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NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 401k Plan overview

Plan NameNORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN
Plan identification number 001

NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH CAROLINA EYE, EAR, NOSE & THROAT, P.A. has sponsored the creation of one or more 401k plans.

Company Name:NORTH CAROLINA EYE, EAR, NOSE & THROAT, P.A.
Employer identification number (EIN):561288767
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01ASRA FIROZVI2024-01-11
0012021-04-01ASRA FIROZVI2024-01-26
0012020-04-01GREGORY F HULKA2021-10-13
0012019-04-01
0012019-01-01
0012018-01-01
0012017-01-01GREGORY F HULKA
0012017-01-01GREGORY F HULKA
0012016-01-01DR. GREG HULKA
0012015-01-01DR. GREG HULKA
0012014-01-01GREGORY HULKA
0012013-01-01DWIGHT PERRY
0012012-01-01SINEAD INGERSOLL
0012011-01-01DWIGHT PERRY
0012010-01-01DR. DWIGHT PERRY DR. DWIGHT PERRY2011-10-10
0012009-01-01SINEAD INGERSOLL DOROTHY BELL2010-09-28

Plan Statistics for NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN

401k plan membership statisitcs for NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN

Measure Date Value
2019: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01150
Total number of active participants reported on line 7a of the Form 55002019-04-0112
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-010
Total of all active and inactive participants2019-04-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-0112
Number of participants with account balances2019-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
Total participants, beginning-of-year2019-01-01150
Total number of active participants reported on line 7a of the Form 55002019-01-013
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-01129
Total of all active and inactive participants2019-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01142
Number of participants with account balances2019-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0112
2018: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01139
Total number of active participants reported on line 7a of the Form 55002018-01-0191
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-0152
Total of all active and inactive participants2018-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01150
Number of participants with account balances2018-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01134
Total number of active participants reported on line 7a of the Form 55002017-01-0193
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0137
Total of all active and inactive participants2017-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01135
Number of participants with account balances2017-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01124
Total number of active participants reported on line 7a of the Form 55002016-01-0185
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01127
Number of participants with account balances2016-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01112
Total number of active participants reported on line 7a of the Form 55002015-01-0188
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01123
Number of participants with account balances2015-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01105
Total number of active participants reported on line 7a of the Form 55002014-01-0184
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01112
Total participants2014-01-01112
Number of participants with account balances2014-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01115
Total number of active participants reported on line 7a of the Form 55002013-01-0173
Number of retired or separated participants receiving benefits2013-01-0127
Total of all active and inactive participants2013-01-01100
Total participants2013-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01124
Total number of active participants reported on line 7a of the Form 55002012-01-0171
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0141
Total of all active and inactive participants2012-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01112
Number of participants with account balances2012-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01135
Total number of active participants reported on line 7a of the Form 55002011-01-0183
Number of other retired or separated participants entitled to future benefits2011-01-0140
Total of all active and inactive participants2011-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01123
Number of participants with account balances2011-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01137
Total number of active participants reported on line 7a of the Form 55002010-01-0189
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0147
Total of all active and inactive participants2010-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01136
Number of participants with account balances2010-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01126
Total number of active participants reported on line 7a of the Form 55002009-01-01103
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01131
Number of participants with account balances2009-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN

Measure Date Value
2020 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$256,575
Total income from all sources (including contributions)2020-03-31$256,575
Total loss/gain on sale of assets2020-03-31$0
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$10,290,175
Total of all expenses incurred2020-03-31$10,290,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$10,270,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$10,270,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$0
Value of total assets at end of year2020-03-31$653
Value of total assets at end of year2020-03-31$653
Value of total assets at beginning of year2020-03-31$10,034,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$19,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$19,872
Total interest from all sources2020-03-31$762
Total interest from all sources2020-03-31$762
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$32,314
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$32,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-03-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$32,314
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$32,314
Was this plan covered by a fidelity bond2020-03-31Yes
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$500,000
Value of fidelity bond cover2020-03-31$500,000
If this is an individual account plan, was there a blackout period2020-03-31No
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$0
Contributions received from participants2020-03-31$0
Participant contributions at end of year2020-03-31$0
Participant contributions at end of year2020-03-31$0
Participant contributions at beginning of year2020-03-31$98,138
Participant contributions at beginning of year2020-03-31$98,138
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$0
Total non interest bearing cash at end of year2020-03-31$653
Total non interest bearing cash at end of year2020-03-31$653
Total non interest bearing cash at beginning of year2020-03-31$0
Total non interest bearing cash at beginning of year2020-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-10,033,600
Value of net income/loss2020-03-31$-10,033,600
Value of net assets at end of year (total assets less liabilities)2020-03-31$653
Value of net assets at end of year (total assets less liabilities)2020-03-31$653
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$10,034,253
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$10,034,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$9,936,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$9,936,115
Interest on participant loans2020-03-31$762
Interest on participant loans2020-03-31$762
Interest earned on other investments2020-03-31$0
Interest earned on other investments2020-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$223,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$223,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$0
Contributions received in cash from employer2020-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$10,270,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$10,270,303
Contract administrator fees2020-03-31$19,872
Contract administrator fees2020-03-31$19,872
Did the plan have assets held for investment2020-03-31Yes
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31FRSCPA, PLLC
Accountancy firm name2020-03-31FRSCPA, PLLC
Accountancy firm EIN2020-03-31592482214
Accountancy firm EIN2020-03-31592482214
2019 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$1,114,878
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$1,050,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$1,040,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$135,559
Value of total assets at end of year2019-03-31$10,035,389
Value of total assets at beginning of year2019-03-31$9,970,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$9,911
Total interest from all sources2019-03-31$1,604
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$21,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$21,556
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$500,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$94,073
Participant contributions at end of year2019-03-31$98,009
Participant contributions at beginning of year2019-03-31$149,261
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$64,622
Value of net assets at end of year (total assets less liabilities)2019-03-31$10,035,389
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$9,970,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$9,937,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$9,821,506
Interest on participant loans2019-03-31$1,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$956,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$41,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$1,040,345
Contract administrator fees2019-03-31$9,911
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-03-31No
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31CHERRY BEKAERT LLP
Accountancy firm EIN2019-03-31560574444
2018 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$200,200
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,694,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,657,183
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$864,089
Value of total assets at end of year2018-12-31$9,970,767
Value of total assets at beginning of year2018-12-31$11,465,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$37,677
Total interest from all sources2018-12-31$7,939
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$387,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$387,332
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$421,176
Participant contributions at end of year2018-12-31$149,261
Participant contributions at beginning of year2018-12-31$151,101
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$64,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,494,660
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,970,767
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,465,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,821,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,314,326
Interest on participant loans2018-12-31$7,939
Interest earned on other investments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,059,160
Net investment gain or loss from common/collective trusts2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$378,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,657,183
Contract administrator fees2018-12-31$37,677
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2018-12-31560574444
2017 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,565,750
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,888,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,850,775
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$847,659
Value of total assets at end of year2017-12-31$11,465,427
Value of total assets at beginning of year2017-12-31$10,788,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,147
Total interest from all sources2017-12-31$6,531
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$388,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$388,724
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$442,941
Participant contributions at end of year2017-12-31$151,101
Participant contributions at beginning of year2017-12-31$136,489
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$676,828
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,465,427
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,788,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,314,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,652,110
Interest on participant loans2017-12-31$6,531
Interest earned on other investments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,322,836
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$404,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,850,775
Contract administrator fees2017-12-31$38,147
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2017-12-31560574444
2016 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,856,442
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,276,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,239,091
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$883,527
Value of total assets at end of year2016-12-31$10,788,599
Value of total assets at beginning of year2016-12-31$10,208,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$37,367
Total interest from all sources2016-12-31$6,063
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$332,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$332,183
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$445,083
Participant contributions at end of year2016-12-31$136,489
Participant contributions at beginning of year2016-12-31$155,357
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$579,984
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,788,599
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,208,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,652,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,053,258
Interest on participant loans2016-12-31$6,063
Interest earned on other investments2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$634,669
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$438,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,239,091
Contract administrator fees2016-12-31$37,367
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2016-12-31560574444
2015 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$662,212
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$93,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$59,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$863,950
Value of total assets at end of year2015-12-31$10,208,615
Value of total assets at beginning of year2015-12-31$9,639,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,850
Total interest from all sources2015-12-31$5,372
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$350,257
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$350,257
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$461,003
Participant contributions at end of year2015-12-31$155,357
Participant contributions at beginning of year2015-12-31$90,741
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$230,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$568,860
