401k Plan data: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN plan

W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

W.T. HUMPHREY, INC. has sponsored the creation of one or more 401k plans.

Company Name: W.T. HUMPHREY, INC.

Employer identification number (EIN): 560998971

NAIC Classification: 561110
NAIC Description: Office Administrative Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-10-01
001 2020-10-01
001 2020-10-01
001 2019-10-01
001 2019-10-01
001 2018-10-01
001 2017-10-01
001 2016-10-01 WANDA FLUD
001 2015-10-01 WANDA FLUD
001 2014-10-01 WANDA FLUD
001 2013-10-01 WANDA FLUD WANDA FLUD 2015-06-24
001 2012-10-01 WANDA FLUD WANDA FLUD 2014-07-07
001 2011-10-01 WANDA FLUD WANDA FLUD 2013-06-27
001 2009-10-01 WANDA FLUD WANDA FLUD 2011-06-29
001 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2021-10-01
001	2020-10-01
001	2020-10-01
001	2019-10-01
001	2019-10-01
001	2018-10-01
001	2017-10-01
001	2016-10-01	WANDA FLUD
001	2015-10-01	WANDA FLUD
001	2014-10-01	WANDA FLUD
001	2013-10-01	WANDA FLUD	WANDA FLUD	2015-06-24
001	2012-10-01	WANDA FLUD	WANDA FLUD	2014-07-07
001	2011-10-01	WANDA FLUD	WANDA FLUD	2013-06-27
001	2009-10-01	WANDA FLUD	WANDA FLUD	2011-06-29
001	2008-10-01

Plan Statistics for W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-10-01 288
Total number of active participants reported on line 7a of the Form 5500 2021-10-01 172
Number of retired or separated participants receiving benefits 2021-10-01 2
Number of other retired or separated participants entitled to future benefits 2021-10-01 85
Total of all active and inactive participants 2021-10-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-10-01 0
Total participants 2021-10-01 259
Number of participants with account balances 2021-10-01 229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-10-01 29
2020: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 293
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 192
Number of retired or separated participants receiving benefits 2020-10-01 1
Number of other retired or separated participants entitled to future benefits 2020-10-01 90
Total of all active and inactive participants 2020-10-01 283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 283
Number of participants with account balances 2020-10-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 45
2019: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 329
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 216
Number of retired or separated participants receiving benefits 2019-10-01 5
Number of other retired or separated participants entitled to future benefits 2019-10-01 72
Total of all active and inactive participants 2019-10-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 0
Total participants 2019-10-01 293
Number of participants with account balances 2019-10-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 60
2018: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 302
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 209
Number of retired or separated participants receiving benefits 2018-10-01 3
Number of other retired or separated participants entitled to future benefits 2018-10-01 116
Total of all active and inactive participants 2018-10-01 328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 1
Total participants 2018-10-01 329
Number of participants with account balances 2018-10-01 292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 48
2017: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 286
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 169
Number of retired or separated participants receiving benefits 2017-10-01 1
Number of other retired or separated participants entitled to future benefits 2017-10-01 81
Total of all active and inactive participants 2017-10-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 251
Number of participants with account balances 2017-10-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 32
2016: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 276
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 156
Number of retired or separated participants receiving benefits 2016-10-01 1
Number of other retired or separated participants entitled to future benefits 2016-10-01 59
Total of all active and inactive participants 2016-10-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 216
Number of participants with account balances 2016-10-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 25
2015: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 284
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 178
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 82
Total of all active and inactive participants 2015-10-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 260
Number of participants with account balances 2015-10-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 54
2014: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 362
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 208
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 76
Total of all active and inactive participants 2014-10-01 284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 284
Number of participants with account balances 2014-10-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 14
2013: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 275
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 267
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 90
Total of all active and inactive participants 2013-10-01 357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 357
Number of participants with account balances 2013-10-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 14
2012: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 241
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 184
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 80
Total of all active and inactive participants 2012-10-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 264
Number of participants with account balances 2012-10-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 8
2011: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 259
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 165
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 75
Total of all active and inactive participants 2011-10-01 240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 1
Total participants 2011-10-01 241
Number of participants with account balances 2011-10-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 9
2009: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 287
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 209
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 75
Total of all active and inactive participants 2009-10-01 284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 284
Number of participants with account balances 2009-10-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 38

