401k Plan data: CAROLINA ANESTHESIA 401(K) PLAN plan

CAROLINA ANESTHESIA 401(K) PLAN 401k Plan overview

Plan Name	CAROLINA ANESTHESIA 401(K) PLAN
Plan identification number	001

CAROLINA ANESTHESIA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAROLINA ANESTHESIA ASSOCIATES, PA has sponsored the creation of one or more 401k plans.

Company Name: CAROLINA ANESTHESIA ASSOCIATES, PA

Employer identification number (EIN): 562029099

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAROLINA ANESTHESIA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 LAURA MANCINI
001 2016-01-01 JEFFREY N. CAUDLE
001 2015-01-01 LAURA MANCINI JEFFREY N. CAUDLE 2016-09-29
001 2014-01-01 LAURA MANCINI
001 2013-01-01 LAURA MANCINI
001 2012-01-01 JEFFREY CAUDLE JEFFREY CAUDLE 2014-09-30
001 2011-01-01 KECIA ROSEMAN 2012-10-15
001 2010-01-01 KECIA ROSEMAN 2011-07-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	LAURA MANCINI
001	2016-01-01	JEFFREY N. CAUDLE
001	2015-01-01	LAURA MANCINI		JEFFREY N. CAUDLE	2016-09-29
001	2014-01-01	LAURA MANCINI
001	2013-01-01	LAURA MANCINI
001	2012-01-01	JEFFREY CAUDLE		JEFFREY CAUDLE	2014-09-30
001	2011-01-01	KECIA ROSEMAN	2012-10-15
001	2010-01-01	KECIA ROSEMAN	2011-07-21

Plan Statistics for CAROLINA ANESTHESIA 401(K) PLAN

401k plan membership statisitcs for CAROLINA ANESTHESIA 401(K) PLAN

Measure Date Value
2022: CAROLINA ANESTHESIA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 97
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 58
Number of retired or separated participants receiving benefits 2022-01-01 2
Number of other retired or separated participants entitled to future benefits 2022-01-01 14
Total of all active and inactive participants 2022-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 74
Number of participants with account balances 2022-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CAROLINA ANESTHESIA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 76
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 19
Total of all active and inactive participants 2021-01-01 97
Total participants 2021-01-01 97
Number of participants with account balances 2021-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2020: CAROLINA ANESTHESIA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 87
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 59
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 19
Total of all active and inactive participants 2020-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 79
Number of participants with account balances 2020-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: CAROLINA ANESTHESIA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 69
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 16
Total of all active and inactive participants 2019-01-01 87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 87
Number of participants with account balances 2019-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: CAROLINA ANESTHESIA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 63
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 17
Total of all active and inactive participants 2018-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 82
Number of participants with account balances 2018-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 2
2017: CAROLINA ANESTHESIA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 87
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 15
Total of all active and inactive participants 2017-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 103
Number of participants with account balances 2017-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: CAROLINA ANESTHESIA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 82
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 17
Total of all active and inactive participants 2016-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 100
Number of participants with account balances 2016-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: CAROLINA ANESTHESIA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 94
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 11
Total of all active and inactive participants 2015-01-01 106
Total participants 2015-01-01 106
Number of participants with account balances 2015-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: CAROLINA ANESTHESIA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 77
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 85
Number of participants with account balances 2014-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: CAROLINA ANESTHESIA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 70
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 73
Number of participants with account balances 2013-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: CAROLINA ANESTHESIA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 48
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 52
Number of participants with account balances 2012-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2022: CAROLINA ANESTHESIA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	97
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	58
Number of retired or separated participants receiving benefits	2022-01-01	2
Number of other retired or separated participants entitled to future benefits	2022-01-01	14
Total of all active and inactive participants	2022-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	74
Number of participants with account balances	2022-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CAROLINA ANESTHESIA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	76
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	19
Total of all active and inactive participants	2021-01-01	97
Total participants	2021-01-01	97
Number of participants with account balances	2021-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2020: CAROLINA ANESTHESIA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	87
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	59
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	19
Total of all active and inactive participants	2020-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	79
Number of participants with account balances	2020-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: CAROLINA ANESTHESIA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	69
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	16
Total of all active and inactive participants	2019-01-01	87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	87
Number of participants with account balances	2019-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: CAROLINA ANESTHESIA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	63
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	17
Total of all active and inactive participants	2018-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	82
Number of participants with account balances	2018-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2
2017: CAROLINA ANESTHESIA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	87
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	15
Total of all active and inactive participants	2017-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	103
Number of participants with account balances	2017-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: CAROLINA ANESTHESIA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	82
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	17
Total of all active and inactive participants	2016-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	100
Number of participants with account balances	2016-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: CAROLINA ANESTHESIA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	94
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	11
Total of all active and inactive participants	2015-01-01	106
Total participants	2015-01-01	106
Number of participants with account balances	2015-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: CAROLINA ANESTHESIA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	77
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	85
Number of participants with account balances	2014-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: CAROLINA ANESTHESIA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	70
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	73
Number of participants with account balances	2013-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: CAROLINA ANESTHESIA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	48
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	52
Number of participants with account balances	2012-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on CAROLINA ANESTHESIA 401(K) PLAN

Measure	Date	Value
2022 : CAROLINA ANESTHESIA 401(K) PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-779,529
Expenses. Total of all expenses incurred	2022-12-31	$1,699,909
Benefits paid (including direct rollovers)	2022-12-31	$1,621,695
Total plan assets at end of year	2022-12-31	$11,103,308
Total plan assets at beginning of year	2022-12-31	$13,582,746
Value of fidelity bond covering the plan	2022-12-31	$500,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$843,742
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-2,204,841
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-2,479,438
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$11,103,308
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$13,582,746
Assets. Value of participant loans	2022-12-31	$204,762
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$581,570
Value of certain deemed distributions of participant loans	2022-12-31	$729
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$77,485
2021 : CAROLINA ANESTHESIA 401(K) PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$3,098,626
Expenses. Total of all expenses incurred	2021-12-31	$1,618,040
Benefits paid (including direct rollovers)	2021-12-31	$1,539,273
Total plan assets at end of year	2021-12-31	$13,582,746
Total plan assets at beginning of year	2021-12-31	$12,102,160
Value of fidelity bond covering the plan	2021-12-31	$500,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$787,624
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$4,809
Other income received	2021-12-31	$1,754,670
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$1,480,586
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$13,582,746
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$12,102,160
Assets. Value of participant loans	2021-12-31	$230,752
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$551,523
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$78,767
2020 : CAROLINA ANESTHESIA 401(K) PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$3,076,498
Expenses. Total of all expenses incurred	2020-12-31	$1,773,936
Benefits paid (including direct rollovers)	2020-12-31	$1,710,598
Total plan assets at end of year	2020-12-31	$12,102,160
Total plan assets at beginning of year	2020-12-31	$10,799,598
Value of fidelity bond covering the plan	2020-12-31	$500,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$753,288
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$212,364
Other income received	2020-12-31	$1,523,921
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$1,302,562
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$12,102,160
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$10,799,598
Assets. Value of participant loans	2020-12-31	$293,363
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$586,925
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$63,338
2019 : CAROLINA ANESTHESIA 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$3,412,735
Expenses. Total of all expenses incurred	2019-12-31	$1,383,712
Benefits paid (including direct rollovers)	2019-12-31	$1,328,001
Total plan assets at end of year	2019-12-31	$10,799,598
Total plan assets at beginning of year	2019-12-31	$8,770,575
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$794,700
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$164,565
Other income received	2019-12-31	$1,854,107
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$2,029,023
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$10,799,598
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$8,770,575
Assets. Value of participant loans	2019-12-31	$312,944
Total contributions received or receivable from employer(s)	2019-12-31	$599,363
Value of certain deemed distributions of participant loans	2019-12-31	$437
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$55,274
2018 : CAROLINA ANESTHESIA 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$876,020
Expenses. Total of all expenses incurred	2018-12-31	$991,525
Benefits paid (including direct rollovers)	2018-12-31	$947,600
Total plan assets at end of year	2018-12-31	$8,770,575
Total plan assets at beginning of year	2018-12-31	$8,886,080
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$813,931
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$255,042
Other income received	2018-12-31	$-537,917
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-115,505
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$8,770,575
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$8,886,080
Assets. Value of participant loans	2018-12-31	$250,552
Total contributions received or receivable from employer(s)	2018-12-31	$344,964
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$43,925
2017 : CAROLINA ANESTHESIA 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$2,389,612
Expenses. Total of all expenses incurred	2017-12-31	$736,677
Benefits paid (including direct rollovers)	2017-12-31	$688,047
Total plan assets at end of year	2017-12-31	$8,886,080
Total plan assets at beginning of year	2017-12-31	$7,233,145
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$697,535
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$4,411
Other income received	2017-12-31	$1,157,479
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$1,652,935
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$8,886,080
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$7,233,145
Assets. Value of participant loans	2017-12-31	$227,123
Total contributions received or receivable from employer(s)	2017-12-31	$530,187
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$833
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$47,797
2016 : CAROLINA ANESTHESIA 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$1,795,538
Expenses. Total of all expenses incurred	2016-12-31	$832,269
Benefits paid (including direct rollovers)	2016-12-31	$793,684
Total plan assets at end of year	2016-12-31	$7,233,145
Total plan assets at beginning of year	2016-12-31	$6,269,876
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$657,093
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$117,991
Other income received	2016-12-31	$540,644
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$963,269
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$7,233,145
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$6,269,876
Assets. Value of participant loans	2016-12-31	$205,279
Total contributions received or receivable from employer(s)	2016-12-31	$479,810
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$2,698
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$35,887
2015 : CAROLINA ANESTHESIA 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$1,557,609
Expenses. Total of all expenses incurred	2015-12-31	$592,286
Benefits paid (including direct rollovers)	2015-12-31	$560,509
Total plan assets at end of year	2015-12-31	$6,269,876
Total plan assets at beginning of year	2015-12-31	$5,304,553
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$703,813
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$172,865
Other income received	2015-12-31	$-20,462
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$965,323
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$6,269,876
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,304,553
Assets. Value of participant loans	2015-12-31	$47,993
Total contributions received or receivable from employer(s)	2015-12-31	$701,393
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$3,662
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$28,115
2014 : CAROLINA ANESTHESIA 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,677,950
Expenses. Total of all expenses incurred	2014-12-31	$447,634
Benefits paid (including direct rollovers)	2014-12-31	$424,377
Total plan assets at end of year	2014-12-31	$5,304,553
Total plan assets at beginning of year	2014-12-31	$4,074,237
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$689,185
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$20,000
Other income received	2014-12-31	$271,334
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$1,230,316
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,304,553
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,074,237
Assets. Value of participant loans	2014-12-31	$84,777
Total contributions received or receivable from employer(s)	2014-12-31	$697,431
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$23,257
2013 : CAROLINA ANESTHESIA 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,805,145
Expenses. Total of all expenses incurred	2013-12-31	$190,824
Benefits paid (including direct rollovers)	2013-12-31	$175,526
Total plan assets at end of year	2013-12-31	$4,074,237
Total plan assets at beginning of year	2013-12-31	$2,459,916
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$530,468
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$351,556
Other income received	2013-12-31	$414,075
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,614,321
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,074,237
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,459,916
Assets. Value of participant loans	2013-12-31	$45,548
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$509,046
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$15,298
2012 : CAROLINA ANESTHESIA 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$210,943
Total income from all sources	2012-12-31	$499,903
Expenses. Total of all expenses incurred	2012-12-31	$298,053
Benefits paid (including direct rollovers)	2012-12-31	$289,822
Total plan assets at end of year	2012-12-31	$2,459,916
Total plan assets at beginning of year	2012-12-31	$2,047,123
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$305,300
Contributions received from other sources (not participants or employers)	2012-12-31	$969
Other income received	2012-12-31	$-45,364
Net income (gross income less expenses)	2012-12-31	$201,850
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,459,916
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,047,123
Assets. Value of participant loans	2012-12-31	$1,924
Total contributions received or receivable from employer(s)	2012-12-31	$238,998
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$8,231
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for CAROLINA ANESTHESIA 401(K) PLAN

2022: CAROLINA ANESTHESIA 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAROLINA ANESTHESIA 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAROLINA ANESTHESIA 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAROLINA ANESTHESIA 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CAROLINA ANESTHESIA 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CAROLINA ANESTHESIA 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAROLINA ANESTHESIA 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAROLINA ANESTHESIA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAROLINA ANESTHESIA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAROLINA ANESTHESIA 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CAROLINA ANESTHESIA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

940867-01

Policy instance

Insurance contract or identification number	940867-01
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-04-13
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

CAROLINA ANESTHESIA PROVIDERS, INC. PROFIT SHARING PLAN [EIN = 570871025]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CAROLINA ANESTHESIA ASSOCIATES, PA
Employer identification number (EIN):	562029099
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)