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,208,615
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,639,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,053,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,226,752
Interest on participant loans2015-12-31$5,372
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$73,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$73,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-557,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$172,576
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$248,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$59,502
Contract administrator fees2015-12-31$33,850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2015-12-31560574444
2014 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,356,442
Total of all expenses incurred2014-12-31$329,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$297,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$806,230
Value of total assets at end of year2014-12-31$9,639,755
Value of total assets at beginning of year2014-12-31$8,613,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,656
Total interest from all sources2014-12-31$3,062
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$377,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$377,997
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$392,073
Participant contributions at end of year2014-12-31$90,741
Participant contributions at beginning of year2014-12-31$90,182
Administrative expenses (other) incurred2014-12-31$9,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,026,736
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,639,755
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,613,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,226,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,214,019
Interest on participant loans2014-12-31$3,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$73,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$42,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$42,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$169,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$414,157
Employer contributions (assets) at end of year2014-12-31$248,342
Employer contributions (assets) at beginning of year2014-12-31$265,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$297,050
Contract administrator fees2014-12-31$3,071
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2014-12-31560574444
2013 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,251,598
Total of all expenses incurred2013-12-31$1,550,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,522,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$906,935
Value of total assets at end of year2013-12-31$8,613,019
Value of total assets at beginning of year2013-12-31$7,911,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,151
Total interest from all sources2013-12-31$2,669
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$280,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$280,253
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$394,406
Participant contributions at end of year2013-12-31$90,182
Participant contributions at beginning of year2013-12-31$70,588
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$88,001
Administrative expenses (other) incurred2013-12-31$6,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$701,246
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,613,019
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,911,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,214,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,568,929
Interest on participant loans2013-12-31$2,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$42,820
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$8,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$8,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,061,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$424,528
Employer contributions (assets) at end of year2013-12-31$265,998
Employer contributions (assets) at beginning of year2013-12-31$263,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,522,201
Contract administrator fees2013-12-31$1,550
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31THOMAS,KNIGHT, TRENT, KING AND CO
Accountancy firm EIN2013-12-31561018513
2012 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,414
Total income from all sources (including contributions)2012-12-31$1,716,259
Total of all expenses incurred2012-12-31$1,011,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$988,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$928,196
Value of total assets at end of year2012-12-31$7,911,773
Value of total assets at beginning of year2012-12-31$7,207,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,430
Total interest from all sources2012-12-31$3,097
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$224,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$224,238
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$424,074
Participant contributions at end of year2012-12-31$70,588
Participant contributions at beginning of year2012-12-31$120,975
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$66,696
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,414
Administrative expenses (other) incurred2012-12-31$6,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$705,231
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,911,773
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,206,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,568,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,811,018
Interest on participant loans2012-12-31$3,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$8,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$560,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$437,426
Employer contributions (assets) at end of year2012-12-31$263,600
Employer contributions (assets) at beginning of year2012-12-31$274,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$988,598
Contract administrator fees2012-12-31$1,350
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31THOMAS,KNIGHT,TRENT,KING AND CO
Accountancy firm EIN2012-12-31561018513
2011 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,414
Total income from all sources (including contributions)2011-12-31$906,127
Total of all expenses incurred2011-12-31$867,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$849,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$877,194
Value of total assets at end of year2011-12-31$7,207,956
Value of total assets at beginning of year2011-12-31$7,167,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,397
Total interest from all sources2011-12-31$4,483
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$181,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$181,103
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$424,008
Participant contributions at end of year2011-12-31$120,975
Participant contributions at beginning of year2011-12-31$157,553
Participant contributions at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,414
Administrative expenses (other) incurred2011-12-31$1,411
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$38,645
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,206,542
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,167,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$15,986
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,811,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,999,183
Interest on participant loans2011-12-31$4,483
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,741
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-156,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$453,186
Employer contributions (assets) at end of year2011-12-31$274,222
Employer contributions (assets) at beginning of year2011-12-31$11,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$849,085
Contract administrator fees2011-12-31$1,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31THOMAS,KNIGHT,TRENT,KING AND CO
Accountancy firm EIN2011-12-31561018513
2010 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,671,104
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$824,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$800,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$908,418
Value of total assets at end of year2010-12-31$7,167,897
Value of total assets at beginning of year2010-12-31$6,321,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,601
Total interest from all sources2010-12-31$5,957
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$160,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$160,630
Administrative expenses professional fees incurred2010-12-31$1,100
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$444,427
Participant contributions at end of year2010-12-31$157,553
Participant contributions at beginning of year2010-12-31$140,168
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$17,226
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$86
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$846,716
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,167,897
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,321,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$22,415
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,999,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,109,711
Interest on participant loans2010-12-31$5,957
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$1,071,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$588,319
Net investment gain or loss from common/collective trusts2010-12-31$7,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$446,765
Employer contributions (assets) at end of year2010-12-31$11,161
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$800,787
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31THOMAS,KNIGHT, TRENT,KING AND CO
Accountancy firm EIN2010-12-31561018513
2009 : NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN

2019: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement - TrustYes
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTH CAROLINA EYE, EAR, NOSE AND THROAT 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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