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PEAK RESOURCES, INC. 401(K) PLAN 401k Plan overview

Plan NamePEAK RESOURCES, INC. 401(K) PLAN
Plan identification number 001

PEAK RESOURCES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PEAK RESOURCES INC. HEALTH AND WELFARE PLAN has sponsored the creation of one or more 401k plans.

Company Name:PEAK RESOURCES INC. HEALTH AND WELFARE PLAN
Employer identification number (EIN):550840723
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about PEAK RESOURCES INC. HEALTH AND WELFARE PLAN

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 1991-01-08
Company Identification Number: 19911001179
Legal Registered Office Address: 2750 W 5th Ave

Denver
United States of America (USA)
80204

More information about PEAK RESOURCES INC. HEALTH AND WELFARE PLAN

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PEAK RESOURCES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01BRIAN S. HILL2023-07-11
0012020-10-01HAROLD NUNN2022-07-13
0012020-10-01HAROLD NUNN2022-08-16
0012019-10-01HAROLD NUNN2021-07-07
0012018-10-01
0012017-10-01
0012017-10-01
0012016-10-01PLAN SPONSOR
0012015-10-01PLAN SPONSOR
0012015-10-01PLAN SPONSOR
0012014-10-01HAROLD P. NUNN
0012014-10-01HAROLD P. NUNN
0012013-10-01HAROLD P. NUNN
0012012-10-01HAROLD P. NUNN
0012011-10-01HAROLD P. NUNN
0012010-10-01HAROLD P. NUNN
0012009-10-01HAROLD P. NUNN
0012008-10-01

Plan Statistics for PEAK RESOURCES, INC. 401(K) PLAN

401k plan membership statisitcs for PEAK RESOURCES, INC. 401(K) PLAN

Measure Date Value
2021: PEAK RESOURCES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01622
Total number of active participants reported on line 7a of the Form 55002021-10-01487
Number of retired or separated participants receiving benefits2021-10-019
Number of other retired or separated participants entitled to future benefits2021-10-0166
Total of all active and inactive participants2021-10-01562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01562
Number of participants with account balances2021-10-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-012
2020: PEAK RESOURCES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01635
Total number of active participants reported on line 7a of the Form 55002020-10-01584
Number of retired or separated participants receiving benefits2020-10-0111
Number of other retired or separated participants entitled to future benefits2020-10-0152
Total of all active and inactive participants2020-10-01647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01647
Number of participants with account balances2020-10-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-011
2019: PEAK RESOURCES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01643
Total number of active participants reported on line 7a of the Form 55002019-10-01523
Number of retired or separated participants receiving benefits2019-10-016
Number of other retired or separated participants entitled to future benefits2019-10-0171
Total of all active and inactive participants2019-10-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01600
Number of participants with account balances2019-10-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-013
2018: PEAK RESOURCES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01671
Total number of active participants reported on line 7a of the Form 55002018-10-01540
Number of retired or separated participants receiving benefits2018-10-014
Number of other retired or separated participants entitled to future benefits2018-10-0151
Total of all active and inactive participants2018-10-01595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01595
Number of participants with account balances2018-10-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-01142
2017: PEAK RESOURCES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01612
Total number of active participants reported on line 7a of the Form 55002017-10-01485
Number of retired or separated participants receiving benefits2017-10-014
Number of other retired or separated participants entitled to future benefits2017-10-0179
Total of all active and inactive participants2017-10-01568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01568
Number of participants with account balances2017-10-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-01143
2016: PEAK RESOURCES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01643
Total number of active participants reported on line 7a of the Form 55002016-10-01462
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0165
Total of all active and inactive participants2016-10-01527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01527
Number of participants with account balances2016-10-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-01172
2015: PEAK RESOURCES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01678
Total number of active participants reported on line 7a of the Form 55002015-10-01563
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0159
Total of all active and inactive participants2015-10-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01622
Number of participants with account balances2015-10-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-01152
2014: PEAK RESOURCES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01574
Total number of active participants reported on line 7a of the Form 55002014-10-01522
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0153
Total of all active and inactive participants2014-10-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01575
Number of participants with account balances2014-10-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-01113
2013: PEAK RESOURCES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01575
Total number of active participants reported on line 7a of the Form 55002013-10-01504
Number of retired or separated participants receiving benefits2013-10-0115
Number of other retired or separated participants entitled to future benefits2013-10-0155
Total of all active and inactive participants2013-10-01574
Total participants2013-10-01574
Number of participants with account balances2013-10-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0110
2012: PEAK RESOURCES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01507
Total number of active participants reported on line 7a of the Form 55002012-10-01454
Number of retired or separated participants receiving benefits2012-10-0112
Number of other retired or separated participants entitled to future benefits2012-10-0158
Total of all active and inactive participants2012-10-01524
Total participants2012-10-01524
Number of participants with account balances2012-10-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: PEAK RESOURCES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01498
Total number of active participants reported on line 7a of the Form 55002011-10-01432
Number of retired or separated participants receiving benefits2011-10-017
Number of other retired or separated participants entitled to future benefits2011-10-0144
