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FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 401k Plan overview

Plan NameFRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN
Plan identification number 001

FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. has sponsored the creation of one or more 401k plans.

Company Name:FRANKLIN-VANCE-WARREN OPPORTUNITY, INC.
Employer identification number (EIN):560861261
NAIC Classification:624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ABDUL RASHEED2023-09-11
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01SARA RUDOLPH
0012013-01-01SARA RUDOLPH
0012012-01-01SARA RUDOLPH
0012011-01-01SARA RUDOLPH
0012010-01-01SARA RUDOLPH2011-09-23

Plan Statistics for FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN

401k plan membership statisitcs for FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN

Measure Date Value
2021: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01230
Total number of active participants reported on line 7a of the Form 55002021-01-0158
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0111
Total of all active and inactive participants2021-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0169
Number of participants with account balances2021-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01141
Total number of active participants reported on line 7a of the Form 55002020-01-0179
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01151
Total of all active and inactive participants2020-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01230
Number of participants with account balances2020-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019
2019: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01135
Total number of active participants reported on line 7a of the Form 55002019-01-0190
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0144
Total of all active and inactive participants2019-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01134
Number of participants with account balances2019-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01134
Total number of active participants reported on line 7a of the Form 55002018-01-0191
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0144
Total of all active and inactive participants2018-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01135
Number of participants with account balances2018-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01124
Total number of active participants reported on line 7a of the Form 55002017-01-0184
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0150
Total of all active and inactive participants2017-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01134
Number of participants with account balances2017-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01120
Total number of active participants reported on line 7a of the Form 55002016-01-0197
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0127
Total of all active and inactive participants2016-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01124
Number of participants with account balances2016-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01118
Total number of active participants reported on line 7a of the Form 55002015-01-0196
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01120
Number of participants with account balances2015-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01146
Total number of active participants reported on line 7a of the Form 55002014-01-0197
Number of retired or separated participants receiving benefits2014-01-0137
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01144
Number of participants with account balances2014-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01146
Total number of active participants reported on line 7a of the Form 55002013-01-01112
Number of retired or separated participants receiving benefits2013-01-0130
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01151
Number of participants with account balances2013-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01139
Total number of active participants reported on line 7a of the Form 55002012-01-01119
Number of retired or separated participants receiving benefits2012-01-0117
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01146
Number of participants with account balances2012-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01130
Total number of active participants reported on line 7a of the Form 55002011-01-01111
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01127
Number of participants with account balances2011-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011

