401k Plan data: SONY ERICSSON 401(K) AND SAVINGS PLAN plan

SONY ERICSSON 401(K) AND SAVINGS PLAN 401k Plan overview

Plan Name	SONY ERICSSON 401(K) AND SAVINGS PLAN
Plan identification number	001

SONY ERICSSON 401(K) AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SONY MOBILE has sponsored the creation of one or more 401k plans.

Company Name: SONY MOBILE

Employer identification number (EIN): 562268745

NAIC Classification: 517000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SONY ERICSSON 401(K) AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 LEE HILL EVAN GLOVER 2014-10-15
001 2012-01-01 LEE HILL SUSANA CAPPER 2013-10-04
001 2011-01-01 LEE HILL SUSANA CAPPER 2012-10-17
001 2009-01-01 LEE HILL

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	LEE HILL	EVAN GLOVER	2014-10-15
001	2012-01-01	LEE HILL	SUSANA CAPPER	2013-10-04
001	2011-01-01	LEE HILL	SUSANA CAPPER	2012-10-17
001	2009-01-01	LEE HILL

Plan Statistics for SONY ERICSSON 401(K) AND SAVINGS PLAN

401k plan membership statisitcs for SONY ERICSSON 401(K) AND SAVINGS PLAN

Measure Date Value
2013: SONY ERICSSON 401(K) AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 902
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SONY ERICSSON 401(K) AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,067
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 239
Number of retired or separated participants receiving benefits 2012-01-01 160
Number of other retired or separated participants entitled to future benefits 2012-01-01 502
Total of all active and inactive participants 2012-01-01 901
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 902
Number of participants with account balances 2012-01-01 890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SONY ERICSSON 401(K) AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,102
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 347
Number of retired or separated participants receiving benefits 2011-01-01 178
Number of other retired or separated participants entitled to future benefits 2011-01-01 541
Total of all active and inactive participants 2011-01-01 1,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,067
Number of participants with account balances 2011-01-01 1,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SONY ERICSSON 401(K) AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,389
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 603
Number of retired or separated participants receiving benefits 2009-01-01 85
Number of other retired or separated participants entitled to future benefits 2009-01-01 469
Total of all active and inactive participants 2009-01-01 1,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,158
Number of participants with account balances 2009-01-01 1,143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: SONY ERICSSON 401(K) AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	902
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SONY ERICSSON 401(K) AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,067
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	239
Number of retired or separated participants receiving benefits	2012-01-01	160
Number of other retired or separated participants entitled to future benefits	2012-01-01	502
Total of all active and inactive participants	2012-01-01	901
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	902
Number of participants with account balances	2012-01-01	890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SONY ERICSSON 401(K) AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,102
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	347
Number of retired or separated participants receiving benefits	2011-01-01	178
Number of other retired or separated participants entitled to future benefits	2011-01-01	541
Total of all active and inactive participants	2011-01-01	1,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,067
Number of participants with account balances	2011-01-01	1,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SONY ERICSSON 401(K) AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,389
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	603
Number of retired or separated participants receiving benefits	2009-01-01	85
Number of other retired or separated participants entitled to future benefits	2009-01-01	469
Total of all active and inactive participants	2009-01-01	1,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,158
Number of participants with account balances	2009-01-01	1,143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SONY ERICSSON 401(K) AND SAVINGS PLAN

Measure	Date	Value
2013 : SONY ERICSSON 401(K) AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$76,188,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$16,775,802
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$9,151,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$9,053,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,436,152
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$68,564,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$98,711
Total interest from all sources	2013-12-31	$18,769
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,491,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,491,084
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,497,762
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$345,883
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$4,313,484
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$279,772
Other income not declared elsewhere	2013-12-31	$771,981
Administrative expenses (other) incurred	2013-12-31	$53,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,624,073
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$68,564,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$77,855
Investment advisory and management fees	2013-12-31	$45,273
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$34,470,248
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,045,167
Interest on participant loans	2013-12-31	$18,769
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$21,311,391
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,510,507
Net investment gain or loss from common/collective trusts	2013-12-31	$4,547,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,658,618
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$9,053,018
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : SONY ERICSSON 401(K) AND SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$12,735
Total unrealized appreciation/depreciation of assets	2012-12-31	$12,735
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$11,845,667
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$11,861,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$11,778,059
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,276,668
Value of total assets at end of year	2012-12-31	$68,564,028
Value of total assets at beginning of year	2012-12-31	$68,579,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$77,640
Total interest from all sources	2012-12-31	$15,400
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,153,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,153,921
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,928,016
Participant contributions at end of year	2012-12-31	$345,883
Participant contributions at beginning of year	2012-12-31	$309,811
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$69,461
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$4,313,484
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$4,545,189
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$257,178
Other income not declared elsewhere	2012-12-31	$162,569
Administrative expenses (other) incurred	2012-12-31	$48,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-15,847
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$68,564,028
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$68,579,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$77,855
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$55,265
Investment advisory and management fees	2012-12-31	$29,521
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$34,470,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$35,929,063
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,045,167
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$15,400
Value of interest in common/collective trusts at end of year	2012-12-31	$21,311,391
Value of interest in common/collective trusts at beginning of year	2012-12-31	$27,526,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,284,847
Net investment gain/loss from pooled separate accounts	2012-12-31	$162,218
Net investment gain or loss from common/collective trusts	2012-12-31	$2,777,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,091,474
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$144,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$11,778,059
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : SONY ERICSSON 401(K) AND SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-27,989
Total unrealized appreciation/depreciation of assets	2011-12-31	$-27,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,479,409
Total loss/gain on sale of assets	2011-12-31	$270
Total of all expenses incurred	2011-12-31	$14,785,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$14,710,085
Expenses. Certain deemed distributions of participant loans	2011-12-31	$12
Value of total corrective distributions	2011-12-31	$5,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,997,207
Value of total assets at end of year	2011-12-31	$68,579,875
Value of total assets at beginning of year	2011-12-31	$80,885,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$69,385
Total interest from all sources	2011-12-31	$14,710
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$984,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$984,765
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,088,635
Participant contributions at end of year	2011-12-31	$309,811
Participant contributions at beginning of year	2011-12-31	$383,460
Participant contributions at end of year	2011-12-31	$69,461
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$4,545,189
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$5,832,734
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$472,361
Other income not declared elsewhere	2011-12-31	$-474,542
Administrative expenses (other) incurred	2011-12-31	$48,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-12,306,010
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$68,579,875
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$80,885,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$55,265
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$51,782
Investment advisory and management fees	2011-12-31	$20,695
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$35,929,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$44,787,090
Interest on participant loans	2011-12-31	$14,710
Value of interest in common/collective trusts at end of year	2011-12-31	$27,526,390
Value of interest in common/collective trusts at beginning of year	2011-12-31	$29,762,286
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,206,801
Net investment gain or loss from common/collective trusts	2011-12-31	$191,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,436,211
Employer contributions (assets) at end of year	2011-12-31	$144,696
Employer contributions (assets) at beginning of year	2011-12-31	$68,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$14,710,085
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$5,392
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$5,122
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BDO USA, LLP
Accountancy firm EIN	2011-12-31	135381590
2010 : SONY ERICSSON 401(K) AND SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-7,216
Total unrealized appreciation/depreciation of assets	2010-12-31	$-7,216
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$17,847,498
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$20,025,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$19,939,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,527,025
Value of total assets at end of year	2010-12-31	$80,885,885
Value of total assets at beginning of year	2010-12-31	$83,063,726
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$85,805
Total interest from all sources	2010-12-31	$33,741
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$719,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$719,439
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,167,587
Participant contributions at end of year	2010-12-31	$383,460
Participant contributions at beginning of year	2010-12-31	$914,908
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$5,832,734
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$6,519,621
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$194,499
Other income not declared elsewhere	2010-12-31	$1,493,304
Administrative expenses (other) incurred	2010-12-31	$62,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-2,177,841
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$80,885,885
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$83,063,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$51,782
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$23,061
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$44,787,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$46,712,143
Interest on participant loans	2010-12-31	$33,741
Value of interest in common/collective trusts at end of year	2010-12-31	$29,762,286
Value of interest in common/collective trusts at beginning of year	2010-12-31	$28,849,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,996,806
Net investment gain or loss from common/collective trusts	2010-12-31	$3,084,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,164,939
Employer contributions (assets) at end of year	2010-12-31	$68,533
Employer contributions (assets) at beginning of year	2010-12-31	$67,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$19,939,534
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BDO USA, LLP
Accountancy firm EIN	2010-12-31	135381590

Form 5500 Responses for SONY ERICSSON 401(K) AND SAVINGS PLAN

2013: SONY ERICSSON 401(K) AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SONY ERICSSON 401(K) AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SONY ERICSSON 401(K) AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SONY ERICSSON 401(K) AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SONY MOBILE
Employer identification number (EIN):	562268745
NAIC Classification:	517000