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PEGRAM-WEST, INC. 401(K) PLAN 401k Plan overview

Plan NamePEGRAM-WEST, INC. 401(K) PLAN
Plan identification number 001

PEGRAM-WEST, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PEGRAM-WEST has sponsored the creation of one or more 401k plans.

Company Name:PEGRAM-WEST
Employer identification number (EIN):561505354
NAIC Classification:444190
NAIC Description:Other Building Material Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PEGRAM-WEST, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-03-01T. MICHELLE FERGUSON2020-02-27 T. MICHELLE FERGUSON2020-02-27
0012016-03-01T. MICHELLE FERGUSON2017-09-01
0012015-03-01LARRY FERGUSON2016-09-12 LARRY FERGUSON2016-09-12
0012014-03-01LARRY FERGUSON
0012013-03-01LARRY FERGUSON
0012012-03-01LARRY FERGUSON
0012011-03-01LARRY FERGUSON
0012009-03-01LARRY FERGUSON LARRY FERGUSON2010-10-21

Plan Statistics for PEGRAM-WEST, INC. 401(K) PLAN

401k plan membership statisitcs for PEGRAM-WEST, INC. 401(K) PLAN

Measure Date Value
2014: PEGRAM-WEST, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-03-0148
Total number of active participants reported on line 7a of the Form 55002014-03-0143
Number of retired or separated participants receiving benefits2014-03-010
Number of other retired or separated participants entitled to future benefits2014-03-015
Total of all active and inactive participants2014-03-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-03-010
Total participants2014-03-0148
Number of participants with account balances2014-03-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-03-010
2013: PEGRAM-WEST, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-0143
Total number of active participants reported on line 7a of the Form 55002013-03-0141
Number of retired or separated participants receiving benefits2013-03-010
Number of other retired or separated participants entitled to future benefits2013-03-015
Total of all active and inactive participants2013-03-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-010
Total participants2013-03-0146
Number of participants with account balances2013-03-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-010
2012: PEGRAM-WEST, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-0144
Total number of active participants reported on line 7a of the Form 55002012-03-0135
Number of retired or separated participants receiving benefits2012-03-010
Number of other retired or separated participants entitled to future benefits2012-03-014
Total of all active and inactive participants2012-03-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-03-010
Total participants2012-03-0139
Number of participants with account balances2012-03-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-03-010
2011: PEGRAM-WEST, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-0145
Total number of active participants reported on line 7a of the Form 55002011-03-0137
Number of retired or separated participants receiving benefits2011-03-010
Number of other retired or separated participants entitled to future benefits2011-03-010
Total of all active and inactive participants2011-03-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-010
Total participants2011-03-0137
Number of participants with account balances2011-03-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-010
2009: PEGRAM-WEST, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-0167
Total number of active participants reported on line 7a of the Form 55002009-03-0144
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-011
Total of all active and inactive participants2009-03-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-0145
Number of participants with account balances2009-03-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-016

