401k Plan data: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN plan

CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	006

CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CLARIANT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: CLARIANT CORPORATION

Employer identification number (EIN): 561356629

NAIC Classification: 325200

Additional information about CLARIANT CORPORATION

Jurisdiction of Incorporation: North Carolina Secretary of State

Incorporation Date:

Company Identification Number: 0135293

More information about CLARIANT CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
006 2012-01-01 DAVID JARRETT CHRISTOPHER BARNARD 2013-07-01
006 2011-01-01 DAVID JARRETT
006 2010-01-01 DAVID JARRETT CHRIS BARNARD 2011-10-12
006 2009-01-01 DAVID JARRETT C. S. BARNARD 2010-09-24

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
006	2012-01-01	DAVID JARRETT	CHRISTOPHER BARNARD	2013-07-01
006	2011-01-01	DAVID JARRETT
006	2010-01-01	DAVID JARRETT	CHRIS BARNARD	2011-10-12
006	2009-01-01	DAVID JARRETT	C. S. BARNARD	2010-09-24

Plan Statistics for CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2012: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 847
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 866
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 514
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 331
Total of all active and inactive participants 2011-01-01 845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 847
Number of participants with account balances 2011-01-01 832
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 21
2010: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,030
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 539
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 326
Total of all active and inactive participants 2010-01-01 865
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 866
Number of participants with account balances 2010-01-01 857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 15
2009: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,016
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 728
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 302
Total of all active and inactive participants 2009-01-01 1,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,030
Number of participants with account balances 2009-01-01 1,014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 44

Measure	Date	Value
2012: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	847
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	866
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	514
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	331
Total of all active and inactive participants	2011-01-01	845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	847
Number of participants with account balances	2011-01-01	832
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	21
2010: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,030
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	539
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	326
Total of all active and inactive participants	2010-01-01	865
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	866
Number of participants with account balances	2010-01-01	857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	15
2009: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,016
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	728
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	302
Total of all active and inactive participants	2009-01-01	1,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,030
Number of participants with account balances	2009-01-01	1,014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	44

Financial Data on CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2012 : CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total transfer of assets from this plan	2012-09-30	$11,848,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$2,522,022
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$599,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$568,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$1,222,023
Value of total assets at end of year	2012-09-30	$0
Value of total assets at beginning of year	2012-09-30	$9,926,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$31,004
Total interest from all sources	2012-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$14,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-09-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$14,424
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$15,000,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Administrative expenses (other) incurred	2012-09-30	$31,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$1,922,239
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$9,926,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$8,602,086
Value of interest in common/collective trusts at end of year	2012-09-30	$0
Value of interest in common/collective trusts at beginning of year	2012-09-30	$1,324,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$1,232,365
Net investment gain or loss from common/collective trusts	2012-09-30	$53,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$1,222,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$568,779
Did the plan have assets held for investment	2012-09-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2012-09-30	560747981
2011 : CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,302,459
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$902,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$828,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,565,549
Value of total assets at end of year	2011-12-31	$9,926,121
Value of total assets at beginning of year	2011-12-31	$9,526,178
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$73,961
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$161,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$161,313
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$73,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$399,943
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,926,121
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,526,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,602,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,247,095
Value of interest in common/collective trusts at end of year	2011-12-31	$1,324,035
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,279,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-466,023
Net investment gain or loss from common/collective trusts	2011-12-31	$41,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,565,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$828,555
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2011-12-31	560747981
2010 : CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,966,282
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,768,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,768,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,736,590
Value of total assets at end of year	2010-12-31	$9,526,178
Value of total assets at beginning of year	2010-12-31	$9,327,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$120,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$120,274
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Other income not declared elsewhere	2010-12-31	$3,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$198,264
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,526,178
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,327,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,247,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,475,871
Value of interest in common/collective trusts at end of year	2010-12-31	$1,279,083
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,852,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,034,736
Net investment gain or loss from common/collective trusts	2010-12-31	$71,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,736,590
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,768,018
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DIXON HUGHES PLLC
Accountancy firm EIN	2010-12-31	560747981
2009 : CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN

2012: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CLARIANT DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CLARIANT CORPORATION
Employer identification number (EIN):	561356629
NAIC Classification:	325200

Jurisdiction of Incorporation:	North Carolina Secretary of State
Incorporation Date:
Company Identification Number:	0135293