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HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameHARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN
Plan identification number 003

HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARRIS TEETER SUPERMARKETS, INC. has sponsored the creation of one or more 401k plans.

Company Name:HARRIS TEETER SUPERMARKETS, INC.
Employer identification number (EIN):560905940
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Additional information about HARRIS TEETER SUPERMARKETS, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2015-01-26
Company Identification Number: F198579
Legal Registered Office Address: 100 Shockoe Slip Fl 2

Richmond
United States of America (USA)
23219-4100

More information about HARRIS TEETER SUPERMARKETS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01THEODORE R. HARRINGTON
0032017-01-01DOUGLAS J. YACENDA DOUGLAS J. YACENDA2018-07-02
0032016-01-01DOUGLAS J. YACENDA DOUGLAS J. YACENDA2017-06-16
0032015-01-01DOUGLAS J. YACENDA DOUGLAS J. YACENDA2016-06-17
0032015-01-01DOUGLAS J. YACENDA DOUGLAS J. YACENDA2016-08-01
0032014-01-01DOUGLAS J. YACENDA DOUGLAS J. YACENDA2015-10-07
0032014-01-01DOUGLAS J. YACENDA DOUGLAS J. YACENDA2016-08-02
0032013-01-01DOUGLAS J. YACENDA
0032012-01-01DOUGLAS J. YACENDA
0032011-01-01DOUGLAS J. YACENDA
0032010-01-01DOUGLAS J. YACENDA
0032009-01-01DOUGLAS J. YACENDA

Plan Statistics for HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0140,573
Total number of active participants reported on line 7a of the Form 55002022-01-0131,912
Number of retired or separated participants receiving benefits2022-01-012,853
Number of other retired or separated participants entitled to future benefits2022-01-016,513
Total of all active and inactive participants2022-01-0141,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01112
Total participants2022-01-0141,390
Number of participants with account balances2022-01-0136,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111,189
2021: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0144,719
Total number of active participants reported on line 7a of the Form 55002021-01-0130,570
Number of retired or separated participants receiving benefits2021-01-0165
Number of other retired or separated participants entitled to future benefits2021-01-019,921
Total of all active and inactive participants2021-01-0140,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0198
Total participants2021-01-0140,654
Number of participants with account balances2021-01-0136,367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114,968
2020: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0139,658
Total number of active participants reported on line 7a of the Form 55002020-01-0136,335
Number of retired or separated participants receiving benefits2020-01-0152
Number of other retired or separated participants entitled to future benefits2020-01-018,275
Total of all active and inactive participants2020-01-0144,662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0195
Total participants2020-01-0144,757
Number of participants with account balances2020-01-0139,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019,483
2019: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0136,527
Total number of active participants reported on line 7a of the Form 55002019-01-0132,245
Number of retired or separated participants receiving benefits2019-01-0139
Number of other retired or separated participants entitled to future benefits2019-01-017,335
Total of all active and inactive participants2019-01-0139,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0191
Total participants2019-01-0139,710
Number of participants with account balances2019-01-0134,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110,882
2018: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0136,267
Total number of active participants reported on line 7a of the Form 55002018-01-0130,075
Number of retired or separated participants receiving benefits2018-01-0128
Number of other retired or separated participants entitled to future benefits2018-01-016,302
Total of all active and inactive participants2018-01-0136,405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0187
Total participants2018-01-0136,492
Number of participants with account balances2018-01-0132,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110,026
2017: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0137,577
Total number of active participants reported on line 7a of the Form 55002017-01-0130,291
Number of retired or separated participants receiving benefits2017-01-0112
Number of other retired or separated participants entitled to future benefits2017-01-015,870
Total of all active and inactive participants2017-01-0136,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0184
Total participants2017-01-0136,257
Number of participants with account balances2017-01-0131,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019,064
2016: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0135,311
Total number of active participants reported on line 7a of the Form 55002016-01-0129,771
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-017,705
Total of all active and inactive participants2016-01-0137,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0186
Total participants2016-01-0137,569
Number of participants with account balances2016-01-0133,099
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019,097
2015: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0135,472
Total number of active participants reported on line 7a of the Form 55002015-01-0127,941
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-016,054
Total of all active and inactive participants2015-01-0134,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0184
Total participants2015-01-0134,088
Number of participants with account balances2015-01-0129,844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018,823
2014: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0133,690
Total number of active participants reported on line 7a of the Form 55002014-01-0127,425
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-018,345
Total of all active and inactive participants2014-01-0135,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0177
