401k Plan data: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN plan

SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 401k Plan overview

Plan Name	SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN
Plan identification number	001

SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

SMITH MOORE LEATHERWOOD LLP has sponsored the creation of one or more 401k plans.

Company Name: SMITH MOORE LEATHERWOOD LLP

Employer identification number (EIN): 561493364

NAIC Classification: 541190

Additional information about SMITH MOORE LEATHERWOOD LLP

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 125187

More information about SMITH MOORE LEATHERWOOD LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 DOUGLAS K. WALKER 2021-02-16 SAMUEL LONG III 2021-02-13
001 2019-01-01
001 2018-01-01
001 2017-01-01 DOUGLAS K. WALKER SAMUEL LONG III 2018-10-12
001 2016-01-01 DOUGLAS K. WALKER SAMUEL LONG III 2017-09-28
001 2015-01-01 PHILLIP R ELLIS SAMUEL LONG III 2016-10-13
001 2014-01-01 PHILLIP R ELLIS SAMUEL LONG III 2015-10-13
001 2013-01-01 PHILLIP R ELLIS SAMUEL LONG III 2014-10-10
001 2012-01-01 PHILLIP R ELLIS
001 2011-01-01 PHILLIP R ELLIS SAMUEL LONG III 2012-10-15
001 2009-01-01 PHILLIP R ELLIS SAMUEL LONG III 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	DOUGLAS K. WALKER	2021-02-16	SAMUEL LONG III	2021-02-13
001	2019-01-01
001	2018-01-01
001	2017-01-01	DOUGLAS K. WALKER		SAMUEL LONG III	2018-10-12
001	2016-01-01	DOUGLAS K. WALKER		SAMUEL LONG III	2017-09-28
001	2015-01-01	PHILLIP R ELLIS		SAMUEL LONG III	2016-10-13
001	2014-01-01	PHILLIP R ELLIS		SAMUEL LONG III	2015-10-13
001	2013-01-01	PHILLIP R ELLIS		SAMUEL LONG III	2014-10-10
001	2012-01-01	PHILLIP R ELLIS
001	2011-01-01	PHILLIP R ELLIS		SAMUEL LONG III	2012-10-15
001	2009-01-01	PHILLIP R ELLIS		SAMUEL LONG III	2010-10-14

Plan Statistics for SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN

401k plan membership statisitcs for SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN

Measure Date Value
2019: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 6
Total of all active and inactive participants 2019-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 6
Number of participants with account balances 2019-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 332
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 256
Total of all active and inactive participants 2018-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 5
Total participants 2018-01-01 261
Number of participants with account balances 2018-01-01 259
2017: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 250
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 69
Total of all active and inactive participants 2017-01-01 321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 4
Total participants 2017-01-01 325
Number of participants with account balances 2017-01-01 295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 355
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 275
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 58
Total of all active and inactive participants 2016-01-01 335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 338
Number of participants with account balances 2016-01-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 356
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 286
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 63
Total of all active and inactive participants 2015-01-01 350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 5
Total participants 2015-01-01 355
Number of participants with account balances 2015-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 365
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 283
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 69
Total of all active and inactive participants 2014-01-01 352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 356
Number of participants with account balances 2014-01-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 367
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 302
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 58
Total of all active and inactive participants 2013-01-01 360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 5
Total participants 2013-01-01 365
Number of participants with account balances 2013-01-01 327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 308
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 56
Total of all active and inactive participants 2012-01-01 366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 367
Number of participants with account balances 2012-01-01 339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 373
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 294
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 71
Total of all active and inactive participants 2011-01-01 365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 368
Number of participants with account balances 2011-01-01 333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 374
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 280
Number of retired or separated participants receiving benefits 2009-01-01 92
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 372
Number of participants with account balances 2009-01-01 354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	6
Total of all active and inactive participants	2019-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	6
Number of participants with account balances	2019-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	332
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	256
Total of all active and inactive participants	2018-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	5
Total participants	2018-01-01	261
Number of participants with account balances	2018-01-01	259
2017: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	250
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	69
Total of all active and inactive participants	2017-01-01	321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	4
Total participants	2017-01-01	325
Number of participants with account balances	2017-01-01	295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	355
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	275
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	58
Total of all active and inactive participants	2016-01-01	335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	338
Number of participants with account balances	2016-01-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	356
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	286
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	63
Total of all active and inactive participants	2015-01-01	350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	5
Total participants	2015-01-01	355
Number of participants with account balances	2015-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	365
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	283
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	69
Total of all active and inactive participants	2014-01-01	352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	356
Number of participants with account balances	2014-01-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	367
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	302
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	58
Total of all active and inactive participants	2013-01-01	360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	5
Total participants	2013-01-01	365
Number of participants with account balances	2013-01-01	327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	308
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	56
Total of all active and inactive participants	2012-01-01	366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	367
Number of participants with account balances	2012-01-01	339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	373
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	294
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	71
Total of all active and inactive participants	2011-01-01	365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	368
Number of participants with account balances	2011-01-01	333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	374
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	280
Number of retired or separated participants receiving benefits	2009-01-01	92
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	372
Number of participants with account balances	2009-01-01	354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN

Measure	Date	Value
2019 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$8,750,089
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$89,077,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$89,043,679
Value of total corrective distributions	2019-12-31	$6,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,410
Value of total assets at end of year	2019-12-31	$865
Value of total assets at beginning of year	2019-12-31	$80,328,736
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$28,068
Total interest from all sources	2019-12-31	$52,635
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$263,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$263,998
Administrative expenses professional fees incurred	2019-12-31	$14,150
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$727,226
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$865
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$8,812,318
Other income not declared elsewhere	2019-12-31	$717,155
Administrative expenses (other) incurred	2019-12-31	$9,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-80,327,871
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$865
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$80,328,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$4,198
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$58,851,707
Interest on participant loans	2019-12-31	$9,861
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$6,184,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,104,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,104,971
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$42,774
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$336,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,652,834
Net investment gain or loss from common/collective trusts	2019-12-31	$59,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,410
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$2,312,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$89,043,679
Did the plan have assets held for investment	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2019-12-31	560570567
2018 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$901,403
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-53,843
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$25,771,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$25,684,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,092,746
Value of total assets at end of year	2018-12-31	$80,328,736
Value of total assets at beginning of year	2018-12-31	$107,055,866
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$87,085
Total interest from all sources	2018-12-31	$77,154
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$4,181,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$4,181,161
Administrative expenses professional fees incurred	2018-12-31	$9,485
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,564,938
Participant contributions at end of year	2018-12-31	$727,226
Participant contributions at beginning of year	2018-12-31	$1,036,729
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$8,812,318
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$10,312,495
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$215,675
Other income not declared elsewhere	2018-12-31	$-30,468
Administrative expenses (other) incurred	2018-12-31	$7,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-25,825,727
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$80,328,736
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$107,055,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$69,743
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$58,851,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$84,270,994
Interest on participant loans	2018-12-31	$46,466
Value of interest in common/collective trusts at end of year	2018-12-31	$6,184,039
Value of interest in common/collective trusts at beginning of year	2018-12-31	$6,895,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,104,971
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$860,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$860,809
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$30,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$336,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$315,261
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-8,505,218
Net investment gain or loss from common/collective trusts	2018-12-31	$130,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,312,133
Employer contributions (assets) at end of year	2018-12-31	$2,312,133
Employer contributions (assets) at beginning of year	2018-12-31	$3,363,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$25,676,704
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2018-12-31	560570567
2017 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$183,643
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$20,589,580
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,079,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,988,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,288,646
Value of total assets at end of year	2017-12-31	$107,055,866
Value of total assets at beginning of year	2017-12-31	$91,362,088
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$91,259
Total interest from all sources	2017-12-31	$47,778
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,151,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,151,525
Administrative expenses professional fees incurred	2017-12-31	$8,965
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,796,528
Participant contributions at end of year	2017-12-31	$1,036,729
Participant contributions at beginning of year	2017-12-31	$784,177
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$10,312,495
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$6,926,691
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$128,526
Other income not declared elsewhere	2017-12-31	$1,644,154
Administrative expenses (other) incurred	2017-12-31	$10,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$15,510,135
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$107,055,866
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$91,362,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$71,950
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$84,270,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$72,373,410
Interest on participant loans	2017-12-31	$40,420
Value of interest in common/collective trusts at end of year	2017-12-31	$6,895,986
Value of interest in common/collective trusts at beginning of year	2017-12-31	$6,623,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$860,809
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$895,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$895,712
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$7,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$315,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$311,473
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$10,348,867
Net investment gain or loss from common/collective trusts	2017-12-31	$108,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$3,363,592
Employer contributions (assets) at end of year	2017-12-31	$3,363,592
Employer contributions (assets) at beginning of year	2017-12-31	$3,447,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,980,091
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2017-12-31	560570567
2016 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$581,810
Total transfer of assets from this plan	2016-12-31	$3,344,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$12,633,165
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,532,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,446,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,413,704
Value of total assets at end of year	2016-12-31	$91,362,088
Value of total assets at beginning of year	2016-12-31	$88,023,954
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$85,201
Total interest from all sources	2016-12-31	$34,227
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,439,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,439,992
Administrative expenses professional fees incurred	2016-12-31	$8,315
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,821,627
Participant contributions at end of year	2016-12-31	$784,177
Participant contributions at beginning of year	2016-12-31	$830,494
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$18,000
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$6,926,691
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$7,739,476
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$144,921
Other income not declared elsewhere	2016-12-31	$618,170
Administrative expenses (other) incurred	2016-12-31	$13,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,100,993
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$91,362,088
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$88,023,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$63,760