Financial Data on PEGRAM-WEST, INC. 401(K) PLAN

Measure Date Value
2015 : PEGRAM-WEST, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-02-28$0
Total income from all sources2015-02-28$292,300
Expenses. Total of all expenses incurred2015-02-28$31,329
Benefits paid (including direct rollovers)2015-02-28$30,979
Total plan assets at end of year2015-02-28$2,250,485
Total plan assets at beginning of year2015-02-28$1,989,514
Value of fidelity bond covering the plan2015-02-28$300,000
Total contributions received or receivable from participants2015-02-28$87,964
Expenses. Other expenses not covered elsewhere2015-02-28$350
Contributions received from other sources (not participants or employers)2015-02-28$0
Other income received2015-02-28$164,196
Net income (gross income less expenses)2015-02-28$260,971
Net plan assets at end of year (total assets less liabilities)2015-02-28$2,250,485
Net plan assets at beginning of year (total assets less liabilities)2015-02-28$1,989,514
Assets. Value of participant loans2015-02-28$139,415
Total contributions received or receivable from employer(s)2015-02-28$40,140
Value of certain deemed distributions of participant loans2015-02-28$0
Value of corrective distributions2015-02-28$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-02-28$0
2014 : PEGRAM-WEST, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-02-28$0
Total income from all sources2014-02-28$363,895
Expenses. Total of all expenses incurred2014-02-28$158,478
Benefits paid (including direct rollovers)2014-02-28$157,988
Total plan assets at end of year2014-02-28$1,989,514
Total plan assets at beginning of year2014-02-28$1,784,097
Value of fidelity bond covering the plan2014-02-28$300,000
Total contributions received or receivable from participants2014-02-28$84,027
Expenses. Other expenses not covered elsewhere2014-02-28$490
Contributions received from other sources (not participants or employers)2014-02-28$0
Other income received2014-02-28$241,555
Net income (gross income less expenses)2014-02-28$205,417
Net plan assets at end of year (total assets less liabilities)2014-02-28$1,989,514
Net plan assets at beginning of year (total assets less liabilities)2014-02-28$1,784,097
Assets. Value of participant loans2014-02-28$118,695
Total contributions received or receivable from employer(s)2014-02-28$38,313
Value of certain deemed distributions of participant loans2014-02-28$0
Value of corrective distributions2014-02-28$0
Funding deficiency by the employer to the plan for this plan year2014-02-28$0
Minimum employer required contribution for this plan year2014-02-28$0
Amount contributed by the employer to the plan for this plan year2014-02-28$0
2013 : PEGRAM-WEST, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-02-28$0
Total income from all sources2013-02-28$215,029
Expenses. Total of all expenses incurred2013-02-28$157,496
Benefits paid (including direct rollovers)2013-02-28$157,076
Total plan assets at end of year2013-02-28$1,784,097
Total plan assets at beginning of year2013-02-28$1,726,564
Value of fidelity bond covering the plan2013-02-28$300,000
Total contributions received or receivable from participants2013-02-28$84,104
Expenses. Other expenses not covered elsewhere2013-02-28$420
Contributions received from other sources (not participants or employers)2013-02-28$0
Other income received2013-02-28$92,978
Net income (gross income less expenses)2013-02-28$57,533
Net plan assets at end of year (total assets less liabilities)2013-02-28$1,784,097
Net plan assets at beginning of year (total assets less liabilities)2013-02-28$1,726,564
Assets. Value of participant loans2013-02-28$110,511
Total contributions received or receivable from employer(s)2013-02-28$37,947
Value of certain deemed distributions of participant loans2013-02-28$0
Value of corrective distributions2013-02-28$0
Funding deficiency by the employer to the plan for this plan year2013-02-28$0
Minimum employer required contribution for this plan year2013-02-28$0
Amount contributed by the employer to the plan for this plan year2013-02-28$0
2012 : PEGRAM-WEST, INC. 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-02-29$0
Total income from all sources2012-02-29$103,280
Expenses. Total of all expenses incurred2012-02-29$406,908
Benefits paid (including direct rollovers)2012-02-29$406,768
Total plan assets at end of year2012-02-29$1,726,564
Total plan assets at beginning of year2012-02-29$2,030,192
Value of fidelity bond covering the plan2012-02-29$300,000
Total contributions received or receivable from participants2012-02-29$99,932
Expenses. Other expenses not covered elsewhere2012-02-29$140
Contributions received from other sources (not participants or employers)2012-02-29$0
Other income received2012-02-29$-36,420
Net income (gross income less expenses)2012-02-29$-303,628
Net plan assets at end of year (total assets less liabilities)2012-02-29$1,726,564
Net plan assets at beginning of year (total assets less liabilities)2012-02-29$2,030,192
Assets. Value of participant loans2012-02-29$87,630
Total contributions received or receivable from employer(s)2012-02-29$39,768
Value of certain deemed distributions of participant loans2012-02-29$0
Value of corrective distributions2012-02-29$0
Funding deficiency by the employer to the plan for this plan year2012-02-29$0
Minimum employer required contribution for this plan year2012-02-29$0
Amount contributed by the employer to the plan for this plan year2012-02-29$0
2011 : PEGRAM-WEST, INC. 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-02-28$0
Total income from all sources2011-02-28$329,749
Expenses. Total of all expenses incurred2011-02-28$29,975
Benefits paid (including direct rollovers)2011-02-28$29,345
Total plan assets at end of year2011-02-28$2,030,192
Total plan assets at beginning of year2011-02-28$1,730,418
Value of fidelity bond covering the plan2011-02-28$300,000
Total contributions received or receivable from participants2011-02-28$104,917
Expenses. Other expenses not covered elsewhere2011-02-28$630
Contributions received from other sources (not participants or employers)2011-02-28$0
Other income received2011-02-28$185,106
Net income (gross income less expenses)2011-02-28$299,774
Net plan assets at end of year (total assets less liabilities)2011-02-28$2,030,192
Net plan assets at beginning of year (total assets less liabilities)2011-02-28$1,730,418
Assets. Value of participant loans2011-02-28$161,225
Total contributions received or receivable from employer(s)2011-02-28$39,726
Value of certain deemed distributions of participant loans2011-02-28$0
Value of corrective distributions2011-02-28$0
Funding deficiency by the employer to the plan for this plan year2011-02-28$0
Minimum employer required contribution for this plan year2011-02-28$0
Amount contributed by the employer to the plan for this plan year2011-02-28$0
2010 : PEGRAM-WEST, INC. 401(K) PLAN 2010 401k financial data
Funding deficiency by the employer to the plan for this plan year2010-02-28$0
Minimum employer required contribution for this plan year2010-02-28$0
Amount contributed by the employer to the plan for this plan year2010-02-28$0

