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UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 401k Plan overview

Plan NameUROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN
Plan identification number 001

UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC has sponsored the creation of one or more 401k plans.

Company Name:UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC
Employer identification number (EIN):562107759
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DIANE HEADINGS2023-10-16
0012021-01-01
0012020-01-01
0012019-01-01EILEEN CURRY2020-10-14
0012018-01-01EILEEN CURRY2019-10-12
0012017-01-01
0012016-01-01DIANE HEADINGS
0012015-01-01DIANE HEADINGS
0012014-01-01DIANE HEADINGS
0012013-01-01DIANE HEADINGS
0012012-01-01DIANE HEADINGS
0012011-01-01DIANE HEADINGS JOHN KIRKLAND2012-07-23
0012009-01-01DIANE HEADINGS JOHN KIRKLAND2010-08-26

Plan Statistics for UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN

401k plan membership statisitcs for UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2022: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01155
Total number of active participants reported on line 7a of the Form 55002022-01-01108
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0156
Total of all active and inactive participants2022-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01164
Number of participants with account balances2022-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01199
Total number of active participants reported on line 7a of the Form 55002021-01-01110
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0145
Total of all active and inactive participants2021-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01155
Number of participants with account balances2021-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0118
2020: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01164
Total number of active participants reported on line 7a of the Form 55002020-01-01127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0161
Total of all active and inactive participants2020-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01188
Number of participants with account balances2020-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01204
Total number of active participants reported on line 7a of the Form 55002019-01-01116
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0144
Total of all active and inactive participants2019-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01162
Number of participants with account balances2019-01-01159
2018: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01192
Total number of active participants reported on line 7a of the Form 55002018-01-01118
Number of retired or separated participants receiving benefits2018-01-0116
Number of other retired or separated participants entitled to future benefits2018-01-0170
Total of all active and inactive participants2018-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01204
Number of participants with account balances2018-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01163
Total number of active participants reported on line 7a of the Form 55002017-01-01119
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0157
Total of all active and inactive participants2017-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01178
Number of participants with account balances2017-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01153
Total number of active participants reported on line 7a of the Form 55002016-01-01102
Number of retired or separated participants receiving benefits2016-01-0119
Number of other retired or separated participants entitled to future benefits2016-01-0142
Total of all active and inactive participants2016-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01163
Number of participants with account balances2016-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01152
Total number of active participants reported on line 7a of the Form 55002015-01-01101
Number of retired or separated participants receiving benefits2015-01-0115
Number of other retired or separated participants entitled to future benefits2015-01-0135
Total of all active and inactive participants2015-01-01151
Total participants2015-01-01151
Number of participants with account balances2015-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01118
Total number of active participants reported on line 7a of the Form 55002014-01-01105
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01141
Total participants2014-01-01141
Number of participants with account balances2014-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01114
Total number of active participants reported on line 7a of the Form 55002013-01-0193
Number of retired or separated participants receiving benefits2013-01-0124
Total of all active and inactive participants2013-01-01117
Total participants2013-01-01117
Number of participants with account balances2013-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01116
Total number of active participants reported on line 7a of the Form 55002012-01-0199
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01114
Total participants2012-01-01114
Number of participants with account balances2012-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0196
Total number of active participants reported on line 7a of the Form 55002011-01-01103
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01116
Number of participants with account balances2011-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0188
Total number of active participants reported on line 7a of the Form 55002009-01-0187
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0195
Number of participants with account balances2009-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2022 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,185,291
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$824,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$511,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,664,841
Value of total assets at end of year2022-12-31$25,319,632
Value of total assets at beginning of year2022-12-31$30,329,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$312,599
Total interest from all sources2022-12-31$3,973
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$621,464
Participant contributions at end of year2022-12-31$84,788
Participant contributions at beginning of year2022-12-31$105,622
Participant contributions at end of year2022-12-31$38
Participant contributions at beginning of year2022-12-31$27,984
Assets. Other investments not covered elsewhere at end of year2022-12-31$13,992,064
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$17,037,365
Other income not declared elsewhere2022-12-31$-3,539,327
Administrative expenses (other) incurred2022-12-31$312,599
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,009,764
Value of net assets at end of year (total assets less liabilities)2022-12-31$25,319,632
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$30,329,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$9,222,807
Value of interest in pooled separate accounts at beginning of year2022-12-31$11,193,792
Interest on participant loans2022-12-31$3,967
Interest earned on other investments2022-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$976,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$927,593
Net investment gain/loss from pooled separate accounts2022-12-31$-2,326,208
Net investment gain or loss from common/collective trusts2022-12-31$11,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,043,377
Employer contributions (assets) at end of year2022-12-31$1,043,377
Employer contributions (assets) at beginning of year2022-12-31$1,037,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$511,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31AC CPA, PLLC
Accountancy firm EIN2022-12-31873863558
2021 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,686,842
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,246,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,857,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,737,808
Value of total assets at end of year2021-12-31$30,329,396
Value of total assets at beginning of year2021-12-31$27,889,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$389,879
Total interest from all sources2021-12-31$4,361
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$673,272
Participant contributions at end of year2021-12-31$105,622
Participant contributions at beginning of year2021-12-31$124,442
Participant contributions at end of year2021-12-31$27,984
Participant contributions at beginning of year2021-12-31$4,950
Assets. Other investments not covered elsewhere at end of year2021-12-31$17,037,365
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$17,254,764
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$27,513
Other income not declared elsewhere2021-12-31$2,116,548
Administrative expenses (other) incurred2021-12-31$389,879
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,439,864
Value of net assets at end of year (total assets less liabilities)2021-12-31$30,329,396
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$27,889,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$11,193,792
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,906,240
Interest on participant loans2021-12-31$4,360
Interest earned on other investments2021-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$927,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$931,537
Net investment gain/loss from pooled separate accounts2021-12-31$1,818,188
Net investment gain or loss from common/collective trusts2021-12-31$9,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,037,023
Employer contributions (assets) at end of year2021-12-31$1,037,040
Employer contributions (assets) at beginning of year2021-12-31$667,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,857,099
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31AC CPA, PLLC
Accountancy firm EIN2021-12-31873863558
2020 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,903,065
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$844,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$580,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,670,478
Value of total assets at end of year2020-12-31$27,889,532
Value of total assets at beginning of year2020-12-31$22,831,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$264,023
Total interest from all sources2020-12-31$5,440
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,792
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,792
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$670,207
Participant contributions at end of year2020-12-31$124,442
Participant contributions at beginning of year2020-12-31$105,819
Participant contributions at end of year2020-12-31$4,950
Participant contributions at beginning of year2020-12-31$1,821
Assets. Other investments not covered elsewhere at end of year2020-12-31$17,254,764
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$13,670,439
Administrative expenses (other) incurred2020-12-31$229,971
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,058,376
Value of net assets at end of year (total assets less liabilities)2020-12-31$27,889,532
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$22,831,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$931,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,146,456
Value of interest in pooled separate accounts at end of year2020-12-31$8,906,240
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$5,440
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$5,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,896,061
Net investment gain/loss from pooled separate accounts2020-12-31$1,044,249
Net investment gain or loss from common/collective trusts2020-12-31$134
Net gain/loss from 103.12 investment entities2020-12-31$283,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,000,271
Employer contributions (assets) at end of year2020-12-31$667,599
Employer contributions (assets) at beginning of year2020-12-31$900,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$580,666
Contract administrator fees2020-12-31$34,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PARSONS, CPA, PLLC
Accountancy firm EIN2020-12-31274214364
2019 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$53
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$53
Total income from all sources (including contributions)2019-12-31$5,585,676
Total income from all sources (including contributions)2019-12-31$5,585,676
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$981,709
Total of all expenses incurred2019-12-31$981,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$743,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$743,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,472,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,472,819
Value of total assets at end of year2019-12-31$22,831,156
Value of total assets at end of year2019-12-31$22,831,156
Value of total assets at beginning of year2019-12-31$18,227,242
Value of total assets at beginning of year2019-12-31$18,227,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$238,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$238,060
Total interest from all sources2019-12-31$6,313
Total interest from all sources2019-12-31$6,313
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$136,898
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$136,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$136,898
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$136,898
Administrative expenses professional fees incurred2019-12-31$1,000
Administrative expenses professional fees incurred2019-12-31$1,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$571,343
Contributions received from participants2019-12-31$571,343
Participant contributions at end of year2019-12-31$105,819
Participant contributions at beginning of year2019-12-31$148,460
Participant contributions at beginning of year2019-12-31$148,460
Participant contributions at end of year2019-12-31$1,821
Participant contributions at end of year2019-12-31$1,821
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,670,439
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,670,439
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,705,719
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,705,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$53
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$53
Other income not declared elsewhere2019-12-31$2,566,480
Other income not declared elsewhere2019-12-31$2,566,480
Administrative expenses (other) incurred2019-12-31$24,325
Administrative expenses (other) incurred2019-12-31$24,325
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,603,967
Value of net income/loss2019-12-31$4,603,967
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,831,156
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,831,156
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,227,189
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,227,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$167,214
Investment advisory and management fees2019-12-31$167,214
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,146,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,146,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,736,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,736,882
Interest on participant loans2019-12-31$6,313
Interest on participant loans2019-12-31$6,313
Value of interest in common/collective trusts at end of year2019-12-31$5,726
Value of interest in common/collective trusts at end of year2019-12-31$5,726
Value of interest in common/collective trusts at beginning of year2019-12-31$76,094
Value of interest in common/collective trusts at beginning of year2019-12-31$76,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,393,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,393,515
Net investment gain or loss from common/collective trusts2019-12-31$9,651
Net investment gain or loss from common/collective trusts2019-12-31$9,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$901,476
Contributions received in cash from employer2019-12-31$901,476
Employer contributions (assets) at end of year2019-12-31$900,895
Employer contributions (assets) at end of year2019-12-31$900,895
Employer contributions (assets) at beginning of year2019-12-31$560,087
Employer contributions (assets) at beginning of year2019-12-31$560,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$743,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$743,649
Contract administrator fees2019-12-31$45,521
Contract administrator fees2019-12-31$45,521
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PARSONS, CPA, PLLC
Accountancy firm name2019-12-31PARSONS, CPA, PLLC
Accountancy firm EIN2019-12-31274214364
Accountancy firm EIN2019-12-31274214364
2018 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$53
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$394,984
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$602,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$359,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,429,306
Value of total assets at end of year2018-12-31$18,227,242
Value of total assets at beginning of year2018-12-31$18,434,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$242,423
Total interest from all sources2018-12-31$8,358
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$502,995
Participant contributions at end of year2018-12-31$148,460
Participant contributions at beginning of year2018-12-31$201,767
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$597
Assets. Other investments not covered elsewhere at end of year2018-12-31$10,705,719
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,007,565
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$28,781
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$53
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$242,423
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-207,275
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,227,189
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,434,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,736,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,581,993
Interest on participant loans2018-12-31$8,358
Value of interest in common/collective trusts at end of year2018-12-31$76,094
Value of interest in common/collective trusts at beginning of year2018-12-31$97,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,037,225
Net investment gain or loss from common/collective trusts2018-12-31$-5,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$897,530
Employer contributions (assets) at end of year2018-12-31$560,087
Employer contributions (assets) at beginning of year2018-12-31$544,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$359,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PARSONS, CPA, PLLC
Accountancy firm EIN2018-12-31274214364
2017 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,759,679
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$599,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$407,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,324,319
Value of total assets at end of year2017-12-31$18,434,464
Value of total assets at beginning of year2017-12-31$15,274,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$192,197
Total interest from all sources2017-12-31$7,475
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$98,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$98,707
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$478,832
Participant contributions at end of year2017-12-31$201,767
Participant contributions at beginning of year2017-12-31$158,095
Participant contributions at end of year2017-12-31$597
Participant contributions at beginning of year2017-12-31$947
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,007,565
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$8,480,962
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,900
Other income not declared elsewhere2017-12-31$1,421,304
Administrative expenses (other) incurred2017-12-31$166,908
Total non interest bearing cash at end of year2017-12-31$1
Total non interest bearing cash at beginning of year2017-12-31$1,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,160,150
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,434,464
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,274,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$25,289
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,581,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,025,686
Interest on participant loans2017-12-31$7,475
Value of interest in common/collective trusts at end of year2017-12-31$97,720
Value of interest in common/collective trusts at beginning of year2017-12-31$81,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$895,399
Net investment gain or loss from common/collective trusts2017-12-31$12,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$843,587
Employer contributions (assets) at end of year2017-12-31$544,821
Employer contributions (assets) at beginning of year2017-12-31$525,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$407,332
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PARSONS, CPA, PLLC
Accountancy firm EIN2017-12-31274214364
2016 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,177,875
Total of all expenses incurred2016-12-31$2,114,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,954,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,247,532
Value of total assets at end of year2016-12-31$15,274,314
Value of total assets at beginning of year2016-12-31$15,210,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$159,389
Total interest from all sources2016-12-31$6,683
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$99,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$99,307
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$443,075
Participant contributions at end of year2016-12-31$158,095
Participant contributions at beginning of year2016-12-31$148,366
Participant contributions at end of year2016-12-31$947
Participant contributions at beginning of year2016-12-31$675
Assets. Other investments not covered elsewhere at end of year2016-12-31$8,480,962
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,306,150
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$30,401
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$9,472
Other income not declared elsewhere2016-12-31$519,859
Administrative expenses (other) incurred2016-12-31$138,028
Total non interest bearing cash at end of year2016-12-31$1,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$63,659
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,274,314
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,210,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$21,361
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,025,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,121,427
Income. Interest from loans (other than to participants)2016-12-31$6,683
Value of interest in common/collective trusts at end of year2016-12-31$81,191
Value of interest in common/collective trusts at beginning of year2016-12-31$68,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$298,247
Net investment gain or loss from common/collective trusts2016-12-31$6,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$774,056
Employer contributions (assets) at end of year2016-12-31$525,878
Employer contributions (assets) at beginning of year2016-12-31$565,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,945,355
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PARSONS, CPA, PLLC
Accountancy firm EIN2016-12-31274214364
2015 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$724,774
Total of all expenses incurred2015-12-31$639,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$494,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,288,367
Value of total assets at end of year2015-12-31$15,210,655
Value of total assets at beginning of year2015-12-31$15,125,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$145,785
Total interest from all sources2015-12-31$11,363
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$87,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$87,274
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$431,136
Participant contributions at end of year2015-12-31$148,366
Participant contributions at beginning of year2015-12-31$232,510
Participant contributions at end of year2015-12-31$675
Participant contributions at beginning of year2015-12-31$4,833
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,306,150
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$9,311,662
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$22,426
Other income not declared elsewhere2015-12-31$-486,223
Administrative expenses (other) incurred2015-12-31$12,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$84,785
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,210,655
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,125,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$133,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,121,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,036,783
Interest on participant loans2015-12-31$11,363
Value of interest in common/collective trusts at end of year2015-12-31$68,823
Value of interest in common/collective trusts at beginning of year2015-12-31$61,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-174,898
Net investment gain or loss from common/collective trusts2015-12-31$-1,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$834,805
Employer contributions (assets) at end of year2015-12-31$565,214
Employer contributions (assets) at beginning of year2015-12-31$478,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$494,204
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PARSONS CPA, PLLC
Accountancy firm EIN2015-12-31274214364
2014 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,948,907
Expenses. Total of all expenses incurred2014-12-31$272,254
Benefits paid (including direct rollovers)2014-12-31$146,421
Total plan assets at end of year2014-12-31$15,125,871
Total plan assets at beginning of year2014-12-31$13,449,218
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$402,699
Expenses. Other expenses not covered elsewhere2014-12-31$125,833
Contributions received from other sources (not participants or employers)2014-12-31$105,021
Other income received2014-12-31$719,461
Net income (gross income less expenses)2014-12-31$1,676,653
Net plan assets at end of year (total assets less liabilities)2014-12-31$15,125,871
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$13,449,218
Assets. Value of participant loans2014-12-31$232,510
Total contributions received or receivable from employer(s)2014-12-31$721,726
2013 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$2,919,216
Expenses. Total of all expenses incurred2013-12-31$266,849
Benefits paid (including direct rollovers)2013-12-31$177,543
Total plan assets at end of year2013-12-31$13,449,218
Total plan assets at beginning of year2013-12-31$10,796,851
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$390,081
Expenses. Other expenses not covered elsewhere2013-12-31$89,306
Contributions received from other sources (not participants or employers)2013-12-31$520,359
Other income received2013-12-31$1,317,531
Net income (gross income less expenses)2013-12-31$2,652,367
Net plan assets at end of year (total assets less liabilities)2013-12-31$13,449,218
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$10,796,851
Assets. Value of participant loans2013-12-31$128,410
Assets. Value of assets in partnership/joint-venture interests2013-12-31$51,613
Total contributions received or receivable from employer(s)2013-12-31$691,245
2012 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$2,411,813
Expenses. Total of all expenses incurred2012-12-31$2,682,571
Benefits paid (including direct rollovers)2012-12-31$2,666,361
Total plan assets at end of year2012-12-31$10,796,851
Total plan assets at beginning of year2012-12-31$11,067,609
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$399,994
Expenses. Other expenses not covered elsewhere2012-12-31$16,210
Contributions received from other sources (not participants or employers)2012-12-31$42,464
Other income received2012-12-31$1,255,874
Net income (gross income less expenses)2012-12-31$-270,758
Net plan assets at end of year (total assets less liabilities)2012-12-31$10,796,851
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$11,067,609
Assets. Value of participant loans2012-12-31$123,609
Total contributions received or receivable from employer(s)2012-12-31$713,481
2011 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$642,241
Expenses. Total of all expenses incurred2011-12-31$129,189
Benefits paid (including direct rollovers)2011-12-31$128,138
Total plan assets at end of year2011-12-31$11,067,609
Total plan assets at beginning of year2011-12-31$10,554,557
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$246,928
Other income received2011-12-31$-267,897
Net income (gross income less expenses)2011-12-31$513,052
Net plan assets at end of year (total assets less liabilities)2011-12-31$11,067,609
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$10,554,557
Assets. Value of participant loans2011-12-31$109,365
Total contributions received or receivable from employer(s)2011-12-31$663,210
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,051
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$2,111,870
Expenses. Total of all expenses incurred2010-12-31$1,682,585
Benefits paid (including direct rollovers)2010-12-31$1,682,103
Total plan assets at end of year2010-12-31$10,554,557
Total plan assets at beginning of year2010-12-31$10,125,272
Value of fidelity bond covering the plan2010-12-31$500,000
Other income received2010-12-31$1,216,483
Net income (gross income less expenses)2010-12-31$429,285
Net plan assets at end of year (total assets less liabilities)2010-12-31$10,554,557
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$10,125,272
Assets. Value of participant loans2010-12-31$57,932
Total contributions received or receivable from employer(s)2010-12-31$895,387
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$482
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN

2022: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UROLOGY SPECIALISTS OF THE CAROLINAS, PLLC 401(K) AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number343372-000
Policy instance 1
Insurance contract or identification number343372-000
Number of Individuals Covered150
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number343372-000
Policy instance 1
Insurance contract or identification number343372-000
Number of Individuals Covered135
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $250
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees250
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
Insurance broker organization code?5
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number343372
Policy instance 1
Insurance contract or identification number343372
Number of Individuals Covered168
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,187
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees9187
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR
Insurance broker organization code?5

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