401k Plan data: EYECARECENTER, O.D., P.A. 401(K) PLAN plan

EYECARECENTER, O.D., P.A. 401(K) PLAN 401k Plan overview

Plan Name	EYECARECENTER, O.D., P.A. 401(K) PLAN
Plan identification number	001

EYECARECENTER, O.D., P.A. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EYECARECENTER, O.D., P.A. has sponsored the creation of one or more 401k plans.

Company Name: EYECARECENTER, O.D., P.A.

Employer identification number (EIN): 561151799

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EYECARECENTER, O.D., P.A. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 JOAN MUELLER
001 2016-01-01 LISA J SHAPLEIGH
001 2015-01-01 CON WARD
001 2014-01-01 KAREN BULLOCK
001 2013-01-01 DENNIS BLAIR HARROLD ALLAN L BARKER 2014-07-09
001 2012-01-01 DENNIS BLAIR HARROLD ALLAN L BARKER 2013-07-08
001 2011-01-01 DENNIS BLAIR HARROLD
001 2009-01-01 DENNIS BLAIR HARROLD ALLAN L BARKER 2010-09-24

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	JOAN MUELLER
001	2016-01-01	LISA J SHAPLEIGH
001	2015-01-01	CON WARD
001	2014-01-01	KAREN BULLOCK
001	2013-01-01	DENNIS BLAIR HARROLD	ALLAN L BARKER	2014-07-09
001	2012-01-01	DENNIS BLAIR HARROLD	ALLAN L BARKER	2013-07-08
001	2011-01-01	DENNIS BLAIR HARROLD
001	2009-01-01	DENNIS BLAIR HARROLD	ALLAN L BARKER	2010-09-24

Plan Statistics for EYECARECENTER, O.D., P.A. 401(K) PLAN

401k plan membership statisitcs for EYECARECENTER, O.D., P.A. 401(K) PLAN

Measure Date Value
2016: EYECARECENTER, O.D., P.A. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 290
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: EYECARECENTER, O.D., P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 297
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 240
Number of other retired or separated participants entitled to future benefits 2015-01-01 38
Total of all active and inactive participants 2015-01-01 278
Total participants 2015-01-01 278
Number of participants with account balances 2015-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: EYECARECENTER, O.D., P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 251
Number of other retired or separated participants entitled to future benefits 2014-01-01 46
Total of all active and inactive participants 2014-01-01 297
Total participants 2014-01-01 297
Number of participants with account balances 2014-01-01 247
2013: EYECARECENTER, O.D., P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 252
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 47
Total of all active and inactive participants 2013-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 299
Number of participants with account balances 2013-01-01 247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: EYECARECENTER, O.D., P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 274
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 225
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 50
Total of all active and inactive participants 2012-01-01 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 275
Number of participants with account balances 2012-01-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: EYECARECENTER, O.D., P.A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 273
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 219
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 46
Total of all active and inactive participants 2011-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 265
Number of participants with account balances 2011-01-01 205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: EYECARECENTER, O.D., P.A. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 233
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 38
Total of all active and inactive participants 2009-01-01 271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 271
Number of participants with account balances 2009-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5

Measure	Date	Value
2016: EYECARECENTER, O.D., P.A. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	290
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: EYECARECENTER, O.D., P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	297
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	240
Number of other retired or separated participants entitled to future benefits	2015-01-01	38
Total of all active and inactive participants	2015-01-01	278
Total participants	2015-01-01	278
Number of participants with account balances	2015-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: EYECARECENTER, O.D., P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	251
Number of other retired or separated participants entitled to future benefits	2014-01-01	46
Total of all active and inactive participants	2014-01-01	297
Total participants	2014-01-01	297
Number of participants with account balances	2014-01-01	247
2013: EYECARECENTER, O.D., P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	252
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	47
Total of all active and inactive participants	2013-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	299
Number of participants with account balances	2013-01-01	247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: EYECARECENTER, O.D., P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	274
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	225
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	50
Total of all active and inactive participants	2012-01-01	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	275
Number of participants with account balances	2012-01-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: EYECARECENTER, O.D., P.A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	273
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	219
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	46
Total of all active and inactive participants	2011-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	265
Number of participants with account balances	2011-01-01	205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: EYECARECENTER, O.D., P.A. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	233
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	38
Total of all active and inactive participants	2009-01-01	271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	271
Number of participants with account balances	2009-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5