Total participants2014-01-0135,855
Number of participants with account balances2014-01-0131,390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017,523
2013: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0137,678
Total number of active participants reported on line 7a of the Form 55002013-01-0125,730
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-017,873
Total of all active and inactive participants2013-01-0133,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0182
Total participants2013-01-0133,690
Number of participants with account balances2013-01-0129,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016,763
2012: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0139,288
Total number of active participants reported on line 7a of the Form 55002012-01-0125,602
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-0111,994
Total of all active and inactive participants2012-01-0137,601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0177
Total participants2012-01-0137,678
Number of participants with account balances2012-01-0133,212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016,718
2011: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0135,564
Total number of active participants reported on line 7a of the Form 55002011-01-0124,666
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0114,554
Total of all active and inactive participants2011-01-0139,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0167
Total participants2011-01-0139,288
Number of participants with account balances2011-01-0135,032
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015,459
2010: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0133,773
Total number of active participants reported on line 7a of the Form 55002010-01-0122,752
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0112,920
Total of all active and inactive participants2010-01-0135,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0165
Total participants2010-01-0135,738
Number of participants with account balances2010-01-0133,068
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014,458
2009: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0130,954
Total number of active participants reported on line 7a of the Form 55002009-01-0122,346
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0111,362
Total of all active and inactive participants2009-01-0133,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0164
Total participants2009-01-0133,773
Number of participants with account balances2009-01-0131,522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014,533

Financial Data on HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-448,671
Total unrealized appreciation/depreciation of assets2022-12-31$-448,671
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$77,953
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$16,746
Total income from all sources (including contributions)2022-12-31$-130,267,840
Total loss/gain on sale of assets2022-12-31$201,263
Total of all expenses incurred2022-12-31$139,426,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$137,634,754
Expenses. Certain deemed distributions of participant loans2022-12-31$196,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$106,892,147
Value of total assets at end of year2022-12-31$1,051,291,173
Value of total assets at beginning of year2022-12-31$1,320,924,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,595,005
Total interest from all sources2022-12-31$1,408,663
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,358,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,121,303
Administrative expenses professional fees incurred2022-12-31$87,446
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$69,632,340
Participant contributions at end of year2022-12-31$28,687,775
Participant contributions at beginning of year2022-12-31$29,767,163
Participant contributions at end of year2022-12-31$877,211
Participant contributions at beginning of year2022-12-31$1,295,197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$77,953
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$16,746
Other income not declared elsewhere2022-12-31$84,987
Administrative expenses (other) incurred2022-12-31$1,507,559
Total non interest bearing cash at end of year2022-12-31$2,478
Total non interest bearing cash at beginning of year2022-12-31$16
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-269,694,102
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,051,213,220
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,320,907,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$65,472,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$88,735,397
Interest on participant loans2022-12-31$1,408,663
Value of interest in common/collective trusts at end of year2022-12-31$918,963,538
Value of interest in common/collective trusts at beginning of year2022-12-31$1,165,975,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,235,584
Net investment gain or loss from common/collective trusts2022-12-31$-222,528,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$12,096,288
Assets. Invements in employer securities at beginning of year2022-12-31$11,865,474
Contributions received in cash from employer2022-12-31$37,259,807
Employer contributions (assets) at end of year2022-12-31$25,191,510
Employer contributions (assets) at beginning of year2022-12-31$23,285,562
Income. Dividends from common stock2022-12-31$236,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$137,634,754
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,862,719
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,661,456
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$3,112,824
Total unrealized appreciation/depreciation of assets2021-12-31$3,112,824
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$16,746
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$35,666
Total income from all sources (including contributions)2021-12-31$270,742,410
Total loss/gain on sale of assets2021-12-31$539,188
Total of all expenses incurred2021-12-31$144,459,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$142,542,039
Expenses. Certain deemed distributions of participant loans2021-12-31$300,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$103,631,832
Value of total assets at end of year2021-12-31$1,320,924,068
Value of total assets at beginning of year2021-12-31$1,194,659,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,616,854
Total interest from all sources2021-12-31$1,656,710
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,171,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,975,127
Administrative expenses professional fees incurred2021-12-31$95,270
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$65,255,322
Participant contributions at end of year2021-12-31$29,767,163
Participant contributions at beginning of year2021-12-31$31,929,718
Participant contributions at end of year2021-12-31$1,295,197
Participant contributions at beginning of year2021-12-31$520,618
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,277,859
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$16,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$35,666
Other income not declared elsewhere2021-12-31$90,654
Administrative expenses (other) incurred2021-12-31$1,521,584
Total non interest bearing cash at end of year2021-12-31$16
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$126,283,099
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,320,907,322
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,194,624,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$88,735,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$77,843,299
Interest on participant loans2021-12-31$1,656,710
Value of interest in common/collective trusts at end of year2021-12-31$1,165,975,259
Value of interest in common/collective trusts at beginning of year2021-12-31$1,050,527,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,925,848
Net investment gain or loss from common/collective trusts2021-12-31$152,613,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$11,865,474
Assets. Invements in employer securities at beginning of year2021-12-31$8,922,955
Contributions received in cash from employer2021-12-31$34,098,651
Employer contributions (assets) at end of year2021-12-31$23,285,562
Employer contributions (assets) at beginning of year2021-12-31$24,915,624
Income. Dividends from common stock2021-12-31$196,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$142,542,039
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$3,339,268
Aggregate carrying amount (costs) on sale of assets2021-12-31$2,800,080
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$512,950
Total unrealized appreciation/depreciation of assets2020-12-31$512,950
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$35,666
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$20,538
Total income from all sources (including contributions)2020-12-31$278,963,396
Total loss/gain on sale of assets2020-12-31$220,806
Total of all expenses incurred2020-12-31$111,454,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$109,727,747
Expenses. Certain deemed distributions of participant loans2020-12-31$80,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$102,184,946
Value of total assets at end of year2020-12-31$1,194,659,889
Value of total assets at beginning of year2020-12-31$1,027,135,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,645,406
Total interest from all sources2020-12-31$1,759,667
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,701,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,519,249
Administrative expenses professional fees incurred2020-12-31$89,811
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$61,565,570
Participant contributions at end of year2020-12-31$31,929,718
Participant contributions at beginning of year2020-12-31$33,110,677
Participant contributions at end of year2020-12-31$520,618
Participant contributions at beginning of year2020-12-31$1,060,973
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,711,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$35,666
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$20,538
Other income not declared elsewhere2020-12-31$69,598
Administrative expenses (other) incurred2020-12-31$1,555,595
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$53,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$167,509,291
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,194,624,223
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,027,114,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$77,843,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$67,280,342
Interest on participant loans2020-12-31$1,759,667
Value of interest in common/collective trusts at end of year2020-12-31$1,050,527,675
Value of interest in common/collective trusts at beginning of year2020-12-31$896,426,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,322,058
Net investment gain or loss from common/collective trusts2020-12-31$165,191,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$8,922,955
Assets. Invements in employer securities at beginning of year2020-12-31$7,540,656
Contributions received in cash from employer2020-12-31$37,907,727
Employer contributions (assets) at end of year2020-12-31$24,915,624
Employer contributions (assets) at beginning of year2020-12-31$21,663,168
Income. Dividends from common stock2020-12-31$182,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$109,727,747
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$2,782,047
Aggregate carrying amount (costs) on sale of assets2020-12-31$2,561,241
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2020-12-31560747981
2019 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$577,350
Total unrealized appreciation/depreciation of assets2019-12-31$577,350
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$20,538
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$32,632
Total income from all sources (including contributions)2019-12-31$270,668,204
Total loss/gain on sale of assets2019-12-31$-203,441
Total of all expenses incurred2019-12-31$92,382,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$90,649,180
Expenses. Certain deemed distributions of participant loans2019-12-31$159,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$88,235,970
Value of total assets at end of year2019-12-31$1,027,135,470
Value of total assets at beginning of year2019-12-31$848,862,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,573,744
Total interest from all sources2019-12-31$1,768,651
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,831,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,669,051
Administrative expenses professional fees incurred2019-12-31$29,610
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$51,274,567
Participant contributions at end of year2019-12-31$33,110,677
Participant contributions at beginning of year2019-12-31$30,421,014
Participant contributions at end of year2019-12-31$1,060,973
Participant contributions at beginning of year2019-12-31$597,098
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,177,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$20,538
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$32,632
Other income not declared elsewhere2019-12-31$238,494
Administrative expenses (other) incurred2019-12-31$1,479,671
Total non interest bearing cash at end of year2019-12-31$53,456
Total non interest bearing cash at beginning of year2019-12-31$810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$178,285,353
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,027,114,932
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$848,829,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$64,463
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$67,280,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$146,298,234
Interest on participant loans2019-12-31$1,768,651
Value of interest in common/collective trusts at end of year2019-12-31$896,426,198
Value of interest in common/collective trusts at beginning of year2019-12-31$644,145,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$25,722,499
Net investment gain or loss from common/collective trusts2019-12-31$152,496,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$7,540,656
Assets. Invements in employer securities at beginning of year2019-12-31$8,015,405
Contributions received in cash from employer2019-12-31$32,783,962
Employer contributions (assets) at end of year2019-12-31$21,663,168
Employer contributions (assets) at beginning of year2019-12-31$19,383,897
Income. Dividends from common stock2019-12-31$162,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$90,649,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,840,567
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,044,008
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2019-12-31560747981
2018 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$23,720
Total unrealized appreciation/depreciation of assets2018-12-31$23,720
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$32,632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$16,276
Total income from all sources (including contributions)2018-12-31$39,898,422
Total loss/gain on sale of assets2018-12-31$61,816
Total of all expenses incurred2018-12-31$74,321,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$72,786,177
Expenses. Certain deemed distributions of participant loans2018-12-31$42,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$79,551,611
Value of total assets at end of year2018-12-31$848,862,211
Value of total assets at beginning of year2018-12-31$883,268,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,492,375
Total interest from all sources2018-12-31$1,476,174
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,711,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,566,713
Administrative expenses professional fees incurred2018-12-31$34,025
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$46,006,739
Participant contributions at end of year2018-12-31$30,421,014
Participant contributions at beginning of year2018-12-31$26,978,073
Participant contributions at end of year2018-12-31$597,098
Participant contributions at beginning of year2018-12-31$544,400
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,047,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$32,632
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$16,276
Other income not declared elsewhere2018-12-31$326,603
Administrative expenses (other) incurred2018-12-31$1,409,819
Total non interest bearing cash at end of year2018-12-31$810
Total non interest bearing cash at beginning of year2018-12-31$6,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-34,422,938
Value of net assets at end of year (total assets less liabilities)2018-12-31$848,829,579
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$883,252,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$48,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$146,298,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$161,343,239
Interest on participant loans2018-12-31$1,476,174
Value of interest in common/collective trusts at end of year2018-12-31$644,145,753
Value of interest in common/collective trusts at beginning of year2018-12-31$668,060,565
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,692,097
Net investment gain or loss from common/collective trusts2018-12-31$-38,561,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$8,015,405
Assets. Invements in employer securities at beginning of year2018-12-31$7,702,995
Contributions received in cash from employer2018-12-31$29,497,686
Employer contributions (assets) at end of year2018-12-31$19,383,897
Employer contributions (assets) at beginning of year2018-12-31$18,633,186
Income. Dividends from common stock2018-12-31$144,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$72,786,177
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,823,184
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,761,368
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2018-12-31560747981
2017 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-1,263,367
Total unrealized appreciation/depreciation of assets2017-12-31$-1,263,367
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$16,276
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,518
Total income from all sources (including contributions)2017-12-31$208,664,893
Total loss/gain on sale of assets2017-12-31$-575,113
Total of all expenses incurred2017-12-31$72,025,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$70,439,469
Expenses. Certain deemed distributions of participant loans2017-12-31$76,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$70,989,525
Value of total assets at end of year2017-12-31$883,268,793
Value of total assets at beginning of year2017-12-31$746,632,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,510,014
Total interest from all sources2017-12-31$1,167,868
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,966,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,837,369
Administrative expenses professional fees incurred2017-12-31$44,097
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$41,316,555
Participant contributions at end of year2017-12-31$26,978,073
Participant contributions at beginning of year2017-12-31$24,940,911
Participant contributions at end of year2017-12-31$544,400
Participant contributions at beginning of year2017-12-31$471,015
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,818,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$16,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$18,518
Other income not declared elsewhere2017-12-31$1,166,409
Total non interest bearing cash at end of year2017-12-31$6,335
Total non interest bearing cash at beginning of year2017-12-31$10,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$136,638,931
Value of net assets at end of year (total assets less liabilities)2017-12-31$883,252,517
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$746,613,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$63,238
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$161,343,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$613,532,445
Interest on participant loans2017-12-31$1,167,868
Value of interest in common/collective trusts at end of year2017-12-31$668,060,565
Value of interest in common/collective trusts at beginning of year2017-12-31$80,798,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$79,877,775
Net investment gain or loss from common/collective trusts2017-12-31$51,335,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$7,702,995
Assets. Invements in employer securities at beginning of year2017-12-31$9,380,880
Contributions received in cash from employer2017-12-31$27,854,320
Employer contributions (assets) at end of year2017-12-31$18,633,186
Employer contributions (assets) at beginning of year2017-12-31$17,498,462
Income. Dividends from common stock2017-12-31$129,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$70,439,469
Contract administrator fees2017-12-31$1,402,679
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$2,259,033
Aggregate carrying amount (costs) on sale of assets2017-12-31$2,834,146
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2017-12-31560747981
2016 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-1,591,849
Total unrealized appreciation/depreciation of assets2016-12-31$-1,591,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$18,518
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$22,441
Total income from all sources (including contributions)2016-12-31$109,431,938
Total loss/gain on sale of assets2016-12-31$-343,167
Total of all expenses incurred2016-12-31$53,669,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$52,055,245
Expenses. Certain deemed distributions of participant loans2016-12-31$116,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$64,799,862
Value of total assets at end of year2016-12-31$746,632,104
Value of total assets at beginning of year2016-12-31$690,873,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,497,824
Total interest from all sources2016-12-31$1,226,836
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$21,567,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$21,452,518
Administrative expenses professional fees incurred2016-12-31$76,789
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$35,972,681
Participant contributions at end of year2016-12-31$24,940,911
Participant contributions at beginning of year2016-12-31$32,983,391
Participant contributions at end of year2016-12-31$471,015
Participant contributions at beginning of year2016-12-31$663,064
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,632,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$18,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$22,441
Other income not declared elsewhere2016-12-31$1,362,060
Total non interest bearing cash at end of year2016-12-31$10,353
Total non interest bearing cash at beginning of year2016-12-31$18,706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$55,762,224
Value of net assets at end of year (total assets less liabilities)2016-12-31$746,613,586
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$690,851,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$61,298
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$613,532,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$555,001,847
Interest on participant loans2016-12-31$1,226,836
Value of interest in common/collective trusts at end of year2016-12-31$80,798,038
Value of interest in common/collective trusts at beginning of year2016-12-31$75,484,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$18,536,309
Net investment gain or loss from common/collective trusts2016-12-31$3,874,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$9,380,880
Assets. Invements in employer securities at beginning of year2016-12-31$10,759,223
Contributions received in cash from employer2016-12-31$27,194,757
Employer contributions (assets) at end of year2016-12-31$17,498,462
Employer contributions (assets) at beginning of year2016-12-31$15,963,010
Income. Dividends from common stock2016-12-31$114,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$52,055,245
Contract administrator fees2016-12-31$1,359,737
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,921,270
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,264,437
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2016-12-31560747981
2015 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$1,544,198
Total unrealized appreciation/depreciation of assets2015-12-31$1,544,198
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$22,441
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$15,250
Total income from all sources (including contributions)2015-12-31$66,500,740
Total loss/gain on sale of assets2015-12-31$93,612
Total of all expenses incurred2015-12-31$57,205,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$56,313,875
Expenses. Certain deemed distributions of participant loans2015-12-31$148,832
Value of total corrective distributions2015-12-31$117,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$58,303,775
Value of total assets at end of year2015-12-31$690,873,803
Value of total assets at beginning of year2015-12-31$681,571,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$625,369
Total interest from all sources2015-12-31$1,427,616
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$26,846,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$26,778,996
Administrative expenses professional fees incurred2015-12-31$130,496
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$32,472,747
Participant contributions at end of year2015-12-31$32,983,391
Participant contributions at beginning of year2015-12-31$30,641,718
Participant contributions at end of year2015-12-31$663,064
Participant contributions at beginning of year2015-12-31$642,108
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,858,462
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$22,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$15,250
Administrative expenses (other) incurred2015-12-31$494,873
Total non interest bearing cash at end of year2015-12-31$18,706
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$9,295,325
Value of net assets at end of year (total assets less liabilities)2015-12-31$690,851,362
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$681,556,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$555,001,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$557,397,204
Interest on participant loans2015-12-31$1,427,616
Value of interest in common/collective trusts at end of year2015-12-31$75,484,562
Value of interest in common/collective trusts at beginning of year2015-12-31$75,613,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-22,354,662
Net investment gain or loss from common/collective trusts2015-12-31$640,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$10,759,223
Assets. Invements in employer securities at beginning of year2015-12-31$2,603,471
Contributions received in cash from employer2015-12-31$23,972,566
Employer contributions (assets) at end of year2015-12-31$15,963,010
Employer contributions (assets) at beginning of year2015-12-31$14,673,052
Income. Dividends from common stock2015-12-31$67,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$56,313,875
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,247,670
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,154,058
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2015-12-31560747981
2014 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$338,038
Total unrealized appreciation/depreciation of assets2014-12-31$338,038
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$15,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$71,235
Total income from all sources (including contributions)2014-12-31$96,506,532
Total loss/gain on sale of assets2014-12-31$123,412
Total of all expenses incurred2014-12-31$64,295,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$63,627,248
Expenses. Certain deemed distributions of participant loans2014-12-31$74,635
Value of total corrective distributions2014-12-31$1,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$55,633,180
Value of total assets at end of year2014-12-31$681,571,287
Value of total assets at beginning of year2014-12-31$649,416,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$592,036
Total interest from all sources2014-12-31$1,269,206
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$22,428,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$22,423,115
Administrative expenses professional fees incurred2014-12-31$110,092
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$29,156,281
Participant contributions at end of year2014-12-31$30,641,718
Participant contributions at beginning of year2014-12-31$27,856,278
Participant contributions at end of year2014-12-31$642,108
Participant contributions at beginning of year2014-12-31$902,443
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,575,354
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$15,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$71,235
Administrative expenses (other) incurred2014-12-31$481,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$32,210,806
Value of net assets at end of year (total assets less liabilities)2014-12-31$681,556,037
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$649,345,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$557,397,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$397,621,138
Interest on participant loans2014-12-31$1,269,206
Value of interest in common/collective trusts at end of year2014-12-31$75,613,734
Value of interest in common/collective trusts at beginning of year2014-12-31$73,955,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$12,357,153
Net investment gain or loss from common/collective trusts2014-12-31$4,356,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$2,603,471
Assets. Invements in employer securities at beginning of year2014-12-31$134,753,488
Contributions received in cash from employer2014-12-31$22,901,545
Employer contributions (assets) at end of year2014-12-31$14,673,052
Employer contributions (assets) at beginning of year2014-12-31$14,327,824
Income. Dividends from common stock2014-12-31$5,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$63,627,248
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$135,020,901
Aggregate carrying amount (costs) on sale of assets2014-12-31$134,897,489
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2014-12-31560747981
2013 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$29,186,878
Total unrealized appreciation/depreciation of assets2013-12-31$29,186,878
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$71,235
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$27,523
Total income from all sources (including contributions)2013-12-31$163,794,744
Total loss/gain on sale of assets2013-12-31$2,615,023
Total of all expenses incurred2013-12-31$50,101,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$49,432,903
Expenses. Certain deemed distributions of participant loans2013-12-31$41,532
Value of total corrective distributions2013-12-31$2,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$50,897,136
Value of total assets at end of year2013-12-31$649,416,466
Value of total assets at beginning of year2013-12-31$535,679,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$624,907
Total interest from all sources2013-12-31$1,189,438
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$10,964,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$10,324,376
Administrative expenses professional fees incurred2013-12-31$100,745
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$28,105,722
Participant contributions at end of year2013-12-31$27,856,278
Participant contributions at beginning of year2013-12-31$24,938,589
Participant contributions at end of year2013-12-31$902,443
Participant contributions at beginning of year2013-12-31$613,469
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,978,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$71,235
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$27,523
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$275,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$113,692,927
Value of net assets at end of year (total assets less liabilities)2013-12-31$649,345,231
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$535,652,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$64,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$397,621,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$308,421,323
Interest on participant loans2013-12-31$1,189,438
Value of interest in common/collective trusts at end of year2013-12-31$73,955,295
Value of interest in common/collective trusts at beginning of year2013-12-31$69,121,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$63,303,869
Net investment gain or loss from common/collective trusts2013-12-31$5,637,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$134,753,488
Assets. Invements in employer securities at beginning of year2013-12-31$119,777,432
Contributions received in cash from employer2013-12-31$20,812,919
Employer contributions (assets) at end of year2013-12-31$14,327,824
Employer contributions (assets) at beginning of year2013-12-31$12,532,315
Income. Dividends from common stock2013-12-31$640,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$49,432,903
Contract administrator fees2013-12-31$459,662
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$18,636,430
Aggregate carrying amount (costs) on sale of assets2013-12-31$16,021,407
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2013-12-31560747981
2012 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-12,400,207
Total unrealized appreciation/depreciation of assets2012-12-31$-12,400,207
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$27,523
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$84,258,702
Total loss/gain on sale of assets2012-12-31$-898,838
Total of all expenses incurred2012-12-31$40,606,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$39,893,343
Expenses. Certain deemed distributions of participant loans2012-12-31$53,937
Value of total corrective distributions2012-12-31$2,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$50,248,209
Value of total assets at end of year2012-12-31$535,679,827
Value of total assets at beginning of year2012-12-31$492,000,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$656,814
Total interest from all sources2012-12-31$1,040,240
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$7,924,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6,703,005
Administrative expenses professional fees incurred2012-12-31$37,315
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$27,296,849
Participant contributions at end of year2012-12-31$24,938,589
Participant contributions at beginning of year2012-12-31$22,693,234
Participant contributions at end of year2012-12-31$613,469
Participant contributions at beginning of year2012-12-31$278,710
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,230,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$27,523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$530,447
Total non interest bearing cash at end of year2012-12-31$275,614
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$43,651,787
Value of net assets at end of year (total assets less liabilities)2012-12-31$535,652,304
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$492,000,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$89,052
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$308,421,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$250,184,925
Interest on participant loans2012-12-31$1,040,240
Value of interest in common/collective trusts at end of year2012-12-31$69,121,085
Value of interest in common/collective trusts at beginning of year2012-12-31$64,280,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$34,290,214
Net investment gain or loss from common/collective trusts2012-12-31$4,055,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$119,777,432
Assets. Invements in employer securities at beginning of year2012-12-31$141,547,746
Contributions received in cash from employer2012-12-31$20,720,616
Employer contributions (assets) at end of year2012-12-31$12,532,315
Employer contributions (assets) at beginning of year2012-12-31$13,015,632
Income. Dividends from common stock2012-12-31$1,221,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$39,893,343
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$11,139,025
Aggregate carrying amount (costs) on sale of assets2012-12-31$12,037,863
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2012-12-31560747981
2011 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$19,138,128
Total unrealized appreciation/depreciation of assets2011-12-31$19,138,128
Total transfer of assets from this plan2011-12-31$71,353,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,875
Total income from all sources (including contributions)2011-12-31$69,942,795
Total loss/gain on sale of assets2011-12-31$3,617,304
Total of all expenses incurred2011-12-31$47,479,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$46,733,018
Expenses. Certain deemed distributions of participant loans2011-12-31$90,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$49,047,017
Value of total assets at end of year2011-12-31$492,000,517
Value of total assets at beginning of year2011-12-31$540,896,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$655,383
Total interest from all sources2011-12-31$1,097,209
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,481,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,797,020
Administrative expenses professional fees incurred2011-12-31$41,635
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$28,132,835
Participant contributions at end of year2011-12-31$22,693,234
Participant contributions at beginning of year2011-12-31$21,225,630
Participant contributions at end of year2011-12-31$278,710
Participant contributions at beginning of year2011-12-31$285,305
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$23,244
Administrative expenses (other) incurred2011-12-31$518,368
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$6,875
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$2,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$22,463,656
Value of net assets at end of year (total assets less liabilities)2011-12-31$492,000,517
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$540,889,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$95,380
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$250,184,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$268,388,383
Interest on participant loans2011-12-31$1,097,209
Value of interest in common/collective trusts at end of year2011-12-31$64,280,270
Value of interest in common/collective trusts at beginning of year2011-12-31$76,480,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-10,250,473
Net investment gain or loss from common/collective trusts2011-12-31$1,811,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$141,547,746
Assets. Invements in employer securities at beginning of year2011-12-31$160,833,162
Contributions received in cash from employer2011-12-31$20,914,182
Employer contributions (assets) at end of year2011-12-31$13,015,632
Employer contributions (assets) at beginning of year2011-12-31$13,657,825
Income. Dividends from common stock2011-12-31$684,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$46,733,018
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$43,949,057
Aggregate carrying amount (costs) on sale of assets2011-12-31$40,331,753
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2011-12-31560747981
2010 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$48,048,485
Total unrealized appreciation/depreciation of assets2010-12-31$48,048,485
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$22,116
Total income from all sources (including contributions)2010-12-31$142,661,877
Total loss/gain on sale of assets2010-12-31$4,396,450
Total of all expenses incurred2010-12-31$37,682,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$37,072,977
Value of total corrective distributions2010-12-31$1,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$50,266,887
Value of total assets at end of year2010-12-31$540,896,778
Value of total assets at beginning of year2010-12-31$435,932,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$608,090
Total interest from all sources2010-12-31$1,061,526
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,670,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,944,389
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$28,642,544
Participant contributions at end of year2010-12-31$21,225,630
Participant contributions at beginning of year2010-12-31$17,114,617
Participant contributions at end of year2010-12-31$285,305
Participant contributions at beginning of year2010-12-31$253,382
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$23,244
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$13,537
Administrative expenses (other) incurred2010-12-31$608,090
Liabilities. Value of operating payables at end of year2010-12-31$6,875
Liabilities. Value of operating payables at beginning of year2010-12-31$22,116
Total non interest bearing cash at end of year2010-12-31$2,899
Total non interest bearing cash at beginning of year2010-12-31$3,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$104,979,466
Value of net assets at end of year (total assets less liabilities)2010-12-31$540,889,903
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$435,910,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$268,388,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$211,336,415
Interest on participant loans2010-12-31$1,061,526
Value of interest in common/collective trusts at end of year2010-12-31$76,480,330
Value of interest in common/collective trusts at beginning of year2010-12-31$68,536,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$28,118,289
Net investment gain or loss from common/collective trusts2010-12-31$5,099,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$160,833,162
Assets. Invements in employer securities at beginning of year2010-12-31$125,543,374
Contributions received in cash from employer2010-12-31$21,624,343
Employer contributions (assets) at end of year2010-12-31$13,657,825
Employer contributions (assets) at beginning of year2010-12-31$13,131,867
Income. Dividends from common stock2010-12-31$726,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$37,072,977
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$19,600,320
Aggregate carrying amount (costs) on sale of assets2010-12-31$15,203,870
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN, LLP.
Accountancy firm EIN2010-12-31560747981
2009 : HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN

2022: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HARRIS TEETER SUPERMARKETS, INC. RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number33020
Policy instance 1
Insurance contract or identification number33020
Number of Individuals Covered44757
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $98,436
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number33020
Policy instance 1
Insurance contract or identification number33020
Number of Individuals Covered39710
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $412,252

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