SHAMROCK CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN
| Measure | Date | Value |
|---|
| 2011: SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-03-01 | 204 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-03-01 | 0 |
| Number of retired or separated participants receiving benefits | 2011-03-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-03-01 | 0 |
| Total of all active and inactive participants | 2011-03-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-03-01 | 0 |
| Total participants | 2011-03-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-03-01 | 0 |
| 2010: SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-03-01 | 209 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-03-01 | 87 |
| Number of retired or separated participants receiving benefits | 2010-03-01 | 36 |
| Number of other retired or separated participants entitled to future benefits | 2010-03-01 | 71 |
| Total of all active and inactive participants | 2010-03-01 | 194 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-03-01 | 10 |
| Total participants | 2010-03-01 | 204 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-03-01 | 0 |
| 2009: SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-03-01 | 209 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-03-01 | 93 |
| Number of retired or separated participants receiving benefits | 2009-03-01 | 32 |
| Number of other retired or separated participants entitled to future benefits | 2009-03-01 | 76 |
| Total of all active and inactive participants | 2009-03-01 | 201 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-03-01 | 8 |
| Total participants | 2009-03-01 | 209 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-03-01 | 0 |
| Measure | Date | Value |
|---|
| 2012 : SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-02-29 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
| Total income from all sources (including contributions) | 2012-02-29 | $1,943,536 |
| Total loss/gain on sale of assets | 2012-02-29 | $0 |
| Total of all expenses incurred | 2012-02-29 | $12,473,875 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-29 | $12,468,781 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-29 | $1,934,368 |
| Value of total assets at end of year | 2012-02-29 | $0 |
| Value of total assets at beginning of year | 2012-02-29 | $10,530,339 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-29 | $5,094 |
| Total interest from all sources | 2012-02-29 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-02-29 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-02-29 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-02-29 | $0 |
| Was this plan covered by a fidelity bond | 2012-02-29 | Yes |
| Value of fidelity bond cover | 2012-02-29 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-02-29 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-02-29 | No |
| Other income not declared elsewhere | 2012-02-29 | $9,168 |
| Administrative expenses (other) incurred | 2012-02-29 | $75 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Value of net income/loss | 2012-02-29 | $-10,530,339 |
| Value of net assets at end of year (total assets less liabilities) | 2012-02-29 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-02-29 | $10,530,339 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-02-29 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-02-29 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-02-29 | No |
| Investment advisory and management fees | 2012-02-29 | $5,019 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-02-29 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-02-29 | $10,530,339 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-02-29 | $10,530,339 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-02-29 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-02-29 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-02-29 | No |
| Contributions received in cash from employer | 2012-02-29 | $1,934,368 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-02-29 | $12,468,781 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-02-29 | No |
| Did the plan have assets held for investment | 2012-02-29 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-02-29 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-02-29 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-02-29 | Disclaimer |
| Accountancy firm name | 2012-02-29 | BRESLOW STARLING FROST WARNER BOGER |
| Accountancy firm EIN | 2012-02-29 | 050593053 |
| 2011 : SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-02-28 | $46,530 |
| Total unrealized appreciation/depreciation of assets | 2011-02-28 | $46,530 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
| Total income from all sources (including contributions) | 2011-02-28 | $46,530 |
| Total loss/gain on sale of assets | 2011-02-28 | $0 |
| Total of all expenses incurred | 2011-02-28 | $294,540 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-02-28 | $289,681 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-02-28 | $0 |
| Value of total assets at end of year | 2011-02-28 | $10,530,339 |
| Value of total assets at beginning of year | 2011-02-28 | $10,778,349 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-02-28 | $4,859 |
| Total interest from all sources | 2011-02-28 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-02-28 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-02-28 | $0 |
| Was this plan covered by a fidelity bond | 2011-02-28 | Yes |
| Value of fidelity bond cover | 2011-02-28 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-02-28 | No |
| Administrative expenses (other) incurred | 2011-02-28 | $175 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
| Value of net income/loss | 2011-02-28 | $-248,010 |
| Value of net assets at end of year (total assets less liabilities) | 2011-02-28 | $10,530,339 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-02-28 | $10,778,349 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-02-28 | No |
| Investment advisory and management fees | 2011-02-28 | $4,684 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-02-28 | $10,530,339 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-02-28 | $10,278,349 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-02-28 | $10,278,349 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-02-28 | No |
| Employer contributions (assets) at beginning of year | 2011-02-28 | $500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-02-28 | $289,681 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-02-28 | No |
| Did the plan have assets held for investment | 2011-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-02-28 | Disclaimer |
| Accountancy firm name | 2011-02-28 | BRESLOW STARLING FROST WARNER BOGER |
| Accountancy firm EIN | 2011-02-28 | 560593053 |
| 2010 : SHAMROCK CORPORATION EMPLOYEES' PENSION PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-02-28 | $0 |