Measure	Date	Value
2021: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-10-01	288
Total number of active participants reported on line 7a of the Form 5500	2021-10-01	172
Number of retired or separated participants receiving benefits	2021-10-01	2
Number of other retired or separated participants entitled to future benefits	2021-10-01	85
Total of all active and inactive participants	2021-10-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-10-01	0
Total participants	2021-10-01	259
Number of participants with account balances	2021-10-01	229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-10-01	29
2020: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	293
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	192
Number of retired or separated participants receiving benefits	2020-10-01	1
Number of other retired or separated participants entitled to future benefits	2020-10-01	90
Total of all active and inactive participants	2020-10-01	283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	283
Number of participants with account balances	2020-10-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	45
2019: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	329
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	216
Number of retired or separated participants receiving benefits	2019-10-01	5
Number of other retired or separated participants entitled to future benefits	2019-10-01	72
Total of all active and inactive participants	2019-10-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	0
Total participants	2019-10-01	293
Number of participants with account balances	2019-10-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	60
2018: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	302
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	209
Number of retired or separated participants receiving benefits	2018-10-01	3
Number of other retired or separated participants entitled to future benefits	2018-10-01	116
Total of all active and inactive participants	2018-10-01	328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	1
Total participants	2018-10-01	329
Number of participants with account balances	2018-10-01	292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	48
2017: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	286
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	169
Number of retired or separated participants receiving benefits	2017-10-01	1
Number of other retired or separated participants entitled to future benefits	2017-10-01	81
Total of all active and inactive participants	2017-10-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	251
Number of participants with account balances	2017-10-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	32
2016: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	276
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	156
Number of retired or separated participants receiving benefits	2016-10-01	1
Number of other retired or separated participants entitled to future benefits	2016-10-01	59
Total of all active and inactive participants	2016-10-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	216
Number of participants with account balances	2016-10-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	25
2015: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	284
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	178
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	82
Total of all active and inactive participants	2015-10-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	260
Number of participants with account balances	2015-10-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	54
2014: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	362
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	208
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	76
Total of all active and inactive participants	2014-10-01	284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	284
Number of participants with account balances	2014-10-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	14
2013: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	275
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	267
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	90
Total of all active and inactive participants	2013-10-01	357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	357
Number of participants with account balances	2013-10-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	14
2012: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	241
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	184
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	80
Total of all active and inactive participants	2012-10-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	264
Number of participants with account balances	2012-10-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	8
2011: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	259
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	165
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	75
Total of all active and inactive participants	2011-10-01	240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	1
Total participants	2011-10-01	241
Number of participants with account balances	2011-10-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	9
2009: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	287
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	209
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	75
Total of all active and inactive participants	2009-10-01	284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	284
Number of participants with account balances	2009-10-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	38