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$72,373,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$68,536,309
Interest on participant loans	2016-12-31	$32,046
Value of interest in common/collective trusts at end of year	2016-12-31	$6,623,469
Value of interest in common/collective trusts at beginning of year	2016-12-31	$6,258,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$895,712
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$623,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$623,563
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$2,181
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$311,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$273,550
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$4,029,422
Net investment gain or loss from common/collective trusts	2016-12-31	$97,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,447,156
Employer contributions (assets) at end of year	2016-12-31	$3,447,156
Employer contributions (assets) at beginning of year	2016-12-31	$3,744,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,438,876
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2016-12-31	560570567
2015 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$1,106,177
Total transfer of assets from this plan	2015-12-31	$6,732,621
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$6,071,184
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,921,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,837,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$5,731,494
Value of total assets at end of year	2015-12-31	$88,023,954
Value of total assets at beginning of year	2015-12-31	$90,500,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$84,214
Total interest from all sources	2015-12-31	$41,158
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,944,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,944,753
Administrative expenses professional fees incurred	2015-12-31	$7,975
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,871,693
Participant contributions at end of year	2015-12-31	$830,494
Participant contributions at beginning of year	2015-12-31	$1,038,201
Participant contributions at end of year	2015-12-31	$18,000
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$7,739,476
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$9,756,899
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$115,364
Other income not declared elsewhere	2015-12-31	$274,975
Administrative expenses (other) incurred	2015-12-31	$17,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,149,564
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$88,023,954
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$90,500,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$59,002
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$68,536,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$68,945,002
Interest on participant loans	2015-12-31	$41,091
Value of interest in common/collective trusts at end of year	2015-12-31	$6,258,125
Value of interest in common/collective trusts at beginning of year	2015-12-31	$6,403,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$623,563
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$584,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$584,463
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$67
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$273,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$236,877
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,995,555
Net investment gain or loss from common/collective trusts	2015-12-31	$74,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,744,437
Employer contributions (assets) at end of year	2015-12-31	$3,744,437
Employer contributions (assets) at beginning of year	2015-12-31	$3,535,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,829,311
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2015-12-31	560570567
2014 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$133,905
Total transfer of assets from this plan	2014-12-31	$845,128
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$11,399,471
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,120,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,024,732
Value of total corrective distributions	2014-12-31	$2,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,437,536
Value of total assets at end of year	2014-12-31	$90,500,834
Value of total assets at beginning of year	2014-12-31	$85,933,038
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$93,180
Total interest from all sources	2014-12-31	$46,650
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,063,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,063,195
Administrative expenses professional fees incurred	2014-12-31	$6,900
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,805,996
Participant contributions at end of year	2014-12-31	$1,038,201
Participant contributions at beginning of year	2014-12-31	$1,060,239
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$2,500
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$9,756,899
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$9,542,772
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$95,993
Other income not declared elsewhere	2014-12-31	$915,814
Administrative expenses (other) incurred	2014-12-31	$24,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$5,279,019
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$90,500,834
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$85,933,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$61,298
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$68,945,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$64,694,831
Interest on participant loans	2014-12-31	$46,593
Value of interest in common/collective trusts at end of year	2014-12-31	$6,403,845
Value of interest in common/collective trusts at beginning of year	2014-12-31	$6,058,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$584,463
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$687,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$687,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$57
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$236,877
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$244,487
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,872,440
Net investment gain or loss from common/collective trusts	2014-12-31	$63,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,535,547
Employer contributions (assets) at end of year	2014-12-31	$3,535,547
Employer contributions (assets) at beginning of year	2014-12-31	$3,642,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,016,637
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2014-12-31	560570567
2013 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$19,039,221
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,320,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,232,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,704,999
Value of total assets at end of year	2013-12-31	$85,933,038
Value of total assets at beginning of year	2013-12-31	$72,214,187
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$87,949
Total interest from all sources	2013-12-31	$48,366
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,023,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,023,148
Administrative expenses professional fees incurred	2013-12-31	$8,150
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,013,205
Participant contributions at end of year	2013-12-31	$1,060,239
Participant contributions at beginning of year	2013-12-31	$1,072,231
Participant contributions at end of year	2013-12-31	$2,500
Participant contributions at beginning of year	2013-12-31	$291,261
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$9,542,772
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$7,116,218
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$49,367
Other income not declared elsewhere	2013-12-31	$1,263,230
Administrative expenses (other) incurred	2013-12-31	$31,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$13,718,851
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$85,933,038
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$72,214,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$48,266
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$64,694,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$53,115,562
Interest on participant loans	2013-12-31	$48,307
Value of interest in common/collective trusts at end of year	2013-12-31	$6,058,073
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,086,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$687,709
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$458,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$458,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$59
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$244,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$363,365
