401k Plan data: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

DAVID ALLEN COMPANY INC has sponsored the creation of one or more 401k plans.

Company Name: DAVID ALLEN COMPANY INC

Employer identification number (EIN): 560889788

NAIC Classification: 238300

Additional information about DAVID ALLEN COMPANY INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 5131503

More information about DAVID ALLEN COMPANY INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 JOSEPH B. MARTIN
002 2016-01-01 JOSEPH B. MARTIN
002 2015-01-01 JOSEPH B. MARTIN

Plan Statistics for DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 325
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 195
Number of retired or separated participants receiving benefits 2022-01-01 36
Number of other retired or separated participants entitled to future benefits 2022-01-01 80
Total of all active and inactive participants 2022-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 312
Number of participants with account balances 2022-01-01 308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 16
2021: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 190
Number of retired or separated participants receiving benefits 2021-01-01 27
Number of other retired or separated participants entitled to future benefits 2021-01-01 90
Total of all active and inactive participants 2021-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 5
Total participants 2021-01-01 312
Number of participants with account balances 2021-01-01 309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 26
2020: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 305
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 215
Number of retired or separated participants receiving benefits 2020-01-01 32
Number of other retired or separated participants entitled to future benefits 2020-01-01 46
Total of all active and inactive participants 2020-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 294
Number of participants with account balances 2020-01-01 291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 16
2019: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 199
Number of retired or separated participants receiving benefits 2019-01-01 20
Number of other retired or separated participants entitled to future benefits 2019-01-01 62
Total of all active and inactive participants 2019-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 281
Number of participants with account balances 2019-01-01 280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 24
2018: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 304
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 204
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 82
Total of all active and inactive participants 2018-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 286
Number of participants with account balances 2018-01-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 30
2017: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 390
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 198
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 76
Total of all active and inactive participants 2017-01-01 274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 274
Number of participants with account balances 2017-01-01 274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 39
2016: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 263
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 143
Total of all active and inactive participants 2016-01-01 406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 407
Number of participants with account balances 2016-01-01 372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 41
2015: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 322
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 193
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 108
Total of all active and inactive participants 2015-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 301
Number of participants with account balances 2015-01-01 301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 15

Measure	Date	Value
2022: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	325
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	195
Number of retired or separated participants receiving benefits	2022-01-01	36
Number of other retired or separated participants entitled to future benefits	2022-01-01	80
Total of all active and inactive participants	2022-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	312
Number of participants with account balances	2022-01-01	308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	16
2021: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	190
Number of retired or separated participants receiving benefits	2021-01-01	27
Number of other retired or separated participants entitled to future benefits	2021-01-01	90
Total of all active and inactive participants	2021-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	5
Total participants	2021-01-01	312
Number of participants with account balances	2021-01-01	309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	26
2020: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	305
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	215
Number of retired or separated participants receiving benefits	2020-01-01	32
Number of other retired or separated participants entitled to future benefits	2020-01-01	46
Total of all active and inactive participants	2020-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	294
Number of participants with account balances	2020-01-01	291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	16
2019: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	199
Number of retired or separated participants receiving benefits	2019-01-01	20
Number of other retired or separated participants entitled to future benefits	2019-01-01	62
Total of all active and inactive participants	2019-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	281
Number of participants with account balances	2019-01-01	280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	24
2018: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	304
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	204
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	82
Total of all active and inactive participants	2018-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	286
Number of participants with account balances	2018-01-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	30
2017: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	390
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	198
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	76
Total of all active and inactive participants	2017-01-01	274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	274
Number of participants with account balances	2017-01-01	274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	39
2016: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	263
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	143
Total of all active and inactive participants	2016-01-01	406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	407
Number of participants with account balances	2016-01-01	372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	41
2015: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	322
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	193
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	108
Total of all active and inactive participants	2015-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	301
Number of participants with account balances	2015-01-01	301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	15