Financial Data on W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-09-30	$0
Total unrealized appreciation/depreciation of assets	2022-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-09-30	$0
Expenses. Interest paid	2022-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-09-30	$0
Total income from all sources (including contributions)	2022-09-30	$-2,284,649
Total loss/gain on sale of assets	2022-09-30	$0
Total of all expenses incurred	2022-09-30	$749,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-09-30	$656,909
Expenses. Certain deemed distributions of participant loans	2022-09-30	$0
Value of total corrective distributions	2022-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-09-30	$480,331
Value of total assets at end of year	2022-09-30	$9,572,875
Value of total assets at beginning of year	2022-09-30	$12,607,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-09-30	$92,617
Total income from rents	2022-09-30	$0
Total interest from all sources	2022-09-30	$12,371
Total dividends received (eg from common stock, registered investment company shares)	2022-09-30	$1,237,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-09-30	$1,237,393
Assets. Real estate other than employer real property at end of year	2022-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2022-09-30	$0
Administrative expenses professional fees incurred	2022-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-09-30	$0
Was this plan covered by a fidelity bond	2022-09-30	Yes
Value of fidelity bond cover	2022-09-30	$500,000
If this is an individual account plan, was there a blackout period	2022-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-09-30	No
Contributions received from participants	2022-09-30	$391,011
Participant contributions at end of year	2022-09-30	$0
Participant contributions at beginning of year	2022-09-30	$0
Participant contributions at end of year	2022-09-30	$0
Participant contributions at beginning of year	2022-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2022-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-09-30	$5,735
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-09-30	$0
Assets. Loans (other than to participants) at end of year	2022-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2022-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-09-30	$0
Other income not declared elsewhere	2022-09-30	$2,487
Administrative expenses (other) incurred	2022-09-30	$0
Total non interest bearing cash at end of year	2022-09-30	$0
Total non interest bearing cash at beginning of year	2022-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Income. Non cash contributions	2022-09-30	$0
Value of net income/loss	2022-09-30	$-3,034,175
Value of net assets at end of year (total assets less liabilities)	2022-09-30	$9,572,875
Value of net assets at beginning of year (total assets less liabilities)	2022-09-30	$12,607,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-09-30	No
Were any leases to which the plan was party in default or uncollectible	2022-09-30	No
Assets. partnership/joint venture interests at end of year	2022-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2022-09-30	$0
Investment advisory and management fees	2022-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-09-30	$7,229,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-09-30	$10,044,128
Interest on participant loans	2022-09-30	$0
Income. Interest from loans (other than to participants)	2022-09-30	$0
Interest earned on other investments	2022-09-30	$12,371
Income. Interest from US Government securities	2022-09-30	$0
Income. Interest from corporate debt instruments	2022-09-30	$0
Value of interest in master investment trust accounts at end of year	2022-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2022-09-30	$0
Value of interest in common/collective trusts at end of year	2022-09-30	$837,827
Value of interest in common/collective trusts at beginning of year	2022-09-30	$1,135,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2022-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-09-30	$1,505,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-09-30	$1,427,670
Expenses. Payments to insurance carriers foe the provision of benefits	2022-09-30	$0
Asset value of US Government securities at end of year	2022-09-30	$0
Asset value of US Government securities at beginning of year	2022-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-09-30	$-3,824,129
Net investment gain/loss from pooled separate accounts	2022-09-30	$0
Net investment gain or loss from common/collective trusts	2022-09-30	$-193,102
Net gain/loss from 103.12 investment entities	2022-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-09-30	No
Was there a failure to transmit to the plan any participant contributions	2022-09-30	No
Has the plan failed to provide any benefit when due under the plan	2022-09-30	No
Assets. Invements in employer securities at end of year	2022-09-30	$0
Assets. Invements in employer securities at beginning of year	2022-09-30	$0
Assets. Value of employer real property at end of year	2022-09-30	$0
Assets. Value of employer real property at beginning of year	2022-09-30	$0
Contributions received in cash from employer	2022-09-30	$83,585
Employer contributions (assets) at end of year	2022-09-30	$0
Employer contributions (assets) at beginning of year	2022-09-30	$0
Income. Dividends from preferred stock	2022-09-30	$0
Income. Dividends from common stock	2022-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-09-30	$656,909
Asset. Corporate debt instrument preferred debt at end of year	2022-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2022-09-30	$0
Contract administrator fees	2022-09-30	$92,617
Assets. Corporate common stocks other than exployer securities at end of year	2022-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2022-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-09-30	$0
Did the plan have assets held for investment	2022-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-09-30	No
Aggregate proceeds on sale of assets	2022-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2022-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2022-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-09-30	$0
Opinion of an independent qualified public accountant for this plan	2022-09-30	Unqualified
Accountancy firm name	2022-09-30	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-09-30	410746749
2021 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-09-30	$0
Total unrealized appreciation/depreciation of assets	2021-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-09-30	$0
Expenses. Interest paid	2021-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-09-30	$0
Total income from all sources (including contributions)	2021-09-30	$2,998,149
Total loss/gain on sale of assets	2021-09-30	$0
Total of all expenses incurred	2021-09-30	$960,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-09-30	$871,347
Expenses. Certain deemed distributions of participant loans	2021-09-30	$0
Value of total corrective distributions	2021-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-09-30	$496,602
Value of total assets at end of year	2021-09-30	$12,607,050
Value of total assets at beginning of year	2021-09-30	$10,569,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-09-30	$89,192
Total income from rents	2021-09-30	$0
Total interest from all sources	2021-09-30	$13,238
Total dividends received (eg from common stock, registered investment company shares)	2021-09-30	$736,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-09-30	$736,326
Assets. Real estate other than employer real property at end of year	2021-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2021-09-30	$0
Administrative expenses professional fees incurred	2021-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-09-30	$0
Was this plan covered by a fidelity bond	2021-09-30	Yes
Value of fidelity bond cover	2021-09-30	$500,000
If this is an individual account plan, was there a blackout period	2021-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-09-30	No
Contributions received from participants	2021-09-30	$407,490
Participant contributions at end of year	2021-09-30	$0
Participant contributions at beginning of year	2021-09-30	$0
Participant contributions at end of year	2021-09-30	$0
Participant contributions at beginning of year	2021-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2021-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-09-30	$0
Assets. Loans (other than to participants) at end of year	2021-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2021-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-09-30	$0
Other income not declared elsewhere	2021-09-30	$0
Administrative expenses (other) incurred	2021-09-30	$0
Total non interest bearing cash at end of year	2021-09-30	$0
Total non interest bearing cash at beginning of year	2021-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Income. Non cash contributions	2021-09-30	$0
Value of net income/loss	2021-09-30	$2,037,610
Value of net assets at end of year (total assets less liabilities)	2021-09-30	$12,607,050
Value of net assets at beginning of year (total assets less liabilities)	2021-09-30	$10,569,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-09-30	No
Were any leases to which the plan was party in default or uncollectible	2021-09-30	No
Assets. partnership/joint venture interests at end of year	2021-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2021-09-30	$0
Investment advisory and management fees	2021-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-09-30	$10,044,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-09-30	$8,286,314
Interest on participant loans	2021-09-30	$0
Income. Interest from loans (other than to participants)	2021-09-30	$0
