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COOK & BOARDMAN NC, LLC 401(K) PLAN 401k Plan overview

Plan NameCOOK & BOARDMAN NC, LLC 401(K) PLAN
Plan identification number 003

COOK & BOARDMAN NC, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COOK & BOARDMAN NC, LLC has sponsored the creation of one or more 401k plans.

Company Name:COOK & BOARDMAN NC, LLC
Employer identification number (EIN):560651440
NAIC Classification:423400

Additional information about COOK & BOARDMAN NC, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2018-04-16
Company Identification Number: 0802990868
Legal Registered Office Address: 3916 WESTPOINT BLVD

WINSTON SALEM
United States of America (USA)
27103

More information about COOK & BOARDMAN NC, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COOK & BOARDMAN NC, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032019-01-01
0032018-01-01
0032017-01-01SANDRA MILLER
0032016-01-01ARASELY VALDEZ
0032015-01-01ARASELY VALDEZ
0032014-01-01TIMOTHY W. HENRY
0032013-01-01TIMOTHY W HENRY
0032012-01-01TIMOTHY W. HENRY
0032011-01-01TIMOTHY W. HENRY
0032010-01-01W. SAM SMOAK W.SAM SMOAK2011-07-29
0032009-01-01W. SAM SMOAK
0032009-01-01 W. SAM SMOAK2010-09-10

Plan Statistics for COOK & BOARDMAN NC, LLC 401(K) PLAN

401k plan membership statisitcs for COOK & BOARDMAN NC, LLC 401(K) PLAN

Measure Date Value
2019: COOK & BOARDMAN NC, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,244
Total number of active participants reported on line 7a of the Form 55002019-01-011,347
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-0166
Total of all active and inactive participants2019-01-011,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,423
Number of participants with account balances2019-01-011,007
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: COOK & BOARDMAN NC, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,022
Total number of active participants reported on line 7a of the Form 55002018-01-01964
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0181
Total of all active and inactive participants2018-01-011,045
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,045
Number of participants with account balances2018-01-01718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: COOK & BOARDMAN NC, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01805
Total number of active participants reported on line 7a of the Form 55002017-01-01770
Number of other retired or separated participants entitled to future benefits2017-01-0182
Total of all active and inactive participants2017-01-01852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01852
Number of participants with account balances2017-01-01604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: COOK & BOARDMAN NC, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01697
Total number of active participants reported on line 7a of the Form 55002016-01-01702
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0140
Total of all active and inactive participants2016-01-01742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01742
Number of participants with account balances2016-01-01480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COOK & BOARDMAN NC, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01557
Total number of active participants reported on line 7a of the Form 55002015-01-01566
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0151
Total of all active and inactive participants2015-01-01617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01617
Number of participants with account balances2015-01-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: COOK & BOARDMAN NC, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01575
Total number of active participants reported on line 7a of the Form 55002014-01-01556
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-01585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01585
Number of participants with account balances2014-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COOK & BOARDMAN NC, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01566
Total number of active participants reported on line 7a of the Form 55002013-01-01548
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01573
Number of participants with account balances2013-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: COOK & BOARDMAN NC, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01494
Total number of active participants reported on line 7a of the Form 55002012-01-01551
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01566
Number of participants with account balances2012-01-01402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COOK & BOARDMAN NC, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01498
Total number of active participants reported on line 7a of the Form 55002011-01-01483
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01494
Number of participants with account balances2011-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: COOK & BOARDMAN NC, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01125
Total number of active participants reported on line 7a of the Form 55002010-01-01485
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0113
Total of all active and inactive participants2010-01-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01498
Number of participants with account balances2010-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: COOK & BOARDMAN NC, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01120
Total number of active participants reported on line 7a of the Form 55002009-01-01116
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01125
Number of participants with account balances2009-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on COOK & BOARDMAN NC, LLC 401(K) PLAN