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,938,915
Net investment gain or loss from common/collective trusts	2013-12-31	$60,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,642,427
Employer contributions (assets) at end of year	2013-12-31	$3,642,427
Employer contributions (assets) at beginning of year	2013-12-31	$3,709,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,224,326
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2013-12-31	560570567
2012 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$346,777
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$13,530,941
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,195,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,096,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,936,128
Value of total assets at end of year	2012-12-31	$72,214,187
Value of total assets at beginning of year	2012-12-31	$61,532,246
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$99,012
Total interest from all sources	2012-12-31	$43,443
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,789,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,789,348
Administrative expenses professional fees incurred	2012-12-31	$9,850
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,923,340
Participant contributions at end of year	2012-12-31	$1,072,231
Participant contributions at beginning of year	2012-12-31	$839,899
Participant contributions at end of year	2012-12-31	$291,261
Participant contributions at beginning of year	2012-12-31	$308,251
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$7,116,218
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$5,620,018
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$303,930
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$18,841
Other income not declared elsewhere	2012-12-31	$772,387
Administrative expenses (other) incurred	2012-12-31	$51,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$10,335,164
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$72,214,187
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$61,532,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$13,031
Investment advisory and management fees	2012-12-31	$37,773
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$53,115,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$44,838,021
Interest on participant loans	2012-12-31	$43,432
Value of interest in common/collective trusts at end of year	2012-12-31	$6,086,962
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,915,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$458,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$363,365
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$363,365
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$9,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,931,710
Net investment gain or loss from common/collective trusts	2012-12-31	$57,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,708,858
Employer contributions (assets) at end of year	2012-12-31	$3,709,986
Employer contributions (assets) at beginning of year	2012-12-31	$3,615,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,087,255
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2012-12-31	560570567
2011 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$476,561
Total transfer of assets from this plan	2011-12-31	$1,158,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$5,363,770
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,264,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,165,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,612,936
Value of total assets at end of year	2011-12-31	$61,532,246
Value of total assets at beginning of year	2011-12-31	$61,115,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$99,983
Total interest from all sources	2011-12-31	$39,480
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,179,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,179,046
Administrative expenses professional fees incurred	2011-12-31	$7,825
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,875,432
Participant contributions at end of year	2011-12-31	$839,899
Participant contributions at beginning of year	2011-12-31	$838,551
Participant contributions at end of year	2011-12-31	$308,251
Participant contributions at beginning of year	2011-12-31	$26,000
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$5,620,018
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$5,331,854
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$80,058
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$18,841
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$24,663
Other income not declared elsewhere	2011-12-31	$-54,547
Administrative expenses (other) incurred	2011-12-31	$58,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,098,784
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$61,532,246
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$61,115,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$13,031
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$14,504
Investment advisory and management fees	2011-12-31	$33,919
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$44,838,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$45,584,350
Interest on participant loans	2011-12-31	$39,480
Value of interest in common/collective trusts at end of year	2011-12-31	$5,915,460
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,462,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$363,365
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$363,360
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$9,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,559,998
Net investment gain or loss from common/collective trusts	2011-12-31	$146,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,657,446
Employer contributions (assets) at end of year	2011-12-31	$3,615,360
Employer contributions (assets) at beginning of year	2011-12-31	$3,469,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,155,418
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2011-12-31	560570567
2010 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$880,188
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$11,679,568
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,547,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,464,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,399,361
Value of total assets at end of year	2010-12-31	$61,115,557
Value of total assets at beginning of year	2010-12-31	$51,863,410
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$82,613
Total interest from all sources	2010-12-31	$50,354
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,075,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,075,072
Administrative expenses professional fees incurred	2010-12-31	$21,555
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,794,271
Participant contributions at end of year	2010-12-31	$838,551
Participant contributions at beginning of year	2010-12-31	$945,372
Participant contributions at end of year	2010-12-31	$26,000
Participant contributions at beginning of year	2010-12-31	$206,908
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$5,331,854
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$4,650,602
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$135,806
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$24,663
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$20,350
Other income not declared elsewhere	2010-12-31	$556,293
Administrative expenses (other) incurred	2010-12-31	$45,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$10,132,335
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$61,115,557
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$51,863,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$14,504
Investment advisory and management fees	2010-12-31	$15,075
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$45,584,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$37,056,079
Interest on participant loans	2010-12-31	$50,354
Value of interest in common/collective trusts at end of year	2010-12-31	$5,462,991
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,420,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$363,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$363,365
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$8,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,349,360
Net investment gain or loss from common/collective trusts	2010-12-31	$249,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,469,284
Employer contributions (assets) at end of year	2010-12-31	$3,469,284
Employer contributions (assets) at beginning of year	2010-12-31	$3,199,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,456,525
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DAVENPORT MARVIN JOYCE & CO.
Accountancy firm EIN	2010-12-31	560570567
2009 : SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN

2019: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SMITH MOORE LEATHERWOOD LLP PROFIT SHARING AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $202
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	202
Additional information about fees paid to insurance broker	PERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?	3

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $202
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	202
Additional information about fees paid to insurance broker	PERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	W BRYAN ANDREWS

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $202
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	202
Additional information about fees paid to insurance broker	PERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	W BRYAN ANDREWS

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $202
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	202
Additional information about fees paid to insurance broker	PERSISTENCY FEES AND OTHER COMPENSATION
Insurance broker organization code?	3
Insurance broker name	W BRYAN ANDREWS

PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )

Policy contract number

FB0314814

Policy instance

Insurance contract or identification number	FB0314814
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-01-27
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

13275576

Policy instance

Insurance contract or identification number	13275576
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $8,096
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )

Policy contract number

FB0314814

Policy instance

Insurance contract or identification number	FB0314814
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

1A42006620

Policy instance

Insurance contract or identification number	1A42006620
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

1A42006620

Policy instance

Insurance contract or identification number	1A42006620
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

1A42006620

Policy instance

Insurance contract or identification number	1A42006620
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

11010

Policy instance

Insurance contract or identification number	11010
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	SMITH MOORE LEATHERWOOD LLP
Employer identification number (EIN):	561493364
NAIC Classification:	541190

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	125187