Total of all active and inactive participants2011-10-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01483
Number of participants with account balances2011-10-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2010: PEAK RESOURCES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01452
Total number of active participants reported on line 7a of the Form 55002010-10-01402
Number of retired or separated participants receiving benefits2010-10-017
Number of other retired or separated participants entitled to future benefits2010-10-0133
Total of all active and inactive participants2010-10-01442
Total participants2010-10-01442
Number of participants with account balances2010-10-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-010
2009: PEAK RESOURCES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01431
Total number of active participants reported on line 7a of the Form 55002009-10-01371
Number of retired or separated participants receiving benefits2009-10-016
Number of other retired or separated participants entitled to future benefits2009-10-0119
Total of all active and inactive participants2009-10-01396
Total participants2009-10-01396
Number of participants with account balances2009-10-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on PEAK RESOURCES, INC. 401(K) PLAN

Measure Date Value
2022 : PEAK RESOURCES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-374,370
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$468,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$460,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,176,091
Value of total assets at end of year2022-09-30$7,047,311
Value of total assets at beginning of year2022-09-30$7,890,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$8,441
Total interest from all sources2022-09-30$7,927
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Assets. Real estate other than employer real property at end of year2022-09-30$0
Assets. Real estate other than employer real property at beginning of year2022-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-09-30$0
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$653,187
Participant contributions at end of year2022-09-30$278,742
Participant contributions at beginning of year2022-09-30$154,130
Participant contributions at end of year2022-09-30$6
Participant contributions at beginning of year2022-09-30$0
Assets. Other investments not covered elsewhere at end of year2022-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$91,787
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$0
Assets. Loans (other than to participants) at end of year2022-09-30$0
Assets. Loans (other than to participants) at beginning of year2022-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-09-30$0
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-843,276
Value of net assets at end of year (total assets less liabilities)2022-09-30$7,047,311
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$7,890,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Assets. partnership/joint venture interests at end of year2022-09-30$0
Assets. partnership/joint venture interests at beginning of year2022-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$6,395,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$7,396,730
Interest on participant loans2022-09-30$7,927
Value of interest in master investment trust accounts at end of year2022-09-30$0
Value of interest in master investment trust accounts at beginning of year2022-09-30$0
Value of interest in common/collective trusts at end of year2022-09-30$373,219
Value of interest in common/collective trusts at beginning of year2022-09-30$327,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2022-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-09-30$0
Asset value of US Government securities at end of year2022-09-30$0
Asset value of US Government securities at beginning of year2022-09-30$0
Net investment gain or loss from common/collective trusts2022-09-30$2,972
Net gain/loss from 103.12 investment entities2022-09-30$-1,561,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Assets. Value of employer real property at end of year2022-09-30$0
Assets. Value of employer real property at beginning of year2022-09-30$0
Contributions received in cash from employer2022-09-30$431,117
Employer contributions (assets) at end of year2022-09-30$50
Employer contributions (assets) at beginning of year2022-09-30$12,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$460,465
Asset. Corporate debt instrument preferred debt at end of year2022-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2022-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-09-30$0
Contract administrator fees2022-09-30$8,441
Assets. Corporate common stocks other than exployer securities at end of year2022-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-09-30$0
Liabilities. Value of benefit claims payable at end of year2022-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2022-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-09-30$0
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Liabilities. Value of acquisition indebtedness at end of year2022-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-09-30$0
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2022-09-30561031342
2021 : PEAK RESOURCES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$2,363,304
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,141,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,133,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,012,941
Value of total assets at end of year2021-09-30$7,908,171
Value of total assets at beginning of year2021-09-30$6,686,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$7,657
Total interest from all sources2021-09-30$5,714
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Assets. Real estate other than employer real property at end of year2021-09-30$0
Assets. Real estate other than employer real property at beginning of year2021-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-09-30$0
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$542,763
Participant contributions at end of year2021-09-30$154,130
Participant contributions at beginning of year2021-09-30$115,170
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$0
Assets. Other investments not covered elsewhere at end of year2021-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$55,751
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$0
Assets. Loans (other than to participants) at end of year2021-09-30$0
Assets. Loans (other than to participants) at beginning of year2021-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-09-30$0
Total non interest bearing cash at end of year2021-09-30$0
Total non interest bearing cash at beginning of year2021-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$1,221,829
Value of net assets at end of year (total assets less liabilities)2021-09-30$7,908,171
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$6,686,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Assets. partnership/joint venture interests at end of year2021-09-30$0