Form 5500 Responses for PEGRAM-WEST, INC. 401(K) PLAN

2014: PEGRAM-WEST, INC. 401(K) PLAN 2014 form 5500 responses
2014-03-01Type of plan entitySingle employer plan
2014-03-01Submission has been amendedNo
2014-03-01This submission is the final filingNo
2014-03-01This return/report is a short plan year return/report (less than 12 months)No
2014-03-01Plan is a collectively bargained planNo
2014-03-01Plan funding arrangement – InsuranceYes
2014-03-01Plan funding arrangement – TrustYes
2014-03-01Plan benefit arrangement – InsuranceYes
2013: PEGRAM-WEST, INC. 401(K) PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – InsuranceYes
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement – InsuranceYes
2012: PEGRAM-WEST, INC. 401(K) PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – InsuranceYes
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement – InsuranceYes
2011: PEGRAM-WEST, INC. 401(K) PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedNo
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – InsuranceYes
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement – InsuranceYes
2009: PEGRAM-WEST, INC. 401(K) PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – InsuranceYes
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019050
Policy instance 1
Insurance contract or identification numberGA-019050
Number of Individuals Covered31
Insurance policy start date2014-03-01
Insurance policy end date2015-02-28
Total amount of commissions paid to insurance brokerUSD $6,897
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,897
Insurance broker organization code?3
Insurance broker nameSUNTRUST INVESTMENT SERVICES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019050
Policy instance 1
Insurance contract or identification numberGA-019050
Number of Individuals Covered29
Insurance policy start date2013-03-01
Insurance policy end date2014-02-28
Total amount of commissions paid to insurance brokerUSD $5,494
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,494
Insurance broker organization code?3
Insurance broker nameSUNTRUST INVESTMENT SVCS
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019050
Policy instance 1
Insurance contract or identification numberGA-019050
Number of Individuals Covered35
Insurance policy start date2012-03-01
Insurance policy end date2013-02-28
Total amount of commissions paid to insurance brokerUSD $6,586
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,586
Insurance broker organization code?3
Insurance broker nameSUNTRUST INVESTMENT SVCS
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019050
Policy instance 1
Insurance contract or identification numberGA-019050
Number of Individuals Covered37
Insurance policy start date2011-03-01
Insurance policy end date2012-02-29
Total amount of commissions paid to insurance brokerUSD $6,400
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-019050
Policy instance 1
Insurance contract or identification numberGA-019050
Number of Individuals Covered34
Insurance policy start date2010-03-01
Insurance policy end date2011-02-28
Total amount of commissions paid to insurance brokerUSD $6,706
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,449
Insurance broker organization code?3
Insurance broker nameRBC CAPITAL MARKETS CORP

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