401k Plan data: GATES 401K PLAN plan

GATES 401K PLAN 401k Plan overview

Plan Name	GATES 401K PLAN
Plan identification number	001

GATES 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GATES CONSTRUCTION CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: GATES CONSTRUCTION CO., INC.

Employer identification number (EIN): 560940060

NAIC Classification: 238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GATES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 STEPHEN MAUNEY 2023-06-07
001 2021-01-01 DENISE GATES 2022-09-21 DENISE GATES 2022-09-21
001 2020-01-01 DENISE GATES 2021-10-14
001 2020-01-01 DENISE GATES 2021-10-12 DENISE GATES 2021-10-12
001 2020-01-01 DENISE GATES 2022-10-07 DENISE I GATES 2022-10-07
001 2019-01-01 DENISE GATES 2020-10-12 DENISE GATES 2020-10-12
001 2018-01-01 DENISE GATES 2019-10-15
001 2017-01-01 SUSAN RAINES 2018-07-20 SUSAN RAINES 2018-07-20
001 2016-01-01 SUSAN RAINES
001 2015-01-01 SUSAN RAINES
001 2014-01-01 SUSAN RAINES
001 2013-01-01 SUSAN RAINES
001 2012-01-01 SUSAN RAINES
001 2011-01-01 SUSAN RAINES
001 2009-01-01 SUSAN RAINES
001 2009-01-01 SUSAN RAINES
001 2009-01-01 SUSAN RAINES

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	STEPHEN MAUNEY	2023-06-07
001	2021-01-01	DENISE GATES	2022-09-21	DENISE GATES	2022-09-21
001	2020-01-01	DENISE GATES	2021-10-14
001	2020-01-01	DENISE GATES	2021-10-12	DENISE GATES	2021-10-12
001	2020-01-01	DENISE GATES	2022-10-07	DENISE I GATES	2022-10-07
001	2019-01-01	DENISE GATES	2020-10-12	DENISE GATES	2020-10-12
001	2018-01-01	DENISE GATES	2019-10-15
001	2017-01-01	SUSAN RAINES	2018-07-20	SUSAN RAINES	2018-07-20
001	2016-01-01	SUSAN RAINES
001	2015-01-01	SUSAN RAINES
001	2014-01-01	SUSAN RAINES
001	2013-01-01	SUSAN RAINES
001	2012-01-01	SUSAN RAINES
001	2011-01-01	SUSAN RAINES
001	2009-01-01	SUSAN RAINES
001	2009-01-01	SUSAN RAINES
001	2009-01-01	SUSAN RAINES

Plan Statistics for GATES 401K PLAN

401k plan membership statisitcs for GATES 401K PLAN

Measure Date Value
2016: GATES 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 78
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 8
Total of all active and inactive participants 2016-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 86
Number of participants with account balances 2016-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: GATES 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 120
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 128
Total participants 2015-01-01 128
Number of participants with account balances 2015-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: GATES 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 101
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 6
Total of all active and inactive participants 2014-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 107
Number of participants with account balances 2014-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: GATES 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 109
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 117
Number of participants with account balances 2013-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GATES 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 151
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 158
Number of participants with account balances 2012-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: GATES 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 180
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 186
Number of participants with account balances 2011-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: GATES 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 183
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 186
Number of participants with account balances 2009-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: GATES 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	78
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	8
Total of all active and inactive participants	2016-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	86
Number of participants with account balances	2016-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: GATES 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	120
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	128
Total participants	2015-01-01	128
Number of participants with account balances	2015-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: GATES 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	101
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	6
Total of all active and inactive participants	2014-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	107
Number of participants with account balances	2014-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: GATES 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	109
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	117
Number of participants with account balances	2013-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GATES 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	151
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	158
Number of participants with account balances	2012-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: GATES 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	180
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	186
Number of participants with account balances	2011-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: GATES 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	183
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	186
Number of participants with account balances	2009-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GATES 401K PLAN

Measure	Date	Value
2016 : GATES 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$196,698
Total of all expenses incurred	2016-12-31	$70,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$69,173
Expenses. Certain deemed distributions of participant loans	2016-12-31	$165
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$100,881
Value of total assets at end of year	2016-12-31	$1,045,101
Value of total assets at beginning of year	2016-12-31	$918,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$751
Total interest from all sources	2016-12-31	$489
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$59,142
Participant contributions at end of year	2016-12-31	$6,934
Other income not declared elsewhere	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$126,609
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,045,101
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$918,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,037,606
Interest on participant loans	2016-12-31	$489
Income. Interest from loans (other than to participants)	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$918,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$918,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$95,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$41,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$69,173
Contract administrator fees	2016-12-31	$751
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BERNARD ROBINSON & CO., LLP
Accountancy firm EIN	2016-12-31	560571159
2015 : GATES 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$50,942
Total of all expenses incurred	2015-12-31	$55,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$54,501
Expenses. Certain deemed distributions of participant loans	2015-12-31	$425
Value of total corrective distributions	2015-12-31	$407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$84,106
Value of total assets at end of year	2015-12-31	$918,492
Value of total assets at beginning of year	2015-12-31	$923,058
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$175
Total interest from all sources	2015-12-31	$815
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$80,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$80,983
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$93,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$53,804
Participant contributions at beginning of year	2015-12-31	$6,902
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$7,951
Administrative expenses (other) incurred	2015-12-31	$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,566
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$918,492
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$923,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$875,282
Interest on participant loans	2015-12-31	$815
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$918,492
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$40,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$40,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-114,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$22,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$54,501
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BERNARD ROBINSON & CO., LLP
Accountancy firm EIN	2015-12-31	560571159
2014 : GATES 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$183,978
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$35,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$34,326
Expenses. Certain deemed distributions of participant loans	2014-12-31	$421
Value of total corrective distributions	2014-12-31	$557
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$123,924
Value of total assets at end of year	2014-12-31	$923,058
Value of total assets at beginning of year	2014-12-31	$774,709
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$325
Total interest from all sources	2014-12-31	$723
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$99,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$99,698
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$78,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$40,292
Participant contributions at end of year	2014-12-31	$6,902
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$65,997
Administrative expenses (other) incurred	2014-12-31	$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$148,349
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$923,058
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$774,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$875,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$735,137
Interest on participant loans	2014-12-31	$723
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$40,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$39,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$39,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-40,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$17,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$34,326
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BERNARD ROBINSON & COMPANY LLP
Accountancy firm EIN	2014-12-31	560571159
2013 : GATES 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$227,497
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$190,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$186,866
Expenses. Certain deemed distributions of participant loans	2013-12-31	$671
Value of total corrective distributions	2013-12-31	$2,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$51,503
Value of total assets at end of year	2013-12-31	$774,709
Value of total assets at beginning of year	2013-12-31	$737,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$350
Total interest from all sources	2013-12-31	$1,124
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$65,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$65,726
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$74,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$35,550
Participant contributions at beginning of year	2013-12-31	$13,300
Administrative expenses (other) incurred	2013-12-31	$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$37,071
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$774,709
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$737,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$735,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$611,047
Interest on participant loans	2013-12-31	$1,124
Value of interest in common/collective trusts at beginning of year	2013-12-31	$113,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$39,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$109,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$15,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$186,866
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BERNARD ROBINSON & COMPANY LLP
Accountancy firm EIN	2013-12-31	560571159
2012 : GATES 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$159,015
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$154,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$143,651
Expenses. Certain deemed distributions of participant loans	2012-12-31	$773
Value of total corrective distributions	2012-12-31	$9,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$77,145
Value of total assets at end of year	2012-12-31	$737,638
Value of total assets at beginning of year	2012-12-31	$732,683
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$525
Total interest from all sources	2012-12-31	$941
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$13,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$13,378
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$74,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$41,322
Participant contributions at end of year	2012-12-31	$13,300
Participant contributions at beginning of year	2012-12-31	$3,550
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$18,091
Other income not declared elsewhere	2012-12-31	$27
Administrative expenses (other) incurred	2012-12-31	$525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,955
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$737,638
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$732,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$611,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$320,172
Interest on participant loans	2012-12-31	$941
Value of interest in common/collective trusts at end of year	2012-12-31	$113,291
Value of interest in common/collective trusts at beginning of year	2012-12-31	$295,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$113,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$113,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$43,631
Net investment gain or loss from common/collective trusts	2012-12-31	$23,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$17,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$143,651
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BERNARD ROBINSON & COMPANY LLP
Accountancy firm EIN	2012-12-31	560571159
2011 : GATES 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$76,305
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$62,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$44,553
Expenses. Certain deemed distributions of participant loans	2011-12-31	$711
Value of total corrective distributions	2011-12-31	$17,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$95,824
Value of total assets at end of year	2011-12-31	$732,683
Value of total assets at beginning of year	2011-12-31	$719,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$150
Total interest from all sources	2011-12-31	$1,269
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$8,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$8,390
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$72,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$63,324
Participant contributions at end of year	2011-12-31	$3,550
Participant contributions at beginning of year	2011-12-31	$7,194
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,769
Other income not declared elsewhere	2011-12-31	$10
Administrative expenses (other) incurred	2011-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$13,515
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$732,683
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$719,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$320,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$302,042
Interest on participant loans	2011-12-31	$1,269
Value of interest in common/collective trusts at end of year	2011-12-31	$295,124
Value of interest in common/collective trusts at beginning of year	2011-12-31	$309,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$113,837
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$100,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$100,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-33,025
Net investment gain or loss from common/collective trusts	2011-12-31	$3,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$27,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$44,553
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BERNARD ROBINSON & COMPANY LLP
Accountancy firm EIN	2011-12-31	560571159
2010 : GATES 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$182,409
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$124,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$123,539
Expenses. Certain deemed distributions of participant loans	2010-12-31	$656
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$105,393
Value of total assets at end of year	2010-12-31	$719,168
Value of total assets at beginning of year	2010-12-31	$661,304
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$350
Total interest from all sources	2010-12-31	$1,650
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$2,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$2,197
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$67,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$73,105
Participant contributions at end of year	2010-12-31	$7,194
Participant contributions at beginning of year	2010-12-31	$13,739
Administrative expenses (other) incurred	2010-12-31	$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$57,864
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$719,168
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$661,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$302,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$226,623
Interest on participant loans	2010-12-31	$1,650
Value of interest in common/collective trusts at end of year	2010-12-31	$309,610
Value of interest in common/collective trusts at beginning of year	2010-12-31	$276,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$100,322
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$144,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$144,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$41,142
Net investment gain or loss from common/collective trusts	2010-12-31	$32,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$32,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$123,539
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BERNARD ROBINSON & COMPANY LLP
Accountancy firm EIN	2010-12-31	560571159
2009 : GATES 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GATES 401K PLAN

2016: GATES 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GATES 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GATES 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GATES 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GATES 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GATES 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: GATES 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GATES CONSTRUCTION CO., INC.
Employer identification number (EIN):	560940060
NAIC Classification:	238100