401k Plan data: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN plan

CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 401k Plan overview

Plan Name	CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN
Plan identification number	001

CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPTIVE AIRE SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name: CAPTIVE AIRE SYSTEMS, INC.

Employer identification number (EIN): 561300971

NAIC Classification: 332900

Additional information about CAPTIVE AIRE SYSTEMS, INC.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 2012-03-14

Company Identification Number: 601850988

Legal Registered Office Address: 2804 GRAND AVE STE 203

EVERETT
United States of America (USA)
982013580

More information about CAPTIVE AIRE SYSTEMS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 WILLIAM FRANCIS
001 2016-01-01 WILLIAM FRANCIS
001 2015-01-01 WILLIAM FRANCIS
001 2014-01-01 WILLIAM FRANCIS
001 2013-01-01 WILLIAM FRANCIS
001 2012-01-01 WILLIAM FRANCIS
001 2011-01-01 WILLIAM FRANCIS
001 2010-01-01 WILLIAM FRANCIS
001 2009-01-01 WILLIAM FRANCIS

Plan Statistics for CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN

401k plan membership statisitcs for CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN

Measure Date Value
2022: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,551
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2,342
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 405
Total of all active and inactive participants 2022-01-01 2,747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 2,749
Number of participants with account balances 2022-01-01 2,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 330
2021: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,112
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,960
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 513
Total of all active and inactive participants 2021-01-01 2,473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 2,475
Number of participants with account balances 2021-01-01 2,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 258
2020: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,195
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,677
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 381
Total of all active and inactive participants 2020-01-01 2,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 2
Total participants 2020-01-01 2,060
Number of participants with account balances 2020-01-01 1,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 221
2019: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,953
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,697
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 454
Total of all active and inactive participants 2019-01-01 2,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 2,154
Number of participants with account balances 2019-01-01 1,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 195
2018: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,795
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,464
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 446
Total of all active and inactive participants 2018-01-01 1,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 1,912
Number of participants with account balances 2018-01-01 1,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 251
2017: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,648
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,485
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 268
Total of all active and inactive participants 2017-01-01 1,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,753
Number of participants with account balances 2017-01-01 1,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 135
2016: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,484
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,347
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 284
Total of all active and inactive participants 2016-01-01 1,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 1,632
Number of participants with account balances 2016-01-01 1,370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 104
2015: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,240
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,235
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 223
Total of all active and inactive participants 2015-01-01 1,458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,458
Number of participants with account balances 2015-01-01 1,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 99
2014: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,121
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,028
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 178
Total of all active and inactive participants 2014-01-01 1,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,206
Number of participants with account balances 2014-01-01 993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 78
2013: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 992
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 920
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 157
Total of all active and inactive participants 2013-01-01 1,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,078
Number of participants with account balances 2013-01-01 859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 87
2012: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 882
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 852
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 123
Total of all active and inactive participants 2012-01-01 975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 975
Number of participants with account balances 2012-01-01 748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 51
2011: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 884
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 761
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 102
Total of all active and inactive participants 2011-01-01 863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 863
Number of participants with account balances 2011-01-01 643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 49
2010: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 943
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 705
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 164
Total of all active and inactive participants 2010-01-01 869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 869
Number of participants with account balances 2010-01-01 643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 42
2009: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 915
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 693
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 240
Total of all active and inactive participants 2009-01-01 933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 934
Number of participants with account balances 2009-01-01 691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 67