Financial Data on FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN

Measure Date Value
2021 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$143,816
Total of all expenses incurred2021-12-31$275,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$241,642
Expenses. Certain deemed distributions of participant loans2021-12-31$1,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$58,835
Value of total assets at end of year2021-12-31$736,968
Value of total assets at beginning of year2021-12-31$868,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$32,674
Total interest from all sources2021-12-31$420
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$14,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$14,373
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$100,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,492
Participant contributions at end of year2021-12-31$13,875
Participant contributions at beginning of year2021-12-31$7,639
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$143
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$713
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$8,532
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$8,922
Administrative expenses (other) incurred2021-12-31$1,405
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$55,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-131,530
Value of net assets at end of year (total assets less liabilities)2021-12-31$736,968
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$868,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$7,474
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$707,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$790,615
Interest on participant loans2021-12-31$407
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$6,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$70,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$54,630
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$5,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$241,642
Contract administrator fees2021-12-31$23,795
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31T PETER OKE-BELLO
Accountancy firm EIN2021-12-31044804881
2020 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$127,559
Total of all expenses incurred2020-12-31$210,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$177,403
Expenses. Certain deemed distributions of participant loans2020-12-31$8,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$53,625
Value of total assets at end of year2020-12-31$868,498
Value of total assets at beginning of year2020-12-31$951,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25,142
Total interest from all sources2020-12-31$813
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$13,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$13,555
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$100,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,430
Participant contributions at end of year2020-12-31$7,639
Participant contributions at beginning of year2020-12-31$26,305
Participant contributions at end of year2020-12-31$143
Participant contributions at beginning of year2020-12-31$981
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$433
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$8,922
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$13,888
Administrative expenses (other) incurred2020-12-31$411
Total non interest bearing cash at end of year2020-12-31$55,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-82,989
Value of net assets at end of year (total assets less liabilities)2020-12-31$868,498
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$951,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$4,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$790,615
Value of interest in pooled separate accounts at beginning of year2020-12-31$842,965
Interest on participant loans2020-12-31$794
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$17,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$59,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$48,762
Employer contributions (assets) at end of year2020-12-31$5,490
Employer contributions (assets) at beginning of year2020-12-31$49,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$177,403
Contract administrator fees2020-12-31$19,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31T PETER OKE-BELLO
Accountancy firm EIN2020-12-31044804881
2019 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$181,835
Total income from all sources (including contributions)2019-12-31$181,835
Total of all expenses incurred2019-12-31$43,300
Total of all expenses incurred2019-12-31$43,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$39,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$39,021
Value of total corrective distributions2019-12-31$399
Value of total corrective distributions2019-12-31$399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$69,269
Value of total assets at end of year2019-12-31$951,487
Value of total assets at end of year2019-12-31$951,487
Value of total assets at beginning of year2019-12-31$812,952
Value of total assets at beginning of year2019-12-31$812,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,880
Total interest from all sources2019-12-31$1,438
Total interest from all sources2019-12-31$1,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$100,000
Value of fidelity bond cover2019-12-31$100,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,873
Participant contributions at end of year2019-12-31$26,305
Participant contributions at end of year2019-12-31$26,305
Participant contributions at beginning of year2019-12-31$32,712
Participant contributions at beginning of year2019-12-31$32,712
Participant contributions at end of year2019-12-31$981
Participant contributions at end of year2019-12-31$981
Participant contributions at beginning of year2019-12-31$981
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$13,888
Other income not declared elsewhere2019-12-31$111,128
Other income not declared elsewhere2019-12-31$111,128
Administrative expenses (other) incurred2019-12-31$3,880
Administrative expenses (other) incurred2019-12-31$3,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$138,535
Value of net income/loss2019-12-31$138,535
Value of net assets at end of year (total assets less liabilities)2019-12-31$951,487
Value of net assets at end of year (total assets less liabilities)2019-12-31$951,487
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$812,952
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$812,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$842,965
Value of interest in pooled separate accounts at end of year2019-12-31$842,965
Value of interest in pooled separate accounts at beginning of year2019-12-31$702,532
Value of interest in pooled separate accounts at beginning of year2019-12-31$702,532
Interest on participant loans2019-12-31$1,159
Interest earned on other investments2019-12-31$279
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$17,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$17,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$64,396
Contributions received in cash from employer2019-12-31$64,396
Employer contributions (assets) at end of year2019-12-31$49,560
Employer contributions (assets) at end of year2019-12-31$49,560
Employer contributions (assets) at beginning of year2019-12-31$48,720
Employer contributions (assets) at beginning of year2019-12-31$48,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$39,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$39,021
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31T PETER OKE-BELLO
Accountancy firm name2019-12-31T PETER OKE-BELLO
Accountancy firm EIN2019-12-31044804881
2018 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$25,540
Total of all expenses incurred2018-12-31$28,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$19,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$70,017
Value of total assets at end of year2018-12-31$812,952
Value of total assets at beginning of year2018-12-31$815,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$9,009
Total interest from all sources2018-12-31$1,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$100,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,527
Participant contributions at end of year2018-12-31$32,712
Participant contributions at beginning of year2018-12-31$34,768
Participant contributions at end of year2018-12-31$981
Participant contributions at beginning of year2018-12-31$1,042
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$13,888
Administrative expenses (other) incurred2018-12-31$9,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,625
Value of net assets at end of year (total assets less liabilities)2018-12-31$812,952
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$815,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$702,532
Value of interest in pooled separate accounts at beginning of year2018-12-31$708,793
Interest on participant loans2018-12-31$1,361
Interest earned on other investments2018-12-31$125
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$14,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-45,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$65,490
Employer contributions (assets) at end of year2018-12-31$48,720
Employer contributions (assets) at beginning of year2018-12-31$46,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$19,156
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ROMEO WIGGINS & COMPANY LLP
Accountancy firm EIN2018-12-31561627242
2017 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$136,584
Total of all expenses incurred2017-12-31$73,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$51,588
Expenses. Certain deemed distributions of participant loans2017-12-31$2,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$79,155
Value of total assets at end of year2017-12-31$815,577
Value of total assets at beginning of year2017-12-31$752,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,285
Total interest from all sources2017-12-31$1,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$100,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,975
Participant contributions at end of year2017-12-31$34,768
Participant contributions at beginning of year2017-12-31$28,361
Participant contributions at end of year2017-12-31$1,042
Participant contributions at beginning of year2017-12-31$1,558
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$13,888
Administrative expenses (other) incurred2017-12-31$19,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$63,071
Value of net assets at end of year (total assets less liabilities)2017-12-31$815,577
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$752,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$708,793
