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WASTE INDUSTRIES USA, INC. 401(K) PLAN 401k Plan overview

Plan NameWASTE INDUSTRIES USA, INC. 401(K) PLAN
Plan identification number 001

WASTE INDUSTRIES USA, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GFL ENVIRONMENTAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:GFL ENVIRONMENTAL, INC.
Employer identification number (EIN):560954929
NAIC Classification:562000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WASTE INDUSTRIES USA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01CRAIG BENNETT2023-07-26
0012021-01-01RYAN LUCAS2022-10-10
0012016-01-01ASHLEY MCDANIEL ASHLEY MCDANIEL2017-07-25
0012015-01-01ASHLEY MCDANIEL ASHLEY MCDANIEL2016-08-19
0012014-01-01ASHLEY MCDANIEL ASHLEY MCDANIEL2015-07-29
0012013-01-01ASHLEY MCDANIEL ASHLEY MCDANIEL2014-07-24
0012012-01-01ASHLEY MCDANIEL ASHLEY MCDANIEL2013-09-06
0012011-01-01ASHLEY MCDANIEL ASHLEY MCDANIEL2012-07-25
0012009-01-01MELISSA REAL MELISSA REAL2010-07-27

Plan Statistics for WASTE INDUSTRIES USA, INC. 401(K) PLAN

401k plan membership statisitcs for WASTE INDUSTRIES USA, INC. 401(K) PLAN

Measure Date Value
2016: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,490
Total number of active participants reported on line 7a of the Form 55002016-01-012,130
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01435
Total of all active and inactive participants2016-01-012,565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-012,569
Number of participants with account balances2016-01-012,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,124
Total number of active participants reported on line 7a of the Form 55002015-01-012,100
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01329
Total of all active and inactive participants2015-01-012,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,429
Number of participants with account balances2015-01-012,016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,058
Total number of active participants reported on line 7a of the Form 55002014-01-011,841
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01234
Total of all active and inactive participants2014-01-012,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,075
Number of participants with account balances2014-01-011,762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,515
Total number of active participants reported on line 7a of the Form 55002013-01-011,895
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01105
Total of all active and inactive participants2013-01-012,000
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,000
Number of participants with account balances2013-01-011,282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01992
Total number of active participants reported on line 7a of the Form 55002012-01-011,372
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01123
Total of all active and inactive participants2012-01-011,495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0118
Total participants2012-01-011,513
Number of participants with account balances2012-01-01977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0130
2011: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,905
Total number of active participants reported on line 7a of the Form 55002011-01-012,163
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01145
Total of all active and inactive participants2011-01-012,308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012,308
Number of participants with account balances2011-01-01991
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2009: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,779
Total number of active participants reported on line 7a of the Form 55002009-01-011,642
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01153
Total of all active and inactive participants2009-01-011,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,795
Number of participants with account balances2009-01-011,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0128