Measure	Date	Value
2022: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,551
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,342
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	405
Total of all active and inactive participants	2022-01-01	2,747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	2,749
Number of participants with account balances	2022-01-01	2,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	330
2021: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,112
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,960
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	513
Total of all active and inactive participants	2021-01-01	2,473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	2,475
Number of participants with account balances	2021-01-01	2,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	258
2020: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,195
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,677
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	381
Total of all active and inactive participants	2020-01-01	2,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	2,060
Number of participants with account balances	2020-01-01	1,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	221
2019: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,953
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,697
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	454
Total of all active and inactive participants	2019-01-01	2,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	2,154
Number of participants with account balances	2019-01-01	1,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	195
2018: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,795
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,464
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	446
Total of all active and inactive participants	2018-01-01	1,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	1,912
Number of participants with account balances	2018-01-01	1,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	251
2017: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,648
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,485
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	268
Total of all active and inactive participants	2017-01-01	1,753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,753
Number of participants with account balances	2017-01-01	1,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	135
2016: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,484
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,347
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	284
Total of all active and inactive participants	2016-01-01	1,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	1,632
Number of participants with account balances	2016-01-01	1,370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	104
2015: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,240
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,235
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	223
Total of all active and inactive participants	2015-01-01	1,458
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,458
Number of participants with account balances	2015-01-01	1,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	99
2014: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,121
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,028
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	178
Total of all active and inactive participants	2014-01-01	1,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,206
Number of participants with account balances	2014-01-01	993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	78
2013: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	992
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	920
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	157
Total of all active and inactive participants	2013-01-01	1,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,078
Number of participants with account balances	2013-01-01	859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	87
2012: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	882
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	852
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	123
Total of all active and inactive participants	2012-01-01	975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	975
Number of participants with account balances	2012-01-01	748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	51
2011: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	884
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	761
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	102
Total of all active and inactive participants	2011-01-01	863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	863
Number of participants with account balances	2011-01-01	643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	49
2010: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	943
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	705
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	164
Total of all active and inactive participants	2010-01-01	869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	869
Number of participants with account balances	2010-01-01	643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	42
2009: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	915
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	693
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	240
Total of all active and inactive participants	2009-01-01	933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	934
Number of participants with account balances	2009-01-01	691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	67