Interest earned on other investments	2021-09-30	$13,238
Income. Interest from US Government securities	2021-09-30	$0
Income. Interest from corporate debt instruments	2021-09-30	$0
Value of interest in master investment trust accounts at end of year	2021-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2021-09-30	$0
Value of interest in common/collective trusts at end of year	2021-09-30	$1,135,252
Value of interest in common/collective trusts at beginning of year	2021-09-30	$845,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2021-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-09-30	$1,427,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-09-30	$1,437,992
Expenses. Payments to insurance carriers foe the provision of benefits	2021-09-30	$0
Asset value of US Government securities at end of year	2021-09-30	$0
Asset value of US Government securities at beginning of year	2021-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-09-30	$1,613,017
Net investment gain/loss from pooled separate accounts	2021-09-30	$0
Net investment gain or loss from common/collective trusts	2021-09-30	$138,966
Net gain/loss from 103.12 investment entities	2021-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-09-30	No
Was there a failure to transmit to the plan any participant contributions	2021-09-30	No
Has the plan failed to provide any benefit when due under the plan	2021-09-30	No
Assets. Invements in employer securities at end of year	2021-09-30	$0
Assets. Invements in employer securities at beginning of year	2021-09-30	$0
Assets. Value of employer real property at end of year	2021-09-30	$0
Assets. Value of employer real property at beginning of year	2021-09-30	$0
Contributions received in cash from employer	2021-09-30	$89,112
Employer contributions (assets) at end of year	2021-09-30	$0
Employer contributions (assets) at beginning of year	2021-09-30	$0
Income. Dividends from preferred stock	2021-09-30	$0
Income. Dividends from common stock	2021-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-09-30	$871,347
Asset. Corporate debt instrument preferred debt at end of year	2021-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-09-30	$0
Contract administrator fees	2021-09-30	$89,192
Assets. Corporate common stocks other than exployer securities at end of year	2021-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2021-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-09-30	$0
Did the plan have assets held for investment	2021-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-09-30	No
Aggregate proceeds on sale of assets	2021-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2021-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2021-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-09-30	$0
Opinion of an independent qualified public accountant for this plan	2021-09-30	Disclaimer
Accountancy firm name	2021-09-30	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2021-09-30	410746749
2020 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-09-30	$0
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Expenses. Interest paid	2020-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$2,373,071
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$2,523,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$2,442,803
Expenses. Certain deemed distributions of participant loans	2020-09-30	$0
Value of total corrective distributions	2020-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$544,197
Value of total assets at end of year	2020-09-30	$10,569,440
Value of total assets at beginning of year	2020-09-30	$10,719,564
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$80,392
Total income from rents	2020-09-30	$0
Total interest from all sources	2020-09-30	$16,825
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$620,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$620,425
Assets. Real estate other than employer real property at end of year	2020-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2020-09-30	$0
Administrative expenses professional fees incurred	2020-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-09-30	$0
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$500,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$414,158
Participant contributions at end of year	2020-09-30	$0
Participant contributions at beginning of year	2020-09-30	$0
Participant contributions at end of year	2020-09-30	$0
Participant contributions at beginning of year	2020-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2020-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-09-30	$39,445
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-09-30	$0
Assets. Loans (other than to participants) at end of year	2020-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2020-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-09-30	$0
Administrative expenses (other) incurred	2020-09-30	$0
Total non interest bearing cash at end of year	2020-09-30	$0
Total non interest bearing cash at beginning of year	2020-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Income. Non cash contributions	2020-09-30	$0
Value of net income/loss	2020-09-30	$-150,124
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$10,569,440
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$10,719,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Assets. partnership/joint venture interests at end of year	2020-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2020-09-30	$0
Investment advisory and management fees	2020-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$8,286,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$1,676,231
Interest on participant loans	2020-09-30	$0
Income. Interest from loans (other than to participants)	2020-09-30	$0
Interest earned on other investments	2020-09-30	$16,825
Income. Interest from US Government securities	2020-09-30	$0
Income. Interest from corporate debt instruments	2020-09-30	$0
Value of interest in master investment trust accounts at end of year	2020-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2020-09-30	$0
Value of interest in common/collective trusts at end of year	2020-09-30	$845,134
Value of interest in common/collective trusts at beginning of year	2020-09-30	$644,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2020-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-09-30	$1,437,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-09-30	$8,398,531
Expenses. Payments to insurance carriers foe the provision of benefits	2020-09-30	$0
Asset value of US Government securities at end of year	2020-09-30	$0
Asset value of US Government securities at beginning of year	2020-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$1,137,617
Net investment gain/loss from pooled separate accounts	2020-09-30	$0
Net investment gain or loss from common/collective trusts	2020-09-30	$54,007
Net gain/loss from 103.12 investment entities	2020-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Assets. Invements in employer securities at end of year	2020-09-30	$0
Assets. Invements in employer securities at beginning of year	2020-09-30	$0
Assets. Value of employer real property at end of year	2020-09-30	$0
Assets. Value of employer real property at beginning of year	2020-09-30	$0
Contributions received in cash from employer	2020-09-30	$90,594
Employer contributions (assets) at end of year	2020-09-30	$0
Employer contributions (assets) at beginning of year	2020-09-30	$0
Income. Dividends from preferred stock	2020-09-30	$0
Income. Dividends from common stock	2020-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$2,442,803
Asset. Corporate debt instrument preferred debt at end of year	2020-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2020-09-30	$0
Contract administrator fees	2020-09-30	$80,392
Assets. Corporate common stocks other than exployer securities at end of year	2020-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2020-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2020-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-09-30	$0
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Aggregate proceeds on sale of assets	2020-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2020-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2020-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2020-09-30	410746749
2019 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-09-30	$0
Total unrealized appreciation/depreciation of assets	2019-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Expenses. Interest paid	2019-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$544,974
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$1,439,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$1,354,482
Expenses. Certain deemed distributions of participant loans	2019-09-30	$0
Value of total corrective distributions	2019-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$524,297
Value of total assets at end of year	2019-09-30	$10,719,564
Value of total assets at beginning of year	2019-09-30	$11,614,426
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$85,354
Total income from rents	2019-09-30	$0
Total interest from all sources	2019-09-30	$18,504
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$788,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-09-30	$788,430
Assets. Real estate other than employer real property at end of year	2019-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2019-09-30	$0
Administrative expenses professional fees incurred	2019-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-09-30	$0
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$500,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$393,314
Participant contributions at end of year	2019-09-30	$0
Participant contributions at beginning of year	2019-09-30	$0
Participant contributions at end of year	2019-09-30	$0
Participant contributions at beginning of year	2019-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2019-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-09-30	$48,647
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-09-30	$0
Assets. Loans (other than to participants) at end of year	2019-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2019-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-09-30	$0
Other income not declared elsewhere	2019-09-30	$0
Administrative expenses (other) incurred	2019-09-30	$0
Total non interest bearing cash at end of year	2019-09-30	$0
Total non interest bearing cash at beginning of year	2019-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Income. Non cash contributions	2019-09-30	$0
Value of net income/loss	2019-09-30	$-894,862
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$10,719,564
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$11,614,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Assets. partnership/joint venture interests at end of year	2019-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2019-09-30	$0
Investment advisory and management fees	2019-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$1,676,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-09-30	$9,690,047
Interest on participant loans	2019-09-30	$0
Income. Interest from loans (other than to participants)	2019-09-30	$0
Interest earned on other investments	2019-09-30	$18,504
Income. Interest from US Government securities	2019-09-30	$0
Income. Interest from corporate debt instruments	2019-09-30	$0
Value of interest in master investment trust accounts at end of year	2019-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2019-09-30	$0
Value of interest in common/collective trusts at end of year	2019-09-30	$644,802
Value of interest in common/collective trusts at beginning of year	2019-09-30	$485,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-09-30	$8,398,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-09-30	$1,438,794
Expenses. Payments to insurance carriers foe the provision of benefits	2019-09-30	$0
Asset value of US Government securities at end of year	2019-09-30	$0
Asset value of US Government securities at beginning of year	2019-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-09-30	$-819,450
Net investment gain/loss from pooled separate accounts	2019-09-30	$0
Net investment gain or loss from common/collective trusts	2019-09-30	$33,193
Net gain/loss from 103.12 investment entities	2019-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Assets. Invements in employer securities at end of year	2019-09-30	$0
Assets. Invements in employer securities at beginning of year	2019-09-30	$0
Assets. Value of employer real property at end of year	2019-09-30	$0
Assets. Value of employer real property at beginning of year	2019-09-30	$0
Contributions received in cash from employer	2019-09-30	$82,336
Employer contributions (assets) at end of year	2019-09-30	$0
Employer contributions (assets) at beginning of year	2019-09-30	$0
Income. Dividends from preferred stock	2019-09-30	$0
Income. Dividends from common stock	2019-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$1,354,482
Asset. Corporate debt instrument preferred debt at end of year	2019-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-09-30	$0
Contract administrator fees	2019-09-30	$85,354
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2019-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2019-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-09-30	$0
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Aggregate proceeds on sale of assets	2019-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2019-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	PETERS, THOMPSON & CHRISTIAN, PA
Accountancy firm EIN	2019-09-30	832487433
2018 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-09-30	$0
Total unrealized appreciation/depreciation of assets	2018-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Expenses. Interest paid	2018-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$1,631,688
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$1,584,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$1,487,109
Expenses. Certain deemed distributions of participant loans	2018-09-30	$0
Value of total corrective distributions	2018-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$385,634
Value of total assets at end of year	2018-09-30	$11,614,426
Value of total assets at beginning of year	2018-09-30	$11,567,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$97,479
Total income from rents	2018-09-30	$0
Total interest from all sources	2018-09-30	$16,018
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$796,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-09-30	$796,885
Assets. Real estate other than employer real property at end of year	2018-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2018-09-30	$0
Administrative expenses professional fees incurred	2018-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-09-30	$0
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$327,556
Participant contributions at end of year	2018-09-30	$0
Participant contributions at beginning of year	2018-09-30	$0
Participant contributions at end of year	2018-09-30	$0
Participant contributions at beginning of year	2018-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2018-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$72
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-09-30	$0
Assets. Loans (other than to participants) at end of year	2018-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2018-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-09-30	$0
Other income not declared elsewhere	2018-09-30	$8,976
Administrative expenses (other) incurred	2018-09-30	$939
Total non interest bearing cash at end of year	2018-09-30	$0
Total non interest bearing cash at beginning of year	2018-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Income. Non cash contributions	2018-09-30	$0
Value of net income/loss	2018-09-30	$47,100
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$11,614,426
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$11,567,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Assets. partnership/joint venture interests at end of year	2018-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2018-09-30	$0
Investment advisory and management fees	2018-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$9,690,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$9,554,748
Interest on participant loans	2018-09-30	$0
Income. Interest from loans (other than to participants)	2018-09-30	$0
Interest earned on other investments	2018-09-30	$16,018
Income. Interest from US Government securities	2018-09-30	$0
Income. Interest from corporate debt instruments	2018-09-30	$0
Value of interest in master investment trust accounts at end of year	2018-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2018-09-30	$0
Value of interest in common/collective trusts at end of year	2018-09-30	$485,585
Value of interest in common/collective trusts at beginning of year	2018-09-30	$516,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2018-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-09-30	$1,438,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-09-30	$1,495,923
Expenses. Payments to insurance carriers foe the provision of benefits	2018-09-30	$0
Asset value of US Government securities at end of year	2018-09-30	$0
Asset value of US Government securities at beginning of year	2018-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$386,196
Net investment gain/loss from pooled separate accounts	2018-09-30	$0
Net investment gain or loss from common/collective trusts	2018-09-30	$37,979
Net gain/loss from 103.12 investment entities	2018-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Assets. Invements in employer securities at end of year	2018-09-30	$0
Assets. Invements in employer securities at beginning of year	2018-09-30	$0
Assets. Value of employer real property at end of year	2018-09-30	$0
Assets. Value of employer real property at beginning of year	2018-09-30	$0
Contributions received in cash from employer	2018-09-30	$58,006
Employer contributions (assets) at end of year	2018-09-30	$0
Employer contributions (assets) at beginning of year	2018-09-30	$0
Income. Dividends from preferred stock	2018-09-30	$0
Income. Dividends from common stock	2018-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$1,487,109
Asset. Corporate debt instrument preferred debt at end of year	2018-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-09-30	$0
Contract administrator fees	2018-09-30	$96,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2018-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2018-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-09-30	$0
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Aggregate proceeds on sale of assets	2018-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2018-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2018-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	PETERS, THOMPSON & CHRISTIAN, PA
Accountancy firm EIN	2018-09-30	832487433
2017 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-09-30	$0
Total unrealized appreciation/depreciation of assets	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Expenses. Interest paid	2017-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$1,978,917
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$895,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$785,053
Expenses. Certain deemed distributions of participant loans	2017-09-30	$0
Value of total corrective distributions	2017-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$395,552
Value of total assets at end of year	2017-09-30	$11,567,326
Value of total assets at beginning of year	2017-09-30	$10,484,361
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$110,899
Total income from rents	2017-09-30	$0
Total interest from all sources	2017-09-30	$14,424
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$430,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-09-30	$430,730
Assets. Real estate other than employer real property at end of year	2017-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2017-09-30	$0
Administrative expenses professional fees incurred	2017-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-09-30	$0
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$335,835
Participant contributions at end of year	2017-09-30	$0
Participant contributions at beginning of year	2017-09-30	$0
Participant contributions at end of year	2017-09-30	$0
Participant contributions at beginning of year	2017-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2017-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-09-30	$0
Assets. Loans (other than to participants) at end of year	2017-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2017-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-09-30	$0
Other income not declared elsewhere	2017-09-30	$8,054
Administrative expenses (other) incurred	2017-09-30	$0
Total non interest bearing cash at end of year	2017-09-30	$0
Total non interest bearing cash at beginning of year	2017-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Income. Non cash contributions	2017-09-30	$0
Value of net income/loss	2017-09-30	$1,082,965
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$11,567,326
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$10,484,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Assets. partnership/joint venture interests at end of year	2017-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2017-09-30	$0
Investment advisory and management fees	2017-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$9,554,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$8,421,002
Interest on participant loans	2017-09-30	$0
Income. Interest from loans (other than to participants)	2017-09-30	$0
Interest earned on other investments	2017-09-30	$14,424
Income. Interest from US Government securities	2017-09-30	$0
Income. Interest from corporate debt instruments	2017-09-30	$0
Value of interest in master investment trust accounts at end of year	2017-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2017-09-30	$0
Value of interest in common/collective trusts at end of year	2017-09-30	$516,655
Value of interest in common/collective trusts at beginning of year	2017-09-30	$2,006,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-09-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2017-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-09-30	$1,495,923
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-09-30	$56,617
Expenses. Payments to insurance carriers foe the provision of benefits	2017-09-30	$0
Asset value of US Government securities at end of year	2017-09-30	$0
Asset value of US Government securities at beginning of year	2017-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$1,067,132
Net investment gain/loss from pooled separate accounts	2017-09-30	$0
Net investment gain or loss from common/collective trusts	2017-09-30	$63,025
Net gain/loss from 103.12 investment entities	2017-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Assets. Invements in employer securities at end of year	2017-09-30	$0
Assets. Invements in employer securities at beginning of year	2017-09-30	$0
Assets. Value of employer real property at end of year	2017-09-30	$0
Assets. Value of employer real property at beginning of year	2017-09-30	$0
Contributions received in cash from employer	2017-09-30	$59,717
Employer contributions (assets) at end of year	2017-09-30	$0
Employer contributions (assets) at beginning of year	2017-09-30	$0
Income. Dividends from preferred stock	2017-09-30	$0
Income. Dividends from common stock	2017-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$785,053
Asset. Corporate debt instrument preferred debt at end of year	2017-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-09-30	$0
Contract administrator fees	2017-09-30	$110,899
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2017-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-09-30	$0
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Aggregate proceeds on sale of assets	2017-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2017-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	THOMPSON, BROWN AND COMPANY CPA
Accountancy firm EIN	2017-09-30	561073461
2016 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$0
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Expenses. Interest paid	2016-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$1,214,384
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$1,026,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$960,654
Expenses. Certain deemed distributions of participant loans	2016-09-30	$0
Value of total corrective distributions	2016-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$396,758
Value of total assets at end of year	2016-09-30	$10,484,361
Value of total assets at beginning of year	2016-09-30	$10,296,349
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$65,718
Total income from rents	2016-09-30	$0
Total interest from all sources	2016-09-30	$420
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$506,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$506,524
Assets. Real estate other than employer real property at end of year	2016-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2016-09-30	$0
Administrative expenses professional fees incurred	2016-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-09-30	$0
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$338,319
Participant contributions at end of year	2016-09-30	$0
Participant contributions at beginning of year	2016-09-30	$0
Participant contributions at end of year	2016-09-30	$0
Participant contributions at beginning of year	2016-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2016-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-09-30	$0
Assets. Loans (other than to participants) at end of year	2016-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2016-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-09-30	$0
Other income not declared elsewhere	2016-09-30	$0
Administrative expenses (other) incurred	2016-09-30	$0
Liabilities. Value of operating payables at end of year	2016-09-30	$0
Liabilities. Value of operating payables at beginning of year	2016-09-30	$0
Total non interest bearing cash at end of year	2016-09-30	$0
Total non interest bearing cash at beginning of year	2016-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Income. Non cash contributions	2016-09-30	$0
Value of net income/loss	2016-09-30	$188,012
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$10,484,361
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$10,296,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Assets. partnership/joint venture interests at end of year	2016-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2016-09-30	$0
Investment advisory and management fees	2016-09-30	$46,706
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$8,421,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$8,606,158
Value of interest in pooled separate accounts at end of year	2016-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2016-09-30	$0
Interest on participant loans	2016-09-30	$0
Income. Interest from loans (other than to participants)	2016-09-30	$0
Interest earned on other investments	2016-09-30	$420
Income. Interest from US Government securities	2016-09-30	$0
Income. Interest from corporate debt instruments	2016-09-30	$0
Value of interest in master investment trust accounts at end of year	2016-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2016-09-30	$0
Value of interest in common/collective trusts at end of year	2016-09-30	$2,006,742
Value of interest in common/collective trusts at beginning of year	2016-09-30	$1,690,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-09-30	$172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-09-30	$172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2016-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-09-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-09-30	$56,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-09-30	$0
Asset value of US Government securities at end of year	2016-09-30	$0
Asset value of US Government securities at beginning of year	2016-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$310,682
Net investment gain/loss from pooled separate accounts	2016-09-30	$0
Net investment gain or loss from common/collective trusts	2016-09-30	$0
Net gain/loss from 103.12 investment entities	2016-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	Yes
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Assets. Invements in employer securities at end of year	2016-09-30	$0
Assets. Invements in employer securities at beginning of year	2016-09-30	$0
Assets. Value of employer real property at end of year	2016-09-30	$0
Assets. Value of employer real property at beginning of year	2016-09-30	$0
Contributions received in cash from employer	2016-09-30	$58,439
Employer contributions (assets) at end of year	2016-09-30	$0
Employer contributions (assets) at beginning of year	2016-09-30	$0
Income. Dividends from preferred stock	2016-09-30	$0
Income. Dividends from common stock	2016-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$960,654
Asset. Corporate debt instrument preferred debt at end of year	2016-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-09-30	$0
Contract administrator fees	2016-09-30	$19,012
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2016-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2016-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-09-30	$0
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Aggregate proceeds on sale of assets	2016-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	THOMPSON, BROWN AND COMPANY
Accountancy firm EIN	2016-09-30	561073461
2015 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$344,393
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$780,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$685,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$418,039
Value of total assets at end of year	2015-09-30	$10,296,349
Value of total assets at beginning of year	2015-09-30	$10,732,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$94,827
Total interest from all sources	2015-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$750,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$750,633
Administrative expenses professional fees incurred	2015-09-30	$28,184
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$359,000
Other income not declared elsewhere	2015-09-30	$6,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-435,925
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$10,296,349
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$10,732,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Investment advisory and management fees	2015-09-30	$66,643
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$8,606,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$9,025,405
Value of interest in common/collective trusts at end of year	2015-09-30	$1,690,019
Value of interest in common/collective trusts at beginning of year	2015-09-30	$1,706,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$36
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$36
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-850,016
Net investment gain or loss from common/collective trusts	2015-09-30	$18,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$59,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$685,491
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	THOMPSON BROWN AND COMPANY
Accountancy firm EIN	2015-09-30	561073461
2014 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$1,463,086
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$417,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$327,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$497,305
Value of total assets at end of year	2014-09-30	$10,732,274
Value of total assets at beginning of year	2014-09-30	$9,686,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$89,288
Total interest from all sources	2014-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$405,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$405,843
Administrative expenses professional fees incurred	2014-09-30	$26,627
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$427,696
Other income not declared elsewhere	2014-09-30	$6,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$1,045,922
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$10,732,274
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$9,686,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Investment advisory and management fees	2014-09-30	$62,661
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$9,025,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$7,978,607
Value of interest in common/collective trusts at end of year	2014-09-30	$1,706,833
Value of interest in common/collective trusts at beginning of year	2014-09-30	$1,691,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$36
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$15,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$15,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$553,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$69,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$327,876
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	THOMPSON BROWN AND COMPANY
Accountancy firm EIN	2014-09-30	561073461
2013 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$1,793,745
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$613,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$534,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$511,740
Value of total assets at end of year	2013-09-30	$9,686,352
Value of total assets at beginning of year	2013-09-30	$8,505,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$78,571
Total interest from all sources	2013-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$281,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$281,353
Administrative expenses professional fees incurred	2013-09-30	$13,807
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$417,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$1,180,373
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$9,686,352
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$8,505,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Investment advisory and management fees	2013-09-30	$64,764
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$7,978,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$6,780,240
Value of interest in common/collective trusts at end of year	2013-09-30	$1,691,911
Value of interest in common/collective trusts at beginning of year	2013-09-30	$1,723,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$15,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$1,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$1,817
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$978,442
Net investment gain or loss from common/collective trusts	2013-09-30	$22,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$93,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$534,801
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	THOMPSON BROWN AND COMPANY
Accountancy firm EIN	2013-09-30	561073461
2012 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$1,919,128
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$1,408,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$1,331,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$573,883
Value of total assets at end of year	2012-09-30	$8,505,979
Value of total assets at beginning of year	2012-09-30	$7,995,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$76,939
Total interest from all sources	2012-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$198,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$198,566
Administrative expenses professional fees incurred	2012-09-30	$24,288
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$400,487
Administrative expenses (other) incurred	2012-09-30	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$510,444
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$8,505,979
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$7,995,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Investment advisory and management fees	2012-09-30	$52,645
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$6,780,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$5,629,293
Value of interest in common/collective trusts at end of year	2012-09-30	$1,723,922
Value of interest in common/collective trusts at beginning of year	2012-09-30	$2,365,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$1,817
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$244
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$1,059,505
Net investment gain or loss from common/collective trusts	2012-09-30	$87,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$173,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$1,331,745
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	THOMPSON BROWN
Accountancy firm EIN	2012-09-30	561073461
2011 : W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$-575,550
Total unrealized appreciation/depreciation of assets	2011-09-30	$-575,550
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$453,265
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$583,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$523,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$629,417
Value of total assets at end of year	2011-09-30	$7,995,535
Value of total assets at beginning of year	2011-09-30	$8,126,266
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$60,504
Total interest from all sources	2011-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$173,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$173,822
Administrative expenses professional fees incurred	2011-09-30	$5,153
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$520,904
Administrative expenses (other) incurred	2011-09-30	$3,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-130,732
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$7,995,535
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$8,126,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Investment advisory and management fees	2011-09-30	$52,039
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$5,629,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$5,856,267
Value of interest in common/collective trusts at end of year	2011-09-30	$2,365,998
Value of interest in common/collective trusts at beginning of year	2011-09-30	$2,269,958
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$41
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$41
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$224,482
Net investment gain or loss from common/collective trusts	2011-09-30	$1,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$108,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$523,493
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	THOMPSON BROWN
Accountancy firm EIN	2011-09-30	561073461

Form 5500 Responses for W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN

2021: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01	Type of plan entity	Mulitple employer plan
2021-10-01	Submission has been amended	No
2021-10-01	This submission is the final filing	No
2021-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-10-01	Plan is a collectively bargained plan	No
2021-10-01	Plan funding arrangement – Insurance	Yes
2021-10-01	Plan funding arrangement – Trust	Yes
2021-10-01	Plan benefit arrangement – Insurance	Yes
2021-10-01	Plan benefit arrangement - Trust	Yes
2020: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Mulitple employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	No
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Insurance	Yes
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement – Insurance	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Mulitple employer plan
2019-10-01	Submission has been amended	Yes
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Insurance	Yes
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement – Insurance	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Mulitple employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Insurance	Yes
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement – Insurance	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Mulitple employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Insurance	Yes
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement – Insurance	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Mulitple employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Insurance	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement – Insurance	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Mulitple employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement – Insurance	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Mulitple employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Mulitple employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Mulitple employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Mulitple employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: W.T. HUMPHREY, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

374527-01

Policy instance

Insurance contract or identification number	374527-01
Number of Individuals Covered	40
Insurance policy start date	2021-10-01
Insurance policy end date	2022-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

374527-01

Policy instance

Insurance contract or identification number	374527-01
Number of Individuals Covered	44
Insurance policy start date	2020-10-01
Insurance policy end date	2021-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

374527-01

Policy instance

Insurance contract or identification number	374527-01
Number of Individuals Covered	52
Insurance policy start date	2019-10-01
Insurance policy end date	2020-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

374527-01

Policy instance

Insurance contract or identification number	374527-01
Number of Individuals Covered	80
Insurance policy start date	2018-10-01
Insurance policy end date	2019-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

374527-01

Policy instance

Insurance contract or identification number	374527-01
Number of Individuals Covered	88
Insurance policy start date	2017-10-01
Insurance policy end date	2018-09-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	W.T. HUMPHREY, INC.
Employer identification number (EIN):	560998971
NAIC Classification:	561110
NAIC Description:	Office Administrative Services