Financial Data on WASTE INDUSTRIES USA, INC. 401(K) PLAN

Measure Date Value
2016 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$28,056
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$784
Total income from all sources (including contributions)2016-12-31$11,722,386
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,448,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,253,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,905,887
Value of total assets at end of year2016-12-31$53,983,241
Value of total assets at beginning of year2016-12-31$47,681,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$195,297
Total interest from all sources2016-12-31$138,463
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,369,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,369,989
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,589,536
Participant contributions at end of year2016-12-31$3,176,859
Participant contributions at beginning of year2016-12-31$2,940,883
Participant contributions at end of year2016-12-31$64
Participant contributions at beginning of year2016-12-31$137,123
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$82,109
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$28,056
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$784
Administrative expenses (other) incurred2016-12-31$165,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,274,070
Value of net assets at end of year (total assets less liabilities)2016-12-31$53,955,185
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,681,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$46,454,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$40,274,161
Interest on participant loans2016-12-31$136,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,352,117
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,229,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,229,715
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,308,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,234,242
Employer contributions (assets) at end of year2016-12-31$56
Employer contributions (assets) at beginning of year2016-12-31$100,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,253,019
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2016-12-31561627242
2015 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$784
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,881
Total income from all sources (including contributions)2015-12-31$7,324,661
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,654,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,475,900
Value of total corrective distributions2015-12-31$347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,329,380
Value of total assets at end of year2015-12-31$47,681,899
Value of total assets at beginning of year2015-12-31$45,012,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$177,979
Total interest from all sources2015-12-31$111,867
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,601,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,601,717
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,176,088
Participant contributions at end of year2015-12-31$2,940,883
Participant contributions at beginning of year2015-12-31$2,489,723
Participant contributions at end of year2015-12-31$137,123
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$184,567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$784
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,881
Administrative expenses (other) incurred2015-12-31$149,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,670,435
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,681,115
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$45,010,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$28,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$40,274,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$37,671,022
Interest on participant loans2015-12-31$111,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,229,715
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,851,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,851,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$433
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,718,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,968,725
Employer contributions (assets) at end of year2015-12-31$100,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,475,900
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2015-12-31561627242
2014 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,192
Total income from all sources (including contributions)2014-12-31$9,314,842
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,417,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,265,674
Value of total corrective distributions2014-12-31$159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,435,433
Value of total assets at end of year2014-12-31$45,012,561
Value of total assets at beginning of year2014-12-31$39,114,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$151,272
Total interest from all sources2014-12-31$102,403
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,282,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,282,522
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,374,340
Participant contributions at end of year2014-12-31$2,489,723
Participant contributions at beginning of year2014-12-31$2,372,129
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$633,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,881
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,897,737
Value of net assets at end of year (total assets less liabilities)2014-12-31$45,010,680
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,112,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$28,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$37,671,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,519,934
Interest on participant loans2014-12-31$101,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,851,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,222,072
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,222,072
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,494,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,427,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,265,674
Contract administrator fees2014-12-31$123,272
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2014-12-31561627242
2013 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,192
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,028,064
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,880,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,561,006
Expenses. Certain deemed distributions of participant loans2013-12-31$189,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,897,144
Value of total assets at end of year2013-12-31$39,114,135
Value of total assets at beginning of year2013-12-31$32,965,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$130,484
Total interest from all sources2013-12-31$98,947
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$803,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$803,174
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,800,624
Participant contributions at end of year2013-12-31$2,372,129
Participant contributions at beginning of year2013-12-31$2,316,966
Participant contributions at beginning of year2013-12-31$1,809
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$295,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,147,239
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,112,943
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$32,965,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$28,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,519,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,747,254
Interest on participant loans2013-12-31$98,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,222,072
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,899,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,899,675
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,228,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,801,296
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,561,006
Contract administrator fees2013-12-31$102,484
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2013-12-31561627242
2012 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,359,271
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,439,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,303,688
Expenses. Certain deemed distributions of participant loans2012-12-31$12,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,382,225
Value of total assets at end of year2012-12-31$32,965,704
Value of total assets at beginning of year2012-12-31$30,045,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$122,540
Total interest from all sources2012-12-31$92,012
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$729,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$729,285
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,565,782
Participant contributions at end of year2012-12-31$2,316,966
Participant contributions at beginning of year2012-12-31$2,174,651
Participant contributions at end of year2012-12-31$1,809
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$207,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,920,229
Value of net assets at end of year (total assets less liabilities)2012-12-31$32,965,704
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$30,045,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$28,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,747,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,531,545
Interest on participant loans2012-12-31$91,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,899,675
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,339,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,339,279
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,155,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,608,914
Employer contributions (assets) at end of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,303,688
Contract administrator fees2012-12-31$94,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2012-12-31561627242
2011 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$929
Total income from all sources (including contributions)2011-12-31$4,456,752
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,935,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,821,183
Expenses. Certain deemed distributions of participant loans2011-12-31$124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,554,086
Value of total assets at end of year2011-12-31$30,045,475
Value of total assets at beginning of year2011-12-31$28,524,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$113,720
Total interest from all sources2011-12-31$87,147
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$615,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$615,094
Administrative expenses professional fees incurred2011-12-31$86,230
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,525,573
Participant contributions at end of year2011-12-31$2,174,651
Participant contributions at beginning of year2011-12-31$1,869,604
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$507,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$929
Other income not declared elsewhere2011-12-31$3,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,521,725
Value of net assets at end of year (total assets less liabilities)2011-12-31$30,045,475
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$28,523,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$27,490
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,531,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,559,913
Interest on participant loans2011-12-31$86,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,339,279
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4,095,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4,095,162
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$424
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-803,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,520,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,821,183
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2011-12-31561627242
2010 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$929
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,703,864
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,490,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,397,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,103,076
Value of total assets at end of year2010-12-31$28,524,679
Value of total assets at beginning of year2010-12-31$24,310,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$93,595
Total interest from all sources2010-12-31$91,246
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$529,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$529,032
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,469,370
Participant contributions at end of year2010-12-31$1,869,604
Participant contributions at beginning of year2010-12-31$1,639,893
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$119,852
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$929
Administrative expenses (other) incurred2010-12-31$65,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,213,164
Value of net assets at end of year (total assets less liabilities)2010-12-31$28,523,750
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,310,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$28,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,559,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$18,887,450
Interest on participant loans2010-12-31$88,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4,095,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,783,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,783,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,980,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,513,854
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,397,105
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROMEO WIGGINS AND COMPANY LLP
Accountancy firm EIN2010-12-31561627242
2009 : WASTE INDUSTRIES USA, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WASTE INDUSTRIES USA, INC. 401(K) PLAN

2016: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WASTE INDUSTRIES USA, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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