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SUMITOMO ELECTRIC GROUP 401(K) PLAN 401k Plan overview

Plan NameSUMITOMO ELECTRIC GROUP 401(K) PLAN
Plan identification number 001

SUMITOMO ELECTRIC GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUMITOMO ELECTRIC U.S.A. HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SUMITOMO ELECTRIC U.S.A. HOLDINGS, INC.
Employer identification number (EIN):561646307
NAIC Classification:335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUMITOMO ELECTRIC GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01YUTAKA NAKAI
0012016-01-01YUTAKA NAKAI YUTAKA NAKAI2017-12-01
0012016-01-01 YUTAKA NAKAI2017-10-12
0012015-01-01YUTAKA NAKAI YUTAKA NAKAI2016-10-04
0012014-01-01SHUNJI OKA SHUNJI OKA2015-10-13
0012013-01-01SHUNJI OKA SHUNJI OKA2014-09-29
0012012-01-01SHUNJI OKA SHUNJI OKA2013-10-09

Plan Statistics for SUMITOMO ELECTRIC GROUP 401(K) PLAN

401k plan membership statisitcs for SUMITOMO ELECTRIC GROUP 401(K) PLAN

Measure Date Value
2022: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,674
Total number of active participants reported on line 7a of the Form 55002022-01-011,122
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01321
Total of all active and inactive participants2022-01-011,451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,451
Number of participants with account balances2022-01-011,424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0124
2021: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,686
Total number of active participants reported on line 7a of the Form 55002021-01-011,311
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-01346
Total of all active and inactive participants2021-01-011,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,665
Number of participants with account balances2021-01-011,622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0120
2020: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,759
Total number of active participants reported on line 7a of the Form 55002020-01-011,322
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-01346
Total of all active and inactive participants2020-01-011,679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,679
Number of participants with account balances2020-01-011,650
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0128
2019: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,751
Total number of active participants reported on line 7a of the Form 55002019-01-011,361
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-01343
Total of all active and inactive participants2019-01-011,717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,717
Number of participants with account balances2019-01-011,701
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0135
2018: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,665
Total number of active participants reported on line 7a of the Form 55002018-01-011,348
Number of retired or separated participants receiving benefits2018-01-0112
Number of other retired or separated participants entitled to future benefits2018-01-01334
Total of all active and inactive participants2018-01-011,694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,694
Number of participants with account balances2018-01-011,694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0136
2017: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,807
Total number of active participants reported on line 7a of the Form 55002017-01-011,332
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01297
Total of all active and inactive participants2017-01-011,636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,636
Number of participants with account balances2017-01-011,636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0124
2016: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,714
Total number of active participants reported on line 7a of the Form 55002016-01-011,482
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-01281
Total of all active and inactive participants2016-01-011,771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,771
Number of participants with account balances2016-01-011,659
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0137
2015: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,539
Total number of active participants reported on line 7a of the Form 55002015-01-011,319
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-01310
Total of all active and inactive participants2015-01-011,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,634
Number of participants with account balances2015-01-011,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0132
2014: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,831
Total number of active participants reported on line 7a of the Form 55002014-01-011,260
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01275
Total of all active and inactive participants2014-01-011,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,539
Number of participants with account balances2014-01-011,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0137
2013: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,580
Total number of active participants reported on line 7a of the Form 55002013-01-011,563
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01265
Total of all active and inactive participants2013-01-011,831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,831
Number of participants with account balances2013-01-011,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0143
2012: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,408
Total number of active participants reported on line 7a of the Form 55002012-01-012,231
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01295
Total of all active and inactive participants2012-01-012,529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,529
Number of participants with account balances2012-01-012,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0129

Financial Data on SUMITOMO ELECTRIC GROUP 401(K) PLAN

Measure Date Value
2022 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$15,334,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-21,935,544
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$12,950,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,718,406
Expenses. Certain deemed distributions of participant loans2022-12-31$-3,052
Value of total corrective distributions2022-12-31$2,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,804,441
Value of total assets at end of year2022-12-31$158,104,022
Value of total assets at beginning of year2022-12-31$208,324,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$232,242
Total interest from all sources2022-12-31$679,917
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,006,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,006,781
Administrative expenses professional fees incurred2022-12-31$23,878
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,028,564
Participant contributions at end of year2022-12-31$2,241,949
Participant contributions at beginning of year2022-12-31$2,726,444
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$198,986
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$680,191
Other income not declared elsewhere2022-12-31$2,070
Administrative expenses (other) incurred2022-12-31$2,705
Total non interest bearing cash at end of year2022-12-31$79
Total non interest bearing cash at beginning of year2022-12-31$157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-34,886,113
Value of net assets at end of year (total assets less liabilities)2022-12-31$158,104,022
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$208,324,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$48,117
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$123,937,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$172,239,613
Interest on participant loans2022-12-31$116,421
Interest earned on other investments2022-12-31$563,496
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$31,924,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$32,510,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-35,428,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,095,686
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$648,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,718,406
Contract administrator fees2022-12-31$157,542
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN2022-12-31542190047
2021 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$49,370
Total income from all sources (including contributions)2021-12-31$36,729,847
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$15,190,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$14,872,371
Expenses. Certain deemed distributions of participant loans2021-12-31$18,517
Value of total corrective distributions2021-12-31$49,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,921,398
Value of total assets at end of year2021-12-31$208,324,264
Value of total assets at beginning of year2021-12-31$186,834,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$250,144
Total interest from all sources2021-12-31$743,936
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,958,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,958,384
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,489,424
Participant contributions at end of year2021-12-31$2,726,444
Participant contributions at beginning of year2021-12-31$3,086,106
Participant contributions at end of year2021-12-31$198,986
Participant contributions at beginning of year2021-12-31$132,300
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,911,377
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$49,370
Other income not declared elsewhere2021-12-31$156
Administrative expenses (other) incurred2021-12-31$250,144
Total non interest bearing cash at end of year2021-12-31$157
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$21,539,445
Value of net assets at end of year (total assets less liabilities)2021-12-31$208,324,264
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$186,784,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$172,239,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$150,595,964
Interest on participant loans2021-12-31$161,305
Interest earned on other investments2021-12-31$582,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$32,510,522
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$32,425,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$21,105,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,520,597
Employer contributions (assets) at end of year2021-12-31$648,542
Employer contributions (assets) at beginning of year2021-12-31$593,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$14,872,371
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN2021-12-31542190047
2020 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$49,370
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$22,895
Total income from all sources (including contributions)2020-12-31$38,021,330
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$15,180,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$14,858,512
Expenses. Certain deemed distributions of participant loans2020-12-31$12,011
Value of total corrective distributions2020-12-31$26,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,486,953
Value of total assets at end of year2020-12-31$186,834,189
Value of total assets at beginning of year2020-12-31$163,966,683
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$283,110
Total interest from all sources2020-12-31$814,745
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,575,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,575,768
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,386,231
Participant contributions at end of year2020-12-31$3,086,106
Participant contributions at beginning of year2020-12-31$3,250,206
Participant contributions at end of year2020-12-31$132,300
Participant contributions at beginning of year2020-12-31$226,685
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,801,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$49,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$22,895
Other income not declared elsewhere2020-12-31$1,449
Administrative expenses (other) incurred2020-12-31$283,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,841,031
Value of net assets at end of year (total assets less liabilities)2020-12-31$186,784,819
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$163,943,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$150,595,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$132,916,716
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$176,112
Interest earned on other investments2020-12-31$638,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$32,425,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$26,869,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$24,142,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,299,490
Employer contributions (assets) at end of year2020-12-31$593,955
Employer contributions (assets) at beginning of year2020-12-31$703,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$14,858,512
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN2020-12-31542190047
2019 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22,895
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$41,660,914
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$11,837,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,457,968
Expenses. Certain deemed distributions of participant loans2019-12-31$-2,061
Value of total corrective distributions2019-12-31$47,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,850,086
Value of total assets at end of year2019-12-31$163,966,683
Value of total assets at beginning of year2019-12-31$134,120,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$334,487
Total interest from all sources2019-12-31$739,387
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,937,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,937,364
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,661,363
Participant contributions at end of year2019-12-31$3,250,206
Participant contributions at beginning of year2019-12-31$3,198,735
Participant contributions at end of year2019-12-31$226,685
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$984,794
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$22,895
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$67,010
Administrative expenses (other) incurred2019-12-31$334,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$29,822,917
Value of net assets at end of year (total assets less liabilities)2019-12-31$163,943,788
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$134,120,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$132,916,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$87,442,618
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$20,502,515
Interest on participant loans2019-12-31$169,762
Interest earned on other investments2019-12-31$569,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$26,869,566
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$22,977,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$21,584,903
Net investment gain/loss from pooled separate accounts2019-12-31$5,482,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,203,929
Employer contributions (assets) at end of year2019-12-31$703,510
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,457,968
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BORIS BENIC & ASSOCIATES LLP
Accountancy firm EIN2019-12-31542190047
2018 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,862,707
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,934,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,477,932
Expenses. Certain deemed distributions of participant loans2018-12-31$-1,286
Value of total corrective distributions2018-12-31$89,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,542,879
Value of total assets at end of year2018-12-31$134,120,871
Value of total assets at beginning of year2018-12-31$140,192,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$368,491
Total interest from all sources2018-12-31$643,763
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,776,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,776,295
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,222,379
Participant contributions at end of year2018-12-31$3,198,735
Participant contributions at beginning of year2018-12-31$3,358,750
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$533,181
Other income not declared elsewhere2018-12-31$88,257
Administrative expenses (other) incurred2018-12-31$368,491
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,071,671
Value of net assets at end of year (total assets less liabilities)2018-12-31$134,120,871
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$140,192,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$87,442,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$94,718,566
Value of interest in pooled separate accounts at end of year2018-12-31$20,502,515
Value of interest in pooled separate accounts at beginning of year2018-12-31$21,410,028
Interest on participant loans2018-12-31$158,974
Interest earned on other investments2018-12-31$484,789
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$22,977,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$20,704,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,967,448
Net investment gain/loss from pooled separate accounts2018-12-31$-221,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,787,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,477,932
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PAGLIUCO OPALACZ & ASSOCIATES, P.C.
Accountancy firm EIN2018-12-31753079509
2017 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$29,520,665
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,633,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,103,789
Expenses. Certain deemed distributions of participant loans2017-12-31$-5,919
Value of total corrective distributions2017-12-31$71,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,628,007
Value of total assets at end of year2017-12-31$140,192,542
Value of total assets at beginning of year2017-12-31$118,305,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$464,356
Total interest from all sources2017-12-31$611,865
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,438,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,438,001
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,769,576
Participant contributions at end of year2017-12-31$3,358,750
Participant contributions at beginning of year2017-12-31$3,411,519
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$240,522
Other income not declared elsewhere2017-12-31$156,412
Administrative expenses (other) incurred2017-12-31$464,356
Total non interest bearing cash at end of year2017-12-31$523
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$21,886,711
Value of net assets at end of year (total assets less liabilities)2017-12-31$140,192,542
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$118,305,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$94,718,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$77,900,297
Value of interest in pooled separate accounts at end of year2017-12-31$21,410,028
Value of interest in pooled separate accounts at beginning of year2017-12-31$16,702,524
Interest on participant loans2017-12-31$149,032
Interest earned on other investments2017-12-31$462,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$20,704,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$20,291,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,514,854
Net investment gain/loss from pooled separate accounts2017-12-31$5,171,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,617,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,103,789
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PAGLIUCO OPALACZ & ASSOCIATES, P.C.
Accountancy firm EIN2017-12-31753079509
2016 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$76,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$16,884,746
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$11,135,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,587,615
Expenses. Certain deemed distributions of participant loans2016-12-31$7,614
Value of total corrective distributions2016-12-31$81,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,684,106
Value of total assets at end of year2016-12-31$118,305,831
Value of total assets at beginning of year2016-12-31$112,633,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$458,582
Total interest from all sources2016-12-31$641,937
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,398,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,398,172
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,299,097
Participant contributions at end of year2016-12-31$3,411,519
Participant contributions at beginning of year2016-12-31$4,223,269
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$63,594
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$551,423
Other income not declared elsewhere2016-12-31$144,252
Administrative expenses (other) incurred2016-12-31$458,582
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$47
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,749,211
Value of net assets at end of year (total assets less liabilities)2016-12-31$118,305,831
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$112,633,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$77,900,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$68,270,404
Value of interest in pooled separate accounts at end of year2016-12-31$16,702,524
Value of interest in pooled separate accounts at beginning of year2016-12-31$16,941,045
Interest on participant loans2016-12-31$157,377
Interest earned on other investments2016-12-31$484,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$20,291,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$22,183,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,265,661
Net investment gain/loss from pooled separate accounts2016-12-31$750,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,833,586
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$950,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,587,615
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PAGLIUCO OPALACZ & ASSOCIATES, P.C.
Accountancy firm EIN2016-12-31753079509
2015 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$10,255,171
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$9,026,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,494,317
Expenses. Certain deemed distributions of participant loans2015-12-31$-11,491
Value of total corrective distributions2015-12-31$133,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,320,615
Value of total assets at end of year2015-12-31$112,633,100
Value of total assets at beginning of year2015-12-31$111,404,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$410,345
Total interest from all sources2015-12-31$715,995
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,264,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,264,541
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,978,302
Participant contributions at end of year2015-12-31$4,223,269
Participant contributions at beginning of year2015-12-31$4,152,624
Participant contributions at end of year2015-12-31$63,594
Participant contributions at beginning of year2015-12-31$76,140
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$274,700
Other income not declared elsewhere2015-12-31$100,081
Administrative expenses (other) incurred2015-12-31$410,345
Total non interest bearing cash at end of year2015-12-31$47
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,228,290
Value of net assets at end of year (total assets less liabilities)2015-12-31$112,633,100
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$111,404,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$68,270,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$68,368,942
Value of interest in pooled separate accounts at end of year2015-12-31$16,941,045
Value of interest in pooled separate accounts at beginning of year2015-12-31$16,432,404
Interest on participant loans2015-12-31$181,704
Interest earned on other investments2015-12-31$534,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$22,183,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$20,767,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-973,723
Net investment gain/loss from pooled separate accounts2015-12-31$827,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,067,613
Employer contributions (assets) at end of year2015-12-31$950,847
Employer contributions (assets) at beginning of year2015-12-31$1,607,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,494,317
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LEO J. KRUPP & COMPANY LLC
Accountancy firm EIN2015-12-31474039697
2014 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$44,622
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$16,319,723
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,014,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,793,916
Expenses. Certain deemed distributions of participant loans2014-12-31$6,518
Value of total corrective distributions2014-12-31$112,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,496,833
Value of total assets at end of year2014-12-31$111,404,810
Value of total assets at beginning of year2014-12-31$103,143,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$101,744
Total interest from all sources2014-12-31$682,193
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$999,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$999,783
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,661,218
Participant contributions at end of year2014-12-31$4,152,624
Participant contributions at beginning of year2014-12-31$3,998,096
Participant contributions at end of year2014-12-31$76,140
Participant contributions at beginning of year2014-12-31$64,409
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,372,664
Other income not declared elsewhere2014-12-31$76,763
Administrative expenses (other) incurred2014-12-31$101,744
Total non interest bearing cash at beginning of year2014-12-31$35
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,305,475
Value of net assets at end of year (total assets less liabilities)2014-12-31$111,404,810
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$103,143,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$68,368,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$62,998,338
Value of interest in pooled separate accounts at end of year2014-12-31$16,432,404
