incurred2013-12-31$7,739,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,441,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,146,998
Value of total assets at end of year2013-12-31$109,757,054
Value of total assets at beginning of year2013-12-31$93,155,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$298,441
Total interest from all sources2013-12-31$706,970
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$483,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$483,980
Administrative expenses professional fees incurred2013-12-31$54,674
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,447,938
Participant contributions at end of year2013-12-31$177,469
Participant contributions at beginning of year2013-12-31$200,748
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,185
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,207
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,595,743
Other income not declared elsewhere2013-12-31$42,023
Administrative expenses (other) incurred2013-12-31$63,138
Liabilities. Value of operating payables at end of year2013-12-31$22,021
Liabilities. Value of operating payables at beginning of year2013-12-31$15,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$16,595,085
Value of net assets at end of year (total assets less liabilities)2013-12-31$109,735,033
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$93,139,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$29,186,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$23,158,889
Value of interest in pooled separate accounts at end of year2013-12-31$40,337,333
Value of interest in pooled separate accounts at beginning of year2013-12-31$31,478,398
Interest earned on other investments2013-12-31$706,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,658,593
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,384,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,384,958
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$37,742,987
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$36,325,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,431,500
Net investment gain/loss from pooled separate accounts2013-12-31$6,523,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$7,103,317
Employer contributions (assets) at end of year2013-12-31$645,587
Employer contributions (assets) at beginning of year2013-12-31$600,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,441,524
Contract administrator fees2013-12-31$180,629
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2013-12-31205496781
2012 : HAWAII CARPENTERS 401(K) FUND 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,991
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$16,888
Total income from all sources (including contributions)2012-12-31$17,645,961
Total of all expenses incurred2012-12-31$8,159,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,836,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,788,727
Value of total assets at end of year2012-12-31$93,155,939
Value of total assets at beginning of year2012-12-31$83,670,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$323,166
Total interest from all sources2012-12-31$838,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$48,485
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,419,404
Participant contributions at end of year2012-12-31$200,748
Participant contributions at beginning of year2012-12-31$197,244
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,207
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$848
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,211,098
Other income not declared elsewhere2012-12-31$17,911
Administrative expenses (other) incurred2012-12-31$92,693
Liabilities. Value of operating payables at end of year2012-12-31$15,991
Liabilities. Value of operating payables at beginning of year2012-12-31$16,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,486,713
Value of net assets at end of year (total assets less liabilities)2012-12-31$93,139,948
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$83,653,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$23,158,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,145,163
Value of interest in pooled separate accounts at end of year2012-12-31$31,478,398
Value of interest in pooled separate accounts at beginning of year2012-12-31$25,644,264
Interest earned on other investments2012-12-31$836,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,384,958
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,215,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,215,248
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$36,325,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$36,871,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,699,684
Net investment gain/loss from pooled separate accounts2012-12-31$3,301,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,158,225
Employer contributions (assets) at end of year2012-12-31$600,380
Employer contributions (assets) at beginning of year2012-12-31$595,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,836,082
Contract administrator fees2012-12-31$181,988
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2012-12-31205496781
2011 : HAWAII CARPENTERS 401(K) FUND 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$16,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$14,352
Total income from all sources (including contributions)2011-12-31$10,383,085
Total of all expenses incurred2011-12-31$6,260,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,976,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,677,771
Value of total assets at end of year2011-12-31$83,670,123
Value of total assets at beginning of year2011-12-31$79,544,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$283,655
Total interest from all sources2011-12-31$935,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$57,964
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,592,791
Participant contributions at end of year2011-12-31$197,244
Participant contributions at beginning of year2011-12-31$170,305
Assets. Other investments not covered elsewhere at end of year2011-12-31$848
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$388
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$553,303
Other income not declared elsewhere2011-12-31$69,975
Administrative expenses (other) incurred2011-12-31$52,237
Liabilities. Value of operating payables at end of year2011-12-31$16,888
Liabilities. Value of operating payables at beginning of year2011-12-31$14,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,122,842
Value of net assets at end of year (total assets less liabilities)2011-12-31$83,653,235
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$79,530,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,145,163
Value of interest in pooled separate accounts at end of year2011-12-31$25,644,264
Value of interest in pooled separate accounts at beginning of year2011-12-31$43,270,548
Interest earned on other investments2011-12-31$933,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,215,248
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,049,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,049,720
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$36,871,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$34,407,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,666,169
Net investment gain/loss from pooled separate accounts2011-12-31$1,366,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,531,677
Employer contributions (assets) at end of year2011-12-31$595,568
Employer contributions (assets) at beginning of year2011-12-31$646,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,976,588
Contract administrator fees2011-12-31$173,454
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2011-12-31205496781
2010 : HAWAII CARPENTERS 401(K) FUND 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,352
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15,577
Total income from all sources (including contributions)2010-12-31$16,801,446
Total of all expenses incurred2010-12-31$8,211,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,946,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,895,418
Value of total assets at end of year2010-12-31$79,544,745
Value of total assets at beginning of year2010-12-31$70,956,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$265,164
Total interest from all sources2010-12-31$1,035,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$54,658
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,748,004
Participant contributions at end of year2010-12-31$170,305
Participant contributions at beginning of year2010-12-31$221,754
Assets. Other investments not covered elsewhere at end of year2010-12-31$388
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,654,588
Administrative expenses (other) incurred2010-12-31$63,434
Liabilities. Value of operating payables at end of year2010-12-31$14,352
Liabilities. Value of operating payables at beginning of year2010-12-31$15,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,589,516
Value of net assets at end of year (total assets less liabilities)2010-12-31$79,530,393
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$70,940,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$43,270,548
Value of interest in pooled separate accounts at beginning of year2010-12-31$30,941,354
Interest earned on other investments2010-12-31$1,034,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,049,720
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$898,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$898,187
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,710
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$34,407,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$38,353,824
Net investment gain/loss from pooled separate accounts2010-12-31$4,870,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$6,492,826
Employer contributions (assets) at end of year2010-12-31$646,555
Employer contributions (assets) at beginning of year2010-12-31$541,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,946,766
Contract administrator fees2010-12-31$147,072
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31JAMES P HASSELMAN CPA LLC
Accountancy firm EIN2010-12-31205496781

Form 5500 Responses for HAWAII CARPENTERS 401(K) FUND

2022: HAWAII CARPENTERS 401(K) FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HAWAII CARPENTERS 401(K) FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HAWAII CARPENTERS 401(K) FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HAWAII CARPENTERS 401(K) FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HAWAII CARPENTERS 401(K) FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAWAII CARPENTERS 401(K) FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAWAII CARPENTERS 401(K) FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAWAII CARPENTERS 401(K) FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAWAII CARPENTERS 401(K) FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAWAII CARPENTERS 401(K) FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAWAII CARPENTERS 401(K) FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAWAII CARPENTERS 401(K) FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HAWAII CARPENTERS 401(K) FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HAWAII CARPENTERS 401(K) FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-63421
Policy instance 2
Insurance contract or identification numberIN-63421
Number of Individuals Covered7033
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Number of Individuals Covered7033
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-63421
Policy instance 2
Insurance contract or identification numberIN-63421
Number of Individuals Covered7018
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Number of Individuals Covered7018
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number063421
Policy instance 2
Insurance contract or identification number063421
Number of Individuals Covered6884
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-63421
Policy instance 2
Insurance contract or identification numberIN-63421
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Number of Individuals Covered6884
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-63421
Policy instance 2
Insurance contract or identification numberIN-63421
Number of Individuals Covered6883
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Number of Individuals Covered6883
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-63421
Policy instance 2
Insurance contract or identification numberIN-63421
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18,814
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees18814
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberIN-63421
Policy instance 2
Insurance contract or identification numberIN-63421
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $107,536
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees56025
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INS AGENCY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $87,378
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees87378
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?1
Insurance broker nameUBS FINANCIAL SERVICES INS AGENCY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $82,525
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees82525
Insurance broker organization code?1
Insurance broker nameUBS FINANCIAL SERVICES INS AGENCY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $72,484
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees72484
Additional information about fees paid to insurance brokerSERVICES TO PLAN
Insurance broker organization code?1
Insurance broker nameUBS FINANCIAL SERVICES INS AGENCY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $65,281
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees65281
Additional information about fees paid to insurance brokerSERVICES TO PLAN
Insurance broker organization code?7
Insurance broker nameUBS FINANCIAL SERVICES INS AGENCY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039117
Policy instance 1
Insurance contract or identification number039117
Number of Individuals Covered5634
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $70,950
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA-039117
Policy instance 1
Insurance contract or identification numberGA-039117
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $62,848
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees62848
Additional information about fees paid to insurance brokerSERVICES TO PLAN
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INS AGENCY

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