Assets. partnership/joint venture interests at beginning of year2021-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$7,396,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$6,189,618
Interest on participant loans2021-09-30$5,714
Value of interest in master investment trust accounts at end of year2021-09-30$0
Value of interest in master investment trust accounts at beginning of year2021-09-30$0
Value of interest in common/collective trusts at end of year2021-09-30$327,194
Value of interest in common/collective trusts at beginning of year2021-09-30$352,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2021-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-09-30$0
Asset value of US Government securities at end of year2021-09-30$0
Asset value of US Government securities at beginning of year2021-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$1,343,421
Net investment gain or loss from common/collective trusts2021-09-30$1,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Assets. Value of employer real property at end of year2021-09-30$0
Assets. Value of employer real property at beginning of year2021-09-30$0
Contributions received in cash from employer2021-09-30$414,427
Employer contributions (assets) at end of year2021-09-30$30,117
Employer contributions (assets) at beginning of year2021-09-30$28,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,133,818
Asset. Corporate debt instrument preferred debt at end of year2021-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-09-30$0
Contract administrator fees2021-09-30$7,657
Assets. Corporate common stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-09-30$0
Liabilities. Value of benefit claims payable at end of year2021-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2021-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-09-30$0
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Liabilities. Value of acquisition indebtedness at end of year2021-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-09-30$0
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30OVERMAN WILLIAMS & PIERCE
Accountancy firm EIN2021-09-30561031342
2020 : PEAK RESOURCES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$1,463,546
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$494,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$478,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$882,845
Value of total assets at end of year2020-09-30$6,686,342
Value of total assets at beginning of year2020-09-30$5,716,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$15,350
Total interest from all sources2020-09-30$6,719
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Assets. Real estate other than employer real property at end of year2020-09-30$0
Assets. Real estate other than employer real property at beginning of year2020-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-09-30$0
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$496,401
Participant contributions at end of year2020-09-30$115,170
Participant contributions at beginning of year2020-09-30$126,349
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Assets. Other investments not covered elsewhere at end of year2020-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$20,875
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Assets. Loans (other than to participants) at end of year2020-09-30$0
Assets. Loans (other than to participants) at beginning of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$0
Total non interest bearing cash at end of year2020-09-30$0
Total non interest bearing cash at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$969,449
Value of net assets at end of year (total assets less liabilities)2020-09-30$6,686,342
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$5,716,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Assets. partnership/joint venture interests at end of year2020-09-30$0
Assets. partnership/joint venture interests at beginning of year2020-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$6,189,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$5,292,256
Interest on participant loans2020-09-30$6,719
Value of interest in master investment trust accounts at end of year2020-09-30$0
Value of interest in master investment trust accounts at beginning of year2020-09-30$0
Value of interest in common/collective trusts at end of year2020-09-30$352,602
Value of interest in common/collective trusts at beginning of year2020-09-30$298,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2020-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-09-30$0
Asset value of US Government securities at end of year2020-09-30$0
Asset value of US Government securities at beginning of year2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$571,317
Net investment gain or loss from common/collective trusts2020-09-30$2,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Assets. Value of employer real property at end of year2020-09-30$0
Assets. Value of employer real property at beginning of year2020-09-30$0
Contributions received in cash from employer2020-09-30$365,569
Employer contributions (assets) at end of year2020-09-30$28,952
Employer contributions (assets) at beginning of year2020-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$478,747
Asset. Corporate debt instrument preferred debt at end of year2020-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-09-30$0
Contract administrator fees2020-09-30$15,350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-09-30$0
Liabilities. Value of benefit claims payable at end of year2020-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2020-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-09-30$0
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Liabilities. Value of acquisition indebtedness at end of year2020-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30OVERMAN WILLIAMS & PIERCE
Accountancy firm EIN2020-09-30561031342
2019 : PEAK RESOURCES, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$0
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Expenses. Interest paid2019-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-09-30$0
Total income from all sources (including contributions)2019-09-30$681,484
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$623,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$612,002
Expenses. Certain deemed distributions of participant loans2019-09-30$-104
Value of total corrective distributions2019-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$525,431
Value of total assets at end of year2019-09-30$5,716,893
Value of total assets at beginning of year2019-09-30$5,658,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$11,122
Total income from rents2019-09-30$0
Total interest from all sources2019-09-30$5,813
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$261,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$261,663
Assets. Real estate other than employer real property at end of year2019-09-30$0
Assets. Real estate other than employer real property at beginning of year2019-09-30$0