Measure Date Value
2019 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$16,596,287
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,344,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,181,599
Expenses. Certain deemed distributions of participant loans2019-12-31$11,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,260,059
Value of total assets at end of year2019-12-31$46,873,421
Value of total assets at beginning of year2019-12-31$32,621,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$151,486
Total interest from all sources2019-12-31$46,396
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,073,458
Participant contributions at end of year2019-12-31$806,123
Participant contributions at beginning of year2019-12-31$715,811
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,332,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,251,661
Value of net assets at end of year (total assets less liabilities)2019-12-31$46,873,421
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$32,621,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$42,920,244
Value of interest in pooled separate accounts at beginning of year2019-12-31$29,078,814
Interest on participant loans2019-12-31$46,396
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,147,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,827,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,289,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,854,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,181,599
Contract administrator fees2019-12-31$151,486
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
2018 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$5,303,598
Total of all expenses incurred2018-12-31$2,325,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,165,302
Expenses. Certain deemed distributions of participant loans2018-12-31$131
Value of total corrective distributions2018-12-31$9,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,856,031
Value of total assets at end of year2018-12-31$32,621,760
Value of total assets at beginning of year2018-12-31$29,644,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$150,462
Total interest from all sources2018-12-31$33,083
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,832,616
Participant contributions at end of year2018-12-31$715,811
Participant contributions at beginning of year2018-12-31$565,159
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,175,065
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,977,758
Value of net assets at end of year (total assets less liabilities)2018-12-31$32,621,760
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$29,644,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$29,078,814
Value of interest in pooled separate accounts at beginning of year2018-12-31$26,591,324
Interest on participant loans2018-12-31$33,083
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,827,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,487,519
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,585,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$848,350
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,165,302
Contract administrator fees2018-12-31$150,462
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2018-12-31560747981
2017 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$7,637,647
Total of all expenses incurred2017-12-31$1,753,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,623,700
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$42,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,641,144
Value of total assets at end of year2017-12-31$29,644,002
Value of total assets at beginning of year2017-12-31$23,759,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$86,714
Total interest from all sources2017-12-31$28,942
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,203,302
Participant contributions at end of year2017-12-31$565,159
Participant contributions at beginning of year2017-12-31$632,045
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$755,268
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,884,633
Value of net assets at end of year (total assets less liabilities)2017-12-31$29,644,002
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$23,759,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$26,591,324
Value of interest in pooled separate accounts at beginning of year2017-12-31$20,356,944
Interest on participant loans2017-12-31$28,942
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,487,519
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,770,380
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,967,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$682,574
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,623,700
Contract administrator fees2017-12-31$86,714
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2017-12-31560747981
2016 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$1,449,772
Total income from all sources (including contributions)2016-12-31$3,978,168
Total of all expenses incurred2016-12-31$3,023,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,928,961
Expenses. Certain deemed distributions of participant loans2016-12-31$5
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,471,287
Value of total assets at end of year2016-12-31$23,759,369
Value of total assets at beginning of year2016-12-31$21,354,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$94,561
Total interest from all sources2016-12-31$26,940
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$42
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$42
Administrative expenses professional fees incurred2016-12-31$61,944
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,855,207
Participant contributions at end of year2016-12-31$632,045
Participant contributions at beginning of year2016-12-31$471,744
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$39,480
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$12,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$954,641
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,759,369
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,354,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$32,617
Value of interest in pooled separate accounts at end of year2016-12-31$20,356,944
Value of interest in pooled separate accounts at beginning of year2016-12-31$18,641,933
Interest on participant loans2016-12-31$26,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,770,380
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,241,279
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,467,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$576,600
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,928,961
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2016-12-31560747981
2015 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,524,472
Total of all expenses incurred2015-12-31$766,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$686,519
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$60,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,015,665
Value of total assets at end of year2015-12-31$21,354,956
Value of total assets at beginning of year2015-12-31$18,597,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,364
Total interest from all sources2015-12-31$18,358
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$20,364
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,663,688
Participant contributions at end of year2015-12-31$471,744
Participant contributions at beginning of year2015-12-31$377,012
Participant contributions at end of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$846,984
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,757,478
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,354,956
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,597,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,957,308
Value of interest in pooled separate accounts at end of year2015-12-31$18,641,933
Interest on participant loans2015-12-31$18,358
Value of interest in common/collective trusts at beginning of year2015-12-31$3,263,158
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,241,279
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$490,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$504,993
Employer contributions (assets) at end of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$686,519
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THONRTON, LLP
Accountancy firm EIN2015-12-31366055558
2014 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,106,773
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,046,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,969,681
Expenses. Certain deemed distributions of participant loans2014-12-31$11,037
Value of total corrective distributions2014-12-31$65,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,072,280
Value of total assets at end of year2014-12-31$18,597,478
Value of total assets at beginning of year2014-12-31$17,536,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$16,639
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$957,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$957,386
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,558,155
Participant contributions at end of year2014-12-31$377,012
Participant contributions at beginning of year2014-12-31$420,239
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$50,908
Other income not declared elsewhere2014-12-31$71,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,060,650
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,597,478
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,536,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,957,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,807,090
Interest on participant loans2014-12-31$16,639
Value of interest in common/collective trusts at end of year2014-12-31$3,263,158
Value of interest in common/collective trusts at beginning of year2014-12-31$3,309,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-160,199
