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ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALPHA NATURAL RESOURCES, LLC has sponsored the creation of one or more 401k plans.

Company Name:ALPHA NATURAL RESOURCES, LLC
Employer identification number (EIN):562298262
NAIC Classification:212110
NAIC Description: Coal Mining

Additional information about ALPHA NATURAL RESOURCES, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2014-05-08
Company Identification Number: 603401721
Legal Registered Office Address: 12835 NEWCASTLE WAY #301

NEWCASTLE
United States of America (USA)
98056

More information about ALPHA NATURAL RESOURCES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01JUDY HILL
0012016-01-01JUDY HILL
0012015-01-01JUDY HILL
0012014-01-01JUDY HILL
0012013-01-01JUDY HILL
0012012-01-01DORA N. JUDY
0012011-01-01TOM STECKEL TOM STECKEL2012-10-15
0012009-01-01TOM STECKEL TOM STECKEL2010-10-11

Plan Statistics for ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2019: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,642
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,838
Total number of active participants reported on line 7a of the Form 55002018-01-012,561
Number of retired or separated participants receiving benefits2018-01-0116
Number of other retired or separated participants entitled to future benefits2018-01-011,054
Total of all active and inactive participants2018-01-013,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-013,642
Number of participants with account balances2018-01-013,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,402
Total number of active participants reported on line 7a of the Form 55002017-01-012,654
Number of retired or separated participants receiving benefits2017-01-0112
Number of other retired or separated participants entitled to future benefits2017-01-011,159
Total of all active and inactive participants2017-01-013,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-013,838
Number of participants with account balances2017-01-013,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017,492
Total number of active participants reported on line 7a of the Form 55002016-01-013,117
Number of retired or separated participants receiving benefits2016-01-0129
Number of other retired or separated participants entitled to future benefits2016-01-011,234
Total of all active and inactive participants2016-01-014,380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0122
Total participants2016-01-014,402
Number of participants with account balances2016-01-013,665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019,563
Total number of active participants reported on line 7a of the Form 55002015-01-015,875
Number of retired or separated participants receiving benefits2015-01-0114
Number of other retired or separated participants entitled to future benefits2015-01-011,598
Total of all active and inactive participants2015-01-017,487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-017,492
Number of participants with account balances2015-01-017,033
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01396
2014: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110,747
Total number of active participants reported on line 7a of the Form 55002014-01-017,904
Number of retired or separated participants receiving benefits2014-01-0114
Number of other retired or separated participants entitled to future benefits2014-01-011,639
Total of all active and inactive participants2014-01-019,557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-019,563
Number of participants with account balances2014-01-018,470
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01340
2013: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111,305
Total number of active participants reported on line 7a of the Form 55002013-01-019,353
Number of retired or separated participants receiving benefits2013-01-0117
Number of other retired or separated participants entitled to future benefits2013-01-011,369
Total of all active and inactive participants2013-01-0110,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-0110,747
Number of participants with account balances2013-01-0110,747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01428
2012: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0110,552
Total number of active participants reported on line 7a of the Form 55002012-01-0111,285
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0111,285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0120
Total participants2012-01-0111,305
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01531
2011: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,388
Total number of active participants reported on line 7a of the Form 55002011-01-019,529
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01973
Total of all active and inactive participants2011-01-0110,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0112
Total participants2011-01-0110,515
Number of participants with account balances2011-01-016,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01200
2009: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,969
Total number of active participants reported on line 7a of the Form 55002009-01-013,078
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-01452
Total of all active and inactive participants2009-01-013,533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-013,538
Number of participants with account balances2009-01-013,526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2019 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
2018 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$11,903
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,650
Total income from all sources (including contributions)2018-12-31$10,998,247
Total of all expenses incurred2018-12-31$41,390,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$41,057,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,450,606
Value of total assets at end of year2018-12-31$236,673,078
Value of total assets at beginning of year2018-12-31$267,057,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$333,569
Total interest from all sources2018-12-31$541,851
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,104,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,104,018
Administrative expenses professional fees incurred2018-12-31$39,347
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,313,800
Participant contributions at end of year2018-12-31$11,066,556
Participant contributions at beginning of year2018-12-31$11,492,894
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$295,796
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$81,493
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$82,532
Other income not declared elsewhere2018-12-31$1,026,632
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$3,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-30,392,405
Value of net assets at end of year (total assets less liabilities)2018-12-31$236,661,175
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$267,053,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$80,358
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$186,345,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$209,338,095
Interest on participant loans2018-12-31$541,851
Value of interest in common/collective trusts at end of year2018-12-31$39,179,365
Value of interest in common/collective trusts at beginning of year2018-12-31$46,143,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$36
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$36
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$36
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,594,130
Net investment gain or loss from common/collective trusts2018-12-31$-5,530,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,841,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$41,057,083
Contract administrator fees2018-12-31$213,864
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Liabilities. Value of benefit claims payable at end of year2018-12-31$11,903
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountancy firm name2018-12-31BROWN, EDWARDS & COMPANY, L.L.P.
Accountancy firm EIN2018-12-31540504608
2017 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,650
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$61,413
Total income from all sources (including contributions)2017-12-31$47,506,854
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$66,810,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$66,698,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,484,674
Value of total assets at end of year2017-12-31$267,057,230
Value of total assets at beginning of year2017-12-31$286,418,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$111,742
Total interest from all sources2017-12-31$521,741
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,589,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,589,963
Administrative expenses professional fees incurred2017-12-31$38,272
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,326,249
Participant contributions at end of year2017-12-31$11,492,894
Participant contributions at beginning of year2017-12-31$12,288,266
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$158,354
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$82,532
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$585,899
Liabilities. Value of operating payables at end of year2017-12-31$3,650
Liabilities. Value of operating payables at beginning of year2017-12-31$61,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-19,303,285
Value of net assets at end of year (total assets less liabilities)2017-12-31$267,053,580
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$286,356,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$69,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$209,338,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$212,998,181
Interest on participant loans2017-12-31$521,741
Value of interest in common/collective trusts at end of year2017-12-31$46,143,673
Value of interest in common/collective trusts at beginning of year2017-12-31$60,258,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$36
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$873,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$873,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$23,798,074
Net investment gain or loss from common/collective trusts2017-12-31$7,526,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$71
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$66,698,397
Contract administrator fees2017-12-31$4,137
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHERRY BEKEART LLP
Accountancy firm EIN2017-12-31560574444
2016 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$61,413
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$85,710
Total income from all sources (including contributions)2016-12-31$42,394,140
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$261,416,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$261,088,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,544,163
Value of total assets at end of year2016-12-31$286,418,278
Value of total assets at beginning of year2016-12-31$505,465,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$328,491
Total interest from all sources2016-12-31$758,113
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$7,885,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$7,885,449
Administrative expenses professional fees incurred2016-12-31$121,577
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$17,012,648
Participant contributions at end of year2016-12-31$12,288,266
Participant contributions at beginning of year2016-12-31$28,076,939
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$478,924
Liabilities. Value of operating payables at end of year2016-12-31$61,413
Liabilities. Value of operating payables at beginning of year2016-12-31$85,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-219,022,477
Value of net assets at end of year (total assets less liabilities)2016-12-31$286,356,865
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$505,379,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$120,361
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$212,998,181
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$376,829,012
Interest on participant loans2016-12-31$758,113
Value of interest in common/collective trusts at end of year2016-12-31$60,258,220
Value of interest in common/collective trusts at beginning of year2016-12-31$100,506,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$873,611
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,614,288
Net investment gain or loss from common/collective trusts2016-12-31$1,592,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$52,591
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$52,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$261,088,126
Contract administrator fees2016-12-31$86,553
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHERRY BEKEART LLP
Accountancy firm EIN2016-12-31560574444
2015 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$85,710
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$112,541
Total income from all sources (including contributions)2015-12-31$43,662,519
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$216,191,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$215,834,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$36,497,514
Value of total assets at end of year2015-12-31$505,465,052
Value of total assets at beginning of year2015-12-31$678,021,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$357,763
Total interest from all sources2015-12-31$1,372,691
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$21,272,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$21,272,607
Administrative expenses professional fees incurred2015-12-31$51,898
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$29,923,321
Participant contributions at end of year2015-12-31$28,076,939
Participant contributions at beginning of year2015-12-31$38,844,232
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$675,456
Liabilities. Value of operating payables at end of year2015-12-31$85,710
Liabilities. Value of operating payables at beginning of year2015-12-31$112,541
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$1,079,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-172,529,474
Value of net assets at end of year (total assets less liabilities)2015-12-31$505,379,342
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$677,908,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$166,099
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$376,829,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$505,735,178
Interest on participant loans2015-12-31$1,372,691
Value of interest in common/collective trusts at end of year2015-12-31$100,506,980
Value of interest in common/collective trusts at beginning of year2015-12-31$132,362,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-15,327,406
Net investment gain or loss from common/collective trusts2015-12-31$-152,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,898,737
Employer contributions (assets) at end of year2015-12-31$52,121
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$215,834,230
Contract administrator fees2015-12-31$139,766
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CHERRY BEKEART LLP
Accountancy firm EIN2015-12-31560574444
2014 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$71,468,388
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$112,541
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$132,155
Total income from all sources (including contributions)2014-12-31$83,222,383
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$134,388,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$133,930,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$40,515,264
Value of total assets at end of year2014-12-31$678,021,357
Value of total assets at beginning of year2014-12-31$800,675,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$458,132
Total interest from all sources2014-12-31$1,647,317
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$25,177,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$25,177,409
Administrative expenses professional fees incurred2014-12-31$66,429
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$39,808,863
Participant contributions at end of year2014-12-31$38,844,232
Participant contributions at beginning of year2014-12-31$39,625,556
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$473,661
Liabilities. Value of operating payables at end of year2014-12-31$112,541
Liabilities. Value of operating payables at beginning of year2014-12-31$132,155
Total non interest bearing cash at end of year2014-12-31$1,079,009
Total non interest bearing cash at beginning of year2014-12-31$69,133,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-51,166,031
Value of net assets at end of year (total assets less liabilities)2014-12-31$677,908,816
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$800,543,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$200,078
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$505,735,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$541,924,774
Interest on participant loans2014-12-31$1,647,317
Value of interest in common/collective trusts at end of year2014-12-31$132,362,938
Value of interest in common/collective trusts at beginning of year2014-12-31$149,543,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$11,450,844
Net investment gain or loss from common/collective trusts2014-12-31$4,431,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$232,740
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$447,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$133,930,282
Contract administrator fees2014-12-31$191,625
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHERRY BEKEART LLP
Accountancy firm EIN2014-12-31560574444
2013 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$132,155
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$219,281,063
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$152,289,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$143,394,919
Expenses. Certain deemed distributions of participant loans2013-12-31$8,247,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$102,847,113
Value of total assets at end of year2013-12-31$800,675,390
Value of total assets at beginning of year2013-12-31$733,551,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$647,339
Total interest from all sources2013-12-31$1,640,079
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$19,807,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$19,807,857
Administrative expenses professional fees incurred2013-12-31$646,313
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$55,433,942
Participant contributions at end of year2013-12-31$39,625,556
Participant contributions at beginning of year2013-12-31$37,344,592
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$2,292,779
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,689,619
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$132,155
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$69,133,968
Total non interest bearing cash at beginning of year2013-12-31$690,749,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$66,991,574
Value of net assets at end of year (total assets less liabilities)2013-12-31$800,543,235
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$733,551,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,026
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$541,924,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$1,640,079
Value of interest in common/collective trusts at end of year2013-12-31$149,543,783
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$92,350,565
Net investment gain or loss from common/collective trusts2013-12-31$2,635,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$45,723,552
Employer contributions (assets) at end of year2013-12-31$447,309
Employer contributions (assets) at beginning of year2013-12-31$3,164,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$143,394,919
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHERRY BEKEART LLP
Accountancy firm EIN2013-12-31560574444
2012 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,600
Total income from all sources (including contributions)2012-12-31$218,168,497
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$135,245,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$134,523,675
Expenses. Certain deemed distributions of participant loans2012-12-31$408,793
Value of total corrective distributions2012-12-31$47,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$147,088,129
Value of total assets at end of year2012-12-31$733,551,661
Value of total assets at beginning of year2012-12-31$650,644,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$265,803
Total interest from all sources2012-12-31$1,386,751
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$16,304,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$16,304,607
Administrative expenses professional fees incurred2012-12-31$67,772
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$62,829,779
Participant contributions at end of year2012-12-31$37,344,592
Participant contributions at beginning of year2012-12-31$18,026,142
Participant contributions at end of year2012-12-31$2,292,779
Participant contributions at beginning of year2012-12-31$842,493
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,548,285
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$241,784,266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$15,600
Administrative expenses (other) incurred2012-12-31$198,031
Total non interest bearing cash at end of year2012-12-31$690,749,559
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$82,922,627
Value of net assets at end of year (total assets less liabilities)2012-12-31$733,551,661
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$650,629,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$307,495,308
Interest on participant loans2012-12-31$1,386,751
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$81,197,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$52,322,671
Net investment gain or loss from common/collective trusts2012-12-31$1,066,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$82,710,065
Employer contributions (assets) at end of year2012-12-31$3,164,731
Employer contributions (assets) at beginning of year2012-12-31$1,299,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$134,523,675
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHERRY,BEKEART AND HOLLAND
Accountancy firm EIN2012-12-31560574444
2011 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$241,784,266
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$76,320,050
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$35,583,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$35,520,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$76,442,109
Value of total assets at end of year2011-12-31$650,644,634
Value of total assets at beginning of year2011-12-31$368,108,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$63,416
Total interest from all sources2011-12-31$757,076
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$7,733,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$7,733,719
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$30,918,523
Participant contributions at end of year2011-12-31$18,026,142
Participant contributions at beginning of year2011-12-31$15,891,066
Participant contributions at end of year2011-12-31$842,493
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,233,582
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$241,784,266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$15,600
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$63,416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$40,736,396
Value of net assets at end of year (total assets less liabilities)2011-12-31$650,629,034
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$368,108,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$307,495,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$282,218,520
Interest on participant loans2011-12-31$757,076
Value of interest in common/collective trusts at end of year2011-12-31$81,197,026
Value of interest in common/collective trusts at beginning of year2011-12-31$69,912,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-11,295,404
Net investment gain or loss from common/collective trusts2011-12-31$2,682,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$43,290,004
Employer contributions (assets) at end of year2011-12-31$1,299,399
Employer contributions (assets) at beginning of year2011-12-31$85,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$35,520,238
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHERRY, BEKEART AND HOLLAND
Accountancy firm EIN2011-12-31560574444
2010 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$203,980,855
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$45,389,318
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,806,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,706,849
Expenses. Certain deemed distributions of participant loans2010-12-31$68,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$26,477,511
Value of total assets at end of year2010-12-31$368,108,372
Value of total assets at beginning of year2010-12-31$124,544,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,137
Total interest from all sources2010-12-31$339,408
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,291,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,291,256
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$13,054,488
Participant contributions at end of year2010-12-31$15,891,066
Participant contributions at beginning of year2010-12-31$5,938,772
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,854,594
Administrative expenses (other) incurred2010-12-31$31,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$39,583,144
Value of net assets at end of year (total assets less liabilities)2010-12-31$368,108,372
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$124,544,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$282,218,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$94,814,632
Interest on participant loans2010-12-31$339,408
Value of interest in common/collective trusts at end of year2010-12-31$69,912,962
Value of interest in common/collective trusts at beginning of year2010-12-31$23,705,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,239,962
Net investment gain or loss from common/collective trusts2010-12-31$2,041,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$11,568,429
Employer contributions (assets) at end of year2010-12-31$85,824
Employer contributions (assets) at beginning of year2010-12-31$85,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,706,849
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHERRY, BEKEART AND HOLLAND
Accountancy firm EIN2010-12-31560574444
2009 : ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN

2019: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALPHA NATURAL RESOURCES, LLC AND AFFILIATES 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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