Administrative expenses professional fees incurred2019-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-09-30$0
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$303,022
Participant contributions at end of year2019-09-30$126,349
Participant contributions at beginning of year2019-09-30$104,121
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$0
Assets. Other investments not covered elsewhere at end of year2019-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$3,629
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$0
Assets. Loans (other than to participants) at end of year2019-09-30$0
Assets. Loans (other than to participants) at beginning of year2019-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$0
Other income not declared elsewhere2019-09-30$7,998
Administrative expenses (other) incurred2019-09-30$0
Total non interest bearing cash at end of year2019-09-30$0
Total non interest bearing cash at beginning of year2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Income. Non cash contributions2019-09-30$0
Value of net income/loss2019-09-30$58,464
Value of net assets at end of year (total assets less liabilities)2019-09-30$5,716,893
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$5,658,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Assets. partnership/joint venture interests at end of year2019-09-30$0
Assets. partnership/joint venture interests at beginning of year2019-09-30$0
Investment advisory and management fees2019-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$5,292,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$5,270,966
Interest on participant loans2019-09-30$5,813
Income. Interest from loans (other than to participants)2019-09-30$0
Interest earned on other investments2019-09-30$0
Income. Interest from US Government securities2019-09-30$0
Income. Interest from corporate debt instruments2019-09-30$0
Value of interest in master investment trust accounts at end of year2019-09-30$0
Value of interest in master investment trust accounts at beginning of year2019-09-30$0
Value of interest in common/collective trusts at end of year2019-09-30$298,288
Value of interest in common/collective trusts at beginning of year2019-09-30$283,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2019-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$0
Asset value of US Government securities at end of year2019-09-30$0
Asset value of US Government securities at beginning of year2019-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-123,659
Net investment gain/loss from pooled separate accounts2019-09-30$0
Net investment gain or loss from common/collective trusts2019-09-30$4,238
Net gain/loss from 103.12 investment entities2019-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Assets. Value of employer real property at end of year2019-09-30$0
Assets. Value of employer real property at beginning of year2019-09-30$0
Contributions received in cash from employer2019-09-30$218,780
Employer contributions (assets) at end of year2019-09-30$0
Employer contributions (assets) at beginning of year2019-09-30$0
Income. Dividends from preferred stock2019-09-30$0
Income. Dividends from common stock2019-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$612,002
Asset. Corporate debt instrument preferred debt at end of year2019-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2019-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-09-30$0
Contract administrator fees2019-09-30$11,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2019-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-09-30$0
Liabilities. Value of benefit claims payable at end of year2019-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2019-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$0
Aggregate carrying amount (costs) on sale of assets2019-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2019-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30OVERMAN WILLIAMS & PIERCE
Accountancy firm EIN2019-09-30561031342
2018 : PEAK RESOURCES, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$0
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Expenses. Interest paid2018-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-09-30$0
Total income from all sources (including contributions)2018-09-30$1,090,910
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$930,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$907,439
Expenses. Certain deemed distributions of participant loans2018-09-30$4,594
Value of total corrective distributions2018-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$561,206
Value of total assets at end of year2018-09-30$5,658,429
Value of total assets at beginning of year2018-09-30$5,498,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$18,901
Total income from rents2018-09-30$0
Total interest from all sources2018-09-30$4,932
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$168,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$168,136
Assets. Real estate other than employer real property at end of year2018-09-30$0
Assets. Real estate other than employer real property at beginning of year2018-09-30$0
Administrative expenses professional fees incurred2018-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-09-30$0
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$283,825
Participant contributions at end of year2018-09-30$104,121
Participant contributions at beginning of year2018-09-30$140,542
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Assets. Other investments not covered elsewhere at end of year2018-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$70,810
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$0
Assets. Loans (other than to participants) at end of year2018-09-30$0
Assets. Loans (other than to participants) at beginning of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$0
Other income not declared elsewhere2018-09-30$16,184
Administrative expenses (other) incurred2018-09-30$0
Total non interest bearing cash at end of year2018-09-30$0
Total non interest bearing cash at beginning of year2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Income. Non cash contributions2018-09-30$0
Value of net income/loss2018-09-30$159,976
Value of net assets at end of year (total assets less liabilities)2018-09-30$5,658,429
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$5,498,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Assets. partnership/joint venture interests at end of year2018-09-30$0
Assets. partnership/joint venture interests at beginning of year2018-09-30$0
Investment advisory and management fees2018-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$5,270,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$5,092,350
Interest on participant loans2018-09-30$4,932
Income. Interest from loans (other than to participants)2018-09-30$0
Interest earned on other investments2018-09-30$0
Income. Interest from US Government securities2018-09-30$0
Income. Interest from corporate debt instruments2018-09-30$0
Value of interest in master investment trust accounts at end of year2018-09-30$0
Value of interest in master investment trust accounts at beginning of year2018-09-30$0
Value of interest in common/collective trusts at end of year2018-09-30$283,342
Value of interest in common/collective trusts at beginning of year2018-09-30$265,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2018-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$0
Asset value of US Government securities at end of year2018-09-30$0
Asset value of US Government securities at beginning of year2018-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$336,406
Net investment gain/loss from pooled separate accounts2018-09-30$0
Net investment gain or loss from common/collective trusts2018-09-30$4,046
Net gain/loss from 103.12 investment entities2018-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Assets. Value of employer real property at end of year2018-09-30$0
Assets. Value of employer real property at beginning of year2018-09-30$0
Contributions received in cash from employer2018-09-30$206,571
Employer contributions (assets) at end of year2018-09-30$0
Employer contributions (assets) at beginning of year2018-09-30$0
Income. Dividends from preferred stock2018-09-30$0
Income. Dividends from common stock2018-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$907,439
Asset. Corporate debt instrument preferred debt at end of year2018-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2018-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-09-30$0
Contract administrator fees2018-09-30$18,901
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2018-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-09-30$0
Liabilities. Value of benefit claims payable at end of year2018-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2018-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-09-30$0
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$0
Aggregate carrying amount (costs) on sale of assets2018-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2018-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2018-09-30561031342
2017 : PEAK RESOURCES, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$0
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Expenses. Interest paid2017-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-09-30$0
Total income from all sources (including contributions)2017-09-30$1,405,951
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$933,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$914,749
Expenses. Certain deemed distributions of participant loans2017-09-30$2,400
Value of total corrective distributions2017-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$815,215
Value of total assets at end of year2017-09-30$5,498,453
Value of total assets at beginning of year2017-09-30$5,026,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$16,628
Total income from rents2017-09-30$0
Total interest from all sources2017-09-30$6,615
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$112,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$112,707
Assets. Real estate other than employer real property at end of year2017-09-30$0
Assets. Real estate other than employer real property at beginning of year2017-09-30$0
Administrative expenses professional fees incurred2017-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-09-30$0
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$442,416
Participant contributions at end of year2017-09-30$140,542
Participant contributions at beginning of year2017-09-30$207,352
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$0
Assets. Other investments not covered elsewhere at end of year2017-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$38,727
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$0
Assets. Loans (other than to participants) at end of year2017-09-30$0
Assets. Loans (other than to participants) at beginning of year2017-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$0
Other income not declared elsewhere2017-09-30$3,475
Administrative expenses (other) incurred2017-09-30$0
Total non interest bearing cash at end of year2017-09-30$0
Total non interest bearing cash at beginning of year2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Income. Non cash contributions2017-09-30$0
Value of net income/loss2017-09-30$472,174
Value of net assets at end of year (total assets less liabilities)2017-09-30$5,498,453
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$5,026,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Assets. partnership/joint venture interests at end of year2017-09-30$0
Assets. partnership/joint venture interests at beginning of year2017-09-30$0
Investment advisory and management fees2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$5,092,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$4,572,650
Interest on participant loans2017-09-30$6,615
Income. Interest from loans (other than to participants)2017-09-30$0
Interest earned on other investments2017-09-30$0
Income. Interest from US Government securities2017-09-30$0
Income. Interest from corporate debt instruments2017-09-30$0
Value of interest in master investment trust accounts at end of year2017-09-30$0
Value of interest in master investment trust accounts at beginning of year2017-09-30$0
Value of interest in common/collective trusts at end of year2017-09-30$265,561
Value of interest in common/collective trusts at beginning of year2017-09-30$246,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2017-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-30$0
Asset value of US Government securities at end of year2017-09-30$0
Asset value of US Government securities at beginning of year2017-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$465,240
Net investment gain/loss from pooled separate accounts2017-09-30$0
Net investment gain or loss from common/collective trusts2017-09-30$2,699
Net gain/loss from 103.12 investment entities2017-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Assets. Invements in employer securities at end of year2017-09-30$0
Assets. Invements in employer securities at beginning of year2017-09-30$0
Assets. Value of employer real property at end of year2017-09-30$0
Assets. Value of employer real property at beginning of year2017-09-30$0
Contributions received in cash from employer2017-09-30$334,072
Employer contributions (assets) at end of year2017-09-30$0
Employer contributions (assets) at beginning of year2017-09-30$0
Income. Dividends from preferred stock2017-09-30$0
Income. Dividends from common stock2017-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$914,749
Asset. Corporate debt instrument preferred debt at end of year2017-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2017-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-09-30$0
Contract administrator fees2017-09-30$16,628
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$0
Liabilities. Value of benefit claims payable at end of year2017-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2017-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-09-30$0
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$0
Aggregate carrying amount (costs) on sale of assets2017-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2017-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30WILLIAM OVERMAN PIERCE, LLP
Accountancy firm EIN2017-09-30561031342
2016 : PEAK RESOURCES, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$0
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Expenses. Interest paid2016-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$0
Total income from all sources (including contributions)2016-09-30$1,378,756
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$1,202,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$1,184,404
Expenses. Certain deemed distributions of participant loans2016-09-30$2,476
Value of total corrective distributions2016-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$922,063
Value of total assets at end of year2016-09-30$5,026,279
Value of total assets at beginning of year2016-09-30$4,850,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$15,748
Total income from rents2016-09-30$0
Total interest from all sources2016-09-30$6,571
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$235,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$235,138
Assets. Real estate other than employer real property at end of year2016-09-30$0
Assets. Real estate other than employer real property at beginning of year2016-09-30$0
Administrative expenses professional fees incurred2016-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$481,896
Participant contributions at end of year2016-09-30$207,352
Participant contributions at beginning of year2016-09-30$179,818
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$0
Assets. Other investments not covered elsewhere at end of year2016-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$74,306
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Assets. Loans (other than to participants) at end of year2016-09-30$0
Assets. Loans (other than to participants) at beginning of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$0
Other income not declared elsewhere2016-09-30$0
Administrative expenses (other) incurred2016-09-30$0
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$176,128
Value of net assets at end of year (total assets less liabilities)2016-09-30$5,026,279
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$4,850,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Assets. partnership/joint venture interests at end of year2016-09-30$0
Assets. partnership/joint venture interests at beginning of year2016-09-30$0
Investment advisory and management fees2016-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$4,572,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$4,401,279
Interest on participant loans2016-09-30$6,571
Income. Interest from loans (other than to participants)2016-09-30$0
Interest earned on other investments2016-09-30$0
Income. Interest from US Government securities2016-09-30$0
Income. Interest from corporate debt instruments2016-09-30$0
Value of interest in master investment trust accounts at end of year2016-09-30$0
Value of interest in master investment trust accounts at beginning of year2016-09-30$0
Value of interest in common/collective trusts at end of year2016-09-30$246,277
Value of interest in common/collective trusts at beginning of year2016-09-30$269,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2016-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Asset value of US Government securities at end of year2016-09-30$0
Asset value of US Government securities at beginning of year2016-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$212,864
Net investment gain/loss from pooled separate accounts2016-09-30$0
Net investment gain or loss from common/collective trusts2016-09-30$2,120
Net gain/loss from 103.12 investment entities2016-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Assets. Invements in employer securities at end of year2016-09-30$0
Assets. Invements in employer securities at beginning of year2016-09-30$0
Assets. Value of employer real property at end of year2016-09-30$0
Assets. Value of employer real property at beginning of year2016-09-30$0
Contributions received in cash from employer2016-09-30$365,861
Employer contributions (assets) at end of year2016-09-30$0
Employer contributions (assets) at beginning of year2016-09-30$0
Income. Dividends from preferred stock2016-09-30$0
Income. Dividends from common stock2016-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$1,184,404
Asset. Corporate debt instrument preferred debt at end of year2016-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2016-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$0
Contract administrator fees2016-09-30$15,748
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$0
Liabilities. Value of benefit claims payable at end of year2016-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2016-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-09-30$0
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$0
Aggregate carrying amount (costs) on sale of assets2016-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2016-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30WILLIAM OVERMAN PIERCE, LLP
Accountancy firm EIN2016-09-30561031342
2015 : PEAK RESOURCES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$0
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$3,538
Expenses. Interest paid2015-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$0
Total income from all sources (including contributions)2015-09-30$800,801
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$485,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$472,622
Expenses. Certain deemed distributions of participant loans2015-09-30$0
Value of total corrective distributions2015-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$923,843
Value of total assets at end of year2015-09-30$4,850,151
Value of total assets at beginning of year2015-09-30$4,538,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$12,587
Total income from rents2015-09-30$0
Total interest from all sources2015-09-30$7,343
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$17,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$17,866
Assets. Real estate other than employer real property at end of year2015-09-30$0
Assets. Real estate other than employer real property at beginning of year2015-09-30$0
Administrative expenses professional fees incurred2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$0
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$451,751
Participant contributions at end of year2015-09-30$179,818
Participant contributions at beginning of year2015-09-30$179,513
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$296
Assets. Other investments not covered elsewhere at end of year2015-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$144,822
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$26,623
Assets. Loans (other than to participants) at end of year2015-09-30$0