Net investment gain or loss from common/collective trusts2014-12-31$149,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$463,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,969,681
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,925,638
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,589,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,508,739
Expenses. Certain deemed distributions of participant loans2013-12-31$1,518
Value of total corrective distributions2013-12-31$72,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,269,431
Value of total assets at end of year2013-12-31$17,536,828
Value of total assets at beginning of year2013-12-31$14,200,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,173
Total interest from all sources2013-12-31$15,100
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$542,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$542,753
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,517,927
Participant contributions at end of year2013-12-31$420,239
Participant contributions at beginning of year2013-12-31$356,722
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$282,583
Other income not declared elsewhere2013-12-31$10
Administrative expenses (other) incurred2013-12-31$6,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,336,413
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,536,828
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,200,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,807,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,073,244
Interest on participant loans2013-12-31$15,100
Value of interest in common/collective trusts at end of year2013-12-31$3,309,499
Value of interest in common/collective trusts at beginning of year2013-12-31$2,770,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,828,006
Net investment gain or loss from common/collective trusts2013-12-31$270,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$468,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,508,739
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON, LLP
Accountancy firm EIN2013-12-31366055558
2012 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$3,042,886
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,853,740
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$658,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$627,194
Expenses. Certain deemed distributions of participant loans2012-12-31$1,488
Value of total corrective distributions2012-12-31$25,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,790,505
Value of total assets at end of year2012-12-31$14,200,415
Value of total assets at beginning of year2012-12-31$8,961,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,640
Total interest from all sources2012-12-31$14,632
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$258,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$258,302
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,316,560
Participant contributions at end of year2012-12-31$356,722
Participant contributions at beginning of year2012-12-31$345,280
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$75,814
Administrative expenses (other) incurred2012-12-31$3,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,195,726
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,200,415
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,961,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,073,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,753,954
Interest on participant loans2012-12-31$14,632
Value of interest in common/collective trusts at end of year2012-12-31$2,770,449
Value of interest in common/collective trusts at beginning of year2012-12-31$1,862,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$747,875
Net investment gain or loss from common/collective trusts2012-12-31$42,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$398,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$627,194
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON, LLP
Accountancy firm EIN2012-12-31366055558
2011 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$25,727
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$985,523
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$401,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$344,165
Expenses. Certain deemed distributions of participant loans2011-12-31$9,037
Value of total corrective distributions2011-12-31$39,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,063,320
Value of total assets at end of year2011-12-31$9,003,741
Value of total assets at beginning of year2011-12-31$8,393,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,269
Total interest from all sources2011-12-31$17,140
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$118,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$118,049
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$970,028
Participant contributions at end of year2011-12-31$345,280
Participant contributions at beginning of year2011-12-31$366,185
Participant contributions at end of year2011-12-31$31,381
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$93,292
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$25,727
Other income not declared elsewhere2011-12-31$-333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$584,354
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,978,014
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,393,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$5,899
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,753,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,492,884
Interest on participant loans2011-12-31$17,140
Value of interest in common/collective trusts at end of year2011-12-31$1,873,126
Value of interest in common/collective trusts at beginning of year2011-12-31$1,534,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-240,883
Net investment gain or loss from common/collective trusts2011-12-31$28,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$344,165
Contract administrator fees2011-12-31$2,370
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,526,342
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$347,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$301,867
Expenses. Certain deemed distributions of participant loans2010-12-31$10,582
Value of total corrective distributions2010-12-31$24,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,779,827
Value of total assets at end of year2010-12-31$8,393,660
Value of total assets at beginning of year2010-12-31$4,214,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,130
Total interest from all sources2010-12-31$13,779
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$121,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$121,094
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$422,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$614,028
Participant contributions at end of year2010-12-31$366,185
Participant contributions at beginning of year2010-12-31$177,786
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,165,799
Administrative expenses (other) incurred2010-12-31$10,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,178,889
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,393,660
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,214,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,492,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,180,895
Interest on participant loans2010-12-31$13,779
Value of interest in common/collective trusts at end of year2010-12-31$1,534,591
Value of interest in common/collective trusts at beginning of year2010-12-31$856,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$588,279
Net investment gain or loss from common/collective trusts2010-12-31$23,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$301,867
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERNARD ROBINSON AND COMPANY, LLP
Accountancy firm EIN2010-12-31560571159
2009 : COOK & BOARDMAN NC, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COOK & BOARDMAN NC, LLC 401(K) PLAN

2019: COOK & BOARDMAN NC, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COOK & BOARDMAN NC, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COOK & BOARDMAN NC, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COOK & BOARDMAN NC, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COOK & BOARDMAN NC, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COOK & BOARDMAN NC, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COOK & BOARDMAN NC, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COOK & BOARDMAN NC, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COOK & BOARDMAN NC, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COOK & BOARDMAN NC, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COOK & BOARDMAN NC, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number813853
Policy instance 1
Insurance contract or identification number813853
Number of Individuals Covered1009
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,998
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractOTHER
Amount paid for insurance broker fees13978
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number813853
Policy instance 1
Insurance contract or identification number813853
Number of Individuals Covered606
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $12,263
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12263
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameNOVA 401(K) ASSOCIATES
COOK & BOARDMAN NC, LLC (National Association of Insurance Commissioners NAIC id number: )
Policy contract number
Policy instance 1
Number of Individuals Covered424
Total amount of commissions paid to insurance brokerUSD $6,188
Commission paid to Insurance BrokerUSD $6,188
Additional information about fees paid to insurance brokerINVESTMENT ADVISOR
Insurance broker organization code?7
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV

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