401k Plan data: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN plan

MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN
Plan identification number	001

MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

MCMILLAN PATE & COMPANY LLP has sponsored the creation of one or more 401k plans.

Company Name: MCMILLAN PATE & COMPANY LLP

Employer identification number (EIN): 561945391

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JANICE ZOFREA 2023-06-08 MICHAEL PALAZZO 2023-06-21
001 2021-01-01 JANICE ZOFREA 2022-05-10 MICHAEL PALAZZO 2022-05-10
001 2020-01-01 JANICE ZOFREA 2021-05-05
001 2018-01-01 ANGELA W. BANASK 2019-05-17
001 2017-01-01 ANGELA W BANASK 2018-05-31
001 2016-01-01 ANGELA W BANASK 2017-07-07
001 2015-01-01 ANGELA BANASK 2016-07-12
001 2014-01-01 J M PATE J M PATE 2015-10-13
001 2013-01-01 J M PATE J M PATE 2014-10-14
001 2012-01-01 J M PATE J M PATE 2013-10-15
001 2011-01-01 J M PATE J M PATE 2012-10-13
001 2009-01-01 J M PATE J M PATE 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JANICE ZOFREA	2023-06-08	MICHAEL PALAZZO	2023-06-21
001	2021-01-01	JANICE ZOFREA	2022-05-10	MICHAEL PALAZZO	2022-05-10
001	2020-01-01	JANICE ZOFREA	2021-05-05
001	2018-01-01	ANGELA W. BANASK	2019-05-17
001	2017-01-01	ANGELA W BANASK	2018-05-31
001	2016-01-01	ANGELA W BANASK	2017-07-07
001	2015-01-01	ANGELA BANASK	2016-07-12
001	2014-01-01	J M PATE		J M PATE	2015-10-13
001	2013-01-01	J M PATE		J M PATE	2014-10-14
001	2012-01-01	J M PATE		J M PATE	2013-10-15
001	2011-01-01	J M PATE		J M PATE	2012-10-13
001	2009-01-01	J M PATE		J M PATE	2010-10-13

Plan Statistics for MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN

401k plan membership statisitcs for MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN

Measure Date Value
2014: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 18
Number of other retired or separated participants entitled to future benefits 2014-01-01 8
Total of all active and inactive participants 2014-01-01 26
Total participants 2014-01-01 26
Number of participants with account balances 2014-01-01 24
2013: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 16
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 22
Total participants 2013-01-01 22
Number of participants with account balances 2013-01-01 22
2012: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 17
Number of other retired or separated participants entitled to future benefits 2012-01-01 8
Total of all active and inactive participants 2012-01-01 25
Total participants 2012-01-01 25
Number of participants with account balances 2012-01-01 25
2011: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 19
Number of other retired or separated participants entitled to future benefits 2011-01-01 8
Total of all active and inactive participants 2011-01-01 27
Total participants 2011-01-01 27
Number of participants with account balances 2011-01-01 27
2009: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Number of other retired or separated participants entitled to future benefits 2009-01-01 12
Total of all active and inactive participants 2009-01-01 30
Total participants 2009-01-01 30
Number of participants with account balances 2009-01-01 30

Measure	Date	Value
2014: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	18
Number of other retired or separated participants entitled to future benefits	2014-01-01	8
Total of all active and inactive participants	2014-01-01	26
Total participants	2014-01-01	26
Number of participants with account balances	2014-01-01	24
2013: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	16
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	22
Total participants	2013-01-01	22
Number of participants with account balances	2013-01-01	22
2012: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	17
Number of other retired or separated participants entitled to future benefits	2012-01-01	8
Total of all active and inactive participants	2012-01-01	25
Total participants	2012-01-01	25
Number of participants with account balances	2012-01-01	25
2011: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	19
Number of other retired or separated participants entitled to future benefits	2011-01-01	8
Total of all active and inactive participants	2011-01-01	27
Total participants	2011-01-01	27
Number of participants with account balances	2011-01-01	27
2009: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Number of other retired or separated participants entitled to future benefits	2009-01-01	12
Total of all active and inactive participants	2009-01-01	30
Total participants	2009-01-01	30
Number of participants with account balances	2009-01-01	30

Financial Data on MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN

Measure	Date	Value
2014 : MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$440,744
Expenses. Total of all expenses incurred	2014-12-31	$195,735
Benefits paid (including direct rollovers)	2014-12-31	$191,339
Total plan assets at end of year	2014-12-31	$2,981,018
Total plan assets at beginning of year	2014-12-31	$2,736,009
Value of fidelity bond covering the plan	2014-12-31	$300,000
Total contributions received or receivable from participants	2014-12-31	$129,925
Contributions received from other sources (not participants or employers)	2014-12-31	$30,249
Other income received	2014-12-31	$185,953
Net income (gross income less expenses)	2014-12-31	$245,009
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,981,018
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,736,009
Total contributions received or receivable from employer(s)	2014-12-31	$94,617
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,396
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$629,803
Expenses. Total of all expenses incurred	2013-12-31	$86,370
Benefits paid (including direct rollovers)	2013-12-31	$86,370
Total plan assets at end of year	2013-12-31	$2,736,009
Total plan assets at beginning of year	2013-12-31	$2,192,576
Value of fidelity bond covering the plan	2013-12-31	$300,000
Total contributions received or receivable from participants	2013-12-31	$124,361
Other income received	2013-12-31	$416,112
Net income (gross income less expenses)	2013-12-31	$543,433
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,736,009
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,192,576
Total contributions received or receivable from employer(s)	2013-12-31	$89,330
2012 : MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$465,543
Expenses. Total of all expenses incurred	2012-12-31	$50,451
Benefits paid (including direct rollovers)	2012-12-31	$49,679
Total plan assets at end of year	2012-12-31	$2,192,576
Total plan assets at beginning of year	2012-12-31	$1,777,484
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$132,373
Other income received	2012-12-31	$242,418
Net income (gross income less expenses)	2012-12-31	$415,092
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,192,576
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,777,484
Total contributions received or receivable from employer(s)	2012-12-31	$90,752
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$772
2011 : MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$107,685
Expenses. Total of all expenses incurred	2011-12-31	$42,593
Benefits paid (including direct rollovers)	2011-12-31	$28,499
Total plan assets at end of year	2011-12-31	$1,777,484
Total plan assets at beginning of year	2011-12-31	$1,712,392
Value of fidelity bond covering the plan	2011-12-31	$200,000
Total contributions received or receivable from participants	2011-12-31	$134,362
Other income received	2011-12-31	$-107,000
Net income (gross income less expenses)	2011-12-31	$65,092
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,777,484
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,712,392
Total contributions received or receivable from employer(s)	2011-12-31	$80,323
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$14,094
2010 : MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$5,535
Total income from all sources	2010-12-31	$417,948
Expenses. Total of all expenses incurred	2010-12-31	$115,473
Benefits paid (including direct rollovers)	2010-12-31	$103,197
Total plan assets at end of year	2010-12-31	$1,712,392
Total plan assets at beginning of year	2010-12-31	$1,404,382
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$108,462
Other income received	2010-12-31	$229,991
Net income (gross income less expenses)	2010-12-31	$302,475
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,712,392
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,404,382
Total contributions received or receivable from employer(s)	2010-12-31	$79,495
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$12,276

Form 5500 Responses for MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN

2014: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: MCMILLAN PATE & COMPANY LLP 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

36041

Policy instance

Insurance contract or identification number	36041
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-03-03
Total amount of commissions paid to insurance broker	USD $2,213
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,213
Insurance broker organization code?	4
Insurance broker name	FIRST ALLIED SECURITIES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

36041

Policy instance

Insurance contract or identification number	36041
Number of Individuals Covered	23
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $11,858
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,858
Insurance broker organization code?	4
Insurance broker name	FIRST ALLIED SECURITIES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

36041

Policy instance

Insurance contract or identification number	36041
Number of Individuals Covered	25
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $9,655
Total amount of fees paid to insurance company	USD $25
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,655
Insurance broker organization code?	4
Amount paid for insurance broker fees	25
Insurance broker name	VANGUARD GROUP, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

36041

Policy instance

Insurance contract or identification number	36041
Number of Individuals Covered	27
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $8,749
Total amount of fees paid to insurance company	USD $57
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

36041

Policy instance

Insurance contract or identification number	36041
Number of Individuals Covered	27
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $7,102
Total amount of fees paid to insurance company	USD $12
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,102
Insurance broker organization code?	4
Amount paid for insurance broker fees	12
Insurance broker name	VANGUARD GROUP, INC.

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Company Name:	MCMILLAN PATE & COMPANY LLP
Employer identification number (EIN):	561945391
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants