401k Plan data: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN plan

THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALARIS HOMES, INC has sponsored the creation of one or more 401k plans.

Company Name: ALARIS HOMES, INC

Employer identification number (EIN): 561490479

NAIC Classification: 236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2017-01-01 CURTIS NICHOLS
001 2016-01-01 CURTIS NICHOLS
001 2015-01-01 CURTIS NICHOLS CURTIS NICHOLS 2016-10-18
001 2015-01-01 CURTIS NICHOLS CURTIS NICHOLS 2016-10-18
001 2013-01-01 CURTIS NICHOLS 2014-07-25
001 2012-01-01 CURTIS NICHOLS 2013-07-29
001 2011-01-01 CURTIS NICHOLS
001 2010-01-01 CURTIS NICHOLS
001 2009-01-01 CURTIS NICHOLS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2017-01-01	CURTIS NICHOLS
001	2016-01-01	CURTIS NICHOLS
001	2015-01-01	CURTIS NICHOLS		CURTIS NICHOLS	2016-10-18
001	2015-01-01	CURTIS NICHOLS		CURTIS NICHOLS	2016-10-18
001	2013-01-01	CURTIS NICHOLS	2014-07-25
001	2012-01-01	CURTIS NICHOLS	2013-07-29
001	2011-01-01	CURTIS NICHOLS
001	2010-01-01	CURTIS NICHOLS
001	2009-01-01	CURTIS NICHOLS

Plan Statistics for THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 308
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 320
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 79
Total of all active and inactive participants 2022-01-01 399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 399
Number of participants with account balances 2022-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 16
2021: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 253
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 54
Total of all active and inactive participants 2021-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 307
Number of participants with account balances 2021-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 5
2020: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 154
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 35
Total of all active and inactive participants 2020-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 189
Number of participants with account balances 2020-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 134
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 42
Total of all active and inactive participants 2019-01-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 176
Number of participants with account balances 2019-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 23
2017: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 118
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 5
Total of all active and inactive participants 2017-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 123
Number of participants with account balances 2017-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 119
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 7
Total of all active and inactive participants 2016-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 126
Number of participants with account balances 2016-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 101
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 9
Total of all active and inactive participants 2015-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 110
Number of participants with account balances 2015-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2011: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 77
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 14
Total of all active and inactive participants 2011-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 91
Number of participants with account balances 2011-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2010: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 85
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 11
Total of all active and inactive participants 2010-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 97
Number of participants with account balances 2010-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 15
2009: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 93
Number of retired or separated participants receiving benefits 2009-01-01 8
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 102
Number of participants with account balances 2009-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 33

Measure	Date	Value
2022: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	308
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	320
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	79
Total of all active and inactive participants	2022-01-01	399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	399
Number of participants with account balances	2022-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	16
2021: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	253
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	54
Total of all active and inactive participants	2021-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	307
Number of participants with account balances	2021-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	5
2020: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	154
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	35
Total of all active and inactive participants	2020-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	189
Number of participants with account balances	2020-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	134
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	42
Total of all active and inactive participants	2019-01-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	176
Number of participants with account balances	2019-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	23
2017: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	118
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	5
Total of all active and inactive participants	2017-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	123
Number of participants with account balances	2017-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	119
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	7
Total of all active and inactive participants	2016-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	126
Number of participants with account balances	2016-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	101
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	9
Total of all active and inactive participants	2015-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	110
Number of participants with account balances	2015-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2011: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	77
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	14
Total of all active and inactive participants	2011-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	91
Number of participants with account balances	2011-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	85
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	11
Total of all active and inactive participants	2010-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	97
Number of participants with account balances	2010-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	15
2009: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	93
Number of retired or separated participants receiving benefits	2009-01-01	8
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	102
Number of participants with account balances	2009-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	33

Financial Data on THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-43,805
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$194,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$153,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,180,400
Value of total assets at end of year	2022-12-31	$6,579,575
Value of total assets at beginning of year	2022-12-31	$6,818,355
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$41,685
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$62,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$62,839
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$561,247
Participant contributions at end of year	2022-12-31	$1,346
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,802,198
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$2,248,662
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$13,373
Other income not declared elsewhere	2022-12-31	$-446,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-238,780
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$6,579,575
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$6,818,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$22,567
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,631,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,772,241
Interest on participant loans	2022-12-31	$0
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$536,448
Value of interest in common/collective trusts at beginning of year	2022-12-31	$525,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-851,236
Net investment gain or loss from common/collective trusts	2022-12-31	$10,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$605,780
Employer contributions (assets) at end of year	2022-12-31	$607,681
Employer contributions (assets) at beginning of year	2022-12-31	$271,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$153,290
Contract administrator fees	2022-12-31	$19,118
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FORVIS LLP
Accountancy firm EIN	2022-12-31	440160260
2021 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,937,895
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$283,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$250,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$683,168
Value of total assets at end of year	2021-12-31	$6,818,355
Value of total assets at beginning of year	2021-12-31	$5,163,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$32,321
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$45,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$45,690
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$347,986
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$2,248,662
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$1,500,585
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$63,522
Other income not declared elsewhere	2021-12-31	$747,894
Administrative expenses (other) incurred	2021-12-31	$17,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,654,609
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$6,818,355
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,163,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$5,762
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,772,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,971,054
Interest on participant loans	2021-12-31	$0
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$525,792
Value of interest in common/collective trusts at beginning of year	2021-12-31	$531,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$450,223
Net investment gain or loss from common/collective trusts	2021-12-31	$10,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$271,660
Employer contributions (assets) at end of year	2021-12-31	$271,660
Employer contributions (assets) at beginning of year	2021-12-31	$160,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$250,965
Contract administrator fees	2021-12-31	$8,636
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$500
Total income from all sources (including contributions)	2020-12-31	$1,431,520
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$399,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$368,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$604,883
Value of total assets at end of year	2020-12-31	$5,163,746
Value of total assets at beginning of year	2020-12-31	$4,132,048
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$30,758
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$76,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$76,704
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$271,959
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$246
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$1,500,585
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$172,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$500
Other income not declared elsewhere	2020-12-31	$448,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,032,198
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,163,746
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,131,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$15,539
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,971,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,521,241
Value of interest in common/collective trusts at end of year	2020-12-31	$531,325
Value of interest in common/collective trusts at beginning of year	2020-12-31	$467,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$289,651
Net investment gain or loss from common/collective trusts	2020-12-31	$11,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$160,782
Employer contributions (assets) at end of year	2020-12-31	$160,782
Employer contributions (assets) at beginning of year	2020-12-31	$142,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$368,564
Contract administrator fees	2020-12-31	$15,219
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2020-12-31	560747981
2019 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$500
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$7,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$7,982
Total income from all sources (including contributions)	2019-12-31	$1,274,169
Total income from all sources (including contributions)	2019-12-31	$1,274,169
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$134,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$99,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$99,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$412,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$412,164
Value of total assets at end of year	2019-12-31	$4,132,048
Value of total assets at end of year	2019-12-31	$4,132,048
Value of total assets at beginning of year	2019-12-31	$2,999,878
Value of total assets at beginning of year	2019-12-31	$2,999,878
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$35,357
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$35,357
Total interest from all sources	2019-12-31	$0
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$459,439
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$459,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$459,439
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$459,439
Administrative expenses professional fees incurred	2019-12-31	$27,740
Administrative expenses professional fees incurred	2019-12-31	$27,740
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$269,191
Contributions received from participants	2019-12-31	$269,191
Participant contributions at end of year	2019-12-31	$246
Participant contributions at end of year	2019-12-31	$246
Participant contributions at beginning of year	2019-12-31	$8,696
Participant contributions at beginning of year	2019-12-31	$8,696
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$7,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$7,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,139,652
Value of net income/loss	2019-12-31	$1,139,652
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,131,548
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,131,548
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,991,896
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,991,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$7,617
Investment advisory and management fees	2019-12-31	$7,617
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,521,241
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,521,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,403,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,403,310
Value of interest in common/collective trusts at end of year	2019-12-31	$467,588
Value of interest in common/collective trusts at end of year	2019-12-31	$467,588
Value of interest in common/collective trusts at beginning of year	2019-12-31	$448,077
Value of interest in common/collective trusts at beginning of year	2019-12-31	$448,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$389,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$389,770
Net investment gain or loss from common/collective trusts	2019-12-31	$12,796
Net investment gain or loss from common/collective trusts	2019-12-31	$12,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$142,973
Contributions received in cash from employer	2019-12-31	$142,973
Employer contributions (assets) at end of year	2019-12-31	$142,973
Employer contributions (assets) at end of year	2019-12-31	$142,973
Employer contributions (assets) at beginning of year	2019-12-31	$139,795
Employer contributions (assets) at beginning of year	2019-12-31	$139,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$99,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$99,160
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2019-12-31	560747981
Accountancy firm EIN	2019-12-31	560747981
2018 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$7,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$315,377
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$134,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$77,190
Value of total corrective distributions	2018-12-31	$28,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$490,821
Value of total assets at end of year	2018-12-31	$2,999,878
Value of total assets at beginning of year	2018-12-31	$2,811,120
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$29,271
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,024
Administrative expenses professional fees incurred	2018-12-31	$23,298
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$222,962
Participant contributions at end of year	2018-12-31	$8,696
Participant contributions at beginning of year	2018-12-31	$7,164
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$128,064
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$7,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$180,776
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,991,896
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,811,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$5,973
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,403,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,265,789
Value of interest in common/collective trusts at end of year	2018-12-31	$448,077
Value of interest in common/collective trusts at beginning of year	2018-12-31	$444,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-191,247
Net investment gain or loss from common/collective trusts	2018-12-31	$12,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$139,795
Employer contributions (assets) at end of year	2018-12-31	$139,795
Employer contributions (assets) at beginning of year	2018-12-31	$94,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$77,190
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2018-12-31	560747981
2017 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$761,034
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$655,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$617,984
Value of total corrective distributions	2017-12-31	$11,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$311,510
Value of total assets at end of year	2017-12-31	$2,811,120
Value of total assets at beginning of year	2017-12-31	$2,705,538
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$26,253
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$218,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$218,556
Administrative expenses professional fees incurred	2017-12-31	$20,069
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$190,312
Participant contributions at end of year	2017-12-31	$7,164
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$21,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$105,582
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,811,120
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,705,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$6,184
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,265,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,093,806
Value of interest in common/collective trusts at end of year	2017-12-31	$444,093
Value of interest in common/collective trusts at beginning of year	2017-12-31	$539,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$219,156
Net investment gain or loss from common/collective trusts	2017-12-31	$11,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$99,849
Employer contributions (assets) at end of year	2017-12-31	$94,074
Employer contributions (assets) at beginning of year	2017-12-31	$72,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$617,984
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2017-12-31	560747981
2016 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$510,654
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$140,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$115,901
Value of total corrective distributions	2016-12-31	$3,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$248,834
Value of total assets at end of year	2016-12-31	$2,705,538
Value of total assets at beginning of year	2016-12-31	$2,335,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$21,199
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$181,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$181,782
Administrative expenses professional fees incurred	2016-12-31	$19,590
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$140,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$163,614
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$12,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$369,726
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,705,538
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,335,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$1,609
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,093,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,900,435
Value of interest in common/collective trusts at end of year	2016-12-31	$539,317
Value of interest in common/collective trusts at beginning of year	2016-12-31	$362,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$69,373
Net investment gain or loss from common/collective trusts	2016-12-31	$10,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$72,415
Employer contributions (assets) at end of year	2016-12-31	$72,415
Employer contributions (assets) at beginning of year	2016-12-31	$72,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$115,901
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2016-12-31	560747981
2015 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$241,757
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$83,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$34,684
Value of total corrective distributions	2015-12-31	$29,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$236,062
Value of total assets at end of year	2015-12-31	$2,335,812
Value of total assets at beginning of year	2015-12-31	$2,177,471
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$18,928
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$55,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$55,723
Administrative expenses professional fees incurred	2015-12-31	$18,928
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$250,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$163,469
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$158,341
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,335,812
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,177,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,900,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,772,483
Value of interest in common/collective trusts at end of year	2015-12-31	$362,784
Value of interest in common/collective trusts at beginning of year	2015-12-31	$353,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-58,960
Net investment gain or loss from common/collective trusts	2015-12-31	$8,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$72,593
Employer contributions (assets) at end of year	2015-12-31	$72,593
Employer contributions (assets) at beginning of year	2015-12-31	$51,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$34,684
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2015-12-31	560747981
2011 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-137,371
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$222,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$194,921
Value of total corrective distributions	2011-12-31	$13,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$92,709
Value of total assets at end of year	2011-12-31	$1,402,106
Value of total assets at beginning of year	2011-12-31	$1,762,298
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$14,894
Total interest from all sources	2011-12-31	$-5,207
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$180,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$92,709
Participant contributions at end of year	2011-12-31	$3,352
Participant contributions at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-360,192
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,402,106
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,762,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,182,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,479,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$215,771
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$282,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$282,995
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$-5,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-225,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$194,921
Contract administrator fees	2011-12-31	$14,894
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2011-12-31	560747981
2010 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$184,701
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$176,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$133,835
Value of total corrective distributions	2010-12-31	$30,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$104,280
Value of total assets at end of year	2010-12-31	$1,762,298
Value of total assets at beginning of year	2010-12-31	$1,754,570
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$12,275
Total interest from all sources	2010-12-31	$-7,418
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$180,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$104,280
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,728
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,762,298
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,754,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,479,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,356,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$282,995
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$397,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$397,950
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$-7,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$87,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$133,835
Contract administrator fees	2010-12-31	$12,275
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2010-12-31	560747981
2009 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

2022: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2011: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALARIS HOMES, INC
Employer identification number (EIN):	561490479
NAIC Classification:	236110