THE FOREST AT DUKE, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE FOREST AT DUKE 403(B) PLAN
| Measure | Date | Value |
|---|
| 2023 : THE FOREST AT DUKE 403(B) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-10-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-10-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-10-01 | $0 |
| Total income from all sources (including contributions) | 2023-10-01 | $2,292,932 |
| Total loss/gain on sale of assets | 2023-10-01 | $0 |
| Total of all expenses incurred | 2023-10-01 | $481,127 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-10-01 | $477,282 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-10-01 | $562,698 |
| Value of total assets at end of year | 2023-10-01 | $7,709,395 |
| Value of total assets at beginning of year | 2023-10-01 | $5,897,590 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-10-01 | $3,845 |
| Total interest from all sources | 2023-10-01 | $221,034 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-10-01 | $49,558 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-10-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-10-01 | $49,558 |
| Was this plan covered by a fidelity bond | 2023-10-01 | Yes |
| Value of fidelity bond cover | 2023-10-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-10-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-10-01 | No |
| Contributions received from participants | 2023-10-01 | $305,213 |
| Participant contributions at end of year | 2023-10-01 | $0 |
| Participant contributions at beginning of year | 2023-10-01 | $0 |
| Administrative expenses (other) incurred | 2023-10-01 | $3,845 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-10-01 | No |
| Value of net income/loss | 2023-10-01 | $1,811,805 |
| Value of net assets at end of year (total assets less liabilities) | 2023-10-01 | $7,709,395 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-10-01 | $5,897,590 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-10-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-10-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-10-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-10-01 | $7,218,996 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-10-01 | $5,446,246 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-10-01 | $490,399 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-10-01 | $221,034 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-10-01 | $1,459,642 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-10-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-10-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-10-01 | No |
| Contributions received in cash from employer | 2023-10-01 | $257,485 |
| Employer contributions (assets) at end of year | 2023-10-01 | $0 |
| Employer contributions (assets) at beginning of year | 2023-10-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-10-01 | $477,282 |
| Did the plan have assets held for investment | 2023-10-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-10-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-10-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-10-01 | 3 |
| Accountancy firm name | 2023-10-01 | FORVIS MAZARS, LLP |
| Accountancy firm EIN | 2023-10-01 | 440160260 |
| Total unrealized appreciation/depreciation of assets | 2023-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-09-30 | $0 |
| Total income from all sources (including contributions) | 2023-09-30 | $1,421,747 |
| Total loss/gain on sale of assets | 2023-09-30 | $0 |
| Total of all expenses incurred | 2023-09-30 | $126,361 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-09-30 | $122,789 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-09-30 | $600,276 |
| Value of total assets at end of year | 2023-09-30 | $5,897,590 |
| Value of total assets at beginning of year | 2023-09-30 | $4,602,204 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-09-30 | $3,572 |
| Total interest from all sources | 2023-09-30 | $18,343 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-09-30 | $179,210 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-09-30 | $179,210 |
| Was this plan covered by a fidelity bond | 2023-09-30 | Yes |
| Value of fidelity bond cover | 2023-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-09-30 | No |
| Contributions received from participants | 2023-09-30 | $239,999 |
| Participant contributions at end of year | 2023-09-30 | $0 |
| Participant contributions at beginning of year | 2023-09-30 | $10,770 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-09-30 | $74,638 |
| Administrative expenses (other) incurred | 2023-09-30 | $3,572 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-09-30 | No |
| Value of net income/loss | 2023-09-30 | $1,295,386 |
| Value of net assets at end of year (total assets less liabilities) | 2023-09-30 | $5,897,590 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-09-30 | $4,602,204 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-09-30 | $5,446,246 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-09-30 | $4,168,890 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-09-30 | $451,344 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-09-30 | $413,501 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-09-30 | $413,501 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-09-30 | $18,343 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-09-30 | $623,918 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-09-30 | No |
| Contributions received in cash from employer | 2023-09-30 | $285,639 |
| Employer contributions (assets) at end of year | 2023-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2023-09-30 | $9,043 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-09-30 | $122,789 |
| Did the plan have assets held for investment | 2023-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-09-30 | Disclaimer |
| Accountancy firm name | 2023-09-30 | FORVIS LLP |
| Accountancy firm EIN | 2023-09-30 | 440160260 |
| 2022 : THE FOREST AT DUKE 403(B) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-10-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-01 | $0 |
| Total income from all sources (including contributions) | 2022-10-01 | $1,421,747 |
| Total loss/gain on sale of assets | 2022-10-01 | $0 |
| Total of all expenses incurred | 2022-10-01 | $126,361 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-10-01 | $122,789 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-10-01 | $600,276 |
| Value of total assets at end of year | 2022-10-01 | $5,897,590 |
| Value of total assets at beginning of year | 2022-10-01 | $4,602,204 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-10-01 | $3,572 |
| Total interest from all sources | 2022-10-01 | $18,343 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-10-01 | $179,210 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-10-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-10-01 | $179,210 |
| Was this plan covered by a fidelity bond | 2022-10-01 | Yes |
| Value of fidelity bond cover | 2022-10-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-10-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-10-01 | No |
| Contributions received from participants | 2022-10-01 | $239,999 |
| Participant contributions at end of year | 2022-10-01 | $0 |
| Participant contributions at beginning of year | 2022-10-01 | $10,770 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-10-01 | $74,638 |
| Administrative expenses (other) incurred | 2022-10-01 | $3,572 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-01 | No |
| Value of net income/loss | 2022-10-01 | $1,295,386 |
| Value of net assets at end of year (total assets less liabilities) | 2022-10-01 | $5,897,590 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-10-01 | $4,602,204 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-10-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-10-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-10-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-10-01 | $5,446,246 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-10-01 | $4,168,890 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-10-01 | $451,344 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-10-01 | $18,343 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-10-01 | $623,918 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-10-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-10-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-10-01 | No |
| Contributions received in cash from employer | 2022-10-01 | $285,639 |
| Employer contributions (assets) at end of year | 2022-10-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-10-01 | $9,043 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-10-01 | $122,789 |
| Did the plan have assets held for investment | 2022-10-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-10-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-10-01 | 3 |
| Accountancy firm name | 2022-10-01 | FORVIS LLP |
| Accountancy firm EIN | 2022-10-01 | 440160260 |
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total income from all sources (including contributions) | 2022-09-30 | $-597,570 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $699,078 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $695,387 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $552,943 |
| Value of total assets at end of year | 2022-09-30 | $4,602,204 |
| Value of total assets at beginning of year | 2022-09-30 | $5,898,852 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $3,691 |
| Total interest from all sources | 2022-09-30 | $2,298 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $373,488 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $373,488 |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Contributions received from participants | 2022-09-30 | $281,537 |
| Participant contributions at end of year | 2022-09-30 | $10,770 |
| Participant contributions at beginning of year | 2022-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-09-30 | $45,681 |
| Administrative expenses (other) incurred | 2022-09-30 | $3,691 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-1,296,648 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $4,602,204 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $5,898,852 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $4,168,890 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $5,361,147 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-09-30 | $413,501 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-09-30 | $537,705 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-09-30 | $537,705 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-09-30 | $2,298 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-1,526,299 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Contributions received in cash from employer | 2022-09-30 | $225,725 |
| Employer contributions (assets) at end of year | 2022-09-30 | $9,043 |
| Employer contributions (assets) at beginning of year | 2022-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $695,387 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Disclaimer |
| Accountancy firm name | 2022-09-30 | FORVIS LLP |
| Accountancy firm EIN | 2022-09-30 | 440160260 |
| 2021 : THE FOREST AT DUKE 403(B) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total income from all sources (including contributions) | 2021-09-30 | $1,518,255 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $324,753 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $321,178 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $496,221 |
| Value of total assets at end of year | 2021-09-30 | $5,898,852 |
| Value of total assets at beginning of year | 2021-09-30 | $4,705,350 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $3,575 |
| Total interest from all sources | 2021-09-30 | $54 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $304,381 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $304,381 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Contributions received from participants | 2021-09-30 | $267,077 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $18,851 |
| Administrative expenses (other) incurred | 2021-09-30 | $3,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $1,193,502 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $5,898,852 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $4,705,350 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $5,361,147 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $4,168,573 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-09-30 | $537,705 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-09-30 | $536,777 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-09-30 | $536,777 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-09-30 | $54 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $717,599 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Contributions received in cash from employer | 2021-09-30 | $210,293 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $321,178 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
| Accountancy firm name | 2021-09-30 | DIXON HUGHES GOODMAN LLP |
| Accountancy firm EIN | 2021-09-30 | 560747981 |
| 2020 : THE FOREST AT DUKE 403(B) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total income from all sources (including contributions) | 2020-09-30 | $1,113,085 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $312,952 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $309,252 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $463,474 |
| Value of total assets at end of year | 2020-09-30 | $4,705,350 |
| Value of total assets at beginning of year | 2020-09-30 | $3,905,217 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $3,700 |
| Total interest from all sources | 2020-09-30 | $3,362 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $179,913 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $179,913 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Contributions received from participants | 2020-09-30 | $256,119 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $503 |
| Administrative expenses (other) incurred | 2020-09-30 | $3,700 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $800,133 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $4,705,350 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $3,905,217 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $4,168,573 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $3,364,415 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-30 | $536,777 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-30 | $540,802 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-30 | $540,802 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-30 | $3,362 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $466,336 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Contributions received in cash from employer | 2020-09-30 | $206,852 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $309,252 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
| Accountancy firm name | 2020-09-30 | DIXON HUGHES GOODMAN LLP |
| Accountancy firm EIN | 2020-09-30 | 560747981 |
| 2019 : THE FOREST AT DUKE 403(B) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total income from all sources (including contributions) | 2019-09-30 | $433,277 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $705,469 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $702,287 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $398,993 |
| Value of total assets at end of year | 2019-09-30 | $3,905,217 |
| Value of total assets at beginning of year | 2019-09-30 | $4,177,409 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $3,182 |
| Total interest from all sources | 2019-09-30 | $11,058 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $202,129 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $202,129 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Contributions received from participants | 2019-09-30 | $226,297 |
| Administrative expenses (other) incurred | 2019-09-30 | $3,182 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $-272,192 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $3,905,217 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $4,177,409 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $3,364,415 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $3,643,683 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $540,802 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-09-30 | $533,726 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-09-30 | $533,726 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-09-30 | $11,058 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $-178,903 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $172,696 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $702,287 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
| Accountancy firm name | 2019-09-30 | DIXON HUGHES GOODMAN LLP |
| Accountancy firm EIN | 2019-09-30 | 560747981 |
| 2018 : THE FOREST AT DUKE 403(B) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Total income from all sources (including contributions) | 2018-09-30 | $819,534 |
| Total loss/gain on sale of assets | 2018-09-30 | $0 |
| Total of all expenses incurred | 2018-09-30 | $1,025,144 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $1,022,577 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $352,079 |
| Value of total assets at end of year | 2018-09-30 | $4,177,409 |
| Value of total assets at beginning of year | 2018-09-30 | $4,383,019 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $2,567 |
| Total interest from all sources | 2018-09-30 | $6,170 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $183,658 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $183,658 |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Contributions received from participants | 2018-09-30 | $206,797 |
| Administrative expenses (other) incurred | 2018-09-30 | $2,567 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Value of net income/loss | 2018-09-30 | $-205,610 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $4,177,409 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $4,383,019 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $3,643,683 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $3,756,655 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-09-30 | $533,726 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-09-30 | $626,364 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-09-30 | $626,364 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-09-30 | $6,170 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $277,627 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Contributions received in cash from employer | 2018-09-30 | $145,282 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $1,022,577 |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
| Accountancy firm name | 2018-09-30 | DIXON HUGES GOODMAN LLP |
| Accountancy firm EIN | 2018-09-30 | 560747981 |
| 2017 : THE FOREST AT DUKE 403(B) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total income from all sources (including contributions) | 2017-09-30 | $980,166 |
| Total loss/gain on sale of assets | 2017-09-30 | $0 |
| Total of all expenses incurred | 2017-09-30 | $1,486,192 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $1,483,587 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $354,646 |
| Value of total assets at end of year | 2017-09-30 | $4,383,019 |
| Value of total assets at beginning of year | 2017-09-30 | $4,889,045 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $2,605 |
| Total interest from all sources | 2017-09-30 | $2,485 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $129,126 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $129,126 |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Contributions received from participants | 2017-09-30 | $201,482 |
| Administrative expenses (other) incurred | 2017-09-30 | $2,605 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $-506,026 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $4,383,019 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $4,889,045 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $3,756,655 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $4,337,416 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $626,364 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $551,629 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $551,629 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-09-30 | $2,485 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $493,909 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $153,164 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $1,483,587 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | RSM US LLP |
| Accountancy firm EIN | 2017-09-30 | 420714325 |
| 2016 : THE FOREST AT DUKE 403(B) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-09-30 | $887,594 |
| Total of all expenses incurred | 2016-09-30 | $523,135 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $520,440 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $469,276 |
| Value of total assets at end of year | 2016-09-30 | $4,889,045 |
| Value of total assets at beginning of year | 2016-09-30 | $4,524,586 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $2,695 |
| Total interest from all sources | 2016-09-30 | $679 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $165,146 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $165,146 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Contributions received from participants | 2016-09-30 | $188,168 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-09-30 | $127,866 |
| Administrative expenses (other) incurred | 2016-09-30 | $2,695 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $364,459 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $4,889,045 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $4,524,586 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $4,337,416 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $4,003,793 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $551,629 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $520,793 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $520,793 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $679 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $252,493 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $153,242 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $520,440 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | RSM US LLP |
| Accountancy firm EIN | 2016-09-30 | 420714325 |
| 2015 : THE FOREST AT DUKE 403(B) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-09-30 | $347,332 |
| Total of all expenses incurred | 2015-09-30 | $1,070,041 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $1,067,321 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $348,756 |
| Value of total assets at end of year | 2015-09-30 | $4,524,586 |
| Value of total assets at beginning of year | 2015-09-30 | $5,247,295 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $2,720 |
| Total interest from all sources | 2015-09-30 | $52 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $260,696 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $260,696 |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Contributions received from participants | 2015-09-30 | $189,194 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-09-30 | $1,877 |
| Administrative expenses (other) incurred | 2015-09-30 | $2,720 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $-722,709 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $4,524,586 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $5,247,295 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $4,003,793 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $4,777,829 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $520,793 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $469,466 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $469,466 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $52 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-262,172 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Contributions received in cash from employer | 2015-09-30 | $157,685 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $1,067,321 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
| Accountancy firm name | 2015-09-30 | RSM US LLP |
| Accountancy firm EIN | 2015-09-30 | 420714325 |
| 2014 : THE FOREST AT DUKE 403(B) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total income from all sources (including contributions) | 2014-09-30 | $981,797 |
| Total loss/gain on sale of assets | 2014-09-30 | $0 |
| Total of all expenses incurred | 2014-09-30 | $406,346 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $402,985 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $454,979 |
| Value of total assets at end of year | 2014-09-30 | $5,247,295 |
| Value of total assets at beginning of year | 2014-09-30 | $4,671,844 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $3,361 |
| Total interest from all sources | 2014-09-30 | $66 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $260,323 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-09-30 | $260,323 |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Contributions received from participants | 2014-09-30 | $227,926 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-09-30 | $36,212 |
| Administrative expenses (other) incurred | 2014-09-30 | $3,361 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $575,451 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $5,247,295 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $4,671,844 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $4,777,829 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $4,107,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $469,466 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $564,844 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $564,844 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $66 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $266,429 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Contributions received in cash from employer | 2014-09-30 | $190,841 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $402,985 |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
| Accountancy firm name | 2014-09-30 | MCGLADREY LLP |
| Accountancy firm EIN | 2014-09-30 | 420714325 |
| 2013 : THE FOREST AT DUKE 403(B) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total income from all sources (including contributions) | 2013-09-30 | $955,902 |
| Total loss/gain on sale of assets | 2013-09-30 | $0 |
| Total of all expenses incurred | 2013-09-30 | $413,762 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $410,420 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $412,959 |
| Value of total assets at end of year | 2013-09-30 | $4,671,844 |
| Value of total assets at beginning of year | 2013-09-30 | $4,129,704 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $3,342 |
| Total interest from all sources | 2013-09-30 | $73 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $119,890 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-09-30 | $119,890 |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Contributions received from participants | 2013-09-30 | $223,347 |
| Administrative expenses (other) incurred | 2013-09-30 | $22 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $542,140 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $4,671,844 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $4,129,704 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $4,107,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $3,559,225 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $564,844 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $570,479 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $570,479 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $73 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $422,980 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Contributions received in cash from employer | 2013-09-30 | $189,612 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $410,420 |
| Contract administrator fees | 2013-09-30 | $3,320 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
| Accountancy firm name | 2013-09-30 | MCGLADREY LLP |
| Accountancy firm EIN | 2013-09-30 | 420714325 |
| 2012 : THE FOREST AT DUKE 403(B) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total income from all sources (including contributions) | 2012-09-30 | $1,078,427 |
| Total loss/gain on sale of assets | 2012-09-30 | $0 |
| Total of all expenses incurred | 2012-09-30 | $387,281 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $383,929 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $422,892 |
| Value of total assets at end of year | 2012-09-30 | $4,129,704 |
| Value of total assets at beginning of year | 2012-09-30 | $3,438,558 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $3,352 |
| Total interest from all sources | 2012-09-30 | $172 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $79,384 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-09-30 | $79,384 |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $350,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Contributions received from participants | 2012-09-30 | $240,630 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $691,146 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $4,129,704 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $3,438,558 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $3,559,225 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $2,968,604 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $570,479 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $469,954 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $469,954 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-30 | $172 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $575,979 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $182,262 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $383,929 |
| Contract administrator fees | 2012-09-30 | $3,352 |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
| Accountancy firm name | 2012-09-30 | MCGLADREY LLP |
| Accountancy firm EIN | 2012-09-30 | 420714325 |
| 2011 : THE FOREST AT DUKE 403(B) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $438,284 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $142,699 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $139,299 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $447,408 |
| Value of total assets at end of year | 2011-09-30 | $3,438,558 |
| Value of total assets at beginning of year | 2011-09-30 | $3,142,973 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $3,400 |
| Total interest from all sources | 2011-09-30 | $89 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $65,049 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-09-30 | $65,049 |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $350,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Contributions received from participants | 2011-09-30 | $249,094 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $295,585 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $3,438,558 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $3,142,973 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $2,968,604 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $2,859,841 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $469,954 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $283,132 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $283,132 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-09-30 | $89 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-74,262 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $198,314 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $139,299 |
| Contract administrator fees | 2011-09-30 | $3,400 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | MCGLADREY & PULLEN, LLP |
| Accountancy firm EIN | 2011-09-30 | 420714325 |
