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Plan Name | ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ALPHA NATURAL RESOURCES, LLC |
Employer identification number (EIN): | 562298262 |
NAIC Classification: | 212110 |
NAIC Description: | Coal Mining |
Additional information about ALPHA NATURAL RESOURCES, LLC
Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
Incorporation Date: | 2014-05-08 |
Company Identification Number: | 603401721 |
Legal Registered Office Address: |
12835 NEWCASTLE WAY #301 NEWCASTLE United States of America (USA) 98056 |
More information about ALPHA NATURAL RESOURCES, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | JUDY HILL | |||
001 | 2016-01-01 | JUDY HILL | |||
001 | 2015-01-01 | JUDY HILL | |||
001 | 2014-01-01 | JUDY HILL | |||
001 | 2013-01-01 | JUDY HILL | |||
001 | 2012-01-01 | DORA N. JUDY | |||
001 | 2011-01-01 | TOM STECKEL | TOM STECKEL | 2012-10-15 | |
001 | 2009-01-01 | TOM STECKEL | TOM STECKEL | 2010-10-11 |
Measure | Date | Value |
---|---|---|
2019: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 3,642 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
Total of all active and inactive participants | 2019-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 0 |
Number of participants with account balances | 2019-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 3,838 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 2,561 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 16 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1,054 |
Total of all active and inactive participants | 2018-01-01 | 3,631 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 11 |
Total participants | 2018-01-01 | 3,642 |
Number of participants with account balances | 2018-01-01 | 3,296 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 4,402 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 2,654 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1,159 |
Total of all active and inactive participants | 2017-01-01 | 3,825 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 13 |
Total participants | 2017-01-01 | 3,838 |
Number of participants with account balances | 2017-01-01 | 3,266 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 7,492 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 3,117 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 29 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1,234 |
Total of all active and inactive participants | 2016-01-01 | 4,380 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 22 |
Total participants | 2016-01-01 | 4,402 |
Number of participants with account balances | 2016-01-01 | 3,665 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 3 |
2015: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 9,563 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 5,875 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1,598 |
Total of all active and inactive participants | 2015-01-01 | 7,487 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 5 |
Total participants | 2015-01-01 | 7,492 |
Number of participants with account balances | 2015-01-01 | 7,033 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 396 |
2014: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 10,747 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 7,904 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1,639 |
Total of all active and inactive participants | 2014-01-01 | 9,557 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 6 |
Total participants | 2014-01-01 | 9,563 |
Number of participants with account balances | 2014-01-01 | 8,470 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 340 |
2013: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 11,305 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 9,353 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 17 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1,369 |
Total of all active and inactive participants | 2013-01-01 | 10,739 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 8 |
Total participants | 2013-01-01 | 10,747 |
Number of participants with account balances | 2013-01-01 | 10,747 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 428 |
2012: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 10,552 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 11,285 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 11,285 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 20 |
Total participants | 2012-01-01 | 11,305 |
Number of participants with account balances | 2012-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 531 |
2011: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 6,388 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 9,529 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 973 |
Total of all active and inactive participants | 2011-01-01 | 10,503 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 12 |
Total participants | 2011-01-01 | 10,515 |
Number of participants with account balances | 2011-01-01 | 6,341 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 200 |
2009: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 3,969 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 3,078 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 452 |
Total of all active and inactive participants | 2009-01-01 | 3,533 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 5 |
Total participants | 2009-01-01 | 3,538 |
Number of participants with account balances | 2009-01-01 | 3,526 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2019 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-04-30 | $0 |
2018 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $11,903 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,650 |
Total income from all sources (including contributions) | 2018-12-31 | $10,998,247 |
Total of all expenses incurred | 2018-12-31 | $41,390,652 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $41,057,083 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $17,450,606 |
Value of total assets at end of year | 2018-12-31 | $236,673,078 |
Value of total assets at beginning of year | 2018-12-31 | $267,057,230 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $333,569 |
Total interest from all sources | 2018-12-31 | $541,851 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $6,104,018 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $6,104,018 |
Administrative expenses professional fees incurred | 2018-12-31 | $39,347 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $9,313,800 |
Participant contributions at end of year | 2018-12-31 | $11,066,556 |
Participant contributions at beginning of year | 2018-12-31 | $11,492,894 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $295,796 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $81,493 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $82,532 |
Other income not declared elsewhere | 2018-12-31 | $1,026,632 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $3,650 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-30,392,405 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $236,661,175 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $267,053,580 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $80,358 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $186,345,628 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $209,338,095 |
Interest on participant loans | 2018-12-31 | $541,851 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $39,179,365 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $46,143,673 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $36 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $36 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $36 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-8,594,130 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-5,530,730 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $7,841,010 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $41,057,083 |
Contract administrator fees | 2018-12-31 | $213,864 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $11,903 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $0 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountancy firm name | 2018-12-31 | BROWN, EDWARDS & COMPANY, L.L.P. |
Accountancy firm EIN | 2018-12-31 | 540504608 |
2017 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,650 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $61,413 |
Total income from all sources (including contributions) | 2017-12-31 | $47,506,854 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $66,810,139 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $66,698,397 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $9,484,674 |
Value of total assets at end of year | 2017-12-31 | $267,057,230 |
Value of total assets at beginning of year | 2017-12-31 | $286,418,278 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $111,742 |
Total interest from all sources | 2017-12-31 | $521,741 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $5,589,963 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $5,589,963 |
Administrative expenses professional fees incurred | 2017-12-31 | $38,272 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $9,326,249 |
Participant contributions at end of year | 2017-12-31 | $11,492,894 |
Participant contributions at beginning of year | 2017-12-31 | $12,288,266 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $158,354 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $82,532 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
Other income not declared elsewhere | 2017-12-31 | $585,899 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $3,650 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $61,413 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-19,303,285 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $267,053,580 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $286,356,865 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $69,333 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $209,338,095 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $212,998,181 |
Interest on participant loans | 2017-12-31 | $521,741 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $46,143,673 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $60,258,220 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $36 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $873,611 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $873,611 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $23,798,074 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $7,526,503 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $71 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $66,698,397 |
Contract administrator fees | 2017-12-31 | $4,137 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CHERRY BEKEART LLP |
Accountancy firm EIN | 2017-12-31 | 560574444 |
2016 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $61,413 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $85,710 |
Total income from all sources (including contributions) | 2016-12-31 | $42,394,140 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $261,416,617 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $261,088,126 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $17,544,163 |
Value of total assets at end of year | 2016-12-31 | $286,418,278 |
Value of total assets at beginning of year | 2016-12-31 | $505,465,052 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $328,491 |
Total interest from all sources | 2016-12-31 | $758,113 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $7,885,449 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $7,885,449 |
Administrative expenses professional fees incurred | 2016-12-31 | $121,577 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $17,012,648 |
Participant contributions at end of year | 2016-12-31 | $12,288,266 |
Participant contributions at beginning of year | 2016-12-31 | $28,076,939 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $478,924 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $61,413 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $85,710 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-219,022,477 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $286,356,865 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $505,379,342 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $120,361 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $212,998,181 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $376,829,012 |
Interest on participant loans | 2016-12-31 | $758,113 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $60,258,220 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $100,506,980 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $873,611 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $14,614,288 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,592,127 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $52,591 |
Employer contributions (assets) at end of year | 2016-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $52,121 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $261,088,126 |
Contract administrator fees | 2016-12-31 | $86,553 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CHERRY BEKEART LLP |
Accountancy firm EIN | 2016-12-31 | 560574444 |
2015 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $85,710 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $112,541 |
Total income from all sources (including contributions) | 2015-12-31 | $43,662,519 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $216,191,993 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $215,834,230 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $36,497,514 |
Value of total assets at end of year | 2015-12-31 | $505,465,052 |
Value of total assets at beginning of year | 2015-12-31 | $678,021,357 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $357,763 |
Total interest from all sources | 2015-12-31 | $1,372,691 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $21,272,607 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $21,272,607 |
Administrative expenses professional fees incurred | 2015-12-31 | $51,898 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $29,923,321 |
Participant contributions at end of year | 2015-12-31 | $28,076,939 |
Participant contributions at beginning of year | 2015-12-31 | $38,844,232 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $675,456 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $85,710 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $112,541 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $1,079,009 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-172,529,474 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $505,379,342 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $677,908,816 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $166,099 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $376,829,012 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $505,735,178 |
Interest on participant loans | 2015-12-31 | $1,372,691 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $100,506,980 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $132,362,938 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-15,327,406 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-152,887 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $5,898,737 |
Employer contributions (assets) at end of year | 2015-12-31 | $52,121 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $215,834,230 |
Contract administrator fees | 2015-12-31 | $139,766 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CHERRY BEKEART LLP |
Accountancy firm EIN | 2015-12-31 | 560574444 |
2014 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $71,468,388 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $112,541 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $132,155 |
Total income from all sources (including contributions) | 2014-12-31 | $83,222,383 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $134,388,414 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $133,930,282 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $40,515,264 |
Value of total assets at end of year | 2014-12-31 | $678,021,357 |
Value of total assets at beginning of year | 2014-12-31 | $800,675,390 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $458,132 |
Total interest from all sources | 2014-12-31 | $1,647,317 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $25,177,409 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $25,177,409 |
Administrative expenses professional fees incurred | 2014-12-31 | $66,429 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $39,808,863 |
Participant contributions at end of year | 2014-12-31 | $38,844,232 |
Participant contributions at beginning of year | 2014-12-31 | $39,625,556 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $473,661 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $112,541 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $132,155 |
Total non interest bearing cash at end of year | 2014-12-31 | $1,079,009 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $69,133,968 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-51,166,031 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $677,908,816 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $800,543,235 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $200,078 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $505,735,178 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $541,924,774 |
Interest on participant loans | 2014-12-31 | $1,647,317 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $132,362,938 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $149,543,783 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $11,450,844 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $4,431,549 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $232,740 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $447,309 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $133,930,282 |
Contract administrator fees | 2014-12-31 | $191,625 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CHERRY BEKEART LLP |
Accountancy firm EIN | 2014-12-31 | 560574444 |
2013 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $132,155 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $219,281,063 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $152,289,489 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $143,394,919 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $8,247,231 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $102,847,113 |
Value of total assets at end of year | 2013-12-31 | $800,675,390 |
Value of total assets at beginning of year | 2013-12-31 | $733,551,661 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $647,339 |
Total interest from all sources | 2013-12-31 | $1,640,079 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $19,807,857 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $19,807,857 |
Administrative expenses professional fees incurred | 2013-12-31 | $646,313 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $55,433,942 |
Participant contributions at end of year | 2013-12-31 | $39,625,556 |
Participant contributions at beginning of year | 2013-12-31 | $37,344,592 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $2,292,779 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,689,619 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $132,155 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
Total non interest bearing cash at end of year | 2013-12-31 | $69,133,968 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $690,749,559 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $66,991,574 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $800,543,235 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $733,551,661 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $1,026 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $541,924,774 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
Interest on participant loans | 2013-12-31 | $1,640,079 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $149,543,783 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $92,350,565 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $2,635,449 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $45,723,552 |
Employer contributions (assets) at end of year | 2013-12-31 | $447,309 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $3,164,731 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $143,394,919 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CHERRY BEKEART LLP |
Accountancy firm EIN | 2013-12-31 | 560574444 |
2012 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $15,600 |
Total income from all sources (including contributions) | 2012-12-31 | $218,168,497 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $135,245,870 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $134,523,675 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $408,793 |
Value of total corrective distributions | 2012-12-31 | $47,599 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $147,088,129 |
Value of total assets at end of year | 2012-12-31 | $733,551,661 |
Value of total assets at beginning of year | 2012-12-31 | $650,644,634 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $265,803 |
Total interest from all sources | 2012-12-31 | $1,386,751 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $16,304,607 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $16,304,607 |
Administrative expenses professional fees incurred | 2012-12-31 | $67,772 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $62,829,779 |
Participant contributions at end of year | 2012-12-31 | $37,344,592 |
Participant contributions at beginning of year | 2012-12-31 | $18,026,142 |
Participant contributions at end of year | 2012-12-31 | $2,292,779 |
Participant contributions at beginning of year | 2012-12-31 | $842,493 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,548,285 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $241,784,266 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $15,600 |
Administrative expenses (other) incurred | 2012-12-31 | $198,031 |
Total non interest bearing cash at end of year | 2012-12-31 | $690,749,559 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $82,922,627 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $733,551,661 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $650,629,034 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $307,495,308 |
Interest on participant loans | 2012-12-31 | $1,386,751 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $81,197,026 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $52,322,671 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,066,339 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $82,710,065 |
Employer contributions (assets) at end of year | 2012-12-31 | $3,164,731 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,299,399 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $134,523,675 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CHERRY,BEKEART AND HOLLAND |
Accountancy firm EIN | 2012-12-31 | 560574444 |
2011 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $241,784,266 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $15,600 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $76,320,050 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $35,583,654 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $35,520,238 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $76,442,109 |
Value of total assets at end of year | 2011-12-31 | $650,644,634 |
Value of total assets at beginning of year | 2011-12-31 | $368,108,372 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $63,416 |
Total interest from all sources | 2011-12-31 | $757,076 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $7,733,719 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $7,733,719 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $30,918,523 |
Participant contributions at end of year | 2011-12-31 | $18,026,142 |
Participant contributions at beginning of year | 2011-12-31 | $15,891,066 |
Participant contributions at end of year | 2011-12-31 | $842,493 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,233,582 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $241,784,266 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $15,600 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
Administrative expenses (other) incurred | 2011-12-31 | $63,416 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $40,736,396 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $650,629,034 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $368,108,372 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $307,495,308 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $282,218,520 |
Interest on participant loans | 2011-12-31 | $757,076 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $81,197,026 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $69,912,962 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-11,295,404 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,682,550 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $43,290,004 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,299,399 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $85,824 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $35,520,238 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CHERRY, BEKEART AND HOLLAND |
Accountancy firm EIN | 2011-12-31 | 560574444 |
2010 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $203,980,855 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $45,389,318 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $5,806,174 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $5,706,849 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $68,188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $26,477,511 |
Value of total assets at end of year | 2010-12-31 | $368,108,372 |
Value of total assets at beginning of year | 2010-12-31 | $124,544,373 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $31,137 |
Total interest from all sources | 2010-12-31 | $339,408 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $3,291,256 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $3,291,256 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $13,054,488 |
Participant contributions at end of year | 2010-12-31 | $15,891,066 |
Participant contributions at beginning of year | 2010-12-31 | $5,938,772 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,854,594 |
Administrative expenses (other) incurred | 2010-12-31 | $31,137 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $39,583,144 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $368,108,372 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $124,544,373 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $282,218,520 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $94,814,632 |
Interest on participant loans | 2010-12-31 | $339,408 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $69,912,962 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $23,705,794 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $13,239,962 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,041,181 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $11,568,429 |
Employer contributions (assets) at end of year | 2010-12-31 | $85,824 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $85,175 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $5,706,849 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CHERRY, BEKEART AND HOLLAND |
Accountancy firm EIN | 2010-12-31 | 560574444 |
2009 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2019: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses | ||
---|---|---|
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | This submission is the final filing | Yes |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |