SAGEWORKS, INC. has sponsored the creation of one or more 401k plans.
Additional information about SAGEWORKS, INC.
| Measure | Date | Value |
|---|
| 2019 : SAGEWORKS, INC 401(K) PLAN 2019 401k financial data |
|---|
| Total transfer of assets from this plan | 2019-02-28 | $6,250,409 |
| Total income from all sources (including contributions) | 2019-02-28 | $550,689 |
| Total of all expenses incurred | 2019-02-28 | $395,490 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-02-28 | $391,066 |
| Value of total corrective distributions | 2019-02-28 | $3,924 |
| Value of total assets at end of year | 2019-02-28 | $0 |
| Value of total assets at beginning of year | 2019-02-28 | $6,095,210 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-02-28 | $500 |
| Total interest from all sources | 2019-02-28 | $-4,705 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-02-28 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-02-28 | $0 |
| Administrative expenses professional fees incurred | 2019-02-28 | $500 |
| Was this plan covered by a fidelity bond | 2019-02-28 | Yes |
| Value of fidelity bond cover | 2019-02-28 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2019-02-28 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-02-28 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-02-28 | No |
| Participant contributions at end of year | 2019-02-28 | $0 |
| Participant contributions at beginning of year | 2019-02-28 | $49,456 |
| Participant contributions at end of year | 2019-02-28 | $0 |
| Participant contributions at beginning of year | 2019-02-28 | $2,268 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-02-28 | No |
| Value of net income/loss | 2019-02-28 | $155,199 |
| Value of net assets at end of year (total assets less liabilities) | 2019-02-28 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-02-28 | $6,095,210 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-02-28 | No |
| Value of interest in pooled separate accounts at end of year | 2019-02-28 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2019-02-28 | $5,675,220 |
| Interest on participant loans | 2019-02-28 | $426 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-02-28 | $-5,131 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-02-28 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-02-28 | $368,125 |
| Net investment gain/loss from pooled separate accounts | 2019-02-28 | $555,394 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-02-28 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-02-28 | No |
| Employer contributions (assets) at end of year | 2019-02-28 | $0 |
| Employer contributions (assets) at beginning of year | 2019-02-28 | $141 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-02-28 | $391,066 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-02-28 | Yes |
| Did the plan have assets held for investment | 2019-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-02-28 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-02-28 | Disclaimer |
| Accountancy firm name | 2019-02-28 | BATCHELOR, TILLERY & ROBERTS, LLP |
| Accountancy firm EIN | 2019-02-28 | 561750124 |
| 2018 : SAGEWORKS, INC 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $1,636,766 |
| Total of all expenses incurred | 2018-12-31 | $1,338,634 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,309,019 |
| Value of total corrective distributions | 2018-12-31 | $19,965 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,065,217 |
| Value of total assets at end of year | 2018-12-31 | $6,095,210 |
| Value of total assets at beginning of year | 2018-12-31 | $5,797,078 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,650 |
| Total interest from all sources | 2018-12-31 | $4,314 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $9,650 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,690,326 |
| Participant contributions at end of year | 2018-12-31 | $49,456 |
| Participant contributions at end of year | 2018-12-31 | $2,268 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $18,426 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $298,132 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $6,095,210 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,797,078 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $5,675,220 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $5,512,261 |
| Interest on participant loans | 2018-12-31 | $938 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $3,376 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $368,125 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $276,088 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-432,765 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $356,465 |
| Employer contributions (assets) at end of year | 2018-12-31 | $141 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $8,729 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,309,019 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BATCHELOR, TILLERY & ROBERTS, LLP |
| Accountancy firm EIN | 2018-12-31 | 561750124 |
| 2017 : SAGEWORKS, INC 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $2,505,897 |
| Total of all expenses incurred | 2017-12-31 | $102,746 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $69,555 |
| Value of total corrective distributions | 2017-12-31 | $32,666 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,686,876 |
| Value of total assets at end of year | 2017-12-31 | $5,797,078 |
| Value of total assets at beginning of year | 2017-12-31 | $3,393,927 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $525 |
| Total interest from all sources | 2017-12-31 | $372 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,195,569 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $63,335 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $168,156 |
| Administrative expenses (other) incurred | 2017-12-31 | $525 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,403,151 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,797,078 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,393,927 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,512,261 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $3,130,874 |
| Interest earned on other investments | 2017-12-31 | $372 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $276,088 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $182,571 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $818,649 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $323,151 |
| Employer contributions (assets) at end of year | 2017-12-31 | $8,729 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $17,147 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $69,555 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BATCHELOR, TILLERY & ROBERTS, LLP |
| Accountancy firm EIN | 2017-12-31 | 561750124 |
| 2016 : SAGEWORKS, INC 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $1,266,784 |
| Total of all expenses incurred | 2016-12-31 | $374,315 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $360,515 |
| Value of total corrective distributions | 2016-12-31 | $13,526 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,035,874 |
| Value of total assets at end of year | 2016-12-31 | $3,393,927 |
| Value of total assets at beginning of year | 2016-12-31 | $2,501,458 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $274 |
| Total interest from all sources | 2016-12-31 | $86 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $825,744 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $2,059 |
| Participant contributions at end of year | 2016-12-31 | $63,335 |
| Administrative expenses (other) incurred | 2016-12-31 | $274 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $892,469 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,393,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,501,458 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,499,399 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $3,130,874 |
| Interest on participant loans | 2016-12-31 | $86 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $182,571 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $230,824 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $210,130 |
| Employer contributions (assets) at end of year | 2016-12-31 | $17,147 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $360,515 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BATCHELOR, TILLERY & ROBERTS, LLP |
| Accountancy firm EIN | 2016-12-31 | 561750124 |
| 2015 : SAGEWORKS, INC 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $653,001 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $142,510 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $138,844 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $661,091 |
| Value of total assets at end of year | 2015-12-31 | $2,504,976 |
| Value of total assets at beginning of year | 2015-12-31 | $1,994,485 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,666 |
| Total interest from all sources | 2015-12-31 | $199 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $-8,289 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $-8,289 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $536,798 |
| Participant contributions at end of year | 2015-12-31 | $5,577 |
| Participant contributions at beginning of year | 2015-12-31 | $10,669 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $15,007 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $510,491 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,504,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,994,485 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,499,399 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,983,816 |
| Interest on participant loans | 2015-12-31 | $199 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $109,286 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $138,844 |
| Contract administrator fees | 2015-12-31 | $3,666 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | BATCHELOR, TILLERY & ROBERTS, LLP |
| Accountancy firm EIN | 2015-12-31 | 561750124 |