Financial Data on DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2022 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$510,355
Total unrealized appreciation/depreciation of assets	2022-12-31	$510,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,771,307
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,922,286
Expenses. Interest paid	2022-12-31	$89,242
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$89,242
Total income from all sources (including contributions)	2022-12-31	$1,206,280
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$670,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$580,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$289,359
Value of total assets at end of year	2022-12-31	$9,495,062
Value of total assets at beginning of year	2022-12-31	$9,110,164
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$225
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$406,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$204
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$56,630
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$2,770,467
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$2,916,411
Other income not declared elsewhere	2022-12-31	$271
Administrative expenses (other) incurred	2022-12-31	$225
Total non interest bearing cash at end of year	2022-12-31	$371,110
Total non interest bearing cash at beginning of year	2022-12-31	$436,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$535,877
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$6,723,755
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$6,187,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$541,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$541,464
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$541,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$8,582,013
Assets. Invements in employer securities at beginning of year	2022-12-31	$8,071,659
Contributions received in cash from employer	2022-12-31	$289,359
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$4,374
Income. Dividends from common stock	2022-12-31	$406,295
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$580,936
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$840
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$5,875
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN	2022-12-31	561031342
2021 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$174,595
Total unrealized appreciation/depreciation of assets	2021-12-31	$174,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,922,286
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$3,136,793
Expenses. Interest paid	2021-12-31	$95,982
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$95,982
Total income from all sources (including contributions)	2021-12-31	$570,835
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$217,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$121,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$284,701
Value of total assets at end of year	2021-12-31	$9,110,164
Value of total assets at beginning of year	2021-12-31	$8,971,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$110
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$107,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$35,978
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$56,630
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$2,048
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$2,916,411
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$3,136,675
Other income not declared elsewhere	2021-12-31	$4,324
Administrative expenses (other) incurred	2021-12-31	$110
Total non interest bearing cash at end of year	2021-12-31	$436,037
Total non interest bearing cash at beginning of year	2021-12-31	$535,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$353,155
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$6,187,878
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,834,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$541,464
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$537,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$537,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$8,071,659
Assets. Invements in employer securities at beginning of year	2021-12-31	$7,897,064
Contributions received in cash from employer	2021-12-31	$284,701
Employer contributions (assets) at end of year	2021-12-31	$4,374
Employer contributions (assets) at beginning of year	2021-12-31	$0
Income. Dividends from common stock	2021-12-31	$107,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$121,588
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$5,875
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$118
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$1,548,971
Total unrealized appreciation/depreciation of assets	2020-12-31	$1,548,971
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,136,793
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,360,417
Expenses. Interest paid	2020-12-31	$102,522
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$102,522
Total income from all sources (including contributions)	2020-12-31	$2,510,981
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$347,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$244,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$272,836
Value of total assets at end of year	2020-12-31	$8,971,516
Value of total assets at beginning of year	2020-12-31	$7,031,876
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$210
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$682,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$2,048
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$3,136,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$3,350,400
Other income not declared elsewhere	2020-12-31	$7,140
Administrative expenses (other) incurred	2020-12-31	$210
Total non interest bearing cash at end of year	2020-12-31	$535,264
Total non interest bearing cash at beginning of year	2020-12-31	$153,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,163,264
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,834,723
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,671,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$537,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$530,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$530,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$7,897,064
Assets. Invements in employer securities at beginning of year	2020-12-31	$6,348,093
Contributions received in cash from employer	2020-12-31	$272,836
Income. Dividends from common stock	2020-12-31	$682,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$244,985
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$118
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$10,017
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$-1,477,342
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$-1,477,342
Total unrealized appreciation/depreciation of assets	2019-12-31	$-1,477,342
Total unrealized appreciation/depreciation of assets	2019-12-31	$-1,477,342
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,360,417
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,360,417
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,571,496
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,571,496
Expenses. Interest paid	2019-12-31	$108,868
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$108,868
Expenses. Interest paid	2019-12-31	$108,868
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$108,868
Total income from all sources (including contributions)	2019-12-31	$-787,032
Total income from all sources (including contributions)	2019-12-31	$-787,032
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,315,192
Total of all expenses incurred	2019-12-31	$1,315,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,206,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,206,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$262,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$262,971
Value of total assets at end of year	2019-12-31	$7,031,876
Value of total assets at end of year	2019-12-31	$7,031,876
Value of total assets at beginning of year	2019-12-31	$9,345,179
Value of total assets at beginning of year	2019-12-31	$9,345,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$155
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$155
Total interest from all sources	2019-12-31	$0
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$418,632
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$418,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$3,350,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$3,350,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$3,557,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$3,557,778
Other income not declared elsewhere	2019-12-31	$8,707
Other income not declared elsewhere	2019-12-31	$8,707
Administrative expenses (other) incurred	2019-12-31	$155
Administrative expenses (other) incurred	2019-12-31	$155
Total non interest bearing cash at end of year	2019-12-31	$153,783
Total non interest bearing cash at end of year	2019-12-31	$153,783
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-2,102,224
Value of net income/loss	2019-12-31	$-2,102,224
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,671,459
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,671,459
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,773,683
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,773,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$530,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$530,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$807,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$807,283
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$807,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$807,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$6,348,093
Assets. Invements in employer securities at end of year	2019-12-31	$6,348,093
Assets. Invements in employer securities at beginning of year	2019-12-31	$8,537,896
Assets. Invements in employer securities at beginning of year	2019-12-31	$8,537,896
Contributions received in cash from employer	2019-12-31	$262,971
Contributions received in cash from employer	2019-12-31	$262,971
Income. Dividends from common stock	2019-12-31	$418,632
Income. Dividends from common stock	2019-12-31	$418,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,206,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,206,169
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$10,017
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$10,017
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$13,718
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$13,718
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2019-12-31	410746749
Accountancy firm EIN	2019-12-31	410746749
2018 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$622,063
Total unrealized appreciation/depreciation of assets	2018-12-31	$622,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$3,571,496
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$22,130
Expenses. Interest paid	2018-12-31	$51,593
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$51,593
Total income from all sources (including contributions)	2018-12-31	$1,425,839
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$340,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$288,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$264,146
Value of total assets at end of year	2018-12-31	$9,345,179
Value of total assets at beginning of year	2018-12-31	$4,710,335
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$13,448
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$526,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$3,557,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$22,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,085,478
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,773,683
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,688,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Interest earned on other investments	2018-12-31	$13,448
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$807,283
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$616,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$616,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$8,537,896
Assets. Invements in employer securities at beginning of year	2018-12-31	$4,093,400
Contributions received in cash from employer	2018-12-31	$264,146
Income. Dividends from common stock	2018-12-31	$526,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$288,768
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$13,718
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$605,670
Total unrealized appreciation/depreciation of assets	2017-12-31	$605,670
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$22,130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$649
Total income from all sources (including contributions)	2017-12-31	$1,733,789
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$409,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$409,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$755,185
Value of total assets at end of year	2017-12-31	$4,710,335
Value of total assets at beginning of year	2017-12-31	$3,364,766
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$90
Total interest from all sources	2017-12-31	$6,093
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$366,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$90
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$22,130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,324,088
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,688,205
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,364,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$616,935
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$743,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$743,697
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$6,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$4,093,400
Assets. Invements in employer securities at beginning of year	2017-12-31	$1,621,069
Contributions received in cash from employer	2017-12-31	$755,185
Employer contributions (assets) at beginning of year	2017-12-31	$1,000,000
Income. Dividends from common stock	2017-12-31	$366,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$409,611
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$52,064
Total unrealized appreciation/depreciation of assets	2016-12-31	$52,064
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$649
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,305,438
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$11,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$11,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,120,849
Value of total assets at end of year	2016-12-31	$3,364,766
Value of total assets at beginning of year	2016-12-31	$2,070,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$2,849
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$129,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,294,117
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,364,117
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,070,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$352,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$743,697
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$2,849
Asset value of US Government securities at beginning of year	2016-12-31	$98,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$1,621,069
Assets. Invements in employer securities at beginning of year	2016-12-31	$1,569,006
Contributions received in cash from employer	2016-12-31	$1,120,849
Employer contributions (assets) at end of year	2016-12-31	$1,000,000
Employer contributions (assets) at beginning of year	2016-12-31	$50,001
Income. Dividends from common stock	2016-12-31	$129,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$11,321
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-80,994
Total unrealized appreciation/depreciation of assets	2015-12-31	$-80,994
Total transfer of assets to this plan	2015-12-31	$2,174,345
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$77,029
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$181,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$166,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$80,000
Value of total assets at end of year	2015-12-31	$2,070,000
Value of total assets at beginning of year	2015-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$15,269
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$70,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Administrative expenses (other) incurred	2015-12-31	$15,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-104,345
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,070,000
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$352,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$98,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$7,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$1,569,006
Contributions received in cash from employer	2015-12-31	$80,000
Employer contributions (assets) at end of year	2015-12-31	$50,001
Income. Dividends from common stock	2015-12-31	$70,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$166,105
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-31	410746749

Form 5500 Responses for DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DAVID ALLEN COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DAVID ALLEN COMPANY INC
Employer identification number (EIN):	560889788
NAIC Classification:	238300

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	5131503