Assets. Loans (other than to participants) at beginning of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$3,538
Other income not declared elsewhere2015-09-30$30,168
Administrative expenses (other) incurred2015-09-30$0
Total non interest bearing cash at end of year2015-09-30$0
Total non interest bearing cash at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$315,592
Value of net assets at end of year (total assets less liabilities)2015-09-30$4,850,151
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$4,534,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Assets. partnership/joint venture interests at end of year2015-09-30$0
Assets. partnership/joint venture interests at beginning of year2015-09-30$0
Investment advisory and management fees2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$4,401,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$4,312,925
Interest on participant loans2015-09-30$7,343
Income. Interest from loans (other than to participants)2015-09-30$0
Interest earned on other investments2015-09-30$0
Income. Interest from US Government securities2015-09-30$0
Income. Interest from corporate debt instruments2015-09-30$0
Value of interest in master investment trust accounts at end of year2015-09-30$0
Value of interest in master investment trust accounts at beginning of year2015-09-30$0
Value of interest in common/collective trusts at end of year2015-09-30$269,054
Value of interest in common/collective trusts at beginning of year2015-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2015-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Asset value of US Government securities at end of year2015-09-30$0
Asset value of US Government securities at beginning of year2015-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-179,388
Net investment gain/loss from pooled separate accounts2015-09-30$0
Net investment gain or loss from common/collective trusts2015-09-30$969
Net gain/loss from 103.12 investment entities2015-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$0
Assets. Invements in employer securities at beginning of year2015-09-30$0
Assets. Value of employer real property at end of year2015-09-30$0
Assets. Value of employer real property at beginning of year2015-09-30$0
Contributions received in cash from employer2015-09-30$327,270
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$18,740
Income. Dividends from preferred stock2015-09-30$0
Income. Dividends from common stock2015-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$472,622
Asset. Corporate debt instrument preferred debt at end of year2015-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$0
Contract administrator fees2015-09-30$12,587
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-09-30Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$0
Liabilities. Value of benefit claims payable at end of year2015-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-09-30$0
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$0
Aggregate carrying amount (costs) on sale of assets2015-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2015-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2015-09-30561031342
2014 : PEAK RESOURCES, INC. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$3,538
Total income from all sources (including contributions)2014-09-30$1,008,133
Total of all expenses incurred2014-09-30$500,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$453,764
Expenses. Certain deemed distributions of participant loans2014-09-30$46,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$706,224
Value of total assets at end of year2014-09-30$4,538,097
Value of total assets at beginning of year2014-09-30$4,026,551
Total interest from all sources2014-09-30$11,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$300,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$360,475
Participant contributions at end of year2014-09-30$179,513
Participant contributions at beginning of year2014-09-30$134,568
Participant contributions at end of year2014-09-30$296
Participant contributions at beginning of year2014-09-30$11,359
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$68,589
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$26,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$3,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$508,008
Value of net assets at end of year (total assets less liabilities)2014-09-30$4,534,559
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$4,026,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$4,312,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$3,860,112
Interest on participant loans2014-09-30$6,930
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$4,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$290,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30Yes
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$277,160
Employer contributions (assets) at end of year2014-09-30$18,740
Employer contributions (assets) at beginning of year2014-09-30$20,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$453,764
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-09-30No
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2014-09-30561031342
2013 : PEAK RESOURCES, INC. 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$56
Total income from all sources (including contributions)2013-09-30$1,122,467
Total of all expenses incurred2013-09-30$714,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$640,111
Expenses. Certain deemed distributions of participant loans2013-09-30$74,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$642,743
Value of total assets at end of year2013-09-30$4,026,551
Value of total assets at beginning of year2013-09-30$3,618,794
Total interest from all sources2013-09-30$10,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$300,000
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$336,474
Participant contributions at end of year2013-09-30$134,568
Participant contributions at beginning of year2013-09-30$128,142
Participant contributions at end of year2013-09-30$11,359
Participant contributions at beginning of year2013-09-30$13,666
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$54,695
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$56
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$407,813
Value of net assets at end of year (total assets less liabilities)2013-09-30$4,026,551
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$3,618,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$3,860,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$3,464,152
Interest on participant loans2013-09-30$6,422
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$3,612
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$469,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$251,574
Employer contributions (assets) at end of year2013-09-30$20,512
Employer contributions (assets) at beginning of year2013-09-30$12,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$640,111
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-09-30No
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30CHERRY BEKAERT
Accountancy firm EIN2013-09-30560574444
2012 : PEAK RESOURCES, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$56
Total income from all sources (including contributions)2012-09-30$1,157,777
Total of all expenses incurred2012-09-30$344,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$335,351
Expenses. Certain deemed distributions of participant loans2012-09-30$8,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$679,290
Value of total assets at end of year2012-09-30$3,618,794
Value of total assets at beginning of year2012-09-30$2,805,126
Total interest from all sources2012-09-30$9,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$300,000
If this is an individual account plan, was there a blackout period2012-09-30No
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$388,774
Participant contributions at end of year2012-09-30$128,142
Participant contributions at beginning of year2012-09-30$118,647
Participant contributions at end of year2012-09-30$13,666
Participant contributions at beginning of year2012-09-30$14,423
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$15,303
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$56
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$813,612
Value of net assets at end of year (total assets less liabilities)2012-09-30$3,618,738
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$2,805,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$3,464,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$2,657,956
Interest on participant loans2012-09-30$4,892
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$4,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$468,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$275,213
Employer contributions (assets) at end of year2012-09-30$12,834
Employer contributions (assets) at beginning of year2012-09-30$14,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$335,351
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30CHERRY BEKAERT
Accountancy firm EIN2012-09-30560574444
2011 : PEAK RESOURCES, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-09-30$506,064
Total of all expenses incurred2011-09-30$206,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$190,935
Expenses. Certain deemed distributions of participant loans2011-09-30$15,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$612,243
Value of total assets at end of year2011-09-30$2,805,126
Value of total assets at beginning of year2011-09-30$2,505,447
Total interest from all sources2011-09-30$8,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$300,000
If this is an individual account plan, was there a blackout period2011-09-30No
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$353,404
Participant contributions at end of year2011-09-30$118,647
Participant contributions at beginning of year2011-09-30$117,082
Participant contributions at end of year2011-09-30$14,423
Participant contributions at beginning of year2011-09-30$12,797
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$1,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$299,679
Value of net assets at end of year (total assets less liabilities)2011-09-30$2,805,126
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$2,505,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$2,657,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$2,363,730
Interest on participant loans2011-09-30$4,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$4,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-114,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$256,892
Employer contributions (assets) at end of year2011-09-30$14,100
Employer contributions (assets) at beginning of year2011-09-30$11,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$190,935
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-09-30No
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30CHERRY, BEKAERT & HOLLAND, LLP
Accountancy firm EIN2011-09-30560574444

Form 5500 Responses for PEAK RESOURCES, INC. 401(K) PLAN

2021: PEAK RESOURCES, INC. 401(K) PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: PEAK RESOURCES, INC. 401(K) PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: PEAK RESOURCES, INC. 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: PEAK RESOURCES, INC. 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: PEAK RESOURCES, INC. 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedYes
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: PEAK RESOURCES, INC. 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: PEAK RESOURCES, INC. 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: PEAK RESOURCES, INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entityMulitple employer plan
2014-10-01Submission has been amendedYes
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: PEAK RESOURCES, INC. 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: PEAK RESOURCES, INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: PEAK RESOURCES, INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: PEAK RESOURCES, INC. 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: PEAK RESOURCES, INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: PEAK RESOURCES, INC. 401(K) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedYes
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-MK11
Policy instance 1
Insurance contract or identification numberGAP-B2-MK11
Number of Individuals Covered0
Insurance policy start date2014-10-01
Insurance policy end date2015-03-23
Total amount of commissions paid to insurance brokerUSD $381
Total amount of fees paid to insurance companyUSD $95
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $381
Insurance broker organization code?3
Insurance broker nameSUNTRUST INVESTMENT SERVICES
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-MK11
Policy instance 1
Insurance contract or identification numberGAP-B2-MK11
Number of Individuals Covered265
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $1,554
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,554
Insurance broker nameSUNTRUST INVESTMENT SERVICES
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-MK11
Policy instance 1
Insurance contract or identification numberGAP-B2-MK11
Number of Individuals Covered236
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $1,812
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,812
Insurance broker organization code?3
Insurance broker nameSUNTRUST INVESTMENT SERVICES
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-MK11
Policy instance 1
Insurance contract or identification numberGAP-B2-MK11
Number of Individuals Covered250
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $1,328
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-MK11
Policy instance 1
Insurance contract or identification numberGAP-B2-MK11
Number of Individuals Covered230
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $1,089
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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