Financial Data on CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN

Measure	Date	Value
2022 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-7,551,251
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$8,678,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$8,417,896
Value of total corrective distributions	2022-12-31	$216,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$13,170,058
Value of total assets at end of year	2022-12-31	$99,102,279
Value of total assets at beginning of year	2022-12-31	$115,331,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$43,464
Total interest from all sources	2022-12-31	$54,428
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$43,464
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$8,985,469
Participant contributions at end of year	2022-12-31	$764,927
Participant contributions at beginning of year	2022-12-31	$664,275
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$528,234
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-16,229,374
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$99,102,279
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$115,331,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$91,892,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$110,107,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$6,108,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$4,281,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$4,281,520
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$54,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-20,775,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$3,656,355
Employer contributions (assets) at end of year	2022-12-31	$336,754
Employer contributions (assets) at beginning of year	2022-12-31	$278,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$8,417,896
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2022-12-31	562264378
2021 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$27,406,767
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$6,981,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$6,568,500
Value of total corrective distributions	2021-12-31	$390,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$9,970,069
Value of total assets at end of year	2021-12-31	$115,331,653
Value of total assets at beginning of year	2021-12-31	$94,906,539
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$22,960
Total interest from all sources	2021-12-31	$733
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$22,960
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$6,878,391
Participant contributions at end of year	2021-12-31	$664,275
Participant contributions at beginning of year	2021-12-31	$505,228
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$390,179
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$20,425,114
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$115,331,653
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$94,906,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$110,107,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$88,731,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$4,281,520
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$5,453,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$5,453,925
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$733
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$17,435,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,701,499
Employer contributions (assets) at end of year	2021-12-31	$278,438
Employer contributions (assets) at beginning of year	2021-12-31	$215,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$6,568,500
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2021-12-31	562264378
2020 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$22,369,051
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$6,860,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$6,519,363
Value of total corrective distributions	2020-12-31	$301,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$7,854,563
Value of total assets at end of year	2020-12-31	$94,906,539
Value of total assets at beginning of year	2020-12-31	$79,398,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$40,581
Total interest from all sources	2020-12-31	$23,240
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$40,581
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$5,704,875
Participant contributions at end of year	2020-12-31	$505,228
Participant contributions at beginning of year	2020-12-31	$467,476
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$301,072
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$15,508,067
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$94,906,539
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$79,398,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$88,731,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$75,037,582
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$5,453,925
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$3,694,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$3,694,884
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$23,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$14,491,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,848,616
Employer contributions (assets) at end of year	2020-12-31	$215,837
Employer contributions (assets) at beginning of year	2020-12-31	$198,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$6,519,363
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2020-12-31	562264378
2019 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$23,245,637
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$4,497,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,228,317
Value of total corrective distributions	2019-12-31	$244,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$8,244,526
Value of total assets at end of year	2019-12-31	$79,398,472
Value of total assets at beginning of year	2019-12-31	$60,650,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,547
Total interest from all sources	2019-12-31	$74,680
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$24,547
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$5,470,706
Participant contributions at end of year	2019-12-31	$467,476
Participant contributions at beginning of year	2019-12-31	$370,930
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$616,366
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$18,748,450
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$79,398,472
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$60,650,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$75,037,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$56,242,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$3,694,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,871,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,871,653
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$74,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$14,926,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,157,454
Employer contributions (assets) at end of year	2019-12-31	$198,530
Employer contributions (assets) at beginning of year	2019-12-31	$165,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,228,317
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2019-12-31	562264378
2018 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$3,814,239
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,194,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,857,835
Value of total corrective distributions	2018-12-31	$317,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$6,842,035
Value of total assets at end of year	2018-12-31	$60,650,022
Value of total assets at beginning of year	2018-12-31	$59,030,234
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$18,928
Total interest from all sources	2018-12-31	$47,046
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$18,928
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$4,831,504
Participant contributions at end of year	2018-12-31	$370,930
Participant contributions at beginning of year	2018-12-31	$336,367
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$83,118
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,619,788
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$60,650,022
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$59,030,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$56,242,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$54,713,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,871,653
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$3,824,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$3,824,896
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$47,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,074,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,927,413
Employer contributions (assets) at end of year	2018-12-31	$165,162
Employer contributions (assets) at beginning of year	2018-12-31	$155,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,857,835
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2018-12-31	562264378
2017 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$15,341,410
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,962,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,749,295
Value of total corrective distributions	2017-12-31	$192,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$6,246,460
Value of total assets at end of year	2017-12-31	$59,030,234
Value of total assets at beginning of year	2017-12-31	$45,651,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$20,315
Total interest from all sources	2017-12-31	$18,676
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$20,315
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$4,240,510
Participant contributions at end of year	2017-12-31	$336,367
Participant contributions at beginning of year	2017-12-31	$307,894
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$219,094
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$13,378,894
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$59,030,234
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$45,651,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$54,713,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$41,603,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$3,824,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$3,603,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$3,603,971
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$18,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$9,076,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,786,856
Employer contributions (assets) at end of year	2017-12-31	$155,505
Employer contributions (assets) at beginning of year	2017-12-31	$135,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,749,295
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2017-12-31	562264378
2016 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$9,106,954
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,224,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,992,674
Value of total corrective distributions	2016-12-31	$222,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,545,588
Value of total assets at end of year	2016-12-31	$45,651,340
Value of total assets at beginning of year	2016-12-31	$38,769,313
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$10,134
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$10,134
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,820,260
Participant contributions at end of year	2016-12-31	$307,894
Participant contributions at beginning of year	2016-12-31	$276,033
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$151,577
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,882,027
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$45,651,340
