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ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 401k Plan overview

Plan NameORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN
Plan identification number 001

ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPAEDIC SPECIALISTS OF NC, P.A. has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPAEDIC SPECIALISTS OF NC, P.A.
Employer identification number (EIN):562232487
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01EMILY MADER2023-10-06
0012021-01-01EMILY MADER2022-09-22
0012020-01-01EMILY MADER2021-10-06
0012019-01-01EMILY PAYNE2020-10-14
0012018-01-01EMILY PAYNE2019-10-08
0012018-01-01EMILY PAYNE2019-10-11
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01EMILY PAYNE
0012013-01-01EMILY PAYNE
0012012-01-01MARK W. GALLAND
0012011-01-01MARK W. GALLAND2012-06-09
0012010-01-01MARK W. GALLAND2011-05-10

Plan Statistics for ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN

401k plan membership statisitcs for ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN

Measure Date Value
2022: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01115
Total number of active participants reported on line 7a of the Form 55002022-01-0190
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01125
Number of participants with account balances2022-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01100
Total number of active participants reported on line 7a of the Form 55002021-01-0173
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0133
Total of all active and inactive participants2021-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01107
Number of participants with account balances2021-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01114
Total number of active participants reported on line 7a of the Form 55002020-01-0158
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0135
Total of all active and inactive participants2020-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0195
Number of participants with account balances2020-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01113
Total number of active participants reported on line 7a of the Form 55002019-01-0177
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0132
Total of all active and inactive participants2019-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01109
Number of participants with account balances2019-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01173
Total number of active participants reported on line 7a of the Form 55002018-01-0180
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0129
Total of all active and inactive participants2018-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01109
Number of participants with account balances2018-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01169
Total number of active participants reported on line 7a of the Form 55002017-01-0189
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0181
Total of all active and inactive participants2017-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01170
Number of participants with account balances2017-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01173
Total number of active participants reported on line 7a of the Form 55002016-01-0195
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0174
Total of all active and inactive participants2016-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01169
Number of participants with account balances2016-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01190
Total number of active participants reported on line 7a of the Form 55002015-01-01111
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0162
Total of all active and inactive participants2015-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01173
Number of participants with account balances2015-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01207
Total number of active participants reported on line 7a of the Form 55002014-01-01105
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0185
Total of all active and inactive participants2014-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01190
Number of participants with account balances2014-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01173
Total number of active participants reported on line 7a of the Form 55002013-01-01122
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0182
Total of all active and inactive participants2013-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01204
Number of participants with account balances2013-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01138
Total number of active participants reported on line 7a of the Form 55002012-01-01137
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01176
Number of participants with account balances2012-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110

Financial Data on ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN

Measure Date Value
2022 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-586,665
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$295,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$285,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$915,817
Value of total assets at end of year2022-12-31$7,258,674
Value of total assets at beginning of year2022-12-31$8,140,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,485
Total interest from all sources2022-12-31$1,096
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$395,157
Participant contributions at end of year2022-12-31$42,795
Participant contributions at beginning of year2022-12-31$48,909
Participant contributions at end of year2022-12-31$35,807
Participant contributions at beginning of year2022-12-31$13,250
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$302,434
Other income not declared elsewhere2022-12-31$580
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-882,091
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,258,674
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,140,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$9,485
Value of interest in pooled separate accounts at end of year2022-12-31$7,070,335
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,996,216
Income. Interest from loans (other than to participants)2022-12-31$1,096
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$99,355
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$73,907
Net investment gain/loss from pooled separate accounts2022-12-31$-1,504,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$218,226
Employer contributions (assets) at end of year2022-12-31$10,382
Employer contributions (assets) at beginning of year2022-12-31$8,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$285,941
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2022-12-31561031342
2021 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,569,331
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$156,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$147,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$466,595
Value of total assets at end of year2021-12-31$8,140,765
Value of total assets at beginning of year2021-12-31$6,727,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,102
Total interest from all sources2021-12-31$1,476
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$299,531
Participant contributions at end of year2021-12-31$48,909
Participant contributions at beginning of year2021-12-31$54,608
Participant contributions at end of year2021-12-31$13,250
Participant contributions at beginning of year2021-12-31$16,873
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,448
Other income not declared elsewhere2021-12-31$616
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,413,004
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,140,765
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,727,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,102
Value of interest in pooled separate accounts at end of year2021-12-31$7,996,216
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,591,613
Interest on participant loans2021-12-31$1,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$73,907
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$52,081
Net investment gain/loss from pooled separate accounts2021-12-31$1,100,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$163,616
Employer contributions (assets) at end of year2021-12-31$8,483
Employer contributions (assets) at beginning of year2021-12-31$12,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$147,225
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2021-12-31561031342
2020 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,421,594
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$562,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$553,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,580,935
Value of total assets at end of year2020-12-31$6,727,761
Value of total assets at beginning of year2020-12-31$4,868,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$8,729
Total interest from all sources2020-12-31$1,093
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$269,419
Participant contributions at end of year2020-12-31$54,608
Participant contributions at beginning of year2020-12-31$51,161
Participant contributions at end of year2020-12-31$16,873
Participant contributions at beginning of year2020-12-31$14,377
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,166,585
Other income not declared elsewhere2020-12-31$557
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,859,518
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,727,761
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,868,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$8,729
Value of interest in pooled separate accounts at end of year2020-12-31$6,591,613
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,755,210
Interest on participant loans2020-12-31$1,093
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$52,081
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$41,520
Net investment gain/loss from pooled separate accounts2020-12-31$839,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$144,931
Employer contributions (assets) at end of year2020-12-31$12,586
Employer contributions (assets) at beginning of year2020-12-31$5,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$553,347
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2020-12-31561031342
2019 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,334,215
Total income from all sources (including contributions)2019-12-31$1,334,215
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$301,566
Total of all expenses incurred2019-12-31$301,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$294,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$294,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$465,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$465,232
Value of total assets at end of year2019-12-31$4,868,243
Value of total assets at end of year2019-12-31$4,868,243
Value of total assets at beginning of year2019-12-31$3,835,594
Value of total assets at beginning of year2019-12-31$3,835,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,664
Total interest from all sources2019-12-31$1,535
Total interest from all sources2019-12-31$1,535
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$294,831
Contributions received from participants2019-12-31$294,831
Participant contributions at end of year2019-12-31$51,161
Participant contributions at end of year2019-12-31$51,161
Participant contributions at beginning of year2019-12-31$45,632
Participant contributions at beginning of year2019-12-31$45,632
Participant contributions at end of year2019-12-31$14,377
Participant contributions at end of year2019-12-31$14,377
Participant contributions at beginning of year2019-12-31$21,059
Participant contributions at beginning of year2019-12-31$21,059
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$24,362
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$24,362
Other income not declared elsewhere2019-12-31$81
Other income not declared elsewhere2019-12-31$81
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,032,649
Value of net income/loss2019-12-31$1,032,649
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,868,243
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,868,243
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,835,594
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,835,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$6,664
Investment advisory and management fees2019-12-31$6,664
Value of interest in pooled separate accounts at end of year2019-12-31$4,755,210
Value of interest in pooled separate accounts at end of year2019-12-31$4,755,210
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,734,159
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,734,159
Interest on participant loans2019-12-31$1,535
Interest on participant loans2019-12-31$1,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$41,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$41,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$25,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$25,221
Net investment gain/loss from pooled separate accounts2019-12-31$867,367
Net investment gain/loss from pooled separate accounts2019-12-31$867,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$146,039
Contributions received in cash from employer2019-12-31$146,039
Employer contributions (assets) at end of year2019-12-31$5,975
Employer contributions (assets) at end of year2019-12-31$5,975
Employer contributions (assets) at beginning of year2019-12-31$9,523
Employer contributions (assets) at beginning of year2019-12-31$9,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$294,902
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm name2019-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2019-12-31561031342
Accountancy firm EIN2019-12-31561031342
2018 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$107,500
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,474,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,463,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$423,405
Value of total assets at end of year2018-12-31$3,835,594
Value of total assets at beginning of year2018-12-31$5,202,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,632
Total interest from all sources2018-12-31$1,609
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$310,299
Participant contributions at end of year2018-12-31$45,632
Participant contributions at beginning of year2018-12-31$49,771
Participant contributions at end of year2018-12-31$21,059
Participant contributions at beginning of year2018-12-31$12,904
Other income not declared elsewhere2018-12-31$1,634
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,367,265
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,835,594
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,202,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$11,632
Value of interest in pooled separate accounts at end of year2018-12-31$3,734,159
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,917,327
Interest on participant loans2018-12-31$1,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$25,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$214,965
Net investment gain/loss from pooled separate accounts2018-12-31$-319,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$113,106
Employer contributions (assets) at end of year2018-12-31$9,523
Employer contributions (assets) at beginning of year2018-12-31$7,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,463,133
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2018-12-31561031342
2017 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,131,097
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,021,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,016,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$405,387
Value of total assets at end of year2017-12-31$5,202,859
Value of total assets at beginning of year2017-12-31$5,093,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,848
Total interest from all sources2017-12-31$2,447
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$238,422
Participant contributions at end of year2017-12-31$49,771
Participant contributions at beginning of year2017-12-31$65,771
Participant contributions at end of year2017-12-31$12,904
Participant contributions at beginning of year2017-12-31$12,738
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,408
Other income not declared elsewhere2017-12-31$6,439
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$109,158
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,202,859
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,093,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$5,848
Value of interest in pooled separate accounts at end of year2017-12-31$4,917,327
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,229,033
Interest on participant loans2017-12-31$2,447
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$214,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$778,133
Net investment gain/loss from pooled separate accounts2017-12-31$716,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$161,557
Employer contributions (assets) at end of year2017-12-31$7,892
Employer contributions (assets) at beginning of year2017-12-31$8,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,016,091
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2017-12-31561031342
2016 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$991,772
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$706,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$696,974
Expenses. Certain deemed distributions of participant loans2016-12-31$3,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$618,461
Value of total assets at end of year2016-12-31$5,093,701
Value of total assets at beginning of year2016-12-31$4,808,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,628
Total interest from all sources2016-12-31$2,550
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$257,813
Participant contributions at end of year2016-12-31$65,771
Participant contributions at beginning of year2016-12-31$55,176
Participant contributions at end of year2016-12-31$12,738
Participant contributions at beginning of year2016-12-31$20,601
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$192,857
Other income not declared elsewhere2016-12-31$8,544
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$285,402
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,093,701
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,808,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$5,628
Value of interest in pooled separate accounts at end of year2016-12-31$4,229,033
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,979,424
Interest on participant loans2016-12-31$2,550
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$778,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$738,328
Net investment gain/loss from pooled separate accounts2016-12-31$362,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$167,791
Employer contributions (assets) at end of year2016-12-31$8,026
Employer contributions (assets) at beginning of year2016-12-31$14,770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$696,974
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2016-12-31561031342
2015 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$465,367
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$184,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$172,627
Expenses. Certain deemed distributions of participant loans2015-12-31$5,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$545,117
Value of total assets at end of year2015-12-31$4,808,299
Value of total assets at beginning of year2015-12-31$4,527,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,981
Total interest from all sources2015-12-31$1,609
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$261,794
Participant contributions at end of year2015-12-31$55,176
Participant contributions at beginning of year2015-12-31$47,579
Participant contributions at end of year2015-12-31$20,601
Participant contributions at beginning of year2015-12-31$9,713
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$110,056
Other income not declared elsewhere2015-12-31$8,687
Administrative expenses (other) incurred2015-12-31$4,884
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$280,548
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,808,299
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,527,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,979,424
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,747,095
Interest on participant loans2015-12-31$1,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$738,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$715,717
Net investment gain/loss from pooled separate accounts2015-12-31$-90,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$173,267
Employer contributions (assets) at end of year2015-12-31$14,770
Employer contributions (assets) at beginning of year2015-12-31$7,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$172,627
Contract administrator fees2015-12-31$2,097
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2015-12-31561031342
2014 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$666,321
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$348,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$325,576
Expenses. Certain deemed distributions of participant loans2014-12-31$16,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$454,346
Value of total assets at end of year2014-12-31$4,527,751
Value of total assets at beginning of year2014-12-31$4,209,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,703
Total interest from all sources2014-12-31$2,736
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$350,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$266,537
Participant contributions at end of year2014-12-31$47,579
Participant contributions at beginning of year2014-12-31$70,669
Participant contributions at end of year2014-12-31$9,713
Participant contributions at beginning of year2014-12-31$3,182
Other income not declared elsewhere2014-12-31$8,938
Administrative expenses (other) incurred2014-12-31$4,956
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$318,217
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,527,751
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,209,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,747,095
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,437,828
Interest on participant loans2014-12-31$2,736
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$715,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$696,377
Net investment gain/loss from pooled separate accounts2014-12-31$200,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$187,809
Employer contributions (assets) at end of year2014-12-31$7,647
Employer contributions (assets) at beginning of year2014-12-31$1,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$325,576
Contract administrator fees2014-12-31$747
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2014-12-31561031342
2013 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,018,347
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$291,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$289,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$429,766
Value of total assets at end of year2013-12-31$4,209,534
Value of total assets at beginning of year2013-12-31$3,482,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,428
Total interest from all sources2013-12-31$2,297
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$1,300
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$350,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$240,942
Participant contributions at end of year2013-12-31$70,669
Participant contributions at beginning of year2013-12-31$73,366
Participant contributions at end of year2013-12-31$3,182
Participant contributions at beginning of year2013-12-31$14,055
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,695
Other income not declared elsewhere2013-12-31$7,590
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$726,986
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,209,534
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,482,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,437,828
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,833,996
Interest on participant loans2013-12-31$2,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$696,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$552,807
Net investment gain/loss from pooled separate accounts2013-12-31$578,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$185,129
Employer contributions (assets) at end of year2013-12-31$1,478
Employer contributions (assets) at beginning of year2013-12-31$8,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$289,933
Contract administrator fees2013-12-31$128
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2013-12-31561031342
2012 : ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,223,251
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$439,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$423,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$947,979
Value of total assets at end of year2012-12-31$3,482,548
Value of total assets at beginning of year2012-12-31$2,698,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,922
Total interest from all sources2012-12-31$3,364
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$900
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$350,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$239,117
Participant contributions at end of year2012-12-31$73,366
Participant contributions at beginning of year2012-12-31$92,913
Participant contributions at end of year2012-12-31$14,055
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$538,058
Other income not declared elsewhere2012-12-31$1,284
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$18,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$783,991
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,482,548
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,698,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,833,996
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,587,122
Interest on participant loans2012-12-31$3,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$552,807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$170,804
Employer contributions (assets) at end of year2012-12-31$8,324
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$423,338
Contract administrator fees2012-12-31$15,022
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2012-12-31561031342

Form 5500 Responses for ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN

2022: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ORTHOPAEDIC SPECIALISTS OF NC, P.A. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered110
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $23,842
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,842
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered91
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $23,524
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,524
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered87
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $17,699
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,699
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered102
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $13,541
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,978
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered103
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $15,870
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,870
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered171
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $16,302
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,335
Insurance broker organization code?3
Insurance broker nameHARRY O'CONNER, LINCOLN FINANCIAL
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered171
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,720
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,720
Insurance broker organization code?3
Insurance broker nameHARRY O'CONNER, PROSPERA FINANCIAL
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered191
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,716
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,528
Insurance broker organization code?3
Insurance broker nameHARRY O'CONNER, AXA NETWORK LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered207
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $11,866
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,866
Insurance broker organization code?3
Insurance broker nameHARRY O'CONNER, AXA NETWORK LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number49012
Policy instance 2
Insurance contract or identification number49012
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-09-04
Total amount of commissions paid to insurance brokerUSD $11,654
Total amount of fees paid to insurance companyUSD $1,873
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,654
Insurance broker organization code?3
Amount paid for insurance broker fees1873
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker nameQRPS, INC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number945856-01
Policy instance 1
Insurance contract or identification number945856-01
Number of Individuals Covered170
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,353
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,353
Insurance broker organization code?3
Insurance broker nameHARRY O'CONNER, AXA NETWORK LLC

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