Value of interest in pooled separate accounts at beginning of year2014-12-31$14,743,499
Interest on participant loans2014-12-31$176,308
Interest earned on other investments2014-12-31$505,885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$20,767,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$19,537,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,385,951
Net investment gain/loss from pooled separate accounts2014-12-31$1,678,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,462,951
Employer contributions (assets) at end of year2014-12-31$1,607,213
Employer contributions (assets) at beginning of year2014-12-31$1,801,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,793,916
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LEO J. KRUPP & COMPANY LLP
Accountancy firm EIN2014-12-31362657681
2013 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$46,324,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$25,780,809
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,506,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,258,294
Expenses. Certain deemed distributions of participant loans2013-12-31$13,581
Value of total corrective distributions2013-12-31$134,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,315,150
Value of total assets at end of year2013-12-31$103,143,957
Value of total assets at beginning of year2013-12-31$131,194,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$99,941
Total interest from all sources2013-12-31$637,262
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$645,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$645,823
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,623,607
Participant contributions at end of year2013-12-31$3,998,096
Participant contributions at beginning of year2013-12-31$7,400,486
Participant contributions at end of year2013-12-31$64,409
Participant contributions at beginning of year2013-12-31$53,962
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$247,350
Other income not declared elsewhere2013-12-31$-52,460
Administrative expenses (other) incurred2013-12-31$99,941
Total non interest bearing cash at end of year2013-12-31$35
Total non interest bearing cash at beginning of year2013-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$18,274,726
Value of net assets at end of year (total assets less liabilities)2013-12-31$103,143,957
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$131,194,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$62,998,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$81,431,474
Value of interest in pooled separate accounts at end of year2013-12-31$14,743,499
Value of interest in pooled separate accounts at beginning of year2013-12-31$16,687,382
Interest on participant loans2013-12-31$170,550
Interest earned on other investments2013-12-31$466,712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$19,537,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$23,858,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,645,683
Net investment gain/loss from pooled separate accounts2013-12-31$3,589,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,444,193
Employer contributions (assets) at end of year2013-12-31$1,801,811
Employer contributions (assets) at beginning of year2013-12-31$1,761,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,258,294
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LEO J. KRUPP & COMPANY LLP
Accountancy firm EIN2013-12-31362657681
2012 : SUMITOMO ELECTRIC GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$24,507,702
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,785,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,634,693
Expenses. Certain deemed distributions of participant loans2012-12-31$257
Value of total corrective distributions2012-12-31$13,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,952,142
Value of total assets at end of year2012-12-31$131,194,163
Value of total assets at beginning of year2012-12-31$114,471,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$137,337
Total interest from all sources2012-12-31$971,852
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,033,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,033,540
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,086,759
Participant contributions at end of year2012-12-31$7,400,486
Participant contributions at beginning of year2012-12-31$7,081,830
Participant contributions at end of year2012-12-31$53,962
Participant contributions at beginning of year2012-12-31$50,177
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,227,480
Other income not declared elsewhere2012-12-31$108,914
Administrative expenses (other) incurred2012-12-31$137,337
Total non interest bearing cash at end of year2012-12-31$150
Total non interest bearing cash at beginning of year2012-12-31$761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,722,366
Value of net assets at end of year (total assets less liabilities)2012-12-31$131,194,163
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$114,471,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$81,431,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$84,274,279
Value of interest in pooled separate accounts at end of year2012-12-31$16,687,382
Interest on participant loans2012-12-31$313,005
Interest earned on other investments2012-12-31$658,847
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$23,858,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$21,478,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,029,253
Net investment gain/loss from pooled separate accounts2012-12-31$412,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,637,903
Employer contributions (assets) at end of year2012-12-31$1,761,970
Employer contributions (assets) at beginning of year2012-12-31$1,586,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,634,693
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LEO J. KRUPP & COMPANY LLP
Accountancy firm EIN2012-12-31362657681

Form 5500 Responses for SUMITOMO ELECTRIC GROUP 401(K) PLAN

2022: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUMITOMO ELECTRIC GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1451
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1665
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1679
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1717
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1694
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1636
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1634
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1539
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered1534
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040696
Policy instance 1
Insurance contract or identification number040696
Number of Individuals Covered2257
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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