Value of interest in pooled separate accounts at beginning of year2017-12-31$655,491
Interest on participant loans2017-12-31$1,366
Interest earned on other investments2017-12-31$114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,406
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,848
Net investment gain/loss from pooled separate accounts2017-12-31$55,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$75,180
Employer contributions (assets) at end of year2017-12-31$46,680
Employer contributions (assets) at beginning of year2017-12-31$42,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$51,588
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ROMEO WIGGINS & COMPANY LLP
Accountancy firm EIN2017-12-31561627242
2016 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$117,525
Total of all expenses incurred2016-12-31$111,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$104,067
Expenses. Certain deemed distributions of participant loans2016-12-31$1,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$79,015
Value of total assets at end of year2016-12-31$752,506
Value of total assets at beginning of year2016-12-31$746,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,037
Total interest from all sources2016-12-31$1,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,920
Participant contributions at end of year2016-12-31$28,361
Participant contributions at beginning of year2016-12-31$34,362
Participant contributions at end of year2016-12-31$1,558
Participant contributions at beginning of year2016-12-31$658
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$13,888
Administrative expenses (other) incurred2016-12-31$6,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,749
Value of net assets at end of year (total assets less liabilities)2016-12-31$752,506
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$746,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$655,491
Value of interest in pooled separate accounts at beginning of year2016-12-31$645,818
Interest on participant loans2016-12-31$1,070
Interest earned on other investments2016-12-31$96
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,691
Net investment gain/loss from pooled separate accounts2016-12-31$37,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$74,095
Employer contributions (assets) at end of year2016-12-31$42,360
Employer contributions (assets) at beginning of year2016-12-31$44,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$104,067
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROMEO WIGGINS & COMPANY LLP
Accountancy firm EIN2016-12-31561627242
2014 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$85
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$60
Total income from all sources (including contributions)2014-12-31$123,842
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$97,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$73,850
Expenses. Certain deemed distributions of participant loans2014-12-31$440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$72,460
Value of total assets at end of year2014-12-31$817,452
Value of total assets at beginning of year2014-12-31$791,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$23,242
Total interest from all sources2014-12-31$2,164
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,540
Participant contributions at end of year2014-12-31$56,285
Participant contributions at beginning of year2014-12-31$67,324
Participant contributions at end of year2014-12-31$430
Participant contributions at beginning of year2014-12-31$30
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$13,888
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$10,418
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$85
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$60
Other income not declared elsewhere2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$26,310
Value of net assets at end of year (total assets less liabilities)2014-12-31$817,367
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$791,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$23,242
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$712,566
Value of interest in pooled separate accounts at beginning of year2014-12-31$685,850
Interest on participant loans2014-12-31$2,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$49,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$67,920
Employer contributions (assets) at end of year2014-12-31$28,620
Employer contributions (assets) at beginning of year2014-12-31$25,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$73,850
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WILLIAM L. STARK AND COMPANY
Accountancy firm EIN2014-12-31561342467
2013 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$60
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$60
Total income from all sources (including contributions)2013-12-31$172,088
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$194,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$165,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$91,070
Value of total assets at end of year2013-12-31$791,117
Value of total assets at beginning of year2013-12-31$813,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,542
Total interest from all sources2013-12-31$1,373
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,250
Participant contributions at end of year2013-12-31$67,324
Participant contributions at beginning of year2013-12-31$0
Participant contributions at end of year2013-12-31$30
Participant contributions at beginning of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$10,418
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$10,418
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$60
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$60
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-21,985
Value of net assets at end of year (total assets less liabilities)2013-12-31$791,057
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$813,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,155
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$685,850
Value of interest in pooled separate accounts at beginning of year2013-12-31$793,844
Interest on participant loans2013-12-31$1,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$79,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$85,820
Employer contributions (assets) at end of year2013-12-31$25,340
Employer contributions (assets) at beginning of year2013-12-31$8,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$165,531
Contract administrator fees2013-12-31$8,387
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WILLIAM L. STARK AND COMPANY
Accountancy firm EIN2013-12-31561342467
2012 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$60
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$196,274
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$182,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$157,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$90,160
Value of total assets at end of year2012-12-31$813,102
Value of total assets at beginning of year2012-12-31$799,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,872
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,940
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$10,418
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$10,358
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$60
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,469
Value of net assets at end of year (total assets less liabilities)2012-12-31$813,042
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$799,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$17,051
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$702,460
Value of interest in pooled separate accounts at end of year2012-12-31$793,844
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$86,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$106,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$86,220
Employer contributions (assets) at end of year2012-12-31$8,220
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$157,933
Contract administrator fees2012-12-31$7,821
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WILLIAM L. STARK AND COMPANY
Accountancy firm EIN2012-12-31561342467
2011 : FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$74,527
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$62,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$58,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$82,080
Value of total assets at end of year2011-12-31$799,573
Value of total assets at beginning of year2011-12-31$787,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,260
Total interest from all sources2011-12-31$2,605
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$10,358
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$11,210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$12,258
Value of net assets at end of year (total assets less liabilities)2011-12-31$799,573
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$787,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$4,260
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$702,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$685,178
Interest earned on other investments2011-12-31$2,605
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$86,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$90,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-10,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$82,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$58,009
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WILLIAM L. STARK AND COMPANY
Accountancy firm EIN2011-12-31561342467

Form 5500 Responses for FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN

2021: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FRANKLIN-VANCE-WARREN OPPORTUNITY, INC. 401(K) PS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG36518
Policy instance 1
Insurance contract or identification numberG36518
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-04-27
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG36518
Policy instance 1
Insurance contract or identification numberG36518
Number of Individuals Covered129
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG36518
Policy instance 1
Insurance contract or identification numberG36518
Number of Individuals Covered131
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $5,525
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,525
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG36518
Policy instance 1
Insurance contract or identification numberG36518
Number of Individuals Covered134
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,309
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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