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MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan NameMERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN
Plan identification number 011

MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

BANK OF AMERICA CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:BANK OF AMERICA CORPORATION
Employer identification number (EIN):560906609
NAIC Classification:551111
NAIC Description:Offices of Bank Holding Companies

Additional information about BANK OF AMERICA CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1999-07-21
Company Identification Number: 0012756806
Legal Registered Office Address: 401 N TRYON ST C/O-NC1-021-06-42

CHARLOTTE
United States of America (USA)
28202

More information about BANK OF AMERICA CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0112018-01-01
0112018-01-01
0112017-01-01LYNN COOPER LYNN COOPER2018-09-10
0112016-01-01LYNN COOPER LYNN COOPER2017-09-15
0112015-01-01LYNN COOPER LYNN COOPER2016-09-15
0112014-01-01DICK HO DICK HO2015-09-15
0112013-01-01DICK HO DICK HO2014-08-25

Plan Statistics for MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2018: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0135,022
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0112
2017: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0136,845
Total number of active participants reported on line 7a of the Form 55002017-01-0121,091
Number of retired or separated participants receiving benefits2017-01-01822
Number of other retired or separated participants entitled to future benefits2017-01-0112,918
Total of all active and inactive participants2017-01-0134,831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01191
Total participants2017-01-0135,022
Number of participants with account balances2017-01-0134,855
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0139,502
Total number of active participants reported on line 7a of the Form 55002016-01-0122,761
Number of retired or separated participants receiving benefits2016-01-01645
Number of other retired or separated participants entitled to future benefits2016-01-0113,245
Total of all active and inactive participants2016-01-0136,651
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01194
Total participants2016-01-0136,845
Number of participants with account balances2016-01-0136,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0140,889
Total number of active participants reported on line 7a of the Form 55002015-01-0124,368
Number of retired or separated participants receiving benefits2015-01-01446
Number of other retired or separated participants entitled to future benefits2015-01-0114,549
Total of all active and inactive participants2015-01-0139,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01139
Total participants2015-01-0139,502
Number of participants with account balances2015-01-0138,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0144,119
Total number of active participants reported on line 7a of the Form 55002014-01-0125,600
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0115,133
Total of all active and inactive participants2014-01-0140,733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01156
Total participants2014-01-0140,889
Number of participants with account balances2014-01-0140,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0147,034
Total number of active participants reported on line 7a of the Form 55002013-01-0127,270
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116,705
Total of all active and inactive participants2013-01-0143,975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01144
Total participants2013-01-0144,119
Number of participants with account balances2013-01-0143,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0144

Financial Data on MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

Measure Date Value
2018 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-327,835,377
Total unrealized appreciation/depreciation of assets2018-12-31$-327,835,377
Total transfer of assets from this plan2018-12-31$10,777,266,135
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$10,777,266,135
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,578,007
Total income from all sources (including contributions)2018-12-31$-294,269,231
Total loss/gain on sale of assets2018-12-31$781,108
Total of all expenses incurred2018-12-31$762,740,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$761,534,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$429,930,260
Value of total assets at end of year2018-12-31$10,777,266,135
Value of total assets at beginning of year2018-12-31$11,835,853,670
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,205,529
Total interest from all sources2018-12-31$6,020,176
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$272,268,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$235,742,228
Administrative expenses professional fees incurred2018-12-31$105,810
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$450,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$284,726,356
Participant contributions at end of year2018-12-31$111,292,653
Participant contributions at beginning of year2018-12-31$113,026,022
Participant contributions at end of year2018-12-31$2,167,964
Participant contributions at beginning of year2018-12-31$3,281,089
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$12,247,747
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,305,742
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,656,411
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$10,777,266,135
Other income not declared elsewhere2018-12-31$4,227,367
Administrative expenses (other) incurred2018-12-31$322,938
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$6,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,057,009,528
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,834,275,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,612,513,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,873,375,727
Interest on participant loans2018-12-31$5,267,708
Value of interest in master investment trust accounts at end of year2018-12-31$1,421,738,027
Value of interest in master investment trust accounts at beginning of year2018-12-31$1,379,099,216
Value of interest in common/collective trusts at end of year2018-12-31$3,923,951,906
Value of interest in common/collective trusts at beginning of year2018-12-31$4,304,540,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$35,591,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$48,024,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$48,024,579
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$752,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-369,872,724
Net investment gain or loss from common/collective trusts2018-12-31$-343,101,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$1,667,611,225
Assets. Invements in employer securities at beginning of year2018-12-31$1,993,316,775
Contributions received in cash from employer2018-12-31$132,956,157
Employer contributions (assets) at end of year2018-12-31$1,094,272
Employer contributions (assets) at beginning of year2018-12-31$119,533,837
Income. Dividends from common stock2018-12-31$36,526,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$761,534,768
Contract administrator fees2018-12-31$776,781
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$1,571,067
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Aggregate proceeds on sale of assets2018-12-31$83,378,993
Aggregate carrying amount (costs) on sale of assets2018-12-31$82,597,885
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN2018-12-31942214860
2017 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$498,104,150
Total unrealized appreciation/depreciation of assets2017-12-31$498,104,150
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,578,007
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$837,023
Total income from all sources (including contributions)2017-12-31$2,449,911,578
Total loss/gain on sale of assets2017-12-31$12,074,443
Total of all expenses incurred2017-12-31$645,680,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$644,181,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$553,262,739
Value of total assets at end of year2017-12-31$11,835,853,670
Value of total assets at beginning of year2017-12-31$10,030,881,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,499,034
Total interest from all sources2017-12-31$5,132,891
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$274,809,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$247,764,943
Administrative expenses professional fees incurred2017-12-31$135,414
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$400,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$286,582,939
Participant contributions at end of year2017-12-31$113,026,022
Participant contributions at beginning of year2017-12-31$114,524,271
Participant contributions at end of year2017-12-31$3,281,089
Participant contributions at beginning of year2017-12-31$3,348,153
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$12,309,512
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,656,411
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,667,133
Other income not declared elsewhere2017-12-31$4,773,488
Administrative expenses (other) incurred2017-12-31$543,638
Liabilities. Value of operating payables at end of year2017-12-31$6,940
Liabilities. Value of operating payables at beginning of year2017-12-31$120,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,804,230,885
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,834,275,663
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,030,044,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,873,375,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,355,276,091
Income. Interest from loans (other than to participants)2017-12-31$4,881,974
Value of interest in master investment trust accounts at end of year2017-12-31$1,379,099,216
Value of interest in master investment trust accounts at beginning of year2017-12-31$1,360,495,522
Value of interest in common/collective trusts at end of year2017-12-31$4,304,540,014
Value of interest in common/collective trusts at beginning of year2017-12-31$1,519,274,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$48,024,579
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$43,439,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$43,439,164
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$250,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$633,499,199
Net investment gain or loss from common/collective trusts2017-12-31$444,022,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$1,993,316,775
Assets. Invements in employer securities at beginning of year2017-12-31$1,512,172,301
Contributions received in cash from employer2017-12-31$254,370,288
Employer contributions (assets) at end of year2017-12-31$119,533,837
Employer contributions (assets) at beginning of year2017-12-31$120,684,851
Income. Dividends from common stock2017-12-31$27,044,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$644,181,659
Contract administrator fees2017-12-31$819,982
Liabilities. Value of benefit claims payable at end of year2017-12-31$1,571,067
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$717,023
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$85,798,750
Aggregate carrying amount (costs) on sale of assets2017-12-31$73,724,307
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN2017-12-31942214860
2016 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$377,490,825
Total unrealized appreciation/depreciation of assets2016-12-31$377,490,825
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$837,023
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$246,271
Total income from all sources (including contributions)2016-12-31$1,607,893,926
Total loss/gain on sale of assets2016-12-31$15,137,266
Total of all expenses incurred2016-12-31$636,861,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$635,387,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$557,833,204
Value of total assets at end of year2016-12-31$10,030,881,801
Value of total assets at beginning of year2016-12-31$9,059,258,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,473,585
Total interest from all sources2016-12-31$4,830,385
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$192,200,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$173,292,936
Administrative expenses professional fees incurred2016-12-31$106,018
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$400,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$289,685,059
Participant contributions at end of year2016-12-31$114,524,271
Participant contributions at beginning of year2016-12-31$117,151,926
Participant contributions at end of year2016-12-31$3,348,153
Participant contributions at beginning of year2016-12-31$3,329,853
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$9,586,318
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,667,133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,729,955
Other income not declared elsewhere2016-12-31$5,929,060
Administrative expenses (other) incurred2016-12-31$341,642
Liabilities. Value of operating payables at end of year2016-12-31$120,000
Liabilities. Value of operating payables at beginning of year2016-12-31$127,182
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$971,032,393
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,030,044,778
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,059,012,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$75,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,355,276,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,083,334,384
Interest on participant loans2016-12-31$4,746,642
Value of interest in master investment trust accounts at end of year2016-12-31$1,360,495,522
Value of interest in master investment trust accounts at beginning of year2016-12-31$1,108,448,654
Value of interest in common/collective trusts at end of year2016-12-31$1,519,274,315
Value of interest in common/collective trusts at beginning of year2016-12-31$1,341,249,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$43,439,164
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$30,062,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$30,062,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$83,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$297,611,657
Net investment gain or loss from common/collective trusts2016-12-31$138,367,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,512,172,301
Assets. Invements in employer securities at beginning of year2016-12-31$1,248,564,955
Contributions received in cash from employer2016-12-31$258,561,827
Employer contributions (assets) at end of year2016-12-31$120,684,851
Employer contributions (assets) at beginning of year2016-12-31$125,387,355
Income. Dividends from common stock2016-12-31$18,907,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$635,387,948
Contract administrator fees2016-12-31$950,925
Liabilities. Value of benefit claims payable at end of year2016-12-31$717,023
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$119,089
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$225,989,148
Aggregate carrying amount (costs) on sale of assets2016-12-31$210,851,882
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN2016-12-31942214860
2015 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-69,011,811
Total unrealized appreciation/depreciation of assets2015-12-31$-69,011,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$246,271
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$455,076
Total income from all sources (including contributions)2015-12-31$535,530,870
Total loss/gain on sale of assets2015-12-31$-903,295
Total of all expenses incurred2015-12-31$534,812,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$533,670,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$588,470,608
Value of total assets at end of year2015-12-31$9,059,258,656
Value of total assets at beginning of year2015-12-31$9,058,748,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,141,509
Total interest from all sources2015-12-31$4,738,431
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$293,988,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$279,101,069
Administrative expenses professional fees incurred2015-12-31$119,292
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$400,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$317,964,086
Participant contributions at end of year2015-12-31$117,151,926
Participant contributions at beginning of year2015-12-31$117,841,669
Participant contributions at end of year2015-12-31$3,329,853
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,729,955
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$34,802,707
Other income not declared elsewhere2015-12-31$2,748,290
Administrative expenses (other) incurred2015-12-31$251,704
Liabilities. Value of operating payables at end of year2015-12-31$127,182
Liabilities. Value of operating payables at beginning of year2015-12-31$455,076
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$464,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$718,527
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,059,012,385
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,058,293,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$150,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,083,334,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,157,898,786
Interest on participant loans2015-12-31$4,718,084
Value of interest in master investment trust accounts at end of year2015-12-31$1,108,448,654
Value of interest in master investment trust accounts at beginning of year2015-12-31$1,064,721,149
Value of interest in common/collective trusts at end of year2015-12-31$1,341,249,004
Value of interest in common/collective trusts at beginning of year2015-12-31$1,269,828,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$30,062,570
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$7,049,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$7,049,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$20,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-318,252,907
Net investment gain or loss from common/collective trusts2015-12-31$23,722,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,248,564,955
Assets. Invements in employer securities at beginning of year2015-12-31$1,279,865,520
Contributions received in cash from employer2015-12-31$270,506,522
Employer contributions (assets) at end of year2015-12-31$125,387,355
Employer contributions (assets) at beginning of year2015-12-31$126,276,254
Income. Dividends from common stock2015-12-31$14,887,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$533,670,834
Contract administrator fees2015-12-31$620,513
Liabilities. Value of benefit claims payable at end of year2015-12-31$119,089
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$48,297,450
Aggregate carrying amount (costs) on sale of assets2015-12-31$49,200,745
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN2015-12-31942214860
2014 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$155,914,767
Total unrealized appreciation/depreciation of assets2014-12-31$155,914,767
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$455,076
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,145,897,074
Total loss/gain on sale of assets2014-12-31$5,074,485
Total of all expenses incurred2014-12-31$594,249,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$593,794,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$573,769,319
Value of total assets at end of year2014-12-31$9,058,748,934
Value of total assets at beginning of year2014-12-31$8,506,646,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$455,076
Total interest from all sources2014-12-31$4,464,173
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$298,492,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$289,920,421
Administrative expenses professional fees incurred2014-12-31$193,550
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$365,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$300,984,691
Participant contributions at end of year2014-12-31$117,841,669
Participant contributions at beginning of year2014-12-31$113,646,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$34,802,707
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$4,805,065
Administrative expenses (other) incurred2014-12-31$111,526
Liabilities. Value of operating payables at end of year2014-12-31$455,076
Total non interest bearing cash at end of year2014-12-31$464,970
Total non interest bearing cash at beginning of year2014-12-31$881,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$551,647,830
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,058,293,858
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,506,646,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$150,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,157,898,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,490,335,056
Interest on participant loans2014-12-31$4,460,766
Value of interest in master investment trust accounts at end of year2014-12-31$1,064,721,149
Value of interest in master investment trust accounts at beginning of year2014-12-31$462,143,061
Value of interest in common/collective trusts at end of year2014-12-31$1,269,828,428
Value of interest in common/collective trusts at beginning of year2014-12-31$1,215,228,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$7,049,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$37,156,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$37,156,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-609,410
Net investment gain or loss from common/collective trusts2014-12-31$77,847,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,279,865,520
Assets. Invements in employer securities at beginning of year2014-12-31$1,062,030,074
Contributions received in cash from employer2014-12-31$272,784,628
Employer contributions (assets) at end of year2014-12-31$126,276,254
Employer contributions (assets) at beginning of year2014-12-31$125,224,595
Income. Dividends from common stock2014-12-31$8,572,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$593,794,168
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$168,044,261
Aggregate carrying amount (costs) on sale of assets2014-12-31$162,969,776
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN2014-12-31942214860
2013 : MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$281,713,127
Total unrealized appreciation/depreciation of assets2013-12-31$281,713,127
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,007,997,139
Total loss/gain on sale of assets2013-12-31$-8,576,788
Total of all expenses incurred2013-12-31$630,010,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$630,009,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$591,735,045
Value of total assets at end of year2013-12-31$8,506,646,028
Value of total assets at beginning of year2013-12-31$7,128,659,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,154
Total interest from all sources2013-12-31$3,797,323
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$171,711,581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$168,958,700
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$305,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$301,734,698
Participant contributions at end of year2013-12-31$113,646,837
Participant contributions at beginning of year2013-12-31$93,656,296
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$84,475
Other income not declared elsewhere2013-12-31$5,194,763
Administrative expenses (other) incurred2013-12-31$1,154
Total non interest bearing cash at end of year2013-12-31$881,214
Total non interest bearing cash at beginning of year2013-12-31$417,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,377,986,592
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,506,646,028
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,128,659,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,490,335,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,766,077,522
Interest on participant loans2013-12-31$3,794,065
Value of interest in master investment trust accounts at end of year2013-12-31$462,143,061
Value of interest in master investment trust accounts at beginning of year2013-12-31$436,462,397
Value of interest in common/collective trusts at end of year2013-12-31$1,215,228,505
Value of interest in common/collective trusts at beginning of year2013-12-31$889,598,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$37,156,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$24,868,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$24,868,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$694,479,637
Net investment gain or loss from common/collective trusts2013-12-31$271,134,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$1,062,030,074
Assets. Invements in employer securities at beginning of year2013-12-31$775,435,290
Contributions received in cash from employer2013-12-31$290,000,347
Employer contributions (assets) at end of year2013-12-31$125,224,595
Employer contributions (assets) at beginning of year2013-12-31$142,059,078
Income. Dividends from common stock2013-12-31$2,752,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$630,009,393
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$188,124,431
Aggregate carrying amount (costs) on sale of assets2013-12-31$196,701,219
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MORRIS DAVIS CHAN & TAN LLP
Accountancy firm EIN2013-12-31942214860

Form 5500 Responses for MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN

2018: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MERRILL LYNCH & CO., INC. 401(K) SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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