Financial Data on EYECARECENTER, O.D., P.A. 401(K) PLAN

Measure	Date	Value
2016 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2016 401k financial data
Total transfer of assets from this plan	2016-12-31	$16,576,985
Total income from all sources (including contributions)	2016-12-31	$2,356,378
Total of all expenses incurred	2016-12-31	$1,518,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,444,826
Expenses. Certain deemed distributions of participant loans	2016-12-31	$26,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,020,811
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$15,738,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$46,931
Total interest from all sources	2016-12-31	$7,226
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$454,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$454,176
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$779,649
Participant contributions at beginning of year	2016-12-31	$172,429
Participant contributions at beginning of year	2016-12-31	$378
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$23,237
Administrative expenses (other) incurred	2016-12-31	$2,588
Total non interest bearing cash at end of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$838,191
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$15,738,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$31,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$14,277,753
Interest on participant loans	2016-12-31	$7,226
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,279,105
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$8,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$8,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$863,282
Net investment gain or loss from common/collective trusts	2016-12-31	$10,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$217,925
Employer contributions (assets) at beginning of year	2016-12-31	$233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,444,826
Contract administrator fees	2016-12-31	$13,311
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BROWN SMITH WALLACE LLP
Accountancy firm EIN	2016-12-31	431001367
2015 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,243,895
Total of all expenses incurred	2015-12-31	$1,216,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,108,218
Value of total corrective distributions	2015-12-31	$72,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,240,146
Value of total assets at end of year	2015-12-31	$15,738,794
Value of total assets at beginning of year	2015-12-31	$15,711,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$34,915
Total interest from all sources	2015-12-31	$6,684
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$472,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$472,924
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$776,349
Participant contributions at end of year	2015-12-31	$172,429
Participant contributions at beginning of year	2015-12-31	$190,539
Participant contributions at end of year	2015-12-31	$378
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$258,673
Administrative expenses (other) incurred	2015-12-31	$604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$27,790
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$15,738,794
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,711,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$25,507
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$14,277,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,327,791
Interest on participant loans	2015-12-31	$6,684
Value of interest in common/collective trusts at end of year	2015-12-31	$1,279,105
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,189,510
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$8,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$3,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$3,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-483,839
Net investment gain or loss from common/collective trusts	2015-12-31	$7,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$205,124
Employer contributions (assets) at end of year	2015-12-31	$233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,108,218
Contract administrator fees	2015-12-31	$8,804
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ANTHONY & TABB, PA
Accountancy firm EIN	2015-12-31	561717557
2014 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,633,720
Total of all expenses incurred	2014-12-31	$992,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$939,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$951,324
Value of total assets at end of year	2014-12-31	$15,711,004
Value of total assets at beginning of year	2014-12-31	$15,069,471
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$52,293
Total interest from all sources	2014-12-31	$9,786
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$848,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$848,368
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$730,622
Participant contributions at end of year	2014-12-31	$190,539
Participant contributions at beginning of year	2014-12-31	$254,808
Participant contributions at beginning of year	2014-12-31	$23,013
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$29,714
Administrative expenses (other) incurred	2014-12-31	$75
Total non interest bearing cash at beginning of year	2014-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$641,533
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,711,004
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$15,069,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$37,903
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,327,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$13,284,940
Interest on participant loans	2014-12-31	$9,786
Value of interest in common/collective trusts at end of year	2014-12-31	$1,189,510
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,499,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$3,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-182,898
Net investment gain or loss from common/collective trusts	2014-12-31	$7,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$190,988
Employer contributions (assets) at beginning of year	2014-12-31	$6,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$939,894
Contract administrator fees	2014-12-31	$14,315
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ANTHONY & TABB, PA
Accountancy firm EIN	2014-12-31	561717557
2013 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,048,351
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,238,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,110,223
Value of total corrective distributions	2013-12-31	$94,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$814,271
Value of total assets at end of year	2013-12-31	$15,069,471
Value of total assets at beginning of year	2013-12-31	$13,259,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$33,858
Total interest from all sources	2013-12-31	$8,347
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$578,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$578,083
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$177,882
Participant contributions at end of year	2013-12-31	$254,808
Participant contributions at beginning of year	2013-12-31	$190,966
Participant contributions at end of year	2013-12-31	$23,013
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,973
Administrative expenses (other) incurred	2013-12-31	$33,858
Total non interest bearing cash at end of year	2013-12-31	$150
Total non interest bearing cash at beginning of year	2013-12-31	$266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,809,848
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$15,069,471
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,259,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,284,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,747,675