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$38,769,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$41,603,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$35,097,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$3,603,971
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$3,267,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$3,267,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,561,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,573,751
Employer contributions (assets) at end of year	2016-12-31	$135,890
Employer contributions (assets) at beginning of year	2016-12-31	$128,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,992,674
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2016-12-31	562264378
2015 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,634,413
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,013,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$831,885
Value of total corrective distributions	2015-12-31	$172,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,777,490
Value of total assets at end of year	2015-12-31	$38,769,313
Value of total assets at beginning of year	2015-12-31	$35,148,187
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$8,955
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$8,955
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,287,216
Participant contributions at end of year	2015-12-31	$276,033
Participant contributions at beginning of year	2015-12-31	$217,280
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$111,263
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,621,126
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$38,769,313
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$35,148,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$35,097,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$31,812,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$3,267,267
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$3,026,576
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$3,026,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-143,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,379,011
Employer contributions (assets) at end of year	2015-12-31	$128,599
Employer contributions (assets) at beginning of year	2015-12-31	$91,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$831,885
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2015-12-31	562264378
2014 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,292,122
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,020,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$839,402
Value of total corrective distributions	2014-12-31	$170,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,715,937
Value of total assets at end of year	2014-12-31	$35,148,187
Value of total assets at beginning of year	2014-12-31	$29,876,968
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,682
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$10,682
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,678,088
Participant contributions at end of year	2014-12-31	$217,280
Participant contributions at beginning of year	2014-12-31	$204,774
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$28,158
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$51,385
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$65
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$5,271,219
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$35,148,187
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$29,876,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$31,812,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$26,964,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$3,026,576
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,573,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,573,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,576,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,009,691
Employer contributions (assets) at end of year	2014-12-31	$91,857
Employer contributions (assets) at beginning of year	2014-12-31	$82,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$839,402
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2014-12-31	562264378
2013 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,494,125
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,221,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,145,387
Value of total corrective distributions	2013-12-31	$68,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,350,420
Value of total assets at end of year	2013-12-31	$29,876,968
Value of total assets at beginning of year	2013-12-31	$22,604,718
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,273
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$8,273
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,298,483
Participant contributions at end of year	2013-12-31	$204,774
Participant contributions at beginning of year	2013-12-31	$178,173
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$175,813
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$51,385
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$36,938
Total non interest bearing cash at end of year	2013-12-31	$65
Total non interest bearing cash at beginning of year	2013-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,272,250
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$29,876,968
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,604,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$26,964,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$20,162,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,573,306
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,173,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,173,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,143,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$876,124
Employer contributions (assets) at end of year	2013-12-31	$82,956
Employer contributions (assets) at beginning of year	2013-12-31	$54,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,145,387
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2013-12-31	562264378
2012 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,097,464
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$811,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$709,707
Value of total corrective distributions	2012-12-31	$94,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,544,833
Value of total assets at end of year	2012-12-31	$22,604,718
Value of total assets at beginning of year	2012-12-31	$18,319,010
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,457
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$7,457
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,958,530
Participant contributions at end of year	2012-12-31	$178,173
Participant contributions at beginning of year	2012-12-31	$125,946
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$24,556
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$36,938
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$19,903
Total non interest bearing cash at end of year	2012-12-31	$3
Total non interest bearing cash at beginning of year	2012-12-31	$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,285,708
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,604,718
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,319,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$20,162,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$16,053,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,173,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,079,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,079,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,552,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$561,747
Employer contributions (assets) at end of year	2012-12-31	$54,149
Employer contributions (assets) at beginning of year	2012-12-31	$40,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$709,707
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2012-12-31	562264378
2011 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,052,851
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$930,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$851,071
Value of total corrective distributions	2011-12-31	$68,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,176,641
Value of total assets at end of year	2011-12-31	$18,319,010
Value of total assets at beginning of year	2011-12-31	$17,197,052
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,683
Total interest from all sources	2011-12-31	$40
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,671,981
Participant contributions at end of year	2011-12-31	$125,946
Participant contributions at beginning of year	2011-12-31	$109,326
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$6,921
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$19,903
Total non interest bearing cash at end of year	2011-12-31	$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,121,958
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,319,010
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,197,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$16,053,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$15,084,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,079,264
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,969,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,969,591
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$40
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-123,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$497,739
Employer contributions (assets) at end of year	2011-12-31	$40,536
Employer contributions (assets) at beginning of year	2011-12-31	$33,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$851,071
Contract administrator fees	2011-12-31	$11,683
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2011-12-31	562264378
2010 : CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,248,366
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$992,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$928,135
Value of total corrective distributions	2010-12-31	$56,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,727,166
Value of total assets at end of year	2010-12-31	$17,197,052
Value of total assets at beginning of year	2010-12-31	$14,940,782
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,950
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,424,682
Participant contributions at end of year	2010-12-31	$109,326
Participant contributions at beginning of year	2010-12-31	$95,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,256,270
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,197,052
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,940,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$15,084,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,778,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,969,591
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,066,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,066,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,521,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$302,484
Employer contributions (assets) at end of year	2010-12-31	$33,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$928,135
Contract administrator fees	2010-12-31	$7,950
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	R SCOTT GRADY, CPA, PLLC
Accountancy firm EIN	2010-12-31	562264378

Form 5500 Responses for CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN

2022: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CAPTIVE-AIRE SYSTEMS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CAPTIVE AIRE SYSTEMS, INC.
Employer identification number (EIN):	561300971
NAIC Classification:	332900

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	2012-03-14
Company Identification Number:	601850988
Legal Registered Office Address:	2804 GRAND AVE STE 203 EVERETT United States of America (USA) 982013580