Interest on participant loans	2013-12-31	$8,347
Value of interest in common/collective trusts at end of year	2013-12-31	$1,499,765
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,320,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,636,216
Net investment gain or loss from common/collective trusts	2013-12-31	$11,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$634,416
Employer contributions (assets) at end of year	2013-12-31	$6,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,110,223
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ANTHONY & TABB, PA
Accountancy firm EIN	2013-12-31	561717557
2012 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,107,826
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$902,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$806,603
Value of total corrective distributions	2012-12-31	$65,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$791,300
Value of total assets at end of year	2012-12-31	$13,259,623
Value of total assets at beginning of year	2012-12-31	$12,054,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$30,073
Total interest from all sources	2012-12-31	$16,626
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$341,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$341,686
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$625,708
Participant contributions at end of year	2012-12-31	$190,966
Participant contributions at beginning of year	2012-12-31	$270,538
Participant contributions at beginning of year	2012-12-31	$22,628
Administrative expenses (other) incurred	2012-12-31	$30,073
Total non interest bearing cash at end of year	2012-12-31	$266
Total non interest bearing cash at beginning of year	2012-12-31	$855
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,205,300
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,259,623
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,054,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,747,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,635,789
Interest on participant loans	2012-12-31	$16,626
Value of interest in common/collective trusts at end of year	2012-12-31	$1,320,716
Value of interest in common/collective trusts at beginning of year	2012-12-31	$2,117,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$937,316
Net investment gain or loss from common/collective trusts	2012-12-31	$20,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$165,592
Employer contributions (assets) at beginning of year	2012-12-31	$6,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$806,603
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ANTHONY & TABB, PA
Accountancy firm EIN	2012-12-31	561717557
2011 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$659,511
Total loss/gain on sale of assets	2011-12-31	$281,201
Total of all expenses incurred	2011-12-31	$230,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$149,732
Value of total corrective distributions	2011-12-31	$49,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$832,197
Value of total assets at end of year	2011-12-31	$12,054,323
Value of total assets at beginning of year	2011-12-31	$11,624,917
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$30,815
Total interest from all sources	2011-12-31	$11,060
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$276,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$276,427
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$657,787
Participant contributions at end of year	2011-12-31	$270,538
Participant contributions at beginning of year	2011-12-31	$234,507
Participant contributions at end of year	2011-12-31	$22,628
Administrative expenses (other) incurred	2011-12-31	$30,815
Total non interest bearing cash at end of year	2011-12-31	$855
Total non interest bearing cash at beginning of year	2011-12-31	$35,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$429,406
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,054,323
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,624,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,635,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,686,536
Interest on participant loans	2011-12-31	$11,060
Value of interest in common/collective trusts at end of year	2011-12-31	$2,117,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,668,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,668,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-777,099
Net investment gain or loss from common/collective trusts	2011-12-31	$35,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$174,410
Employer contributions (assets) at end of year	2011-12-31	$6,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$149,732
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$6,471,385
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$6,190,184
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ANTHONY & TABB, PA
Accountancy firm EIN	2011-12-31	561717557
2010 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$1,020,849
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,020,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,127,629
Total loss/gain on sale of assets	2010-12-31	$-6,789
Total of all expenses incurred	2010-12-31	$527,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$503,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$861,200
Value of total assets at end of year	2010-12-31	$11,624,917
Value of total assets at beginning of year	2010-12-31	$10,024,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,763
Total interest from all sources	2010-12-31	$56,162
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$196,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$196,207
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$684,884
Participant contributions at end of year	2010-12-31	$234,507
Participant contributions at beginning of year	2010-12-31	$155,461
Participant contributions at beginning of year	2010-12-31	$17,253
Total non interest bearing cash at end of year	2010-12-31	$35,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,600,542
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,624,917
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$10,024,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$23,763
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,686,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,207,895
Interest on participant loans	2010-12-31	$9,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,668,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,638,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,638,732
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$46,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$176,316
Employer contributions (assets) at beginning of year	2010-12-31	$5,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$503,324
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$2,016,714
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$2,023,503
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ANTHONY & TABB, PA
Accountancy firm EIN	2010-12-31	561717557
2009 : EYECARECENTER, O.D., P.A. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EYECARECENTER, O.D., P.A. 401(K) PLAN

2016: EYECARECENTER, O.D., P.A. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EYECARECENTER, O.D., P.A. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EYECARECENTER, O.D., P.A. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EYECARECENTER, O.D., P.A. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EYECARECENTER, O.D., P.A. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EYECARECENTER, O.D., P.A. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EYECARECENTER, O.D., P.A. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EYECARECENTER, O.D., P.A.
Employer identification number (EIN):	561151799
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists